2012-08-09T17:51:06-07:00 2011-12-31 The Donovan Company 20 Pacifica Suite 1430 Irvine CA 92618 990PF 2011-01-01 200514525 The Tommy and Beth Knapp Family Foundation Inc TOMM 5626241848 PO Box 10294 Newport Beach CA 92658 Thomas W Knapp 2012-08-09 true Thomas G Donovan 9497531430 X 2011 2016-02-24 21:20:13Z X 517285 X X 16449 16449 1594 885827 1594 18043 18043 1500 1500 710 710 3163 3163 5373 5373 0 43610 43610 48983 5373 43610 -30940 12670 1802 792 57830 36484 61768 4587 526348 491450 454868 20316 584950 554010 517285 0 X 584950 554010 584950 554010 584950 554010 584950 -30940 554010 554010 25 WISDOM TREE EMERGING MARKET P 2011-08-12 2011-09-02 1405 1354 51 51 109 WISDOM TREE EMERGING MARKET P 2011-08-01 2011-09-02 6126 6535 -409 -409 3 WISDOM TREE EMERGING MARKET P 2011-03-10 2011-09-02 169 173 -4 -4 10 WISDOM TREE EMERGING MARKET P 2011-02-18 2011-09-02 562 584 -22 -22 188 WISDOM TREE EMERGING MARKET P 2010-08-02 2011-09-01 10750 9919 831 831 192 WISDOM TREE EMERGING MARKET P 2010-08-02 2011-09-02 10790 10130 660 660 25 WISDOM TREE EMERGING MARKET P 2010-08-02 2011-04-21 1587 1319 268 268 7 WISDOM TREE EMERGING MARKET P 2010-08-02 2011-03-22 406 369 37 37 2 WESTERN ASSET MORTGAGE DEFINED P 2011-01-24 2011-03-22 45 44 1 1 2 WESTERN ASSET MORTGAGE DEFINED P 2011-01-24 2011-09-06 41 44 -3 -3 1,757.00 VIRTUS FOREIGN OPPORTUNTIES P 2011-09-01 2011-10-03 36089 40868 -4779 -4779 3,739.01 VIRTUS EMERGING MARKETS P 2011-09-01 2011-10-03 30286 35034 -4748 -4748 465.537 VICTORY FOCUSED GROWTH FUND CL P 2011-04-21 2011-09-01 6629 7416 -787 -787 341.455 VICTORY FOCUSED GROWTH FUND CL P 2011-01-14 2011-09-01 4862 5306 -444 -444 69 VICTORY FOCUSED GROWTH FUND CL P 2010-10-01 2011-02-18 1106 926 180 180 25.016 VICTORY FOCUSED GROWTH FUND CL P 2010-10-01 2011-03-22 377 336 41 41 16 VANGUARD SMALL-CAP P 2011-02-09 2011-06-02 1234 1214 20 20 4 VANGUARD SMALL-CAP P 2011-02-09 2011-06-02 309 304 5 5 17 VANGUARD SMALL-CAP P 2011-02-09 2011-06-02 1312 1290 22 22 17 VANGUARD SMALL-CAP P 2011-02-09 2011-06-02 1312 1290 22 22 162 VANGUARD SMALL-CAP P 2010-10-01 2011-06-02 12498 10302 2196 2196 11 VANGUARD SMALL-CAP P 2010-10-01 2011-02-18 864 700 164 164 4 VANGUARD SMALL-CAP P 2010-10-01 2011-03-22 303 254 49 49 8 VANGUARD MSCI EUROPEAN ETF P 2010-08-02 2011-03-22 409 381 28 28 3 VANGUARD MSCI EUROPEAN ETF P 2010-08-02 2011-04-21 163 143 20 20 460 VANGUARD MSCI EUROPEAN ETF P 2010-08-02 2011-08-01 23041 21932 1109 1109 48 VANGUARD MSCI EMERGING MKTS P 2011-08-12 2011-09-01 2103 2038 65 65 132 VANGUARD MSCI EMERGING MKTS P 2011-08-01 2011-09-01 5784 6362 -578 -578 5 VANGUARD MSCI EMERGING MKTS P 2011-03-10 2011-09-01 219 231 -12 -12 470 VANGUARD MSCI EMERGING MKTS P 2010-08-02 2011-09-01 20595 20213 382 382 9 VANGUARD MSCI EMERGING MKTS P 2010-08-02 2011-03-22 419 387 32 32 29 VANGUARD