2012-04-17T09:56:50-05:00 2011-05-31 KPMG LLP 355 S Grand Ave Suite 2000 Los Angeles CA 90071 990 2010-06-01 951643992 Chapman University CHAP 7147447099 One University Dr Orange CA 92866 HAROLD HEWITT 2012-04-16 2139724000 2010 2016-02-24 21:20:13Z HAROLD HEWITT JR ONE UNIVERSITY DR ORANGE CA 92866 368808480 false X http://www.chapman.edu X 1861 CA THE MISSION OF CHAPMAN UNIVERSITY IS TO PROVIDE PERSONALIZED EDUCATION OF DISTINCTION THAT LEADS TO INQUIRING, ETHICAL, AND PRODUCTIVE LIVES AS GLOBAL CITIZENS. 65 64 3847 425 81851 64410 29387342 31573930 232335132 262260733 8613873 11523761 6115033 4574774 276451380 309933198 68395871 79590461 0 0 104447704 111350041 0 0 10978409 65331350 74674864 238174925 265615366 38276455 44317832 677807704 734367063 162391934 153079457 515415770 581287606 X IN SUPPORT OF OUR MISSION AND VALUES, CHAPMAN UNIVERSITY HAS DEVELOPED AN ACADEMIC VISION TO FOCUS ALL OF OUR EFFORTS ON DELIVERING THE HIGHEST QUALITY EDUCATION FOR OUR STUDENTS. EVERYTHING WE DO, EVERY UNIT ON CAMPUS, EVERY SERVICE AND EVERY PERSON WHO IS PART OF THE CHAPMAN COMMUNITY IS, DIRECTLY OR INDIRECTLY, DEDICATED TO THIS END. A LEARNING COMMUNITY: FACULTY WHO BRIDGE RESEARCH AND PRACTICE, WHO CONNECT ACTIVE SCHOLARSHIP AND CREATIVE ACTIVITY WITH TEACHING AND LEARNING-ARE CENTRAL TO A CHAPMAN EDUCATION. WE FORM A LEARNING COMMUNITY THAT CULTIVATES AND VALUES CONNECTIONS ACROSS DISCIPLINES AND ACROSS TIME. STUDENTS AND FACULTY OFTEN STAY CONNECTED WITH EACH OTHER BEYOND THE LIMITS OF THEIR CLASSROOM DAYS, STAYING IN TOUCH, SOMETIMES FOR DECADES, AS THEY CONTINUE TO NURTURE SHARED INTERESTS BORN AT CHAPMAN. A FOCUS ON EDUCATIONAL EFFECTIVENESS: FACULTY ARE COMMITTED TO SELF-REFLECTION AS A MEANS TO ASSESSMENT AND EFFECTIVENESS IN ORDER TO BEST SERVE OUR STUDENTS. FACULTY ARE EX false false 174807994 79290461 234467064 Instruction: Listed below are Chapman University's Academic Programs, which currently provide over 40 fields of undergraduate study and more than 20 graduate programs as well as a variety of credential and certificate programs: -George L. Argyros School of Business and Economics -College of Educational Studies -Lawrence and Kristina Dodge college of Film and Media Arts -Wilkinson College of Humanities and Social Sciences -School of Law -College of Performing Arts -Schmid College of Science See more information at www.Chapman.edu 26299446 ACADEMIC SUPPORT: The primary attribute of academic support is the library. At Chapman University, there are two libraries; the Leatherby Libraries and the Rinker Law Library. Not only does the Leatherby Library combine the latest information technology with the personalized attention that is the hallmark of a Chapman education, it also includes nine individually named libraries with distinctive collections representing disciplinary areas of the university. The facility features 15 group study rooms, 6 multi-media preview rooms, over 250 computers for user access, 6 computer classroom, a library instruction room, an extended-hour study commons, and more than 600 seats at tables, carrels, and lounge chairs. The Leatherby Libraries' collection contains about 265,000 volumes and 2,000 print journal titles, in addition to DVDs, videos, CDs, and other media. The Rinker Law Library currently contains over 293,000 volumes, including books, microforms, audio visual materials, and serials. This facility features seating for about 300 users with access to the Internet and to many electronic research databases. 17772861 STUDENT SERVICES: Chapman University students have endless opportunities for extending their education beyond the classroom. These opportunities include student government, Division III intercollegiate athletics, publications, radio broadcasting, fine arts, and over 100 registered student organizations, including an active fraternity and sorority system. 