2012-11-13T14:19:36-06:00 2011-12-31 521392008 GELMAN ROSENBERG & FREEDMAN 4550 MONTGOMERY AVE SUITE 650N BETHESDA MD 208142930 990 2011-01-01 941646278 PUBLIC HEALTH INSTITUTE PUBL 5102855500 555 12TH STREET 10TH FLOOR OAKLAND CA 946074046 MARY PITTMAN 5102855500 2012-11-13 1 3019519090 2011 2016-02-24 21:20:13Z MARY PITTMAN 555 12TH STREET 10TH FLOOR OAKLAND CA 946074046 95905294 0 X WWW.PHI.ORG X 1964 CA SEE PART III, LINE 1. 10 8 820 15 296163 65838 53143566 50755598 45134023 45135448 30219 14248 0 0 98307808 95905294 12917372 7297526 0 0 60594284 58815093 0 0 7005 27353366 30233261 100865022 96345880 -2557214 -440586 26687321 26768101 14317627 14838993 12369694 11929108 X PUBLIC HEALTH INSTITUTE GENERATES AND PROMOTES RESEARCH, LEADERSHIP AND PARTNERSHIPS TO BUILD CAPACITY FOR STRONG PUBLIC HEALTH POLICY, PROGRAMS, SYSTEMS AND PRACTICES. 0 0 26753786 1138911 0 GLOBAL HEALTH FELLOWS PROGRAM I AND II (GHFP-I, GHFP-II): THE PUBLIC HEALTH INSTITUTE, WITH ITS PARTNERS, IMPLEMENTS THE GLOBAL HEALTH FELLOWS PROGRAM, FUNDED BY A FIVE-YEAR COOPERATIVE AGREEMENT WITH THE U.S. AGENCY FOR INTERNATIONAL DEVELOPMENT. GHFP'S VISION IS TO CREATE THE GLOBAL HEALTH LEADERS OF THE FUTURE BY SUPPORTING A LARGE, SUSTAINABLE POOL OF TALENTED GLOBAL HEALTH PROFESSIONALS (FELLOWS AND INTERNS) AND TO STRENGTHEN THE EFFECTIVENESS OF USAID POPULATION, HEALTH AND NUTRITION PROGRAMS. GHFP RECRUITS, PLACES AND SUPPORTS TECHNICAL EXPERTS AT ALL PROFESSIONAL LEVELS IN WASHINGTON, D.C., AND ABROAD, AND PROVIDES CAREER AND PROFESSIONAL DEVELOPMENT OPPORTUNITIES. GHFP'S DIVERSITY INITIATIVE CREATES INCREASED OPPORTUNITIES FOR UNDERREPRESENTED POPULATIONS IN THE FIELD OF GLOBAL HEALTH. WORKING WITH COLLEGES AND UNIVERSITIES AROUND THE US, THE PROGRAM PROVIDES GUIDANCE AND ADVICE FOR INDIVIDUALS SEEKING A CAREER IN GLOBAL HEALTH. EACH YEAR THE PROGRAM TAKES PART IN APPROXIMATELY 40 DIFFERENT OUTREACH EVENTS, PROVIDING RELEVANT INFORMATION TO SEVERAL THOUSAND INDIVIDUALS INTERESTED IN THE FIELD OF GLOBAL HEALTH. THESE EVENTS INCLUDE PROFESSIONAL CONFERENCES, UNIVERSITY CAREER FAIRS AND INFORMATION SESSIONS.GHFP'S FELLOWS, AT ALL LEVELS, WORK WITH USAID IN WASHINGTON, DC AND OVERSEAS IN A VARIETY OF TECHNICAL AREAS INCLUDING MATERNAL AND CHILD HEALTH, FAMILY PLANNING, REPRODUCTIVE HEALTH, HIV/AIDS, INFECTIOUS DISEASES, HEALTH POLICY AND OTHER GLOBAL HEALTH SPECIALTIES. THE PROGRAM ALSO SUPPORTS A COHORT OF SUMMER INTERNS THAT WORK IN THE GLOBAL HEALTH BUREAU AT USAID IN WASHINGTON, DC.IN SUPPORT OF ITS MANDATE TO HELP DEVELOP THE NEXT GENERATION OF GLOBAL HEALTH PROFESSIONALS, THE PROGRAM ESTABLISHED WORKING RELATIONSHIPS WITH SEVERAL PARTNERS INCLUDING CDC DEVELOPMENT SOLUTIONS (CDS), GLOBEMED AND GLOBAL HEALTH CORPS. GLOBEMED, IS AN ORGANIZATION THAT AIMS TO STRENGTHEN THE MOVEMENT FOR GLOBAL HEALTH EQUITY BY EMPOWERING STUDENTS AND COMMUNITIES TO WORK TOGETHER TO IMPROVE THE HEALTH OF PEOPLE LIVING IN POVERTY AROUND THE WORLD. GLOBEMED HAS CHAPTERS ON 50 CAMPUSES ACROSS THE US AND PARTNERS WITH ORGANIZATIONS THROUGHOUT THE DEVELOPING WORLD INCLUDING IN INDIA, RWANDA, UGANDA, NEPAL, CAMBODIA AND LAOS. GHFP WILL BE FUNDING SCHOLARSHIPS FOR GLOBEMED INTERNS BASED ON NEED AND FOR THOSE UNDERREPRESENTED IN THE FIELD.GLOBAL HEALTH CORPS PAIRS INTELLIGENT AND PASSIONATE FELLOWS WITH DEVELOPING COUNTRY ORGANIZATIONS THAT REQUIRE NEW THINKING AND INNOVATIVE SOLUTIONS. THEY PROVIDE THESE YOUNG LEADERS WITH THE TOOLS TO REMAIN CONNECTED AFTER THEIR FELLOWSHIP YEAR FINISHES, DEEPENING THEIR ABILITY TO ENACT CHANGE THROUGH HEIGHTENED SKILLS AND STRONG PARTNERSHIPS. GHFP WILL PROVIDE FUNDING FOR SEVERAL OF THESE FELLOWSHIPS IN THE COMING YEAR.CDC DEVELOPMENT SOLUTIONS PROVIDES CORPORATE VOLUNTEERRS TO SUPPORT LOCAL BUSINESSES, NONPROFITS, AND GOVERNMENTS IN EMERGING MARKETS WORLDWIDE. OVER THE PAST 20 YEARS, THEY HAVE PLACED THOUSANDS OF BUSINESS-ORIENTED VOLUNTEERS IN MORE THAN 80 COUNTRIES. GHFP-II WILL SUPPORT SEVERAL HUNDRED OF THESE VOLUNTEERS OVER A FIVE YEAR PERIOD. 