MSCI EMERGING MKTS P 2010-08-02 2011-04-21 1467 1247 220 220 18 VANGUARD MSCI EMERGING MKTS P 2011-02-18 2011-09-01 789 844 -55 -55 15 VANGUARD MID-CAP P 2011-02-09 2011-06-02 1205 1176 29 29 16 VANGUARD MID-CAP P 2011-02-09 2011-06-02 1285 1255 30 30 21 VANGUARD MID-CAP P 2011-02-09 2011-06-02 1687 1647 40 40 16 VANGUARD MID-CAP P 2011-02-09 2011-06-02 1285 1255 30 30 4 VANGUARD MID-CAP P 2010-08-02 2011-03-22 312 257 55 55 158 VANGUARD MID-CAP P 2010-08-02 2011-06-02 12690 10133 2557 2557 8 VANGUARD MID-CAP P 2010-08-02 2011-02-18 644 513 131 131 206 VANGUARD INTL EQUITY INDEX FD P 2010-08-02 2011-01-14 10301 9822 479 479 24 VANGUARD INTL EQUITY INDEX FD P 2010-08-02 2011-02-18 1259 1144 115 115 40.019 VANGUARD FIXED INCOME SECS P 2011-02-18 2011-03-10 432 431 1 1 1,104.26 VANGUARD FIXED INCOME SECS P 2010-08-02 2011-03-10 11926 11937 -11 -11 432.212 TEMPLETON GLOBAL TOTAL RETURN P 2011-09-06 2011-10-03 5312 5783 -471 -471 619.619 TEMPLETON GLOBAL TOTAL RETURN P 2011-04-21 2011-10-03 7615 8464 -849 -849 240.796 TEMPLETON GLOBAL TOTAL RETURN P 2011-08-12 2011-10-03 2959 3205 -246 -246 15.655 TEMPLETON FRONTIER MARKETS P 2011-03-10 2011-08-01 249 245 4 4 12.64 TEMPLETON FRONTIER MARKETS P 2010-08-02 2011-03-22 198 190 8 8 725.1 TEMPLETON FRONTIER MARKETS P 2010-08-02 2011-08-01 11536 10891 645 645 18.873 TEMPLETON FRONTIER MARKETS P 2011-02-18 2011-08-01 300 308 -8 -8 2 RYDEX SGI MANAGED FUTURES P 2011-01-03 2011-02-18 52 52 935.178 RYDEX SGI MANAGED FUTURES P 2011-01-03 2011-08-01 23688 24090 -402 -402 15.561 RYDEX SGI MANAGED FUTURES P 2011-01-03 2011-03-22 410 401 9 9 812.865 PUTNAM DIVERSIFIED INCOME P 2011-09-06 2011-10-03 5926 6129 -203 -203 22.513 PUTNAM DIVERSIFIED INCOME P 2011-08-12 2011-10-03 164 172 -8 -8 45.51 PUTNAM DIVERSIFIED INCOME P 2011-02-18 2011-10-03 332 370 -38 -38 1,470.76 PUTNAM DIVERSIFIED INCOME P 2010-01-13 2011-10-03 10722 11619 -897 -897 49.516 PUTNAM DIVERSIFIED INCOME P 2009-12-28 2011-03-22 402 387 15 15 1,421.52 PUTNAM DIVERSIFIED INCOME P 2009-12-28 2011-10-03 10363 11102 -739 -739 38.03 PUTNAM DIVERSIFIED INCOME P 2010-05-06 2011-10-03 277 305 -28 -28 1,151.79 PRINCIPAL PREFERRED SECURITIES P 2011-09-06 2011-10-03 10758 11276 -518 -518 18 PRINCIPAL PREFERRED SECURITIES P 2011-02-11 2011-02-18 182 181 1 1 1,203.08 PRINCIPAL PREFERRED SECURITIES P 2011-02-11 2011-10-03 11237 12091 -854 -854 20.018 PRINCIPAL PREFERRED SECURITIES P 2011-02-11 2011-03-22 203 201 2 2 1,016.00 PIMCO UNCONSTRAINED BOND FUND P 2009-10-21 2011-02-11 11339 11247 92 92 18.014 PIMCO UNCONSTRAINED BOND FUND P 2009-10-21 2011-03-22 201 199 2 2 37 PIMCO UNCONSTRAINED BOND FUND P 2009-10-21 2011-09-06 410 410 17 PIMCO UNCONSTRAINED BOND FUND P 2009-10-21 2011-02-18 190 188 2 2 38.245 PIMCO FDS - ALL ASSET ALL AUTH P 2009-11-09 2011-03-22 410 411 -1 -1 207.332 