17024465 300000 27793669 235904766 true true false true false false true false true true true false false true true false true true false true false true false true false false true true true true false false false false false false false false true false true true false false true true true false false false true 446 0 true 3847 true true true false false false false true true false false false false X 65 64 false false false false false false false true true false false true true true true true true true true false CA X X BEHZAD BINESH 7147447099 ONE UNIVERSITY DR ORANGE CA 92866 JAMES DOTI 40.0 X X 468510 0 210698 ZELMA M ALLRED 1.0 X 0 0 0 GEORGE L ARGYROS 1.0 X 0 0 0 DENNIS ASSAEL 1.0 X 0 0 0 RAJ S BHATHAL 1.0 X 0 0 0 MARTA BHATHAL 1.0 X 0 0 0 PHILLIP H CASE 1.0 X 0 0 0 SCOTT CHAPMAN 1.0 X 0 0 0 ARLENE R CRAIG 1.0 X 0 0 0 J BEN CROWELL 1.0 X 0 0 0 JEROME CWIERTNIA 1.0 X 0 0 0 DON DEWEY 1.0 X 0 0 0 JAMES P BURRA 1.0 X 0 0 0 KRISTINA DODGE 1.0 X 0 0 0 MARCIA COOLEY 1.0 X 0 0 0 JAMES W EMMI 1.0 X 0 0 0 DAVID C HENLEY 1.0 X 0 0 0 ROGER C HOBBS 1.0 X 0 0 0 DALE E FOWLER 1.0 X 0 0 0 WILLIAM K HOOD 1.0 X 0 0 0 DAVID A JANES 1.0 X 0 0 0 MARK CHAPIN JOHNSON 1.0 X 0 0 0 JOANN LEATHERBY 1.0 X 0 0 0 PARKER S KENNEDY 1.0 X 0 0 0 CHARLES D MARTIN 1.0 X 0 0 0 JAMES MAZZO 1.0 X 0 0 0 RANDALL McCARDLE 1.0 X 0 0 0 S PAUL MUSCO 1.0 X 0 0 0 CECILIA PRESLEY 1.0 X 0 0 0 HARRY S RINKER 1.0 X 0 0 0 BARRY R RODGERS 1.0 X 0 0 0 JAMES B ROSZAK 1.0 X 0 0 0 J RONALD SECHRIST 1.0 X 0 0 0 LORETTA L SANCHEZ 1.0 X 0 0 0 MOHINDAR S SANDHU 1.0 X 0 0 0 RICHARD R SCHMID 1.0 X 0 0 0 ALLEN L SESSOMS 1.0 X 0 0 0 RONALD M SIMON 1.0 X 0 0 0 RONALD E SODERLING 1.0 X 0 0 0 R DAVID THRESHIE 1.0 X 0 0 0 EMILY CREAN VOGLER 1.0 X 0 0 0 KAREN R WILKINSON 1.0 X 0 0 0 DAVID W WILSON 1.0 X 0 0 0 H BEN BOHREN JR 1.0 X 0 0 0 DENNY WILLIAMS 1.0 X 0 0 0 RICHARD BERTEA 1.0 X 0 0 0 LESLIE N DURYEA 1.0 X 0 0 0 ROBERT A ELLIOTT 1.0 X 0 0 0 THOMAS J LIGGETT 1.0 X 0 0 0 JACK B LINDQUIST 1.0 X 0 0 0 STANLEY D SMITH 1.0 X 0 0 0 DONALD E SODARO 1.0 X 0 0 0 DOY B HENLEY 1.0 X 0 0 0 PAUL FOLINO 1.0 X 0 0 0 DONALD P KENNEDY 1.0 X 0 0 0 MARION KNOTT 1.0 X 0 0 0 LYNN A BOOTH 1.0 X 0 0 0 WYLIE AITKEN 1.0 X 0 0 0 DONNA FORD ATTALLAH 1.0 X 0 0 0 H ROSS ESCALETTE 1.0 X 0 0 0 BARRY GOLDFARB 1.0 X 0 0 0 JOE E KIANI 1.0 X 0 0 0 DAVID EI PYOTT 1.0 X 0 0 0 KELSEY C SMITH 1.0 X 0 0 0 GLENN B STEARNS 1.0 X 0 0 0 REBECCA R CAMPOS 40.0 X 216459 0 30844 SHERYL BOURGEOIS 40.0 X 390728 0 63808 HAROLD HEWITT JR 40.0 X 339295 0 71272 KRIS OLSEN 40.0 X 253613 0 33674 DANIELE STRUPPA 40.0 X 486882 0 195185 MICHAEL PELLY 40.0 X 187246 0 23678 JERRY PRICE 40.0 X 173913 0 25912 ARTHUR KRAFT 40.0 X 427103 0 35282 JOHN C EASTMAN 40.0 X 249313 0 34164 VERNON SMITH 40.0 X 508679 0 143606 MENAS KAFATOS 40.0 X 445953 0 31591 YAKIR AHARONOV 40.0 X 366265 0 22451 STEPHEN RASSENTI 40.0 X 317666 0 34537 DAVID P PORTER 40.0 X 287786 0 38309 5119411 0 995011 195 false true false INSIDE TRACK LEARNING INC DEPT LA 22614 PASADENA CA 91185 EDUCATION CONSULTING 511930 ARMEN M GULIAN 18111 HIGHFIELD RD ASHTON MD 20861 CONSULTING 152083 INK STUDIOS CORP 9820 IRVINE CENTER DR IRVINE CA 92618 CONSULTING 132984 KPMG LLP 355 S GRAND AVENUE SUITE 2000 LOS ANGELES CA 90071 AUDITORS/ACCOUNTANTS 132234 FULL BLOWN EVENTS INC 2151 S DUPONT DRIVE ANAHEIM CA 92806 STAGING AUDIO-VIDEO 126455 5 2187663 2306964 3378051 23701252 8004251 31573930 TUITION AND FEES 611710 235191233 235191233 STUDENT HOUSING 611710 16976531 16976531 MEAL PLANS 611710 6091030 6091030 FACILITIES/CONFER. 