2012-10-05T17:00:48-05:00 2012-06-30 860271207 SCHMIDT WESTERGARD & COMPANY PLLC 77 WEST UNIVERSITY DRIVE MESA AZ 852015830 990 2011-07-01 860402582 ALZHEIMER'S DISEASE & RELATED DISORDERS ASSOC INC DESERT SOUTHWEST CHAPTER ALZH 6025280545 1028 E MCDOWELL RD PHOENIX AZ 85006 DEBORAH SCHAUS 6025280545 2012-09-20 1 JEFFREY A BITHER P01428424 4808346030 2011 2016-02-24 21:20:13Z DEBORAH SCHAUS 1028 E MCDOWELL RD PHOENIX AZ 85006 4101754 0 9334 X WWW.ALZ.ORG/DSW X 2000 AZ TO ELIMINATE ALZHEIMER'S DISEASE THROUGH THE ADVANCEMENT OF (SEE SCHEDULE O FOR CONTINUATION) RESEARCH; TO PROVIDE AND ENHANCE CARE AND SUPPORT FOR ALL AFFECTED; AND TO REDUCE THE RISK OF DEMENTIA THROUGH THE PROMOTION OF BRAIN HEALTH. 21 21 0 1100 0 0 2226133 3921067 83115 76354 49719 50070 730 9818 2359697 4057309 107793 106000 0 0 1821423 1912504 0 0 318487 619082 728697 2548298 2747201 -188601 1310108 3494786 4793291 112505 153201 3382281 4640090 X TO ELIMINATE ALZHEIMER'S DISEASE THROUGH THE ADVANCEMENT OF RESEARCH; TO PROVIDE AND ENHANCE CARE AND SUPPORT FOR ALL AFFECTED; AND TO REDUCE THE RISK OF DEMENTIA THROUGH THE PROMOTION OF BRAIN HEALTH. 1 0 2338455 106000 86172 DURING THE PERIOD OF JULY 1, 2011 THROUGH JUNE 30, 2012, THE ALZHEIMER'S ASSOCIATION DESERT SOUTHWEST CHAPTER SERVED OVER 15,000 FAMILIES IN ARIZONA AND SOUTHERN NEVADA DIRECTLY THROUGH ITS CORE PROGRAMS. IT IS CONSERVATIVELY ESTIMATED THAT AN ADDITIONAL 5,000 - 10,000 INDIVIDUALS WERE INDIRECTLY ASSISTED THROUGH INFORMATION AND EDUCATIONAL MATERIALS PROVIDED TO PROFESSIONALS AND OTHERS IN THE COMMUNITY.THE HELPLINE PROGRAM SERVED 3,721 UNDUPLICATED CALLERS THROUGH 6,256 CONTACTS, INCLUDING 2,195 INFORMATION PACKETS THAT WERE DISSEMINATED. A TOTAL OF 1,501 CASES WERE SERVED BY THE FAMILY CARE CONSULTATION PROGRAM, THROUGH 8,813 CONTACTS AND 4,815 CASE MANAGEMENT STAFF HOURS. EIGHTY-SEVEN SUPPORT GROUPS WERE OPERATED BY THE CHAPTER, WITH 1,384 GROUP SESSIONS, 10,319 CONTACTS FOR 2,015 UNDUPLICATED INDIVIDUALS. SIX HUNDRED SEVENTY EDUCATION PROGRAM SESSIONS WERE CONDUCTED REACHING 10,053 PEOPLE, THROUGH SESSIONS FOCUSED ON THE BUILDING OF AWARENESS IN THE COMMUNITY-AT-LARGE, EDUCATION ON DISEASE PROGRESSION AND CAREGIVING FOR PERSONS WITH DEMENTIA AND THEIR CARE PARTNERS AND FAMILIES, AND TRAINING FOR PROFESSIONALS. THE MEDICALERT + SAFE RETURN PROGRAM REGISTERED 247 NEW PERSONS WITH ALZHEIMER'S DISEASE. THE EARLY STAGE PROGRAM INCLUDED NINE INTENSIVE, MULTI-WEEK SERIES FOR A TOTAL OF 90 PERSONS WITH DEMENTIA AND THEIR CARE PARTNERS AND 29 SOCIAL ENGAGEMENT ACTIVITES FOR 132 PEOPLE WITH DEMENTIA. THE CHAPTER EXPANDED THE EARLY STAGE CORE PROGRAM THROUGH THE COLLABORATIVE DEVELOPMENT OF EPIC (EARLY STAGE PARTNERS IN CARE), AN INTENSIVE SEVEN-WEEK EDUCATION, COACHING AND SUPPORT SERIES FOR PEOPLE IN EARLY STAGE AND THEIR CARE PARTNERS. CONNECTIONS PLUS WAS ALSO ADDED AS A SOCIAL ENGAGEMENT PROGRAM FOR PEOPLE LIVING WITH ALZHEIMER'S DISEASE. 