PIMCO ALL ASSET ALL AUTHORITY P 2010-11-22 2011-09-06 2256 2299 -43 -43 80.056 PIMCO ALL ASSET ALL AUTHORITY P 2010-05-06 2011-09-06 871 855 16 16 244.015 PIMCO ALL ASSET ALL AUTHORITY P 2010-01-13 2011-09-06 2655 2528 127 127 28 PIMCO ALL ASSET ALL AUTHORITY P 2009-11-09 2011-04-21 309 301 8 8 686.597 PIMCO ALL ASSET ALL AUTHORITY P 2009-11-09 2011-09-06 7470 7387 83 83 1,109.99 NEUBERGER BERMAN EQUITY INCOME P 2011-04-21 2011-10-03 11255 12776 -1521 -1521 44.828 NEUBERGER BERMAN EQUITY INCOME P 2011-03-10 2011-03-22 502 501 1 1 2,694.12 NEUBERGER BERMAN EQUITY INCOME P 2011-03-10 2011-10-03 27318 30093 -2775 -2775 12.089 METROPOLITAN WEST TOTAL P 2011-02-11 2011-04-21 126 125 1 1 1,157.50 METROPOLITAN WEST TOTAL P 2010-08-02 2011-04-21 12107 12142 -35 -35 18 METROPOLITAN WEST TOTAL P 2010-08-02 2011-02-18 187 189 -2 -2 490 METROPOLITAN WEST TOTAL P 2010-08-02 2011-02-02 5086 5140 -54 -54 19.461 METROPOLITAN WEST TOTAL P 2010-08-02 2011-03-22 203 204 -1 -1 1,490.49 MANAGERS AMG SYSTEMATIC MID P 2011-07-15 2011-09-01 15412 17826 -2414 -2414 1,540.87 MANAGERS AMG SYSTEMATIC MID P 2011-06-22 2011-09-01 15933 18013 -2080 -2080 43.942 LORD ABBETT SHORT DURATION P 2010-05-06 2011-03-22 202 202 787.725 LORD ABBETT EMERGING MARKETS P 2011-09-06 2011-10-03 4876 5262 -386 -386 145 LORD ABBETT EMERGING MARKETS P 2011-02-18 2011-10-03 898 986 -88 -88 2,499.85 LORD ABBETT EMERGING MARKETS P 2010-09-13 2011-10-03 15474 16824 -1350 -1350 35 LORD ABBETT EMERGING MARKETS P 2010-09-13 2011-04-21 248 236 12 12 44.591 LORD ABBETT EMERGING MARKETS P 2010-09-13 2011-03-22 307 300 7 7 16.55 LORD ABBETT CONVERTIBLE FD P 2011-02-02 2011-03-22 197 198 -1 -1 994.622 LORD ABBETT CONVERTIBLE FD P 2011-02-02 2011-08-01 11369 11886 -517 -517 30 LORD ABBETT CONVERTIBLE FD P 2011-02-02 2011-02-18 366 359 7 7 27.796 LOOMIS BOND FUND INST'L CLASS P 2009-05-14 2011-03-22 403 310 93 93 1,999.14 JPMORGAN STRATEGIC INCOME P 2011-09-06 2011-10-03 22470 23130 -660 -660 807 ISHARES TR DOW JONES SELECT P 2011-09-01 2011-10-03 38292 40757 -2465 -2465 99 ISHARES S&P 500 GROWTH INDEX P 2011-04-21 2011-09-01 6452 6896 -444 -444 26 ISHARES S&P 500 GROWTH INDEX P 2010-10-01 2011-02-18 1810 1547 263 263 7 ISHARES S&P 500 GROWTH INDEX P 2010-10-01 2011-03-22 468 416 52 52 348 ISHARES S&P 500 GROWTH INDEX P 2010-10-01 2011-09-01 22679 20704 1975 1975 6 ISHARES MSCI PACIFIC EX-JAPAN P 2011-08-12 2011-09-01 266 255 11 11 128 ISHARES MSCI PACIFIC EX-JAPAN P 2011-08-01 2011-09-01 5675 6022 -347 -347 5 ISHARES MSCI PACIFIC EX-JAPAN P 2010-08-02 2011-02-18 238 207 31 31 7 ISHARES MSCI PACIFIC EX-JAPAN P 2010-08-02 2011-03-22 320 290 30 30 258 ISHARES MSCI PACIFIC EX-JAPAN P 2010-08-02 2011-04-21 13045 10678 2367 2367 124 ISHARES MSCI PACIFIC EX-JAPAN P 2010-08-02 2011-06-02 5950 5132 818 818 1,159.00 ISHARES MSCI