531390 1718706 1718706 STUDENT HEALTH PLANS 611710 1211460 1211460 1071773 1071773 262260733 4329533 -66730 4396263 0 0 1701478 1539880 161598 161598 148581 13017 63657000 121000 56326128 257644 7330872 -136644 7194228 7194228 33666 2187663 751630 -717964 -717964 0 0 PARKING FEES & METERS 812930 1707597 1707597 OTHER STUDENT FEES 900099 1214623 1214623 FOOD SERVICE & VENDING 900099 449180 449180 1759740 1759740 5131140 309933198 262260733 81851 16016684 300000 300000 79153661 79153661 136800 136800 0 3033423 836914 1212428 984081 0 84766495 72382811 7968612 4415072 4591936 3829392 480168 282376 12935113 10410304 1492561 1032248 6023074 5022873 629819 370382 0 738914 39139 699775 0 0 0 660101 660101 6389974 4988253 991403 410318 1938313 1234219 66474 637620 8546813 7582393 277806 686614 998543 486260 474710 37573 5252 5252 12850702 11560621 674932 615149 0 0 8102231 7094904 414406 592921 3466775 2884111 122090 460574 0 14572648 13915639 466624 190385 2502053 2497915 4138 TELEPHONE 1004859 708048 239814 56997 POSTAGE 984126 399621 488766 95739 OTHER EXPENSES 11913560 10435636 1367564 110360 265615366 235904766 18732191 10978409 X 53434 30351 60121165 27495348 63111490 62730810 4535955 4367331 21278305 24158240 447370 449145 2417295 2813711 475474157 115130229 350737835 360343928 108156217 116855118 64304000 116861640 2644638 18261441 677807704 734367063 20934935 23129332 8414857 8966429 96474610 95288260 3429602 8947000 2288859 2257483 30849071 14490953 162391934 153079457 X 342257681 383009089 58291448 82225724 114866641 116052793 515415770 581287606 677807704 734367063 X 44317832 21554004 X false true true X true true X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false false false false true 38296 false false 38296 false DIRECT CONTACT WITH LEGISLATORS PART II-B, LINE 1G AN OUTSIDE LOBBYING FIRM WAS PAID TO LOBBY CONGRESS IN ORDER TO OBTAIN FEDERAL FUNDING FOR CHAPMAN UNIVERSITY. 111149 2806884 X X X false 150698000 15699000 28670000 1125000 3330000 0 190612000 134926000 5604000 19527000 1103000 8256000 0 150698000 184260000 1174000 -29428000 1079749 20000251 0 134926000 0.38000 0.62000 0.00000 false false 60812923 60812923 299389634 58920221 240469413 401051 103151 297899 100833780 56106857 44726923 0 14036770 0 14036770 360343928 EQUITY FUNDS 37180254 F FIXED INCOME MUTUAL FUNDS 11265871 F REAL ASSET FUNDS 4018998 F LIMITED PARTNERSHIP 2000000 F VENTURE CAPITAL 1746328 F PRIVATE EQUITY 3755110 F MEZZANINE DEBT 7345876 F HEDGE FUNDS 48546571 F UNITRUST INVESTMENTS 1002632 F RESTRICTED CERT. OF DEPOSIT 0 F 116861640 0 OTHER LIABILITIES 4580603 ANNUITIES PAYABLE 2509331 LIABILITIES - INTEREST RATE SWAP 7401019 14490953 309933198 265615366 44317832 20638622 915382 21554004 65871836 253076520 20638622 1257085 21895707 231180813 660101 78092284 78752385 309933198 187204684 1539880 1539880 185664804 660101 79290461 79950562 265615366 ART COLLECTION MAINTAINED BY THE UNIVERSITY Form 990, Schedule D, Part III, Line 4 Special collections contain materials of enduring value for their intellectual content as well as for their historical importance. special collections in the leatherby libraries serve as the repository for collections of papers, manuscripts, rare books, art work, periodicals, photographs, media, ephemera and realia. Endowment Funds Form 990, Schedule D, Part V, Line 4 Endowed gifts are meant to exist in perpetuity. Each year, a portion of the fund's earnings is made available to support student scholarships, faculty chairs, and other endowed programs that further the University's strategic priorities. FIN 48 FOOTNOTE FORM 990, SCHEDULE D, PART X, Line 2 The university has adopted the financial accounting standards board (FASB) accounting standards codification (ASC) subtopic 740, income taxes, related to accounting for uncertainty in income taxes, which prescribes a recognition threshold and measurement attribute for the financial statement recognition and measurement of a tax position taken or expected to