10855741 2281536 12230092 NUTRITION EDUCATION AND OBESITY PREVENTION BRANCH, CALIFORNIA DEPARTMENT OF PUBLIC HEALTH (NETWORK FOR A HEALTHY CALIFORNIA):PHI PARTNERS WITH THE CALIFORNIA DEPARTMENT OF PUBLIC HEALTH TO IMPLEMENT THE NETWORK FOR A HEALTHY CALIFORNIA (NETWORK), A STATEWIDE MOVEMENT OF LOCAL, STATE AND NATIONAL PARTNERS COLLECTIVELY WORKING TOWARD IMPROVING THE HEALTH STATUS OF MILLIONS OF LOW-INCOME CALIFORNIA PARENTS AND CHILDREN. OVER MORE THAN A DECADE, THE NETWORK HAS GROWN TO BE THE LARGEST AND MOST DIVERSE NUTRITION AND PHYSICAL ACTIVITY INITIATIVE IN THE UNITED STATES. FUNDED THROUGH THE U.S. DEPARTMENT OF AGRICULTURE SUPPLEMENTAL NUTRITION ASSISTANCE PROGRAM (SNAP) NUTRITION EDUCATION, THE NETWORK USES MULTIPLE VENUES TO FACILITATE BEHAVIOR CHANGE IN HOMES, SCHOOLS, WORKSITES, AND COMMUNITIES TO CREATE ENVIRONMENTS THAT SUPPORT FRUIT AND VEGETABLE CONSUMPTION AND PHYSICAL ACTIVITY. THE NETWORK WORKS WITH PUBLIC AND NONPROFIT AGENCIES, PROVIDING STATE LEADERSHIP THROUGH CONTRACTS AND GRANTS TO SCHOOL DISTRICTS, LOCAL HEALTH DEPARTMENTS, HEALTH CENTERS, NONPROFIT ORGANIZATIONS AND OTHER GROUPS FOR ACTIVITIES SUCH AS DEVELOPING HEALTH EDUCATION TOOLS, MOUNTING SOCIAL MARKETING CAMPAIGNS, AND PROVIDING EVALUATION AND RESEARCH.THE NETWORK ENGAGES LOW-INCOME CONSUMERS TO IMPROVE THEIR COMMUNITIES AND CREATE NEW SOCIAL NORMS THAT SUPPORT HEALTHY EATING AND PHYSICAL ACTIVITY. THE CHAMPIONS FOR CHANGE BRAND IS EMBODIED IN THE NETWORK'S ADVERTISING AND PUBLIC RELATIONS AND IS BROUGHT TO LIFE IN COMMUNITIES THROUGH CONSUMER AND COMMUNITY ENGAGEMENT ACTIVITIES.A COMMUNITY-BASED PLANNING APPROACH, KNOWN AS COMMUNITIES OF EXCELLENCE (CX3), PROVIDES COMMUNITIES WITH TOOLS TO ASSESS MARKETING CUES, FOOD QUALITY, AND ACCESS TO HEALTHY FOOD IN LOW-INCOME NEIGHBORHOODS. THE CX3 ASSESSMENTS HAVE ALREADY RESULTED IN EFFORTS TO IMPROVE NEIGHBORHOOD WALKING BY MAKING SIDEWALK AND STREET MODIFICATIONS, STARTING NEW SCHOOL AND COMMUNITY GARDENS, AND INSTITUTING HEALTHY POLICIES FOR VENDING MACHINES AND MOBILE VENDORS. THE YOUTH ENGAGEMENT INITIATIVE ENGAGES LOW-RESOURCE, MIDDLE AND HIGH SCHOOL YOUTH (AGES 12-18) IN CONDUCTING YOUTH-LED PARTICIPATORY ACTION RESEARCH PROJECTS. THE PROJECTS PROVIDE YOUTH WITH THE OPPORTUNITY TO ENGAGE IN LEADERSHIP, CRITICAL THINKING, PROBLEM-SOLVING, SERVICE LEARNING, AND STRATEGIZING SKILLS TO ADDRESS AND PROMOTE NUTRITION AND/OR PHYSICAL ACTIVITY ISSUES. YOUTH CREATE COMMUNITY CHANGE SUCH AS INSTALLING HYDRATION STATIONS TO PROVIDE CLEAN DRINKING WATER, OR MAKING HEALTHY FOOD CHOICES THE EASY CHOICE IN SCHOOLS. PEER-TO-PEER EDUCATION PROJECTS, SUCH AS MOTHER'S TAKING ACTION, USE A COMMUNITY ENGAGEMENT AND LEADERSHIP DEVELOPMENT APPROACH TO CREATE LOCAL CHAMPIONS FOR CHANGE. THE NETWORK'S BEST PRACTICE PROGRAMS HAVE DEMONSTRATED GAINS IN FRUIT AND VEGETABLE CONSUMPTION AND PHYSICAL ACTIVITY AMONG QUALIFYING LOW-INCOME FAMILIES. CALIFORNIA SURVEYS SHOW THAT THE PERCENT OF LOW-INCOME ADULTS WHO REACHED THE MINIMUM 5-SERVING GOAL FOR FRUIT AND VEGETABLE CONSUMPTION ROSE FROM A BASELINE OF 24 PERCENT IN 1997 TO 46 PERCENT IN 2007. THIS IS A 90 PERCENT INCREASE IN 10 YEARS.1 FROM 2000 TO 2009, CALIFORNIA'S OVERALL RANKING FOR FRUIT AND VEGETABLE CONSUMPTION ROSE FROM 11TH TO 5TH AMONG ALL STATES.2 THESE SURVEYS ALSO SHOW THAT THE PROPORTION OF LOW-INCOME ADULTS MEETING THE RECOMMENDED LEVEL OF AT LEAST 150 MINUTES PER WEEK OF MODERATE TO VIGOROUS PHYSICAL ACTIVITY GREW FROM 36 PERCENT IN 2001 TO 46 PERCENT IN 2007. THIS REPRESENTS A SIGNIFICANT INCREASE OF 28 PERCENT.3 IN 2010, NETWORK PARTNERS BROUGHT IN AN ESTIMATED 28,400 ADDITIONAL HOUSEHOLDS TO SNAP. THIS YIELDED $4.1 MILLION IN FEDERAL REIMBURSEMENTS FOR OUTREACH EFFORTS, WHICH RESULTED IN NEARLY $120.6 MILLION IN ANNUAL SNAP BENEFITS FOR FOOD AND ANOTHER $215.9 MILLION IN ECONOMIC STIMULUS TO CALIFORNIA COMMUNITIES. 7484038 2230086 0 CALIFORNIA CANCER REGISTRY (CCR): PHI ASSISTS THE STATE OF CALIFORNIA'S DEPARTMENT OF PUBLIC HEALTH IN OPERATING THE LARGEST AND MOST COMPREHENSIVE POPULATION BASED CANCER SURVEILLANCE SYSTEM IN THE WORLD. THIS INFORMATION FURTHERS OUR UNDERSTANDING OF CANCER AND IS USED BY THE STATE AND LOCAL HEALTH DEPARTMENTS TO DEVELOP STRATEGIES AND POLICIES FOR ITS PREVENTION, TREATMENT, AND CONTROL. THE AVAILABILITY OF COUNTY, REGIONAL, AND STATEWIDE DATA ON CANCER IN CALIFORNIA ALLOWS HEALTH RESEARCHERS TO ANALYZE DEMOGRAPHIC, ENVIRONMENTAL, AND GEOGRAPHIC FACTORS THAT AFFECT CANCER RISK, EARLY DETECTION, AND EFFECTIVE SCREENING AND TREATMENT OF CANCER PATIENTS. CALIFORNIA MANDATES THE REPORTING OF THIS DATA AND PROVIDES NEARLY 50% OF THE DATA IN THE NATIONAL CANCER DATA SETS AT THE NATIONAL CANCER INSTITUTE'S SURVEILLANCE, EPIDEMIOLOGY, AND END