2012-05-10T14:00:29-05:00 2011-06-30 ANDREWS HOOPER PAVLIK PLC 3333 DEPOSIT DRIVE SUITE 310 GRAND RAPIDS MI 49546 990 2010-07-01 760845329 SPECTRUM HEALTH - MSU ALLIANCE CORPORATION SPEC 6167747322 100 Michigan St NE MC 498 Grand Rapids MI 49503 JOSEPH FIFER 2012-04-20 true 6169426440 2010 2016-02-24 21:20:13Z JOSEPH J FIFER 100 Michigan St NE MC 498 Grand Rapids MI 49503 31928 false X N/A X 2006 MI THE CORPORATION COORDINATES AND FUNDS RESEARCH AND MEDICAL EDUCATION ACTIVITIES IN A VARIETY OF MEDICAL DISCIPLINES. 6 0 0 0 0 0 0 0 0 0 0 0 0 31928 0 31928 0 0 0 0 272886 385382 0 0 0 414994 443411 687880 828793 -687880 -796865 873026 979509 169491 278495 703535 701014 SPECTRUM HEALTH - MSU ALLIANCE CORPORATION'S PRIMARY EXEMPT PURPOSE IS TO SUPPORT AND TO COORDINATE ITS MEMBERS' MEDICAL RESEARCH AND EDUCATION ACTIVITIES IN WEST MICHIGAN. false false 828793 0 31928 DURING THE FISCAL YEAR ENDED JUNE 30, 2011 THE SPECTRUM HEALTH - MSU ALLIANCE CORPORATION SUPPORTED RESEARCH IN THE AREAS OF WOMEN'S HEALTH AND TRAUMATIC BRAIN INJURY. 828793 true false false false false false false false false true false false false false false false false false false false false false false false false false false false true false false false false false false false false false false false false false true false false true false true 0 0 0 false false false false false false false false false false false X 6 0 false false false false true true true true true false false true true true true true true false X X Rick Schuitema - Spectrum Health Finance 6163912754 100 Michigan St NE MC 005 Grand Rapids MI 49503 X JEFFREY DWYER PHD 1 X 0 180435 0 JOHN MACKEIGAN MD 1 X X 0 621870 170419 MARSHA RAPPLEY MD 1 X X 0 472990 0 JAMES TUCCI MD 1 X 0 578567 231814 MATTHEW VAN VRANKEN 1 X X 0 785269 305729 KIM WILCOX PHD 1 X 0 347877 0 DENISE HOLMES 1 X X 0 134553 0 0 3121561 707962 0 false true false MSU COLLEGE OF HUMAN MEDICINE A110 EAST FEE HALL EAST LANSING MI 488241316 MEDICAL RESEARCH 876276 PRICEWATERHOUSECOOPERS LLP PO BOX 75647 CHICAGO IL 606755647 CONSULTING 184922 2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 REFUND OF PRIOR RENT EXPENSE 900099 31928 31928 0 0 0 0 31928 31928 31928 0 0 0 0 0 0 0 0 307607 307607 0 54221 54221 23554 23554 0 0 0 0 0 0 274922 274922 0 0 0 0 0 0 0 0 0 0 21960 21960 1520 1520 NON-CAPITAL EXPENSES 70832 70832 MOVING EXPENSES 47656 47656 RECRUITMENT EXPENSES 25489 25489 MISCELLANEOUS EXPENSES 1032 1032 0 0 0 0 828793 828793 0 0 0 251111 79141 517552 709835 225145 34612 104363 190533 0 0 0 873026 979509 169491 278495 0 169491 278495 X 703535 701014 703535 701014 873026 979509 X -796865 794344 X false false false X X X X false false false BOARD OF TRUSTEES OF MICHIGAN STATE UNIVERSITY 386005984 6 