be taken in a tax return. The interpretation requires that the entity account for and disclose in the financial statements the impact of a tax position if that position will more likely than not be sustained upon examination, including resolutions of any related appeals or litigation processes, based on the technical merits of the position. The University has evaluated the financial statement impact of tax positions taken or expected to be taken and determined that it has no uncertain tax positions that would require tax assets or liabilities to be recorded in accordance with accounting guidelines. Form 990, Schedule D, Part XI, Line 8 Change in Value of Split Interest $290,739 Unrealized loss on interest rate swap ($573,534) Partnership K-1 Loss not on Finacial Statements $1,198,177 Total Other Changes $915,382 Form 990, schedule D, Part XII, line 2d Rental Income Reported Net on Form 990 $1,539,880 Change in value of split interest agreements $290,739 Unrealized loss on interest rate swap ($573,534) Total other changes $1,257,085 Form 990, Schedule D, Part XII, Line 4b Scholarships Reported Gross on Form 990 $79,290,461 Partnership K-1 Loss not on Financial Statements ($1,198,177) Total Other Changes $78,092,284 Form 990, Schedule D, Part XIII, Line 2D Rental Expense Reported net on Form 990 $1,539,880 Form 990, Schedule D, Part XIII, Line 4b Scholarships Reported Gross on Form 990 $79,290,461 true true true true true true true false false false false false false false false true false true Schedule E, Part I, line 3 THE CHAPMAN UNIVERSITY NON-DISCRIMINATION POLICY (BELOW) IS PROMINENT IN BOTH THE 2010-2011 UNDERGRADUATE (P.18) AND GRADUATE (P.19) CATALOGS. NON-DISCRIMINATION POLICY: CHAPMAN UNIVERSITY DOES NOT DISCRIMINATE ON THE BASIS OF RACE, GENDER, SEXUAL ORIENTATION, COLOR, AGE, DISABILITY, NATIONAL ORIGIN OR ETHNICITY IN ANY OF ITS POLICIES OR PRACTICES, INCLUDING BUT NOT LIMITED TO: ADMISSIONS, ACADEMIC REQUIREMENTS, FINANCIAL AID, EMPLOYMENT, HOUSING, ATHLETICS, OR ANY OTHER SCHOOL-ADMINISTERED PROGRAM OR SERVICE. CHAPMAN UNIVERSITY IS COMMITTED TO PROVIDING AN ENVIRONMENT WHICH IS FREE FROM ANY FORM OF HARRASSMENT AND DISCRIMINATION BASED UPON AN INDIVIDUAL'S RACE, COLOR, RELIGION, ANCESTRY, NATIONAL ORIGIN, GENDER, MARITAL STATUS SEXUAL ORIENTATION, AGE, DISABILITY, VETERAN STATUS, OR ANY OTHER CLASSIFICATION PROTECTED BY LAW, SO THAT ALL MEMBERS OF THE COMMUNITY ARE TREATED AT ALL TIMES WITH DIGNITY AND RESPECT. IT IS THE UNIVERSITY'S POLICY, THEREFORE, TO PROHIBIT ALL FORMS OF SUCH HARRASSMENT OR DISCRIMINATION AMONG UNIVERSITY FACULTY, STUDENTS, STAFF AND ADMINISTRATION. THE UNIVERSITY'S ADMINISTRATION, FACULTY, STAFF, AND STUDENTS ARE EACH RESPONSIBLE FOR CREATING AND MAINTAINING AN ENVIRONMENT CONDUCIVE TO WORK, STUDY, AND LEARNING. HARASSMENT AND DISCRIMINATION, IN ANY FORM ARE PROHIBITED BY THIS POLICY AND IMPEDE THE REALIZATION OF THE UNIVERSITY'S MISSION TO PROVIDE AN EDUCATION OF DISTINCTION IN A DIGNIFIED A RESPECTFUL LEARNING ENVIRONMENT. IT IS THE DUTY OF EVERY MEMBER OF THE FACULTY, STAFF, AND ADMINISTRATION TO ASSURE COMPLIANCE WITH THIS POLICY BY PROMPTLY REPORTING POLICY VIOLATIONS TO THE UNIVERSITY'S EQUAL OPPORTUNITY OFFICER. STUDENTS ARE ALSO STRONGLY ENCOURAGED TO REPORT ANY VIOLATIONS OF THIS POLICY, AND MAY DO SO BY CONTACTING EITHER THE EQUAL OPPORTUNITY OFFICER OR THE DEAN OF STUDENTS. Schedule E, Part I, Line 6A Chapman University is awarded grants from government agencies, such as the Department of Education and the California Student Aid Commission, to provide financial aid to students. true Europe (Including Iceland and Greenland) 0 15 Program Services INSTRUCTION 569603 East Asia and the Pacific 0 6 Program Services INSTRUCTION 672185 Sub-Saharan Africa 0 2 Program Services INSTRUCTION 