RESULTS PROGRAM. THE CALIFORNIA CANCER REGISTRY HAS COLLECTED INFORMATION ABOUT ALL CANCERS DIAGNOSED AMONG CALIFORNIA RESIDENTS (EXCEPT BASAL AND SQUAMOUS CELL CARCINOMA OF THE SKIN AND CARCINOMA IN SITU OF THE CERVIX). USING SOFTWARE DESIGNED PRIMARILY BY PHI EMPLOYEES AND OUR SUBCONTRACTORS, EACH INCIDENCE OF CANCER IS REPORTED BY HOSPITALS, CLINICS, AND/OR LABORATORIES THROUGH A SYSTEM OF REGIONAL REGISTRIES AND ON TO THE STATEWIDE CENTRAL REGISTRY SYSTEM. TO DATE THE CCR HAS COLLECTED DETAILED INFORMATION ON OVER 3.4 MILLION CASES OF CANCER AMONG CALIFORNIANS DIAGNOSED FROM 1988 FORWARD, AND MORE THAN 162,000 NEW CASES ARE ADDED ANNUALLY. ONCE A CASE IS DIAGNOSED, IT IS FOLLOWED THROUGHOUT THE LIFETIME OF THE PATIENT.THE CCR PROVIDES DATA AND ASSISTANCE TO RESEARCHERS BOTH WITHIN CALIFORNIA AND NATIONWIDE. PHI ADDS TO THE VALUE OF THIS ENTERPRISE BY CONDUCTING EPIDEMIOLOGICAL AND SURVEILLANCE RESEARCH THROUGH INDEPENDENT RESEARCH GRANTS AND CONTRACTS. IN ADDITION, PHI SUPPORTS THE CCR IN REPORTING ANNUALLY ON CANCER INCIDENCE AND MORTALITY IN CONJUNCTION WITH THE AMERICAN CANCER SOCIETY, AND FACT SHEETS ON VARIOUS CANCERS TO EDUCATE AND INFORM THE PUBLIC AND POLICYMAKERS. 38198984 1646993 32905356 CENTRAL TO ITS WORK, PHI ADDRESSES THE SOCIAL DETERMINANTS OF HEALTH AND WORKS TO ENSURE HEALTH EQUITY FOR ALL. OTHER PROGRAMS AT PHI PROVIDE: STATE-OF-THE-ART TECHNICAL ASSISTANCE TO COMMUNITIES AND LOCAL AND STATE HEALTH DEPARTMENTS WORKING TO COMBAT THE OBESITY EPIDEMIC; STUDIES OF ALCOHOL AND SUBSTANCE USE ACROSS THE U.S. AND THE WORLD, CONTRIBUTING SIGNIFICANTLY TO THE BODY OF KNOWLEDGE IN THIS FIELD; AND BEST PRACTICES TO REDUCE UNNECESSARY HOSPITALIZATIONS DUE TO CHRONIC CONDITIONS. PHI PROVIDED TRAINING TO IMPLEMENT THE AMERICANS WITH DISABILITIES ACT AMONG EMPLOYERS AND COLLEGES THROUGHOUT THE WESTERN REGION OF THE U.S. PHI ALSO OFFERED PROFESSIONAL DEVELOPMENT TO PUBLIC HEALTH LEADERS TO STRENGTHEN THEIR ABILITY TO REDUCE HEALTH INEQUITIES. PHI'S GLOBAL LEADERSHIP PROGRAMS FOR YOUTH ADDRESS REPRODUCTIVE HEALTH AND OTHER CRITICAL DEVELOPMENTAL ISSUES. TOGETHER, PHI PROGRAMS HELP TO IMPROVE QUALITY OF LIFE AROUND THE WORLD IN COMMUNITIES, HOMES, SCHOOLS AND WORKPLACES. 38198984 1646993 32905356 83292549 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 1 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 454 0 1 820 1 1 1 1 IN 0 0 0 0 0 0 0 0 X 10 8 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X RALPH MCKINNON 5102855500 555 12TH STREET 10TH FLOOR OAKLAND CA 946074046 MARY A PITTMAN 40.00 X X 493941 0 17075 DILEEP BAL 1.00 X X 0 0 0 FREDERICK HESSLER 1.00 X X 0 0 0 JOHN SEFFRIN 1.00 X X 0 0 0 JOHN O'BRIEN 1.00 X X 0 0 0 THOMAS GREENFIELD - SEE SCH O 40.00 X 209445 0 28885 ROBERTO TAPIA-CONYER 1.00 X 0 0 0 KATHY CAHILL 1.00 X 0 0 0 SHARON LEVINE 1.00 X 0 0 0 KIMBERLYDAWN WISDOM 1.00 X 0 0 0 B MELANGE MATTHEWS 40.00 X 272867 0 37634 JAMES SIMPSON 40.00 X 240010 0 33129 SUZANNE PETRONI 40.00 X 162256 0 23893 DIANA PASCUAL 40.00 X 165257 0 25793 TRENTON RUEBUSH 40.00 X 226461 0 23341 JOHN PALEN 40.00 X 207544 0 36689 SHARON RUDY 40.00 X 210264 0 28572 DAVID LINDEMAN 40.00 X 291692 0 23549 CHERYL CHERPITEL 40.00 X 204104 0 32160 2683841 0 310720 109 0 1 0 BROWN MILLER COMMUNICATIONS 1114 JONES STREET MARTINEZ CA 94553 PUBLIC RELATIONS SERVICES 223194 CENTER FOR ENVIRONMENTAL HEALTH 2202 BROADWAY SUITE 302 OAKLAND CA 94612 PROJECT CONSULTANT 187300 CENTER FOR COLLABORATIVE SOLUTION 1329 HOWE AVE SUITE 200 SACRAMENTO CA 95825 PROJECT CONSULTANT 185312 J3 INC 2545 EAST ALAMEDA CIRCLE DENVER CO 80209 IT CONSULTANT 139512 PERALES & ASSOC EVALUATION 4415 WATER OAK COURT CONCORD CA 94521 PROJECT CONSULTANT 109751 7 42221 37341498 13371879 50755598 CONTRACTS 900009 44769125 44769125 SERVICE FEES 900009 296163 296163 PUBLICATION SALES 900009 66949 66949 TRAINING FEES 900009 3211 3211 45135448 14248 14248 95905294 44839285 296163 14248 6787171 6787171 510355 510355 1710186 665757 1044429 40466783 35047096 5419687 3946679 3412519 534160 9482006 8085090 1396916 3209439 2724887 484552 56222 51685 4506 31 129975 119487 10417 71 10108 9292 810 6 5566116 4844710 718514 2892 335021 331419 3602 3928829 3096250 831142 1437 4435734 2956150 1479584 6229678 5959890 268687 1101 1854555 1623752 229587 1216 16456 8283 8169 4 112601 56674 55900 27 SUBCONTRACTS 5913386 5913386 TEMPORARY HELP 