true false false 0 SPECTRUM HEALTH HOSPITALS 381360529 3 true false false 0 2 0 TYPE OF SUPPORT PROVIDED TO THE SUPPORTED ORGANIZATION, SCHEDULE A, PART I, LINE 11H(VII), SPECTRUM HEALTH - MSU ALLIANCE CORPORATION IS A SUPPORTING ORGANIZATION TO SPECTRUM HEALTH HOSPITALS AND THE BOARD OF TRUSTEES OF MICHIGAN STATE UNIVERSITY. THE PURPOSES OF THIS ORGANIZATION, AS DEFINED IN THE ARTICLES OF INCORPORATION, ARE AS FOLLOWS: PURPOSES THE PURPOSES OF THE CORPORATION SHALL BE TO OPERATE EXCLUSIVELY FOR THE BENEFIT OF, TO PERFORM ONE OR MORE OF THE FUNCTIONS OF, AND TO CARRY OUT ONE OR MORE OF THE PURPOSES OF, THE CORPORATION'S MEMBERS, SPECTRUM HEALTH HOSPITALS ("SPECTRUM HEALTH") AND THE BOARD OF TRUSTEES OF MICHIGAN STATE UNIVERSITY ("MSU"). MORE PARTICULARLY, THE CORPORATION SHALL SUPPORT SPECTRUM HEALTH AND MSU BY DOING THE FOLLOWING: 1. COORDINATE AND PROMOTE THE COMPLEMENTARY FACILITIES AND PROGRAMS OF THE HOSPITALS OF SPECTRUM HEALTH AND MSU'S COLLEGE OF HUMAN MEDICINE, THROUGH ITS WEST MICHIGAN MEDICAL SCHOOL ("MEDICAL SCHOOL"); 2. SUPPORT THE EDUCATIONAL, RESEARCH, CLINICAL AND PUBLIC SERVICE MISSIONS OF SPECTRUM HEALTH AND MSU AT THE MEDICAL SCHOOL; 3. PROVIDE A CLINICAL SETTING FOR PROFESSIONAL DEVELOPMENT OF MSU FACULTY MEMBERS AND FOR TRAINING AND EDUCATION OF MSU MEDICAL STUDENTS AND SPECTRUM HEALTH RESIDENTS AND INTERNS; 4. SUPPORT MEDICAL EDUCATION AND BASIC AND TRANSLATIONAL RESEARCH IN THE WEST MICHIGAN REGION; 5. ENGAGE IN CHARITABLE, SCIENTIFIC, EDUCATIONAL AND RESEARCH ACTIVITIES DESIGNED TO PROMOTE THE HEALTH OF THE PUBLIC; 6. CONDUCT AND PROMOTE EDUCATION OF THE PUBLIC AND RESEARCH CONCERNING THE CAUSES, CARE AND PREVENTION OF ILLNESS AND MEANS BY WHICH DELIVERY OF HEALTH CARE TO THE PUBLIC MAY BE IMPROVED AND MADE MORE COST EFFECTIVE; AND 7. PERFORM ANY AND ALL ACTS TO ACCOMPLISH ITS PURPOSES AS ARE NOT FORBIDDEN BY SECTIONS 501(C)(3) AND 509(A)(3) OF THE CODE, WITH ALL THE POWERS CONFERRED ON NONPROFIT CORPORATIONS BY THE LAWS OF THE STATE OF MICHIGAN., 0 0 0 225145 34612 190533 0 190533 0 0 false true false false false false false JEFFREY DWYER PHD 0 171277 0 0 0 9158 0 0 0 0 0 180435 0 0 JOHN MACKEIGAN MD 0 464453 0 137550 0 19867 0 94628 0 75791 0 792289 0 80048 MARSHA RAPPLEY MD 0 456657 0 0 0 16333 0 0 0 0 0 472990 0 0 JAMES TUCCI MD 0 505332 0 63427 0 9808 0 154401 0 77413 0 810381 0 0 MATTHEW VAN VRANKEN 0 688046 0 81165 0 16058 0 214976 0 90753 0 1090998 0 0 KIM WILCOX PHD 0 330437 0 0 0 17440 0 0 0 0 0 347877 0 0 Supplemental nonqualified retirement plan Schedule J, Part I, Line 4b JOHN MACKEIGAN, MD 80,048 NONQUALIFIED RETIREMENT PLAN SCHEDULE J, PART I, LINE 4B SCHEDULE J, PART I, LINE 4B IS ANSWERED "YES" BECAUSE INDIVIDUALS DO "PARTICIPATE