44216 0 23 0 23 1286004 1286004 true false false false false false SCHEDULE F, PART 1, COLUMN F THE EXPENDITURES REPORTED IN COLUMN F ARE REPORTED ON THE ACCRUAL BASIS OF ACCOUNTING. PAYMENTS ARE MADE TO RECEIPIENTS VIA WIRE TRANSFER. SCHEDULE F, PART 1, LINE 1 THE UNIVERSITY FUNDS THE STUDENT'S ACCOUNT AT A THIRD PARTY CORPORATION THAT RUNS THE OVERSEES PROGRAMS. THE STUDENT HAS ACCESS TO THAT ACCOUNT FOR REQUIRED PROGRAMS EXPENSES. IF REQUIRED EXPENSES ARE NOT PAID, EITHER THE STUDENT OR CORPORATION WOULD NOTIFY THE UNIVERSITY TO RECTIFY THE SITUATION American Celebr 2027398 2000308 27090 307397 108787 60995 145013 Economic Foreca 193931 187355 6576 21566 52878 23825 31169 0 2221329 2187663 33666 328963 161665 84820 176182 751630 -717964 true BRANDMAN UNIVERSITY 16355 LAGUNA CANYON RD IRVINE CA 92618 260152908 501(C)(3) 300000 0 NONE N/A student loans 1 0 CHAPMAN UNIVERSITY STUDENTS 5070 69290577 0 N/A N/A CHAPMAN UNIVERSITY STUDENTS 713 9863084 0 N/A N/A GRANT RECORDS SCHEDULE I, PART I, LINE 2: GRANTS AND OTHER ASSISTANCE REPRESENT STUDENT FINANCIAL AID. WHEN AWARDING AID, CHAPMAN UNIVERSITY FOLLOWS ALL LAWS AND REGULATIONS OF FEDERAL AND STATE OF CALIFORNIA AID PROGRAMS. FOR MORE INFORMATION, VISIT OUR WEBSITE AT WWW.CHAPMAN.EDU. X X X true true X X X X X false true false false false false false false false JAMES DOTI 361925 0 100000 0 6585 0 106199 0 104499 0 679208 0 0 0 REBECCA R CAMPOS 193711 0 20000 0 2748 0 17960 0 12884 0 247303 0 0 0 SHERYL BOURGEOIS 245650 0 130000 0 15078 0 22050 0 41758 0 454536 0 0 0 HAROLD HEWITT JR 275873 0 50000 0 13422 0 57050 0 14222 0 410567 0 0 0 KRIS OLSEN 173244 0 50000 0 30369 0 16219 0 17455 0 287287 0 0 0 DANIELE STRUPPA 423732 0 50000 0 13150 0 72050 0 123135 0 682067 0 0 0 MICHAEL PELLY 176698 0 10000 0 548 0 16013 0 7665 0 210924 0 0 0 JERRY PRICE 146777 0 20000 0 7136 0 13500 0 12412 0 199825 0 0 0 ARTHUR KRAFT 248762 0 0 0 178341 0 22050 0 13232 0 462385 0 0 JOHN C EASTMAN 203892 0 0 0 45421 0 16691 0 17473 0 283477 0 0 0 VERNON SMITH 408076 0 0 0 100603 0 130659 0 12947 0 652285 0 0 0 MENAS KAFATOS 434523 0 0 0 11430 0 22050 0 9541 0 477544 0 0 0 YAKIR AHARONOV 321691 0 0 0 44574 0 0 0 22451 0 388716 0 0 0 STEPHEN RASSENTI 242282 0 0 0 75384 0 21362 0 13175 0 352203 0 0 0 DAVID P PORTER 213849 0 0 0 73937 0 20435 0 17874 0 326095 0 0 0 TRAVEL FOR COMPANIONS SCHEDULE J, PART I, LINE 1A TRAVEL FOR COMPANIONS: SPOUSAL AND FAMILY TRAVEL POLICY: ALL UNIVERSITY FUNDED TRAVEL FOR SPOUSES AND FAMILY MEMBERS IS TAXABLE COMPENSATION TO THE EMPLOYEE ON CERTAIN OCCASIONS, TRAVEL EXPENSES FOR THE SPOUSE (INCLUDING DOMESTIC PARTNER) OR OTHER FAMILY MEMBERS OF CHAPMAN UNIVERSITY EMPLOYEES ARE REIMBURSED OR PAID DIRECTLY FROM UNIVERSITY FUNDS. THESE SITUATIONS MUST BE PRE-APPROVED BY COMPLETING THE "SPOUSAL AND FAMILY TRAVEL FORM". THERE MUST BE DOCUMENTED "BONA FIDE" BUSINESS PURPOSE FOR THE PRESENCE OF THE SPOUSE OR FAMILY MEMBER. IF A "BONA FIDE" BUSINESS PURPOSE DOES NOT EXIST, ANY AMOUNTS REIMBURSED OR PAID DIRECTLY BY CHAPMAN UNIVERSITY FOR SPOUSAL OR FAMILY MEMBER TRAVEL WILL BE ADDED TO THE TAXABLE WAGES OF THE EMPLOYEE AND SUBJECT TO TAX WITHHOLDING. TRAVEL FOR COMPANIONS FOR THIS FISCAL YEAR WAS PROVIDED TO SHERYL BOURGEOIS AND IT WAS DETERMINED TO BE NON-TAXABLE. RESIDENCE FOR PERSONAL USE SCHEDULE J, PART I, LINE 1A THE PRESIDENT AND CHANCELLLOR, JAMES DOTI AND DANIELE STRUPPA, RECEIVE THE USE OF A RESIDENCE FOR PERSONAL USE AS A CONDITION OF EMPLOYMENT. THIS USE IS TREATED AS NON-TAXABLE COMPENSATION. THE FAIR MARKET VALUE OF THE ANNUAL HOUSING ALLOWANCE REPORTED ON SCHEDULE J, PART II, COLUMN (D)FOR JAMES DOTI IS $95,259 AND FOR DANIELE STRUPPA IS $93,758. HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES SCHEDULE J, PART I, LINE 1A CERTAIN EMPLOYEES HAVE ACCESS TO SOCIAL