629572 587769 41803 BAD DEBT EXPENSE 52109 52109 PROGRAM SUPPORT 32780 32780 930119 468147 461752 220 96345880 83292549 13046326 7005 4526 5219 15023515 14165650 10661789 11740922 901275 816287 414716 376712 45829 38004 50387 2019 26687321 26768101 11434176 11753356 2883451 3085637 14317627 14838993 X 5704249 5259825 6665445 6669283 12369694 11929108 26687321 26768101 -440586 0 X 0 1 1 X 1 1 X 57980424 79704905 63925445 53143566 50755598 305509938 1198000 1198000 1198000 1198000 1198000 5990000 59178424 80902905 65123445 54341566 51953598 311499938 30524752 280975186 918521 352165 73198 30219 14248 1388351 159801 66738 226539 47002 84371 68939 200312 313315140 174010612 0.89680 0.88850 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 4165 16660 20825 96111236 96132061 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 7546 8994 10108 20825 47473 250000 250000 250000 250000 1000000 1500000 1509 899 3032 4165 9605 414716 376712 38004 38004 95905294 96345880 -440586 -440586 95609130 -1 -1 95609131 296163 296163 95905294 96049717 0 96049717 296163 296163 96345880 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: IN JUNE 2006, THE FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) RELEASED FASB ASC 740-10, INCOME TAXES, THAT PROVIDES GUIDANCE FOR REPORTING UNCERTAINTY IN INCOME TAXES. FOR THE YEARS ENDED DECEMBER 31, 2011 AND 2010, THE INSTITUTE HAS DOCUMENTED ITS CONSIDERATION OF FASB ASC 740-10 AND DETERMINED THAT NO MATERIAL UNCERTAIN TAX POSITIONS QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE FEDERAL FORM 990, RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX, IS SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE, GENERALLY FOR THREE YEARS AFTER IT IS FILED. PART XII, LINE 2D - OTHER ADJUSTMENTS: ROUNDING -1. PART XII, LINE 4B - OTHER ADJUSTMENTS: FEES FOR SERVICE, NETTED AGAINST EXPENSES ON THE FINANCIAL 296,163. STATEMENTS AND REPORTED AS REVENUE ON FORM 990, PART VIII, LINE 2. PART XIII, LINE 4B - OTHER ADJUSTMENTS: FEES FOR SERVICE, NETTED AGAINST EXPENSES ON THE FINANCIAL 296,163. STATEMENTS AND REPORTED AS REVENUE ON FORM 990, PART VIII, LINE 2. 1 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES APPLIED RESEARCH 65317 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES COMMUNITY DEVELOPMENT 30842 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES EDUCATION 63313 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES RESEARCH 10711 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES TECHNICAL ASSISTANCE 23726 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES APPLIED RESEARCH 5442 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES COMMUNITY DEVELOPMENT 17734 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES TECHNICAL ASSISTANCE 792825 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES EDUCATION 1774 EUROPE 0 0 PROGRAM SERVICES APPLIED RESEARCH 10564 EUROPE 0 0 PROGRAM SERVICES COMMUNITY DEVELOPMENT 3938 EUROPE 0 0 PROGRAM SERVICES EDUCATION 4707 EUROPE 0 0 PROGRAM SERVICES TECHNICAL ASSISTANCE 335219 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES COMMUNITY DEVELOPMENT 597 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES EDUCATION 2218 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES TECHNICAL ASSISTANCE 1432045 NORTH AMERICA 0 0 PROGRAM SERVICES EDUCATION 12837 NORTH AMERICA 0 0 PROGRAM SERVICES TECHNICAL ASSISTANCE 10849 NORTH AMERICA 0 0 PROGRAM SERVICES TRAINING 24742 RUSSIA AND THE NEWLY INDEPENDENT STATES 0 0 PROGRAM SERVICES TECHNICAL ASSISTANCE 296118 SOUTH AMERICA 0 0 PROGRAM SERVICES TRAINING 40463 SOUTH ASIA 0 0 PROGRAM SERVICES TECHNICAL ASSISTANCE 370286 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES APPLIED RESEARCH 2352 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES TECHNICAL ASSISTANCE 4708238 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES TRAINING 1838 CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTS ADOLESCENT HEALTH 94957 CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTS COMMUNITY DEVELOPMENT 34965 CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTS REPRODUCTIVE HEALTH 49919 CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTS VIOLENCE PREVENTION 40000 EUROPE 0 0 GRANTS REPRODUCTIVE HEALTH 9183 NORTH AMERICA 0 0 GRANTS ADOLESCENT HEALTH 1500 NORTH AMERICA 0 0 GRANTS REPRODUCTIVE EDUCATION 64831 SUB-SAHARAN AFRICA 0 