2338455 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 X 0 0 0 0 0 0 0 0 1 1 0 0 0 0 X 21 21 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AZ X X CURTIS LARABELL 6025280545 1028 E MCDOWELL ROAD PHOENIX AZ 850062622 X STEVEN ANDREWS JD 1.00 X 0 0 0 BILL BRYON 1.00 X 0 0 0 RICK CASELLI 1.00 X 0 0 0 RANDY CLAWSON 1.00 X 0 0 0 DAVID W COON PHD 1.00 X 0 0 0 CHAD CORBETT MPA 1.00 X 0 0 0 MAUREEN ESPARZA 1.00 X 0 0 0 BRENDA FORAKER 1.00 X 0 0 0 ERIC MACDONALD JD 1.00 X 0 0 0 MARISA MENCHOLA PHD 1.00 X 0 0 0 DAVID MOORE MBA CPA 1.00 X 0 0 0 SANDRA OWENS PHD 1.00 X 0 0 0 DUTTON TEAGUE MSW 1.00 X 0 0 0 KEITH WEST 1.00 X 0 0 0 ZACH ZARAGOZA 1.00 X 0 0 0 ROBERT DOWD 1.00 X X 0 0 0 LARRY GENTRY 1.00 X X 0 0 0 MICHAEL BEATTY 1.00 X X 0 0 0 SUE ANN PERKINSON 1.00 X X 0 0 0 SAM LIEBERMAN 1.00 X X 0 0 0 ROBBIE NICOL 1.00 X X 0 0 0 DEBORAH SCHAUS 40.00 X 128762 0 7500 128762 0 7500 1 0 0 0 INSPERITY 19001 CRESENT SPRINGS DRIVE KINGWOOD TX 77339 EMPLOYEE LEASING 1506212 1 675813 -190273 551715 2883812 58835 3921067 CONFERENCES 611600 76354 76354 76354 50070 50070 44445 675813 44445 0 OTHER INCOME 900099 9818 9818 9818 4057309 86172 0 50070 106000 106000 150980 120784 15098 15098 23651 23651 1737873 1582495 57190 98188 1256 1256 18183 16712 549 922 29491 24365 3309 1817 125148 60733 64415 208443 150497 2724 55222 11988 11043 353 592 128239 116409 7506 4324 66236 50306 474 15456 28546 28546 28701 26626 758 1317 10135 9418 204 513 SPECIAL EVENT COSTS 57549 57549 OTHER EXPENSES 14782 9614 2094 3074 2747201 2338455 90259 318487 123160 202085 1163648 1101525 123656 833265 289331 106276 9262 7667 16252 17433 187086 131806 47081 55280 1722396 2469760 3494786 4793291 104827 143591 7678 9610 112505 153201 X 2799092 2710077 518189 1865013 65000 65000 3382281 4640090 3494786 4793291 X 1310108 -52299 X 0 1 1 X 0 X 4350780 1760727 1928910 2226133 3921067 14187617 4350780 1760727 1928910 2226133 3921067 14187617 3920590 10267027 98026 35753 34696 49719 50070 268264 62425 53075 83845 86172 285517 14741398 285517 0.69650 0.81480 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: CONFERENCES, SALES, TRAINING FEES, AND OTHER INCOME FROM FCC INTERVENTIONS. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 65000 1318 1318 65000 65000 12496 12496 65000 65000 5468 5468 65000 65000 3056 3056 65000 1.00000 0 0 59221 52787 6434 127865 79019 48846 55280 4057309 2747201 1310108 -52299 -52299 1257809 4117373 -52299 112363 60064 4057309 0 4057309 2859564 112363 112363 2747201 0 2747201 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE CHAPTER IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE "IRC") AND SIMILAR STATE PROVISIONS. IN ADDITION, THE CHAPTER QUALIFIES FOR THE CHARITABLE CONTRIBUTION DEDUCTION UNDER SECTION 170(B)(1)(A) OF THE IRC AND HAS BEEN CLASSIFIED AS AN ORGANIZATION OTHER THAN A PRIVATE FOUNDATION UNDER SECTION 509(A)(1) OF THE IRC. INCOME FROM CERTAIN ACTIVITIES NOT DIRECTLY RELATED TO THE CHAPTER'S TAX-EXEMPT PURPOSE MAY BE SUBJECT TO TAXATION AS UNRELATED BUSINESS INCOME. DURING