CLUB MEMBERSHIPS FOR THE BUSINESS PURPOSE OF CULTIVATING DONOR/TRUSTEE RELATIONSHIPS. FOR THIS FISCAL YEAR, SOCIAL CLUB DUES WERE PAID FOR JAMES DOTI, DANIELLE STRUPPA, SHERYL BOUGEOIS, AND JOHN EASTMAN. THESE WERE DETERMINED TO BE NON-TAXABLE BENEFITS SINCE THEY HAD A BONA FIDE BUSINESS PURPOSE. SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN SCHEDULE J, PART I, LINE 4B VERNON SMITH PARTICIPATES IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN WHICH RECEIVED A CONTRIBUTION OF $105,263 DURING THIS FISCAL YEAR. UNDER THE TERMS OF THE PLAN, "VERNON SMITH SHALL, IN ADDITION TO THE FREE INSURANCE PROVIDED BY THE COMMONWEALTH OF VIRGINIA, RECEIVE A DEFERRED PLAN THAT WILL EARN INTEREST AT THE TEN (10) YEAR TREASURY RATE, AND THE UNIVERSITY WILL DEPOSIT PAYMENTS INTO THE ACCOUNT ON THE FOLLOWING SCHEDULE; JANUARY 2009 IN THE AMOUNT OF $125,000; JANUARY 2010 IN THE AMOUNT OF $100,000; JANUARY 2011 IN THE AMOUNT OF $100,000; AND JANUARY 2012 IN THE AMOUNT OF $75,000. IN THE EVENT THAT VERNON SMITH DIES DURING HIS EMPLOYMENT AT CHAPMAN, HIS HEIRS SHALL RECEIVE ALL FUNDS FROM HIS ACCOUNT." CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY 521705592 130178NX0 2008-07-02 88885000 See Part V false false false 0 0 88885686 0 0 0 728313 223703 0 0 87933670 0 2009 true false true true true true false true 0.08480 0.01380 0.09860 true false true true BOA MERRIL LYNCH 18.25 true false false NA true false Schedule K, Part I, Column F Paid off Bank Loans and funded residence hall renovations Supplemental Information The 2005AB Variable Rate Bonds, issued on September 8, 2005, were refunded by the 2008ABC Bonds. The $686 difference between the total proceeds in Part II and the issue price in Part I is due to the investment income earned on the proceeds. FRANK DOTI BROTHER OF PRESIDENT 187812 SALARY AND BENEFITS false LYNNE PIERSON DOTI SPOUSE OF PRESIDENT 120698 SALARY AND BENEFITS false LISA SPARKS SPOUSE OF CHANCELLOR 138839 SALARY AND BENEFITS false ELIZABETH EASTMAN SPOUSE OF DEAN 52374 SALARY AND BENEFITS false X 17 111149 APPRAISALS X 76787 COMPARABLE SALE X 11400 COMPARABLE SALE X 24 1164861 AVG. DAILY VALUE X 1 112287 APPRAISAL X 1 6479327 APPRAISAL X 1 1441 RESALE VALUE X Electromedical Device 1 12999 APPRAISAL X Life Insurance 1 34000 APPRAISAL 4 false true true NON CASH CONTRIBUTIONS OF GIFTS OF STOCK FORM 990, SCHEDULE M, PART I, Line 32a ALL STOCK CONTRIBUTIONS ARE RECEIVED IN CHAPMAN UNIVERSITY'S GIFT ACCOUNT WITH MORGAN STANLEY, THE UNIVERSITY'S THIRD PARTY STOCKBROKER. PER THE UNIVERSITY'S POLICY, STOCK IS SOLD AT FAIR MARKET VALUE UPON RECEIPT. THE FEES PAID TO MORGAN STANLEY ARE BASED UPON STANDARD RATES USED FOR NON-PROFITS, WITH THE EXCEPTION FOR NEGOTIATED FEES FOR SALES OF STOCK IN WHICH THERE IS A LARGE SHARE AMOUNT. CONTRIBUTIONS FORM 990, SCHEDULE M, PART I, COLUMN B SCHEDULE M, PART I, COLUMN B REPRESENTS THE NUMBER OF CONTRIBUTIONS RECEIVED. EACH CONTRIBUTION MAY INCLUDE MORE THAN ONE DONATED ITEM. PROCESS OF REVIEWING THE FORM 990 FORM 990, PART VI, SECTION B, LINE 11 The Form 990 was prepared with an outside accounting firm and reviewed by the Audit Committee. Subsequent to its review, the Audit Committee reports back to the Board of Trustees regarding its oversight of the Form 990 and the final form is provided to the entire voting Board before the return is filed. MONITORING AND ENFORCING COMPLIANCE WITH CONFLICT OF INTEREST POLICY FORM 990, PARY VI, SECTION B, LINE 12C The University Compliance Officer is charged with monitoring proposed or ongoing transactions for conflicts of interest and addressing any potential or actual conflicts. Pursuant to the Conflicts of Interest Policy, an annual conflict of interest questionnaire, aimed at determining any family and business relationships and transactions