IN" A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN. SOME INDIVIDUALS RECEIVED DISTRIBUTIONS DURING THE YEAR (AS REPORTED ON THIS LINE) WHEREAS OTHERS PARTICIPATED IN THE PLAN BUT DID NOT RECEIVE DISTRIBUTIONS. DISTRIBUTIONS REPORTED ON THIS LINE ARE ALSO INCLUDED IN SCHEDULE J, PART II, COLUMN F AS COMPENSATION REPORTED IN A PRIOR YEAR. NUMBER OF EMPLOYEES FORM 990, PART I, LINE 5 AND FORM 990, PART V, LINE 2A TAXPAYER MAY HAVE INDIRECT EMPLOYEES. COMPENSATION FOR THESE EMPLOYEES IS PAID BY A RELATED ORGANIZATION. AN ALLOCATION OF AMOUNTS PAID FOR INDIRECT EMPLOYEES IS PURSUANT TO A MANAGEMENT SERVICES CONTRACT AND IS INCLUDED ON LINES 5-10 OF PART IX. Classes of members or stockholders Form 990, Part VI, Section A, Line 6 THE TAXPAYER HAS TWO MEMBERS AS FOLLOWS: - SPECTRUM HEALTH HOSPITALS (EIN 38-1360529) (50%) - BOARD OF TRUSTEES OF MICHIGAN STATE UNIVERSITY (EIN 38-6005984) (50%) Members or stockholders electing members of governing body Form 990, Part VI, Section A, Line 7a THE MEMBERS (SEE FORM 990, PART VI, LINE 6) OF THE TAXPAYER APPOINT ALL MEMBERS OF THE BOARD OF DIRECTORS. Decisions requiring approval by members or stockholders Form 990, Part VI, Section A, Line 7b UNLESS OTHERWISE NOTED BELOW, THE MEMBERS (SEE FORM 990, PART VI, LINE 6) OF THE TAXPAYER HAVE THE RESERVED POWERS SET FORTH BELOW, AND SHALL NOT BE DEEMED AUTHORIZED UNLESS AND UNTIL APPROVED BY THE MEMBERS: - ADMISSION OF NEW MEMBERS TO THE CORPORATION; - AMENDMENT, MODIFICATION OR REPEAL OF THE ARTICLES OF INCORPORATION OR BYLAWS OF THE CORPORATION; - SALE, TRANSFER OR PLEDGE OF A MEMBER'S INTEREST IN THE CORPORATION; - INCURRENCE, ASSUMPTION OR GUARANTEE OF ANY INDEBTEDNESS OR OTHER BORROWINGS, EXCEPT THAT THE BOARD MAY AUTHORIZE DRAWS AGAINST LINES OF CREDIT ESTABLISHED BY MEMBER ACTION, CONSISTENT WITH THE CORPORATION'S POLICIES IN THAT REGARD AND THE PURPOSES OF SUCH CREDIT LINES, AND EXCEPT THAT THE BOARD MAY AUTHORIZE THE CORPORATION TO BORROW FROM ITS MEMBERS IN ACCORDANCE WITH THE UNANIMOUS AGREEMENT OF THE MEMBERS; - SALE, EXCHANGE, LEASE OR OTHER TRANSFER OF MORE THAN TEN PERCENT (10%) OF THE ASSETS OF THE CORPORATION; - MERGER OR CONSOLIDATION OF THE CORPORATION WITH ANOTHER ENTITY OR DISSOLUTION OF THE CORPORATION; - ESTABLISHMENT OF JOINT FELLOWSHIPS; AND - AUTHORIZATION FOR THE CORPORATION OR THE MEMBERS JOINTLY TO ENGAGE IN GRADUATE MEDICAL EDUCATION ACTIVITIES. Review of form 990 by governing body Form 990, Part VI, Section B, Line 11a A COPY OF THE FORM 990 IS PROVIDED TO THE BOARD OF DIRECTORS PRIOR TO FILING. THE REVIEW PROCESS FOR THIS FORM 990 IS AS FOLLOWS: 1. PREPARATION OF THE RETURN IS SUPERVISED AND REVIEWED BY A MEMBER ORGANIZATION'S CORPORATE TAX DEPARTMENT. 2. A SECOND REVIEW IS PERFORMED BY AN EXTERNAL CPA FIRM WITH EXPERTISE IN TAX-EXEMPT RETURN PREPARATION. 