2012-08-14T15:35:24-05:00 2011-09-30 WIPFLI LLP 10000 INNOVATION DRIVE SUITE 250 MILWAUKEE WI 532264837 990 2010-10-01 392022529 NEWCASTLE PLACE INC NEWC 4149636151 2505 E BRADFORD AVE MILWAUKEE WI 53211 BARBARA TICE 4149636151 2012-08-14 1 JAY ADKISSON CPA 4144319300 2012-08-14 2010 2016-02-24 21:20:13Z BARBARA TICE 2505 E BRADFORD AVE MILWAUKEE WI 53211 29472523 0 X WWW.NEWCASTLE.COM X 2001 WI RETIREMENT COMMUNITY 17 17 227 119 0 0 97263 90254 13901109 15206331 365953 356807 4169 10328 14368494 15663720 0 0 0 0 5566125 5554390 0 0 0 10957248 11807155 16523373 17361545 -2154879 -1697825 84845376 79723730 89678822 86375566 -4833446 -6651836 RETIREMENT COMMUNITY 0 0 5302008 5641056 CONVALESCENT CENTER SERVICES: PROVIDE CARE AND SERVICES TO RESIDENTS IN NEED OF SKILLED NURSING CARE. 2992503 2895331 RCAC/CBRF: PROVIDE ASSISTED LIVING AND MEMORY SUPPORT SERVICES TO RESIDENTS AT A LEVEL OF CARE NOT REQUIRING SKILLED NURSING CARE. 7833404 6321893 INDEPENDENT LIVING: PROVIDE HOME RESIDENT SERVICES INCLUDING LIMITED CARE FOR RESIDENTS AT AN INDEPENDENT LEVEL. 16127915 1 1 0 0 0 0 0 0 0 1 1 0 1 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 64 0 1 227 1 0 0 0 0 0 1 1 0 0 0 0 X 17 17 0 0 0 0 1 0 1 1 1 0 0 1 1 1 1 1 0 1 0 0 WI X BARBARA TICE 2623878800 12600 N PORT WASHINGTON ROAD MEQUON WI 53092 CARMEN WITT 1.00 X X 0 0 0 MARILYN HAKER 1.00 X X 0 0 0 CHRISTINE KRAUSE 1.00 X X 0 0 0 ELLIE TUCKER 1.00 X X 0 0 0 WILLIAM BAUERBAND 40.00 X 88569 0 24306 GEORGIA DZWINEL 40.00 X 81105 0 24163 SHARON HIPKE 1.00 X X 0 0 0 JAMES FLANAGAN 1.00 X 0 0 0 ANN JANIKOWSKY 1.00 X 0 0 0 DOUGLAS LANE 1.00 X 0 0 0 ROBERT MONNAT 1.00 X 0 0 0 JAMES NELSEN 1.00 X 0 0 0 GLENDA PIPKORN 1.00 X 0 0 0 DANIEL SWITZER 1.00 X 0 0 0 ODETTA JEFFRIES 1.00 X 0 0 0 KENNETH KERNEN 1.00 X 0 0 0 SUE HITLER 1.00 X 0 0 0 GLADYS MARTIN 1.00 X 0 0 0 KENNETH DONNER 1.00 X 0 0 0 MATTEO FURNO 40.00 X 0 233366 36261 BARBARA TICE 40.00 X 0 122427 12463 0 355793 48724 0 0 1 0 CARDINAL HEALTH 3740 COLLECTIONS CENTER DR CHICAGO IL 60693 PHARMACY 578134 COLUMBIA HOSPITAL 4425 N PORT WASHINGTON RD GLENDALE WI 53212 THERAPY 549032 BAEHR LANDSCAPE COMPANY PO BOX 240243 MILWAUKEE WI 53224 LANDSCAPING 150453 QUARLES AND BRADY 411 E WISCONSIN AVENUE SUITE 2040 MILWAUKEE WI 53202 LEGAL 127251 GREYSTONE DEVELOPMENT COMPANY 222 W LAS COLINA BLVD SUITE 2100 IRVING TX 75039 CONSULTANTS 101825 5 90254 90254 SENIOR HOUSING 623000 14858280 14858280 348051 348051 15206331 397407 397407 13751684 13792284 -40600 -40600 -40600 26847 16519 10328 10328 15663720 14858280 0 715186 218142 218142 4264819 4264819 744480 744480 326949 326949 801030 801030 236475 236475 19619 19619 170310 170310 85003 85003 1465953 1465953 981359 981359 30644 30644 2688493 2688493 3006935 3006935 149136 149136 PURCHASED SERVICES 676086 499580 176506 PURCHASED HEALTH SERVIC 566604 566604 REAL ESTATE & PROVIDER 470574 470574 SERVICE