0 GRANTS ADOLESCENT HEALTH 70000 SUB-SAHARAN AFRICA 0 0 GRANTS REPRODUCTIVE EDUCATION 120000 SOUTH ASIA 0 0 GRANTS INTERNATIONAL HEALTH 25000 0 0 0 0 0 0 1009910 7769140 8779050 SOUTH ASIA INTERNATIONAL HEALTH 25000 WIRE CENTRAL AMERICA AND THE CARIBBEAN ADOLESCENT HEALTH 20000 WIRE CENTRAL AMERICA AND THE CARIBBEAN ADOLESCENT HEALTH 13000 WIRE CENTRAL AMERICA AND THE CARIBBEAN ADOLESCENT HEALTH 11500 WIRE CENTRAL AMERICA AND THE CARIBBEAN ADOLESCENT HEALTH 10000 WIRE CENTRAL AMERICA AND THE CARIBBEAN ADOLESCENT HEALTH 10000 WIRE CENTRAL AMERICA AND THE CARIBBEAN ADOLESCENT REPRODUCTIVE HEALTH 20000 WIRE CENTRAL AMERICA AND THE CARIBBEAN COMMUNITY DEVELOPMENT 5965 WIRE CENTRAL AMERICA AND THE CARIBBEAN REPRODUCTIVE HEALTH 10000 WIRE CENTRAL AMERICA AND THE CARIBBEAN VIOLENCE PREVENTION 20000 WIRE CENTRAL AMERICA AND THE CARIBBEAN VIOLENCE PREVENTION 20000 WIRE NORTH AMERICA REPRODUCTIVE EDUCATION 57500 WIRE SUB-SAHARAN AFRICA ADOLESCENT HEALTH 10000 WIRE SUB-SAHARAN AFRICA ADOLESCENT HEALTH 10000 WIRE SUB-SAHARAN AFRICA ADOLESCENT HEALTH 10000 WIRE SUB-SAHARAN AFRICA ADOLESCENT HEALTH 10000 WIRE SUB-SAHARAN AFRICA ADOLESCENT HEALTH 10000 WIRE SUB-SAHARAN AFRICA ADOLESCENT HEALTH 10000 WIRE SUB-SAHARAN AFRICA REPRODUCTIVE EDUCATION 115000 WIRE 0 19 ADOLESCENT HEALTH CENTRAL AMERICA AND THE CARIBBEAN 2 6750 WIRE COMMUNITY DEVELOPMENT CENTRAL AMERICA AND THE CARIBBEAN 1 3000 WIRE REPRODUCTIVE HEALTH CENTRAL AMERICA AND THE CARIBBEAN 11 39919 WIRE REPRODUCTIVE HEALTH EUROPE 1 9183 WIRE ADOLESCENT HEALTH NORTH AMERICA 1 1500 WIRE REPRODUCTIVE HEALTH NORTH AMERICA 2 7331 WIRE 0 0 0 0 0 0 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: PRIOR TO MAKING AN AWARD, PHI EVALUATES THE CAPABILITY OF THE GRANTEE TO CARRY OUT GRANT AWARD TERMS AND CONDITIONS, INCLUDING EXERCISING RESPONSIBLE FINANCIAL MANAGEMENT. PHI NOTIFIES THE GRANTEE ABOUT COMPLIANCE REQUIREMENTS AND INCORPORATES COMPLIANCE, AUDIT AND ENFORCEMENT PROVISIONS INTO AWARD DOCUMENTS, INCLUDING OMB CIRCULAR A-133 REQUIREMENTS WHERE APPLICABLE. PHI EMPLOYEES MAINTAIN REGULAR CONTACT WITH THE GRANTEE, REVIEW FINANCIAL AND PERFORMANCE REPORTS SUBMITTED BY THE GRANTEE, MAKE APPROPRIATE INQUIRIES, AND PERFORM SITE VISITS TO OBSERVE OPERATIONS AND REVIEW FINANCIAL PROGRAMMATIC RECORDS. 1 ENVIRONMENTAL HEALTH COALITION 2727 HOOVER AVENUE SUITE 202 NATIONAL CITY CA 91950 953798792 501(C)(3) 14300 CONSUMER LEAD EXPOSURE ARIZONA BRIDGE TO INDEP LIVING 5025 WASHINGTON STREET SUITE 200 PHOENIX AZ 850341101 860486447 501(C)(3) 9515 DISABILITY AND BUSINESS TECHNICAL ASSISTANCE MARIN CENTER FOR INDEPENDENT LIVING 710 FOURTH STREET SAN RAFAEL CA 94901 942605669 501(C)(3) 7540 DISABILITY AND BUSINESS TECHNICAL ASSISTANCE COMMUNITIES ACTIVELY LIVING INDEPENDENT AND FREE 634 SSPRING STREET 2ND FLOOR LOS ANGELES CA 90014 954860169 501(C)(3) 8770 DISABILITY AND BUSINESS TECHNICAL ASSISTANCE ARIZONA CTR FOR DISABILITY LAW 100 NORTH STONE AVE SUITE 305 TUCSON AZ 875011514 237408586 501(C)(3) 9795 DISABILITY AND BUSINESS TECHNICAL ASSISTANCE REGENTS OF UNIVERSITY OF CALIF CONTROLLERS OFFICE UCSF 1855 FOLSOM STREET MCB 425 BOX 0897 0897 SAN FRANCISCO CA 94143 946036493 GOVERNMENT 14748 DISABILITY AND BUSINESS TECHNICAL ASSISTANCE TULANE UNIVERSITY HEALTH 800 EAST COMMERCE ROAD SUITE 203 HARAHAN LA 70123 720423889 GOVERNMENT 223094 GLOBAL HEALTH FELLOWS PROGRAM LOMA LINDA UNIV MEDICAL CENTER 11306 MOUNTAIN VIEW AVE SUITE B-100 B-100 LOMA LINDA CA 92354 951816009 N/A 540707 CANCER SURVEILLENCE RESEARCH REGENTS OF THE UNIV OF CA UNIVERISITY OF CALIFORNIA-SF SAN FRANCISCO CA 941430897 946036494 GOVERNMENT 25004 CANCER SURVEILLENCE RESEARCH HMONG WOMEN'S HERITAGE 2245 FLORIN ROAD SACRAMENTO CA 95814 680350323 501(C)(3) 5600 CANCER PREVENTION & SURVEILLENCE RESEARCH IMMIGRANT RESETTLEMENT CULTURAL CENTER INC 1445 KOLL CIRCLE SUITE 110 SAN JOSE CA 951124611 N/A 9300 CANCER PREVENTION & SURVEILLENCE RESEARCH OPERATION ACCESS INSTITUTE 115 SANSOME STREET SUITE 1205 SAN FRANCISCO CA 94104 943180356 N/A 6300 CANCER PREVENTION & SURVEILLENCE RESEARCH HERALD CANCER CENTER 715 E MISSION ROAD SAN GABRIEL CA 91776 133156738 N/A 7500 CANCER PREVENTION & SURVEILLENCE RESEARCH UCLA SCHOOL OF NURSING 700 TIVERTON AVE FACTOR BUILDING 5-940 LOS ANGELES CA 900958361 GOVERNMENT 10000 CANCER PREVENTION & SURVEILLENCE RESEARCH CANCER RESOURCE CENTERS OF MENDOCINO PO BOX 50 MENDOCINO