or other transactions that may pose a potential conflict, is distributed to all covered persons (i.e., board members, officers and executive leadership or key employees). Covered persons are required to disclose real or potential conflicts at the time when such conflicts arise. When someone becomes a covered person and annually thereafter, each covered person is required to sign a statement affirming that he/she: (1) has received a copy of the Conflicts or Interest Policy; (2) has read the Policy and understands the Policy; and (3) agrees to comply with all requirements of the Policy, including completing the conflicts of interest questionnaire. The completed questionnaires are reviewed by the University Compliance Officer and the results are reported to the full Board of Trustees as defined by the University's bylaws. PROCESS FOR DETERMINING COMPENSATION PACKAGES FOR OFFICERS & KEY EMPLOYEES FORM 990, PART VI, SECTION B, LINE 15 The Board appoints an Executive Compensation Committee, comprised solely of independent directors, none of which have a conflict of interest with respect to the compensation arrangement, to be accountable for setting reasonable compensation packages for each officer or key employee. The results of the Executive Compensation Committee are reported to the full Board of Trustees in Executive Session. As recently as the 2009 tax year, the Executive Compensation Committee hired a qualified independent compensation and benefits specialist (independent expert) to review, analyze and provide benchmarking data for the total compensation and benefits packages of officers and key employees. Appropriate comparability data is obtained from the independent experts, i.e., total economic benefits paid by similarly situated organizations (peer analysis) for similar job responsibilities. Key deliberations of the Committee are contemporaneously documented in minutes which are approved at the next Committee meeting. DISCLOSURE OF DOCUMENTS FORM 990, PART VI, SECTION B, LINE 19 While federal tax laws do not mandate that the organization's governing documents, conflict of interest policy and financial statements be made available for public inspection, the organization makes it financial statements available on the organization's website and upon request. DETAILS OF OTHER PROGRAM SERVICES FORM 990, PART III, LINE 4D AUXILIARY ENTERPRISES A significant part of auxiliary enterprises is living on-campus. We currently have approximately 1,900 students living in Chapman on-campus. We have 5 residence halls and 2 apartment areas. Chapman University advocates for student learning by providing engaging learning experiences outside the classroom. Specifically, we aspire to create engaging environments and meaningful experiences that facilitate the following learning outcomes: . A Healthy Sense of Self Students will develop an honest understanding and appreciation of themselves and an ability to make individual choices that promote their health and well-being. . A Framework of Personal Ethics and Values Students will develop a framework of consistent ethics and values that guides their daily lives. . An Ability to Apply Critical Thought Students will make effective decisions grounded in careful, objective analysis of information, experiences, and ideas. . An Ability to Develop and Sustain Meaningful Relationships Students will develop skills to establish and sustain healthy, meaningful interpersonal relationships. Part VII, Section A, Line 1A, Column B Average hours per week spent on related organizations by officers, trustees, and highly compensated employees: James Doti: 1 hour Form 990, Part X, Line 7 Notes and Loans Receivable, Net 2009 2010 Brandman University $15,352,076 $15,833,788 Chapman University Foundation 0 $1,156,582 