2012-09-24T12:53:52-05:00 2011-12-31 320043599 LEGACY PROFESSIONALS LLP 6800 FRANCE AVENUE SO SUITE 550 EDINA MN 55435 990 2011-01-01 367485085 MIDDLETOWN WORKS HOURLY & SALARIED UNION RETIREES HEALTH CARE FUND MIDD 8778295500 ZENITH AMER SOLUTIONS 2100 MAYFAIR RD NO 100 MILWAUKEE WI 53226 RONNIE BANKS 8778295500 2012-09-12 1 ERIC C BAERTSCH P00964071 9528413950 2011 2016-02-24 21:20:13Z RONNIE BANKS ZENITH AMER SOLUTIONS 2100 MAYFAIR RD NO 1 MILWAUKEE WI 53226 267918670 0 X N/A X 2008 OH TO PROVIDE HEALTH BENEFITS 5 5 0 0 0 0 0 0 77506303 75020260 18968832 17524588 0 0 96475135 92544848 0 0 46954329 48029940 74000 92500 0 0 0 3559173 1530047 50587502 49652487 45887633 42892361 560295610 595614055 319107 250921 559976503 595363134 TO PROVIDE HEALTH BENEFITS. 0 0 TO PROVIDE MEDICAL, PRESCRIPTION DRUG AND/OR LIFE INSURANCE BENEFITS FOR ELIGIBLE RETIREES AND THEIR DEPENDENTS. 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 7 0 1 0 0 0 0 0 0 0 0 0 X 5 5 0 1 0 0 0 0 0 1 1 0 0 1 0 0 1 0 0 0 X RITA BECKER ZENITH AMERICAN SOLUTIONS 8778295500 2100 N MAYFAIR ROAD STE 100 MILWAUKEE WI 53226 JAY YOUNGDAHL 8.00 X 25250 0 0 ROGER MCCLOW 8.00 X 23750 0 0 RONNIE BANKS 8.00 X 9125 0 0 BRIAN DALEY 8.00 X 7625 0 0 STEPHEN LAWSON 8.00 X 7625 0 0 73375 0 0 0 0 0 0 ANTHEM BLUE CROSS BLUE SHIELD 6740 NORTH HIGH STREET WORTHINGTON OH 43082 MEDICAL NETWORK PROVIDER 1549509 MEDCO HEALTH SOLUTIONS INC 495 METRO PLACE S SUITE 350 DUBLIN OH 43017 PHARMACY BENEFIT MANAGER 577755 ZENITH AMERICAN SOLUTIONS INC 2100 N MAYFAIR RD SUITE 100 MILWAUKEE WI 53226 THIRD PARTY ADMINISTRATOR 325061 WESTERN ASSET MANAGEMENT CO 385 EAST COLORADO BLVD PASADENA CA 91101 INVESTMENT MANAGER 312853 PIMCO 840 NEWPORT CENTER DRIVE STE 100 NEWPORT BEACH CA 92660 INVESTMENT MANAGER 303837 5 SETTLEMENT PAYMENT 900099 65000000 65000000 SELF PAY CONTRIBUTIONS 900099 4621056 4621056 MEDCO REBATES 900099 2850583 2850583 RETIREE DRUG SUBSIDY 900099 2548621 2548621 75020260 13981358 13981358 178917052 175373822 3543230 3543230 3543230 92544848 75020260 0 17524588 48029940 92500 19949 21790 959953 372061 54377 15823 86094 49652487 374557 3513025 8651675 72357594 5509903 2071621 122827 289678 268825375 254902703 276811273 262479434 560295610 595614055 319107 250921 319107 250921 X 0 0 0 0 559976503 595363134 559976503 595363134 560295610 595614055 X 42892361 -7505730 X 0 1 1 X 0 0 COMMON/COLLECTIVE TRUSTS 131292626 F REGISTERED INVESTMENT COMPANIES 116933049 F LIMITED PARTNERSHIPS 14253759 F 262479434 92544848 49652487 42892361 -7505730 -7505730 35386631 84079165 -7505730 -7505730 91584895 959953 959953 92544848 48692534 0 48692534 959953 959953 49652487 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE PLAN FILES FORM 990, RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX, AND FORM 5500, ANNUAL RETURN/REPORT OF EMPLOYEE BENEFIT PLAN. THE PLAN'S RETURNS ARE SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE UNTIL THE APPLICABLE STATUTE OF LIMITATION EXPIRES. FORM 990, PART VI, SECTION A, LINE 3 ALTHOUGH THE TRUSTEES MAINTAIN ULTIMATE CONTROL AND RESPONSIBILITY FOR THE PLAN, THEY HAVE DELEGATED THE DAY-TO-DAY ADMINISTRATIVE DUTIES TO ZENITH AMERICAN SOLUTIONS, INC. AS THE THIRD PARTY ADMINISTRATOR OF THE PLAN. FORM 990, PART VI, SECTION B, LINE 11 A COPY OF THE FORM 990 WAS PROVIDED TO THE ENTIRE BOARD OF TRUSTEES FOR THEIR REVIEW. FORM 990 IS SIGNED AND FILED ONLY AFTER ALL QUESTIONS ARE ANSWERED AND ANY REVIEW CHANGES ARE MADE. FORM 990, PART VI, SECTION C, LINE 19 THE PLAN DISTRIBUTES THE SUMMARY PLAN DESCRIPTION TO PLAN PARTICIPANTS AND PLAN PARTICIPANTS MAY REQUEST A COPY OF FORM 5500 ANNUAL REPORT, INCLUDING A FINANCIAL STATEMENT, FROM THE PLAN. OTHER PLAN DOCUMENTS THAT ARE REQUIRED TO BE DISCLOSED UNDER FEDERAL LAW, INCLUDING THE EMPLOYEE RETIREMENT AND INCOME SECURITY ACT OF 1974, AS AMENDED, ARE AVAILABLE UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -7,505,730. FORM 990, SCHEDULE R, PART 1V THE PLAN WAS ESTABLISHED AS A RESULT OF A SETTLEMENT AGREEMENT BETWEEN AK STEEL AND THE CLASS REPRESENTATIVES. THE PLAN WAS ESTABLISHED TO PROVIDE BENEFITS TO A CLOSED RETIREE POPULATION OF FORMER AK STEEL EMPLOYEES. DUE TO THE NATURE OF THE SETTLEMENT, AK STEEL CONTRIBUTED MORE THAN 10% OF THE CONTRIBUTIONS MADE TO THIS SECTION 501(C)9 ORGANIZATION AND MUST BE REPORTED ON SCHEDULE R. AT NO TIME DOES AK STEEL RECEIVE OR PROVIDE ANY BENEFIT FROM/TO THIS ORGANIZATION. THE ONLY TRANSACTION BETWEEN AK STEEL AND THIS ORGANIZATION ARE THE MANDATORY SETTLEMENT AGREEMENT CONTRIBUTIONS. FORM 990, PART VI, SECTION B, LINE 15: ALTHOUGH THE PLAN HAS NOT USED THE METHODS LISTED IN PART VI, SECTION B, NUMBER 15 TO DETERMINE COMPENSATION, THE PLAN HAS ADOPTED A FORMAL COMPENSATION POLICY. AK STEEL HOLDINGS CORPORATION 9227 CENTRE POINTE DRIVE WEST CHESTER OH 45069 311401455 PRODUCER OF STEEL DE C 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 AK STEEL HOLDING CORPORATION R 65000000 SETTLEMENT AGREEMENT