CA 95460 680357416 N/A 13050 CANCER PREVENTION & SURVEILLENCE RESEARCH ERNEST AND ARTHELLA FOUNDATION PO BOX 3431 RANCHO CORDOVA CA 95741 270718721 N/A 6088 CANCER PREVENTION & SURVEILLENCE RESEARCH UC REGENTS - CAIIRE MC951406 11000 KINROSS AVE SUITE 211 LOS ANGELES CA 90095 GOVERNMENT 8000 CANCER PREVENTION & SURVEILLENCE RESEARCH SET FOR LIFE 174 W FOOTHILL BLVD STE 294 MONROVIA CA 91016 205123504 N/A 6800 CANCER PREVENTION & SURVEILLENCE RESEARCH COMMUNITY PARTNERS FBO DELORES PROJECT 1000 N ALAMEDA STREET 240 LOS ANGELES CA 900121804 954302067 N/A 7600 CANCER PREVENTION & SURVEILLENCE RESEARCH REGENTS OF THE UNIV OF CALIF 1885 FOLSOM STREET MCB 425 BOX 0897 SAN FRANCISCO CA 941430897 946036494 GOVERNMENT 205376 TOBACCO CONTROL ADVOCACY AND EDUCATION CHILDREN'S HOSPITAL OAK FNDTN 2201 BROADWAY SUITE 600 OAKLAND CA 946123017 941657474 501(C)(3) 9667 CHILDHOOD OBESITY & OBESITY PREVENTION CHICAGO ASTHMA CONSORTIUM 4541 N RAVENSWOOD AVE SUITE 303 CHICAGO IL 60640 364319469 501(C)(3) 8667 ASTHMA MANAGEENT & PREVENTION CALIFORNIA PACIFIC MEDICAL CENTER 475 BRANNAN STREET SUITE 220 SAN FRANCISCO CA 941075418 940562680 501(C)(3) 58488 ALCHOHOL ABUSE & ALCHOHOLISM CANCER PREVENTION INSTITUTE OF CALIFORNIA 2201 WALNUT AVENUE SUITE 300 FREMONT CA 94538 237427232 501(C)(3) 497902 CANCER PREVENTION & SURVEILLENCE RESEARCH UNIVERSITY OF SOUTHERN CALIF SPONSORED PROJECTS 3500 S FIGUEROA UGB-102 FILE NO52095 LOS ANGELES CA 900898001 951642394 GOVERNMENT 1635451 CANCER PREVENTION & SURVEILLENCE RESEARCH BREATHE CALIFORNIA OF SACRAMENTO EMIGRANT TRAILS 909 12TH STREET SUITE 100 SACRAMENTO CA 95814 941641240 501(C)(3) 20000 TOBACCO CONTROL ADVOCACY AND EDUCATION SAN JOSE STATE UNIVERSITY RESEARCH FOUNDATION 210 N FOURTH STREET 4TH FLOOR SAN JOSE CA 95112 946017638 501(C)(3) 46064 TRANSGENDER ALCHOHOL ABUSE PREVENTION ALLIANCE OF BORDER COLLABORATIVES 5400 SUNCREST DR SUITE 7D EL PASO TX 799125615 271747560 501(C)(3) 60216 ALCOHOL ABUSE & ALCHOHOLISM TEXAS TECH UNIV HLTH SCIENCES 3601 4TH STREET MAIL STOP 6274 LUBBOCK TX 794305868 GOVERNMENT 369059 ALCOHOL ABUSE & ALCHOHOLISM BOSTON UNIVERSITY OFFICE OF RESEARCH ADMIN 25 BUICK STREET 2ND FLOOR BOSTON MA 022151301 042103547 GOVERNMENT 29682 ALCOHOL ABUSE & ALCHOHOLISM TEXAS A&M RESEARCH FOUNDATION PO BOX 201918 DALLAS TX 753201918 741238434 501(C)(3) 275068 ALCOHOL ABUSE & ALCHOHOLISM UNIVERSITY OF TEXAS AT AUSTIN PO BOX 7159 AUSTIN TX 787137159 GOVERNMENT 38105 ALCOHOL ABUSE & ALCHOHOLISM FRESNO INTERDENOMINATIONAL REFUGEES MINISTRIES 1940 N FRESNO STREET FRESNO CA 93703 770357297 501(C)(3) 7000 CONSUMER LEAD EXPOSURE INSTITUTE FOR AGRICULTURE AND TRADE POLICY 2105 FIRST AVE S MINNEAPOLIS MN 55404 363501938 N/A 20000 NUTRITION/DIET-COMMUNITY DEVELOPMENT ALTAMED HEALTH SERVICES CORP 500 CITADEL DRIVE SUITE 490 LOS ANGELES CA 90040 N/A 30000 CHILDHOOD OBESITY & OBESITY PREVENTION ORANGE COUNTY HEALTH AUTHORITY 1120 WEST LA VETA AVE ORANGE CA 928684231 330599891 GOVERNMENT 40000 CHILDHOOD OBESITY & OBESITY PREVENTION CONNECTICUT PHARMACISTS 35 COLD SPRING RD SUITE 121 ROCKY HILL CT 060673167 651193552 N/A 18400 ELDERLY WELLNESS CARING CHOICES 1398 RIDGEWAY DRIVE CHICO CA 959737801 680337307 501(C)(3) 20000 ELDERLY WELLNESS AMERICAN SOCIETY OF CONSULTANT PHARMACISTS 1321 DUKE STREET ALEXANDRIA VA 22314 541358129 501(C)(3) 12160 ELDERLY WELLNESS VETERANS ADMINISTRATION CENTRAL CALIF HEALTHCARE SYSTEM 2615 EAST CLINTON AVENUE FRESNO CA 93703 680156789 GOVERNMENT 24783 ELDERLY WELLNESS VISITING NURSE SERVICE OF NEW YORK 1250 BROADWAY 20TH FLOOR NEW YORK NY 10001 133189926 501(C)(3) 18372 ELDERLY WELLNESS CALIFORNIA HEALTH AND HUMAN SERVICES AGENCY 1600 9TH STREET SUITE 460 SACRAMENTO CA 95814 GOVERNMENT 80000 CHILDHOOD OBESITY & OBESITY PREVENTION NEHI 1 BROADWAY 12TH FLOOR CAMBRIDGE MA 02142 010624865 501(C)(3) 40000 ELDERLY WELLNESS SHARP HEALTHCARE FOUNDATION 8695 SPECTRUM CENTER SAN DIEGO CA 921231489 953492461 501(C)(3) 90931 ELDERLY WELLNESS CENTURA HEALTH AT HOME 1391 SPEER BLVD SUITE 600 DENVER CO 80204 N/A 61019 DISABILITY AND BUSINESS TECHNICAL ASSISTANCE CALIFORNIA ASSOC FOR HEALTH SERVICES AT HOME FOUNDATION 3780 ROSIN CT SUITE 190 SACRAMENTO CA 95834 501(C)(3) 32000 DISABILITY AND BUSINESS TECHNICAL ASSISTANCE WASHINGTON STATE DEPARTMENTOF SOCIAL AND HEALTH SERVICES AGING AND DISABILI PO BOX 45600 OLYMPIA WA 985045600 GOVERNMENT 80000 ELDERLY