Other Note Receivables $5,926,229 $7,167,870 __________ ___________ $21,278,305 $241,158,240 Form 990, Part XI, Line 5 Unrealized gains on investements $20,638,622 Changes value of split interest $290,739 Unrealized Loss on interest rate swap ($573,534) Partnership K-1 Loss not on Financial Statements $1,198,177 Total Change $21,554,004 CHAPMAN UNIVERSITY CHARITABLE GIVING LLC ONE UNIVERSITY DRIVE ORANGE CA 92866 330918653 FUNDRAISING CA 0 9563 CHAPMAN UNIV CHAPMAN SINGAPORE EDUCATION CENTRE PTE 535 CLEMENT RD Singapore SN 599489 951643992 EDUCATION SN 798073 447866 CHAPMAN UNIV BRANDMAN UNIVERSITY 16355 LAGUNA CANYON ROAD IRVINE CA 92618 260152908 EDUCATION CA 501(C)(3) 2 NA CHAPMAN UNIVERSITY FOUNDATION ONE UNIVERSITY DRIVE ORANGE CA 92866 300563618 SUPPORTING CA 501(C)(3) 11A NA DI Unitrust 3400 Paul Sweet Rd B Santa Cruz CA 950651569 330080443 CRUT CA Chapman Univ Trust 100 100 1.00000 RY Unitrust 11208 W Ivory Lane Avondale AZ 85323 330190099 CRUT AZ Chapman Univ Trust 67 67 0.67000 PE Unitrust 28191 Zuburan Mission Viejo CA 92692 336044710 CRUT CA Chapman Univ Trust 100 100 1.00000 CR Unitrust 12381 Adelle St Garden Grove CA 92841 336083166 CRUT CA Chapman Univ Trust 100 100 1.00000 OU Unitrust 540 Traffic Way Arroyo Grande CA 93402 330395811 CRUT CA Chapman Univ Trust 100 10 1.00000 CS Unitrust 406 Kings Road Newport Beach CA 92663 330395808 CRUT CA Chapman Univ Trust 100 100 1.00000 GS Unitrust 2528 Vista Baya Newport Beach CA 92660 330395801 CRUT CA Chapman Univ Trust 100 100 1.00000 EL Unitrust 3026 E Blueridge Ave Orange CA 92667 336149179 CRUT CA Chapman Univ Trust 100 100 1.00000 L & JS Unitrust 38145 S Golf Course Dr Tucson AZ 85739 946675762 CRUT AZ Chapman Univ Trust 100 100 1.00000 MA Unitrust PO Box 853 Vashon WA 980700853 336186930 CRUT WA Chapman Univ Trust 100 100 1.00000 VS #1 Unitrust 8771 Oporto Plaza Westminister CA 92683 226713122 CRUT CA Chapman Univ Trust 100 100 1.00000 VS #2 Unitrust 8771 Oporto Plaza Westminister CA 92683 226713123 CRUT CA Chapman Univ Trust 100 100 1.00000 MO Unitrust 11213 Country Club Dr NE Alberqueque NM 87111 336228722 CRUT NM Chapman Univ Trust 50 50 0.50000 HE Unitrust 1801 Parkcourt Pl Ste 102 Bldg Santa Ana CA 92701 336255223 CRUT CA Chapman Univ Trust 100 100 1.00000 GR Unitrust 777 N Lincoln St Orange CA 92867 336255224 CRUT CA Chapman Univ Trust 100 100 1.00000 AN Unitrust 3721 S Monitor Drive Stockton CA 95219 336270839 CRUT CA Chapman Univ Trust 100 100 1.00000 PA Unitrust 9761 Hibiscus Garden Grove CA 92841 470867516 CRUT CA Chapman Univ Trust 100 100 1.00000 GR #2 Unitrust 777 N Lincoln St Orange CA 92867 206776031 CRUT CA Chapman Univ Trust 100 100 1.00000 BU Unitrust 81-427 Andalusia Drive La Quinta CA 92253 CRUT CA Chapman Univ Trust 100 100 1.00000 KJW Unitrust 81-427 Andalusia Drive La Quinta CA 92253 CRUT CA Chapman Univ Trust 50 50 0.50000 BR Unitrust 970 Congress Street Costa Mesa CA 92627 CRUT CA Chapman Univ Trust 100 100 1.00000 T & WH Unitrust 3843 E Kirkland Ave Orange CA 92869 206035187 CRUT CA Chapman Univ Trust 100 100 1.00000 MF CRAT CO JB 125 25th Street Hermosa Beach CA 90254 206409739 CRAT CA Chapman Univ Trust 100 100 1.00000 true true true true false false true false true false false false true true false true false false BRANDMAN UNIVERSITY A 527629 BRANDMAN UNIVERSITY D 12923469 BRANDMAN UNIVERSITY N 2591200 CHAPMAN UNIVERSITY FOUNDATION C 2306964 BRANDMAN UNIVERSITY B 300000 BRANDMAN UNIVERSITY G 56800 BRANDMAN UNIVERSITY M 568800 PART V, LINE 2 Method of Determining Amount Involved: Salary and benefit costs of the shared employee based on the estimated time worked on related entity. Facilities, equipment and other asset shared costs are determined by each shared departmentbased on each shared department's estimated usage of these items.