JAPAN INDEX FUND P 2010-10-01 2011-01-14 12901 11449 1452 1452 20 ISHARES MSCI EAFE SMALL CAP P 2011-08-12 2011-09-01 775 769 6 6 18 ISHARES MSCI EAFE SMALL CAP P 2010-08-02 2011-02-18 789 665 124 124 6 ISHARES MSCI EAFE SMALL CAP P 2010-08-02 2011-03-22 255 222 33 33 276 ISHARES MSCI EAFE SMALL CAP P 2010-08-02 2011-09-01 10698 10200 498 498 55 ISHARES MSCI CANADA INDEX P 2010-08-02 2011-02-18 1828 1499 329 329 363 ISHARES MSCI CANADA INDEX P 2010-08-02 2011-04-21 12267 9891 2376 2376 10 ISHARES MSCI CANADA INDEX P 2010-08-02 2011-03-22 331 272 59 59 185 ISHARES MSCI CANADA INDEX P 2010-08-02 2011-06-02 5902 5041 861 861 20,000.00 HAWAIIAN ELECT IND P 2009-08-11 2011-08-15 20000 20000 28 HATTERAS ALPHA HEDGED P 2010-05-06 2011-02-18 303 283 20 20 19.683 HATTERAS ALPHA HEDGED P 2010-05-06 2011-03-22 210 199 11 11 25 FORWARD TACTICAL GROWTH FUND P 2010-05-06 2011-02-18 687 653 34 34 12.027 FORWARD TACTICAL GROWTH FUND P 2010-05-06 2011-03-22 320 314 6 6 2.326 FORWARD TACTICAL GROWTH FUND P 2010-08-02 2011-08-01 61 60 1 1 14 FEDERATED STRATEGIC VALUE P 2010-09-01 2011-02-18 63 58 5 5 1,635.02 EATON VANCE GLOBAL MACRO P 2010-11-22 2011-10-03 16105 16514 -409 -409 30.897 EATON VANCE GLOBAL MACRO P 2010-11-22 2011-03-22 310 312 -2 -2 112 EATON VANCE GLOBAL MACRO P 2010-11-22 2011-09-06 1152 1131 21 21 48.715 EATON VANCE GLOBAL MACRO P 2011-02-18 2011-10-03 480 493 -13 -13 97 EATON VANCE COMMODITY STRATEGY P 2011-07-15 2011-09-06 1091 1105 -14 -14 2,547.93 EATON VANCE COMMODITY STRATEGY P 2011-07-15 2011-10-03 24588 29021 -4433 -4433 3.199 DWS RREEF REAL ESTATE SEC P 2011-08-12 2011-09-01 59 57 2 2 456.223 DWS RREEF REAL ESTATE SEC P 2009-11-09 2011-09-01 8381 5940 2441 2441 814.672 DWS RREEF REAL ESTATE SEC P 2010-01-13 2011-09-01 14966 11438 3528 3528 8.616 DWS RREEF REAL ESTATE SEC P 2010-02-17 2011-09-01 158 117 41 41 3 DWS RREEF ESTATE SECURITIES P 2009-11-09 2011-03-10 55 39 16 16 111 DWS RREEF ESTATE SECURITIES P 2009-11-09 2011-02-18 2102 1445 657 657 22.307 DWS RREEF ESTATE SECURITIES P 2009-11-09 2011-03-22 412 290 122 122 679.832 DWS FLOATING RATE PLUS FUND P 2011-02-18 2011-08-12 6078 6472 -394 -394 643 DWS FLOATING RATE PLUS FUND P 2010-12-17 2011-08-12 5748 6031 -283 -283 1,346.13 DWS FLOATING RATE PLUS FUND P 2010-05-06 2011-08-12 12034 12519 -485 -485 663 DWS FLOATING RATE PLUS FUND P 2010-02-17 2011-03-10 6299 6033 266 266 64.201 DWS FLOATING RATE PLUS FUND P 2010-02-17 2011-03-22 609 584 25 25 1,128.34 DWS FLOATING RATE PLUS FUND P 2010-02-17 2011-08-12 10087 10268 -181 -181 691 DWS ENHANCED COMMODITY P 2010-08-02 2011-02-18 3082 2501 581 581 266.09 DWS ENHANCED COMMODITY P 2010-08-02 2011-03-10 1205 963 242 242 109.772 DWS ENHANCED COMMODITY P 2010-08-02 2011-03-22 505 397 108 108 78 DWS ENHANCED COMMODITY P 2010-08-02 2011-04-21 380 282 98 98 5,151.44 