THE YEAR ENDED JUNE 30, 2012, THE CHAPTER DID NOT EARN ANY UNRELATED BUSINESS TAXABLE INCOME; THEREFORE, THE ACCOMPANYING FINANCIAL STATEMENTS CONTAIN NO PROVISION FOR INCOME TAXES. THE CHAPTER FOLLOWS THE GUIDANCE ISSUED BY THE FINANCIAL ACCOUNTING STANDARDS BOARD ("FASB") RELATED TO ACCOUNTING FOR INCOME TAX UNCERTAINTIES. UNDER THIS GUIDANCE, THE CHAPTER ACCOUNTS FOR THE EFFECT OF ANY UNCERTAIN TAX POSITIONS BASED ON WHETHER IT IS "MORE-LIKELY-THAN-NOT" THAT THE POSITION WILL BE SUSTAINED BY THE TAXING AUTHORITY UPON EXAMINATION. THE CHAPTER ROUTINELY EVALUATES POTENTIAL UNCERTAIN TAX POSITIONS. THE CHAPTER HAS IDENTIFIED ITS STATUS AS AN EXEMPT ORGANIZATION AS A TAX POSITION; HOWEVER, THE CHAPTER HAS DETERMINED THAT SUCH TAX POSITION DOES NOT RESULT IN AN UNCERTAINTY THAT REQUIRES RECOGNITION. THE CHAPTER FILES INFORMATIONAL RETURNS IN THE U.S. FEDERAL JURISDICTION AND IN CERTAIN STATE AND LOCAL JURISDICTIONS. AS OF JUNE 30, 2012, U.S. FEDERAL INFORMATIONAL RETURNS FOR YEARS ENDING PRIOR TO JUNE 30, 2009 AND STATE RETURNS FOR YEARS ENDING PRIOR TO JUNE 30, 2008 WERE CLOSED TO ASSESSMENT. INTEREST AND PENALTIES, IF ANY, ARE ACCRUED AS A COMPONENT OF ADMINISTRATIVE EXPENSES WHEN ASSESSED. WALK TO END ALZHEIMER'S 516710 516710 GALA EVENT 133701 89256 44445 44445 4 69847 69847 720258 675813 44445 44445 44445 0 0 RESPITE AND SAFE RETURN 331 106000 X 1 200 FMV X 4737 FMV X GIFT CARDS 121 29848 CASH VALUE X COMPUTER EQUIPMENT 1 4000 FMV X FOOD & BEVERAGES 26 17830 CASH VALUE X MISC AUCTION ITEMS 11 2220 FMV 0 1 0 NEW PROGRAM SERVICES FORM 990, PART III, LINE 2 THE CHAPTER EXPANDED THE EARLY STAGE CORE PROGRAM THROUGH THE COLLABORATIVE DEVELOPMENT OF EPIC (EARLY STAGE PARTNERS IN CARE), AN INTENSIVE SEVEN-WEEK EDUCATION, COACHING AND SUPPORT SERIES FOR PEOPLE IN EARLY STAGE AND THEIR CARE PARTNERS. CONNECTIONS PLUS WAS ALSO ADDED AS A SOCIAL ENGAGEMENT PROGRAM FOR PEOPLE LIVING WITH ALZHEIMER'S DISEASE. FORM 990, PART I SUMMARY, LINE 5 THE ORGANIZATION FILES NO W-2S OR W-3S AS ALL EMPLOYEES ARE LEASED AND ALL PAYROLL FILINGS ARE DONE BY INSPERITY. FORM 990, PART VI, SECTION B, LINE 11 A FULL COPY OF THE FORM 990 WILL BE REVIEWED AND APPROVED BY THE AUDIT COMMITTEE AND SUBMITTED TO THE FULL BOARD OF DIRECTORS FOR REVIEW AT LEAST 48 HOURS IN ADVANCE OF FILING. A COPY WILL BE POSTED FOR PUBLIC REVIEW. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION'S BOARD AND EMPLOYEES REVIEW AND SIGN ANNUALLY THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 BOARD POLICY ESTABLISHED A COMPENSATION COMMITTEE THAT GATHERS COMPENSATION SURVEYS FOR KEY EMPLOYEES ANNUALLY. THIS INFORMATION IS USED AS A BASIS TO DETERMINE COMPENSATION LEVEL FOR KEY EMPLOYEES, APPROVED BY COMPENSATION COMMITTEE AND REPORTED TO BOARD FOR THEIR APPROVAL. THE FULL BOARD APPROVES THE COMPENSATION FOR THE EXECUTIVE DIRECTOR AND WITH THE APPROVAL OF THE ANNUAL PLAN APPROVES PAY INCREASES FOR ALL STAFF. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. THESE DOCUMENTS ARE ALSO AVAILABLE ON ITS WEBSITE. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -52,299. FORM 990, PART VIII, LINE 1D BEGINNING JULY 1, 2008, ACCORDING TO NATIONAL POLICY, THE CHAPTER AND NATIONAL BEGAN PARTICIPATING IN A SHARED REVENUE PROGRAM WHICH STIPULATES THAT THE CHAPTER RECEIVES 60% AND NATIONAL RECEIVES 40% OF UNRESTRICTED CONTRIBUTED REVENUES RAISED BY EITHER PARTY WITHIN THE CHAPTER'S TERRITORY. THE CHAPTER'S NET SHARED FUNDRAISING REVENUE (EXPENSE) RELATED TO THIS PROGRAM WAS AS FOLLOWS DURING THE YEAR ENDED JUNE 30, 2012: SHARED FUNDRAISING REVENUE FROM NATIONAL $524,217 LESS SHARED FUNDRAISING REVENUE DUE TO NATIONAL $(714,490) EQUALLING NET SHARED FUNDRAISING REVENUE OF $(190,273). SCHEDULE A, PART II, LINES 14 & 15 BEQUESTS RECEIVABLE ARE RECOGNIZED AS CONTRIBUTION REVENUE IN THE PERIOD THE CHAPTER RECEIVES NOTIFICATION THAT THE COURT HAS FOUND THE WILL OF THE DONOR'S ESTATE TO BE VALID AND ANY CONDITIONS HAVE BEEN SUBSTANTIALLY MET. BEQUESTS RECEIVABLE ARE STATED AT THE NET AMOUNT THE CHAPTER EXPECTS TO RECEIVE, BASED UPON THE ESTIMATED FAIR VALUE OF THE ESTATE (NET OF POTENTIAL FEES AND EXPENSES) AND THE CHAPTER'S PERCENTAGE INTEREST AS A BENEFICIARY OF THE ESTATE. DURING THE YEAR ENDED JUNE 30, 2012, THE CHAPTER WAS NOTIFIED THAT THEY WERE THE 100% BENEFICIARY OF A SUBSTANTIAL ESTATE. BASED UPON THE NATURE AND AMOUNT OF THE UNDERLYING ASSETS OF THE ESTATE, AND AFTER CONSIDERATION OF POTENTIAL FEES AND EXPENSES OF THE ESTATE, THE CHAPTER ESTIMATED THEY WOULD RECEIVE DISTRIBUTIONS FROM THIS ESTATE TOTALING APPROXIMATELY $1,387,000. AS OF JUNE 30, 2012, THE CHAPTER HAD RECEIVED CASH DISTRIBUTIONS FROM THE ESTATE TOTALING APPROXIMATELY $937,000; ACCORDINGLY, THE ACCOMPANYING JUNE 30, 2012 STATEMENT OF FINANCIAL POSITION REFLECTS A BEQUEST RECEIVABLE DUE FROM THIS ESTATE TOTALING $450,000. ESTATE DOCUMENTS SPECIFIED THAT PROCEEDS FROM THIS ESTATE ARE TO BE USED FOR LOCAL PROGRAMS AND SERVICES IN THE GREATER PHOENIX AREA/CENTRAL ARIZONA REGION AND ARE TO BE ADMINISTERED BY THE DESERT SOUTHWEST CHAPTER. ACCORDINGLY, THE ESTIMATED VALUE OF THIS ESTATE HAS BEEN REFLECTED AS TEMPORARILY RESTRICTED BEQUESTS IN THE ACCOMPANYING STATEMENT OF ACTIVITIES FOR THE YEAR ENDED JUNE 30, 2012. MANAGEMENT ANTICIPATES THAT THE RECEIPT OF THIS SUBSTANTIAL BEQUEST WILL PROVIDE FUNDING FOR UP TO TEN YEARS FOR CORE REGIONAL PROGRAMS IN THE GREATER PHOENIX/CENTRAL ARIZONA REGION, CONSISTING PRIMARILY OF THE DEVELOPMENT AND EXPANSION OF THE EARLY STAGE PROGRAM. IN ADDITION, DURING THE YEAR ENDED JUNE 30, 2012, THE CHAPTER WAS ALSO NOTIFIED THAT IT IS THE BENEFICIARY OF TWO ADDITIONAL ESTATES. HOWEVER, THE CHAPTER HAS NOT BEEN ABLE TO OBTAIN ANY DETAILED FINANCIAL INFORMATION, ESTIMATES, OR ANY FURTHER CORRESPONDENCE FROM THE TWO ESTATES THAT WOULD PROVIDE INFORMATION ON THE VALUES OF SUCH ESTATES. AS A RESULT, NO CONTRIBUTIONS (OR RELATED BEQUESTS RECEIVABLE) HAVE BEEN RECORDED FOR THESE TWO ESTATES AS OF JUNE 30, 2012.