WELLNESS INDIANA FAMILY AND SOCIAL SERVICES DIVISION OF AGING 402 W WASHINGTON ST INDIANAPOLIS IN 462042243 356000158 N/A 60000 ELDERLY WELLNESS TEXAS DEPARTMENT OF AGING AND DISABILITY SERVICES (DADS) PO BOX 149030 MAIL CODE E411 AUSTIN TX 78714 807391529 GOVERNMENT 60000 ELDERLY WELLNESS UNIVERSITY OF RHODE ISLAND OFFICE OF RESEARCH AND ECONOMIC DEVELOPMENT UNIVERSITY OF RHODE ISLAND RESEARCH OFFICE-SUITE 2 KINGSTON RI 02881 056000522 GOVERNMENT 60000 ELDERLY WELLNESS FRONT PORCH CENTER FOR TECHNOLOGY INNOVATION AND WELLBEING 303 N GLENOAKS BLVD STE1000 BURBANK CA 91502 N/A 30860 ELDERLY WELLNESS FAMILY SERVICE AGENCY SAN FRANCISCO 1010 GOUGH STREET SAN FRANCISCO CA 94103 N/A 40000 ELDERLY WELLNESS HEALTHINSIGHT 348 EAST 4500 SOUTH SUITE 300 SALT LAKE CITY UT 841076653 870303872 N/A 40000 ELDERLY WELLNESS BLACK WOMEN FOR WELLNESS PO BOX 292516 LOS ANGELES CA 90029 954624707 501(C)(3) 15600 CANCER SURVEILLENCE RESEARCH CENTER FOR ENVIRONMENTAL HEALTH 2201 BROADWAY SUITE 302 OAKLAND CA 94612 943251981 501(C)(3) 187300 CONSUMER LEAD EXPOSURE BREAST CANCER FUND 1388 SUTTER STREET SUITE 400 SAN FRANCISCO CA 941095400 943155886 501(C)(3) 34000 CANCER SURVEILLENCE RESEARCH REGENTS OF THE UNIV OF CALIF BOX 951406 11000 KINROSS SUITE 102 LOS ANGELES CA 900951406 946036494 GOVERNMENT 34000 AIR QUALITY IMPROVEMENT AND ENVIRONMENTAL CLIMATE CHANGE PHYSICIANS FOR SOCIAL RESPONSIBILITY LOS ANGELES 617 S OLIVA ST SUITE 200 LOS ANGELES CA 900141646 953956136 501(C)(3) 12012 AIR QUALITY IMPROVEMENT AND ENVIRONMENTAL CLIMATE CHANGE REGENTS OF UC DAVIS-SPONSORED PROGRAMS PO BOX 989062 WEST SACRAMENTO CA 957989062 GOVERNMENT 190329 NUTRITION/DIET-COMMUNITY DEVELOPMENT SOUTHERN CALIFORNIA 2ND JURISDICTION COGIC 9829 CAMPO ROAD SPRING VALLEY CA 91977 800443125 GOVERNMENT 10243 NUTRITION/DIET-COMMUNITY DEVELOPMENT REGENTS OF UC EXTRAMURAL FUNDS 2195 HEARST AVE RM 130 MC 1103 BERKELEY CA 947201103 GOVERNMENT 133206 HEALTH PROFESSIONS WORKFORCE DIVERSITY IN CALIFORNIA FOODLINK FOR TULARE COUNTYINC POBOX 1544 VISALIA CA 93279 N/A 16000 NUTRITION/DIET-COMMUNITY DEVELOPMENT PROTEUS INC 1830 N DINUBA BLVD VISALIA CA 93618 N/A 15908 NUTRITION/DIET-COMMUNITY DEVELOPMENT BAYVIEW CHARITIES 6134 BENSON AVENUE SAN DIEGO CA 92114 330917039 N/A 68369 FAMILY VIOLENCE PREVENTION EL TEATRO CAMPESINO PO BOX 1240 SAN JUAN BAUTISTA CA 95045 942214186 N/A 40000 FAMILY VIOLENCE PREVENTION CONTRA COSTA CHILD CARE COUNCIL 1035 DETROIT AVENUE SUITE 200 CONCORD CA 94518 942383037 501(C)(3) 30391 NUTRITION/DIET-COMMUNITY DEVELOPMENT FIRST 5 ASSOCIATION OF CALIF 719 EL CERRITO PLAZA EL CERRITO CA 94530 770548254 N/A 64819 NUTRITION/DIET-COMMUNITY DEVELOPMENT CALIFORNIA WOMEN LEAD 1201 K STREET SUITE 710 SACRAMENTO CA 95814 510184448 501(C)(3) 99818 NUTRITION/DIET-COMMUNITY DEVELOPMENT COMMUNITY ALLIANCE WITH FAMILY FARMERS PO BOX 363 DAVIS CA 95617 942914745 N/A 37914 NUTRITION/DIET-COMMUNITY DEVELOPMENT COLUMBIA UNIVERSITY THE TRUSTEES OF COLUMBIA UNIV PO BOX 29789 NEW YORK NY 100879789 135598093 GOVERNMENT 118771 GLOBAL HEALTH FELLOWS PROGRAM PUBLIC HEALTH ADVOCACY INST 102 THE FENWAY ROOM 117 BOSTON MA 021153782 042668916 N/A 37500 NUTRITION/DIET-COMMUNITY DEVELOPMENT CITY OF FONTANA 16860 VALENCIA AVENUE FONTANA CA 92335 GOVERNMENT 20000 NUTRITION/DIET-COMMUNITY DEVELOPMENT STAMFORD HOSPITAL 141 FRANKLIN STREET STAMFORD CT 06901 060646917 N/A 20000 ELDERLY WELLNESS REGENTS OF UC BERKELEY SPONSORED PROJECTS OFFICE 2150 SHATTUCK AVE ROOM 313 MAIL CODE 5940 BERKELEY CA 94704 GOVERNMENT 165000 CANCER SURVEILLENCE RESEARCH REGENTS OF UC BERKELEY SPONSORED PROJECTS OFFICE 2150 SHATTUCK AVE ROOM 313 MAIL CODE 5940 BERKELEY CA 94704 GOVERNMENT 34950 CANCER SURVEILLENCE RESEARCH HEALTH CARE PARTNERS INSTITUTE 19191 SOUTH VERMONT AVE TORRANCE CA 90502 N/A 34359 ELDERLY WELLNESS CATHOLIC HEALTHCARE WESTMARIAN MEDICAL CENTER 504 EAST PLAZA DRIVE SANTA MARINA CA 93454 941196230 N/A 83200 ELDERLY WELLNESS VOXIVA INC 1990 K STREET NW WASHINGTON DC 20006 134187106 N/A 18000 ELDERLY WELLNESS MARJORIE GUTMAN 42 NORTH NORTH MAIN STREET CRANBURY NJ 08512 565666890 N/A 38543 ELDERLY WELLNESS BLUE SKY CONSULTING 6475 CHRISTIE AVENUE 175 EMERYVILLE CA 94608 593810591 N/A 52326 NUTRITION/DIET-COMMUNITY DEVELOPMENT 51 29 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: PRIOR TO MAKING AN AWARD, PHI EVALUATES THE CAPABILITY OF THE GRANTEE TO CARRY