DWS ENHANCED COMMODITY P 2010-08-02 2011-07-15 23439 18648 4791 4791 1,306.60 DWS ENHANCED COMMODITY P 2010-11-22 2011-07-15 5945 5148 797 797 19.143 DOUBLELINE TOTAL RETURN FUND P 2011-03-10 2011-03-22 212 211 1 1 645.469 CALAMOS CONVERTIBLE FD CL I P 2010-08-02 2011-02-02 12277 11373 904 904 1594 false 28692 599252 0.04788 33964 607888 0.05587 33866 735654 0.04604 18255 750274 0.02433 18740 437723 0.04281 0.21693 0.04339 594275 25783 127 25910 43610 X 127 127 127 402 402 275 275 false false false false false false false false true true true false false false false true N/A Thomas Knapp 5626241848 PO Box 10294 Newport Beach CA 92658 false false false false false false false false false false false false false false false false false false false false false false false false false false Wilson Knapp Po Box 10294 Newport Beach CA 92658 0.00 0 Samantha Knapp PO Box 10294 Newport Beach CA 92658 0.00 0 James P Knapp PO Box 10294 Newport Beach CA 92658 0.00 0 Bethany M Knapp PO Box 10294 Newport Beach CA 92658 0.00 0 Thomas W Knapp PO Box 10294 Newport Beach CA 92658 0.00 0 NONE NONE 541700 61625 0 603325 0 603325 9050 594275 29714 29714 127 127 29587 29587 29587 43610 43610 127 43483 29587 27931 43610 27931 0 15679 13908 X Surf Industry Manufacturers Assoc 8 Argonaut Suite 170 Aliso Viejo CA 92656 None Public Promote ecological and environmental organizations relating to the oceans. 3000 Ocean Institute 24200 Dana Point Harbor Drive Dana Point CA 92629 None Public Support hands on marine science and environmental and ocean education. 1000 University of Southern California 3551 Trousdale Pkwy Los Angeles CA 90089 None Public Support educational programs at USC 10000 USC Athletics 3501 Watt Way Los Angeles CA 90089 None Public Support Athletics at USC 10000 Lloyd Greif Ctr for Entr Studies 3670 Trousdayle Pkwy BRI Los Angeles CA 90089 None Public Help students acquire skills needed to be entrepreneurial 3000 USC Neighborhood Outreach 850 Childs Way Suite 400 Los Angeles CA 90089 None Public Support quality of life in neighborhoods surrounding university park. 1000 NTAF 150 N Radnor Chester Rd Ste F-120 Radnor PA 19087 None Public Support for people with challenges related to Transplant or catasstrophic injury 1000 NTFE 5301 Beethoven Suite 200 Los Angeles CA 90066 None Public Entrepreneurial training for high school students 2610 School Power 733 Saint Anns Drive Laguna Beach CA 92651 None Public Support public education in community 2000 Challenged Athletes Inc 11199 Sorrento Valley Road Del Mar CA 92121 None Public Support athletes with physical disabilities 10000 43610 14 16449 18 1594 18043 18043 false false false false false false false false false false 1500 1500 0 0 rounding -2 -2 Investment Management Fees 2881 2881 CT Renewal Fee 284 284 990-PF Taxes 710 710