3. THE RETURN IS REVIEWED BY A MEMBER ORGANIZATION'S V.P. OF HOSPITAL FINANCE AND SHARED WITH THE MEMBERS OF THE BOARD OF DIRECTORS. 4. THE MEMBER ORGANIZATION'S V.P. OF HOSPITAL FINANCE REVIEWS COMMENTS OR QUESTIONS RECEIVED BY MEMBERS OF THE BOARD OF DIRECTORS, IF ANY, TO ADDRESS OR TO INCORPORATE, AS APPROPRIATE, INTO THE RETURN PRIOR TO FILING. Conflict of interest policy Form 990, Part VI, Section B, Line 12c EXCERPT FROM THE CONFLICT OF INTEREST POLICY DUTY TO DISCLOSE CONFLICT PRIOR TO BOARD OR COMMITTEE CONSIDERATION: IN CONNECTION WITH ANY ACTUAL OR POSSIBLE CONFLICT OF INTEREST AND IN ADDITION TO THE ANNUAL STATEMENT DISCLOSURES SET FORTH IN ARTICLE VI BELOW, AN INTERESTED PERSON MUST DISCLOSE THE EXISTENCE OF THE FINANCIAL INTEREST AND BE GIVEN THE OPPORTUNITY TO DISCLOSE ALL MATERIAL FACTS TO THE DIRECTORS AND MEMBERS OF COMMITTEES WITH GOVERNING BOARD DELEGATED POWERS CONSIDERING THE PROPOSED TRANSACTION OR ARRANGEMENT. DETERMINING WHETHER A CONFLICT OF INTEREST EXISTS: AFTER DISCLOSURE OF THE FINANCIAL INTEREST AND ALL MATERIAL FACTS, AND AFTER ANY DISCUSSION WITH THE INTERESTED PERSON, HE/SHE SHALL LEAVE THE GOVERNING BOARD OR COMMITTEE MEETING WHILE THE DETERMINATION OF A CONFLICT OF INTEREST IS DISCUSSED AND VOTED UPON. THE REMAINING BOARD OR COMMITTEE MEMBERS SHALL DECIDE IF A CONFLICT OF INTEREST EXISTS. PROCEDURES FOR ADDRESSING THE CONFLICT OF INTEREST: - AN INTERESTED PERSON MAY MAKE A PRESENTATION AT THE GOVERNING BOARD OR COMMITTEE MEETING, BUT AFTER THE PRESENTATION, HE/SHE SHALL LEAVE THE MEETING DURING THE DISCUSSION OF, AND THE VOTE ON, THE TRANSACTION OR ARRANGEMENT INVOLVING THE POSSIBLE CONFLICT OF INTEREST. - THE CHAIRPERSON OF THE GOVERNING BOARD OR COMMITTEE SHALL, IF APPROPRIATE, APPOINT A DISINTERESTED PERSON OR COMMITTEE TO INVESTIGATE ALTERNATIVES TO THE PROPOSED TRANSACTION OR ARRANGEMENT. - AFTER EXERCISING DUE DILIGENCE, THE GOVERNING BOARD OR COMMITTEE SHALL DETERMINE WHETHER THE ORGANIZATION CAN OBTAIN WITH REASONABLE EFFORTS A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT FROM A PERSON OR ENTITY THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST. - IF A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT IS NOT REASONABLY POSSIBLE UNDER CIRCUMSTANCES NOT PRODUCING A CONFLICT OF INTEREST, THE GOVERNING BOARD OR COMMITTEE SHALL DETERMINE BY A MAJORITY VOTE OF THE DISINTERESTED DIRECTORS WHETHER THE TRANSACTION OR ARRANGEMENT IS IN THE ORGANIZATION'S BEST INTEREST, FOR ITS OWN BENEFIT, AND WHETHER IT IS FAIR AND REASONABLE. IN CONFORMITY WITH THE ABOVE DETERMINATION IT SHALL MAKE ITS DECISION AS TO WHETHER TO ENTER INTO THE TRANSACTION OR ARRANGEMENT. VIOLATIONS OF THE CONFLICTS OF INTEREST POLICY: - IF