OUT GRANT AWARD TERMS AND CONDITIONS, INCLUDING EXERCISING RESPONSIBLE FINANCIAL MANAGEMENT. PHI NOTIFIES THE GRANTEE ABOUT COMPLIANCE REQUIREMENTS AND INCORPORATES COMPLIANCE, AUDIT AND ENFORCEMENT PROVISIONS INTO AWARD DOCUMENTS, INCLUDING OMB CIRCULAR A-133 REQUIREMENTS WHERE APPLICABLE. PHI EMPLOYEES MAINTAIN REGULAR CONTACT WITH THE GRANTEE, REVIEW FINANCIAL AND PERFORMANCE REPORTS SUBMITTED BY THE GRANTEE. X X X X X X 0 0 0 0 0 0 0 1 0 MARY A PITTMAN 388157 0 56250 0 49534 0 -1500 0 18575 0 511016 0 0 0 THOMAS GREENFIELD - SEE SCH O 199749 0 0 0 9696 0 19975 0 8910 0 238330 0 0 0 B MELANGE MATTHEWS 265867 0 7000 0 0 0 24500 0 13134 0 310501 0 0 0 JAMES SIMPSON 219109 0 20901 0 0 0 22335 0 10794 0 273139 0 0 0 SUZANNE PETRONI 154355 0 7901 0 0 0 15500 0 8393 0 186149 0 0 0 DIANA PASCUAL 157356 0 7901 0 0 0 15800 0 9993 0 191050 0 0 0 TRENTON RUEBUSH 226461 0 0 0 0 0 22109 0 1232 0 249802 0 0 0 JOHN PALEN 207544 0 0 0 0 0 21498 0 15191 0 244233 0 0 0 SHARON RUDY 198317 0 11947 0 0 0 19912 0 8660 0 238836 0 0 0 DAVID LINDEMAN 291692 0 0 0 0 0 20596 0 2953 0 315241 0 0 0 CHERYL CHERPITEL 185043 0 19061 0 0 0 18438 0 13722 0 236264 0 0 0 PART I, LINE 7 THE ORGANIZATION MADE NON-FIXED PAYMENTS TO THE FOLLOWING PEOPLE ON THE LIST DURING 2011: MARY PITTMAN B. MELANGE MATTHEWS JAMES SIMPSON SHARON RUDY SUZANNE PETRONI DIANA PASCUAL CHERYL CHERPITEL DAVID LINDEMAN FAMILY MEMBER OF CEO & PRINCIPAL INVESTIGATOR 315241 EMPLOYEE COMPENSATION 0 FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS PREPARED BY THE OUTSIDE ACCOUNTANTS AND REVIEWED BY THE COO AND GENERAL COUNSEL BEFORE SIGNING. A COPY OF THE FORM 990 WAS ELECTRONICALLY SUBMITTED TO ALL BOARD MEMBERS PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C PHI'S WRITTEN CONFLICT OF INTEREST POLICIES APPLY TO DIRECTORS, OFFICERS, EMPLOYEES, CONSULTANTS AND AGENTS, CERTAIN POLICIES MAY APPLY TO OTHER PERSONS, E.G., PHI'S RESEARCH CONFLICT OF INTEREST POLICY. POTENTIAL, ALLEGED, OR ACTUAL CONFLICTS MAY BE REVIEWED BY A SUPERVISOR, EXECUTIVE MANAGEMENT, THE CEO OR THE COMPLIANCE OFFICER, THE CEO IS THE FINAL AUTHORITY, PHI'S POLICIES PROVIDE FOR APPROPRIATE EXCLUSIONS OR RESTRICTIONS DEPENDING ON THE CIRCUMSTANCES, MONITORING AND ENFORCEMENT INCLUDES MANDATORY ANNUAL CERTIFICATION OF COMPLIANCE, MANDATORY DISCLOSURE, PRIOR APPROVAL PROCEDURES, TRAINING, INSPECTION OF RECORDS AND OTHER INVESTIGATIVE MECHANISMS. FORM 990, PART VI, SECTION B, LINE 15 ALL PHI EMPLOYEES INCLUDING THE CEO AND KEY EMPLOYEES ARE COMPENSATED IN ACCORDANCE WITH A TITLE AND PAY PLAN BASED ON COMPARABILITY DATA PROVIDED BY INDEPENDENT COMPENSATION CONSULTANTS AND ADMINISTERED BY PHI'S HUMAN RESOURCES DEPARTMENT. DECISION ABOUT COMPENSATING THE CEO, COMPENSATED OFFICERS, IF ANY, AND KEY EMPLOYEES MAY INCLUDE SEPARATE COMPARABILITY DATA AND ARE COVERED BY A SPECIAL APPROVAL PROCESS ADOPTED BY THE BOARD OF DIRECTORS IN ACCORDANCE WITH IRS EXCESS BENEFIT TRANSACTION REGULATIONS AND COMPARABLE CALIFORNIA REQUIREMENTS. COMPENSATION WAS ESTABLISHED ACCORDING TO THESE PROCEDURES AND USED FOR THE MOST RECENT REVIEWS FOR THE FOLLOWING POSITIONS: PRESIDENT AND CEO, CHIEF OPERATING OFFICER, VICE PRESIDENT OF HUMAN RESOURCES, VICE PRESIDENT OF GLOBAL HEALTH, AND GENERAL COUNSEL. PHI ENGAGED THE SERVICES OF AN INDEPENDENT CONSULTING FIRM TO CONDUCT A COMPREHENSIVE REVIEW OF PAY DATA AND SALARY RANGES USING CUSTOM SURVEYS OF COMPARABLE AND PEER ORGANIZATIONS AND PUBLISHED SURVEY SOURCES. THERE IS A PROCESS OF DOCUMENTING/SUBSTANTIATING SALARY DECISIONS MADE FOR KEY EMPLOYEES, BASED UPON GUIDELINES ESTABLISHED UNDER PHI'S TITLE & PAY PLAN. THE LAST COMPENSATION REVIEW TOOK PLACE IN JANUARY 2011. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS ARE AVAILABLE TO THE PUBLIC THROUGH THE CALIFORNIA SECRETARY OF STATE AND THE CALIFORNIA ATTORNEY GENERAL'S REGISTRY OF CHARITABLE TRUSTS. THEY ARE PROVIDED TO INTERESTED PARTIES (I.E. GOVERNMENT AND PRIVATE FUNDING AGENCIES) UPON REQUEST. THE ORGANIZATION'S CONFLICT OF INTEREST POLICIES ARE PROVIDED TO INTERESTED PERSONS UPON REQUEST. FINANCIAL STATEMENTS ARE MADE AVAILABLE UPON REQUEST. FORM 990, PART VII, SECTION A - THOMAS GREENFIELD IS BOTH AN EMPLOYEE OF PHI AND A VOTING MEMBER ON THE BOARD. HE RECEIVES COMPENSATION FOR HIS CAPACITY AS A PRINCIPAL INVESTIGATOR FOR PHI AND IS NOT BEING COMPENSATED FOR HIS SERVICES AS A BOARD MEMBER.