FEE TO NEWCASTL 282825 282825 OTHER EXPENSES 176109 176109 17361545 16127915 1233630 0 3097646 2945606 3746 3277 682284 960344 196582 230847 92125 90456 66342950 14273356 53965475 52069594 10358970 9119711 8931416 9075230 7517132 5228665 84845376 79723730 364459 621123 55102969 52167194 34211394 33587249 89678822 86375566 X -4833446 -6651836 -4833446 -6651836 84845376 79723730 X -1697825 -120565 X 0 1 1 X 0 X 85391 124245 120076 97263 90254 517229 11458500 11401210 12868969 13901109 14858280 64488068 11543891 11525455 12989045 13998372 14948534 65005297 0 0 0 65005297 952233 946964 341380 359331 377788 2977696 952233 946964 341380 359331 377788 2977696 34410 897362 1012166 1080907 348051 3372896 12530534 13369781 14342591 15438610 15674373 71355889 0.91100 0.90420 0.04170 0.05030 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 6139637 6139637 60203313 14273356 45929957 52069594 INVESTMENTS - BOARD DESIGNATED 9075230 F 9075230 ENTRANCE FEE DEPOSITS 1219965 DEVELOPMENT COSTS 2751386 UNAMORTIZED FINANCE COSTS 1098993 DUE FROM AFFILIATES 156259 OTHER ASSETS 2062 5228665 ACCRUED INTEREST 682760 ENTRANCE FEE DEPOSITS 32159899 RESERVATION DEPOSITS 131828 SALARIES, WAGES AND EMPL BENEF 330017 ACCRUED PROPERTY TAXES 282745 33587249 15663720 17361545 -1697825 -120565 -120565 -1818390 15524622 -120565 1086 -119479 15644101 19619 19619 15663720 17343012 1086 1086 17341926 19619 19619 17361545 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: IN ORDER TO ACCOUNT FOR ANY UNCERTAIN TAX POSITIONS, NEWCASTLE DETERMINES WHETHER IT IS MORE LIKELY THAN NOT THAT A TAX POSITION WILL BE SUSTAINED UPON EXAMINATION ON THE TECHNICAL MERITS OF THE POSITION, ASSUMING THE TAXING AUTHORITY HAS FULL KNOWLEDGE OF ALL INFORMATION. IF THE TAX POSITION DOES NOT MEET THE MORE-LIKELY-THAN-NOT RECOGNITION THRESHOLD, THE BENEFIT OF THAT POSITION IS NOT RECOGNIZED IN THE FINANCIAL STATEMENTS. NEWCASTLE RECORDED NO ASSETS OR LIABILITIES RELATED TO UNCERTAIN TAX POSITIONS IN 2011 AND 2010. FEDERAL TAX RETURNS FOR TAX YEARS 2007 AND BEYOND REMAIN SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES 1,086. PART XIII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES 1,086. GOLF OUTING 19287 19287 7692 3127 MEMORY EVENT 7183 7183 2658 1956 26470 26470 10350 5083 15433 11037 X X X X 0 0 0 0 0 0 0 0 0 MATTEO FURNO 0 233366 0 0 0 0 0 8010 0 28251 0 269627 0 0 WHEFA 97710V6V5 2007-12-01 165000 SEE SCHEDULE O 0 0 0 WHEFA 97710V6W3 2007-12-01 170000 SEE SCHEDULE O 0 0 0 WHEFA 97710V6X1 2007-12-01 180000 SEE SCHEDULE O 0 0 0 WHEFA 97710V6Y9 2007-12-01 190000 SEE SCHEDULE O 0 0 0 165000 2009 0 0 1 1 170000 2009 0 0 1 1 180000 2009 0 0 1 1 190000 2009 0 0 1 1 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 WHEFA 97710V6Z6 2007-12-01 200000 SEE SCHEDULE O 0 0 0 WHEFA 97710V7Z0 2007-12-01 210000 SEE SCHEDULE O 0 0 0 WHEFA 97710V7B8 2007-12-01 220000 SEE