THE GOVERNING BOARD OR COMMITTEE HAS REASONABLE CAUSE TO BELIEVE A MEMBER HAS FAILED TO DISCLOSE ACTUAL OR POSSIBLE CONFLICTS OF INTEREST, IT SHALL INFORM THE MEMBER OF THE BASIS FOR SUCH BELIEF AND AFFORD THE MEMBER AN OPPORTUNITY TO EXPLAIN THE ALLEGED FAILURE TO DISCLOSE. - IF, AFTER HEARING THE MEMBER'S RESPONSE AND AFTER MAKING FURTHER INVESTIGATION AS WARRANTED BY THE CIRCUMSTANCES, THE GOVERNING BOARD OR COMMITTEE DETERMINES THE MEMBER HAS FAILED TO DISCLOSE AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST, IT SHALL TAKE APPROPRIATE DISCIPLINARY AND CORRECTIVE ACTION. THE MINUTES OF THE GOVERNING BOARD AND ALL COMMITTEES WITH BOARD DELEGATED POWERS SHALL CONTAIN: - THE NAMES OF THE PERSONS WHO DISCLOSED OR OTHERWISE WERE FOUND TO HAVE A FINANCIAL INTEREST IN CONNECTION WITH AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST, THE NATURE OF THE FINANCIAL INTEREST, ANY ACTION TAKEN TO DETERMINE WHETHER A CONFLICT OF INTEREST WAS PRESENT, AND THE GOVERNING BOARD'S OR COMMITTEE'S DECISION AS TO WHETHER A CONFLICT OF INTEREST IN FACT EXISTED. - THE NAMES OF THE PERSONS WHO WERE PRESENT FOR DISCUSSIONS AND VOTES RELATING TO THE TRANSACTION OR ARRANGEMENT, THE CONTENT OF THE DISCUSSION, INCLUDING ANY ALTERNATIVES TO THE PROPOSED TRANSACTION OR ARRANGEMENT, AND A RECORD OF ANY VOTES TAKEN IN CONNECTION WITH THE PROCEEDINGS. Public Disclosure Form 990, Part VI, Section C, Line 19 THE ORGANIZATION'S ARTICLES OF INCORPORATION HAVE BEEN PROVIDED TO THE STATE OF MICHIGAN AND ARE AVAILABLE TO THE PUBLIC ON THE STATE'S WEBSITE. THE ORGANIZATION'S BYLAWS AND INTERNAL POLICIES ARE GENERALLY NOT MADE AVAILABLE TO THE PUBLIC. Average hours worked per week for related organization Form 990, Part VII, Section A, Column B JEFFREY DWYER, PHD - 50 JOHN MACKEIGAN, MD - 50 MARSHA RAPPLEY, MD - 50 JAMES TUCCI, MD - 50 MATTHEW VAN VRANKEN - 50 KIM WILCOX, PHD - 50 DENISE HOLMES - 50 COMPENSATION FORM 990, PART VII, LINE 1A THE COMPENSATION REPORTED FOR THESE INDIVIDUALS IS NOT FOR SERVICES IN THEIR CAPACITY AS MEMBERS OF THE BOARD OF DIRECTORS BUT FOR SERVICES AS EMPLOYEES OF A RELATED ORGANIZATION. THE COMPENSATION AND BENEFITS ARE REPORTED USING THE MOST RECENT CALENDAR YEAR COMPENSATION DATA. THE COMPENSATION FIGURES REPORTED IN THESE SECTIONS ARE FOR THE YEAR ENDED DECEMBER 31, 2010. Other changes in net assets or fund balances Form 990, Part XI, Line 5 MEMBER CAPITAL CONTRIBUTIONS - 794344; SPECTRUM HEALTH HOSPITALS 100 MICHIGAN AVE NE GRAND RAPIDS MI 49503 381360529 HEALTHCARE MI 501(C)(3) 3 SPECTRUM HEALTH SYSTEM true MICHIGAN STATE UNIVERSITY 450 HANNAH ADMINISTRATION BUILDING EAST LANSING MI 48824 386005984 EDUCATION MI 501(C)(1) N/A NA false true MICHIGAN STATE UNIVERSITY O 190063 GAAP, CASH, OR FMV