SCHEDULE O 0 0 0 WHEFA 97710V7C6 2007-12-01 1300000 SEE SCHEDULE O 0 0 0 200000 2009 0 0 1 1 210000 2009 0 0 1 1 220000 2009 0 0 1 1 1300000 2009 0 0 1 1 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 WHEFA 97710V7D4 2007-12-01 1730000 SEE SCHEDULE O 0 0 0 WHEFA 97710V7E2 2007-12-01 6245000 SEE SCHEDULE O 0 0 0 WHEFA 97710V7F9 2007-12-01 19200000 SEE SCHEDULE O 0 0 0 1730000 2009 0 0 1 1 6245000 2009 0 0 1 1 19200000 2009 0 0 1 1 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 THE CORPORATION HAS A SINGLE MEMBER, MILWAUKEE PROTESTANT HOME, INC. FORM 990, PART VI, SECTION A, LINE 7B THE BOARD OF DIRECTORS MUST RECEIVE APPROVAL FROM THE MEMBER (MILWAUKEE PROTESTANT HOME) PRIOR TO TAKING THE FOLLOWING ACTIONS: APPROVAL OF THE ANNUAL OPERATING AND CAPITAL BUDGETS; AMENDMENTS TO THE ARTICLES OF INCORPORATION OR BY-LAWS OF THE CORPORATION; SELL, PURCHASE, CONVEY OR OTHERWISE DISPOSE OF ANY REAL ESTATE HELD BY THE CORPORATION; CHANGE THE MISSION, PURPOSE OR SCOPE OF THE CORPORATION AND ITS OPERATIONS, OR THE LOCATION, SIZE OR SCOPE OF ITS SERVICES, PROGRAMS, OR OPERATIONS; INCURRENCE OF DEBT FOR MONEY BORROWED OR GUARANTEEING OF DEBT OF ANOTHER, EITHER OF WHICH IS BEYOND OR OUTSIDE OF THE APPROVED ANNUAL OPERATING AND/OR CAPITAL BUDGETS AND BEYOND DELEGATED AMOUNTS; ENTRY INTO ANY CONTRACT OR COMMITMENT BEYOND OR OUTSIDE OF THE APPROVED ANNUAL OPERATING AND/OR CAPITAL BUDGETS AND BEYOND DELEGATED AMOUNTS; SELECTION OF CORPORATE OFFICERS OTHER THAN THE VICE PRESIDENT OF FINANCE/CFO; ADOPTION OR MATERIAL MODIFICATION OF ANY EMPLOYEE BENEFIT PLANS; FUNDRAISING CAMPAIGNS; AND ADMINISTRATION AND INVESTMENT OF ENDOWMENT FUNDS OR RESTRICTED GIFTS. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS REVIEWED BY THE CHIEF FINANCIAL OFFICER AND THE CHAIRMAN OF THE BOARD PRIOR TO FILING. THE 990 IS ALSO PROVIDED TO ALL BOARD MEMBERS TO REVIEW PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY THE MEMBERS OF THE BOARD OF DIRECTORS REVIEW THE CONFLICT OF INTEREST POLICY AND SIGN A DOCUMENT DECLARING ANY RELATED PARTIES THEY MAY HAVE. THEY ALSO SIGN THE DOCUMENT ATTESTING TO THE FACT THAT THEY HAVE NO CONFLICT OF INTERESTS (OTHER THAN IF THEY NOTED A RELATED PARTY). IF ANY MEMBER HAS A CONFLICT OF INTEREST IN ANY MEETING REGARDING A VOTE THE BOARD MEMBER REMOVES THEMSELVES FROM THE VOTE. FORM 990, PART VI, SECTION B, LINE 15A THE BOARD PERIODICALLY ENGAGES AN OUTSIDE CONSULTANT TO ASSIST IN DETERMINING THE COMPENSATION FOR THE PRESIDENT/CEO FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -120,565. MILWAUKEE PROTESTANT HOME INC 2505 E BRADFORD AVE MILWAUKEE WI 53211 392023357 INVESTMENT HOLDING COMPANY WI 501(C)(3) LINE 11A, I N/A 0 EASTCASTLE PLACE INC 2505 E BRADFORD AVE MILWAUKEE WI 53211 390830668 RETIREMENT COMMUNITY WI 501(C)(3) LINE 9 MILWAUKEE PROTESTANT HOME INC 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 1 1 0