2012-11-13T17:41:36-06:00 2011-12-31 ERNST & YOUNG US LLP 111 MONUMENT CIRCLE SUITE 2600 INDIANAPOLIS IN 46204 990 2011-01-01 912154267 Memorial Sloan-Kettering Cancer Center % MICHAEL P GUTNICK MEMO 6462273092 1275 York Avenue New York NY 10065 MICHAEL P GUTNICK 2012-11-12 3176817000 2011 2016-02-24 21:20:13Z CRAIG THOMPSON MD 1275 York Avenue New York NY 10065 3690007107 true true 3475 X www.mskcc.org X LEADERSHIP IN THE PREVENTION, TREATMENT, AND CURE OF CANCER THROUGH EXCELLENCE, VISION, AND COST-EFFECTIVENESS IN PATIENT CARE, OUTREACH PROGRAMS, RESEARCH, AND EDUCATION. 110 90 12008 1058 4599838 4312354 399661000 465007000 1885424000 2174538000 72380000 183652584 106275000 121947000 2463740000 2945144584 51927000 51559000 0 0 1314697297 1419651546 805000 1202605 43915000 1008424703 1119424433 2375854000 2591837584 87886000 353307000 6448415000 6790005000 2550889000 2848843000 3897526000 3941162000 X MEMORIAL SLOAN-KETTERING CANCER CENTER IS DEDICATED TO THIS MISSION: LEADERSHIP IN THE PREVENTION, TREATMENT, AND CURE OF CANCER THROUGH EXCELLENCE, VISION, AND COST-EFFECTIVENESS IN PATIENT CARE, OUTREACH PROGRAMS, RESEARCH, AND EDUCATION. LEADERSHIP IN PATIENT CARE WE PLACE THE HIGHEST PRIORITY ON ADVANCING THE CARE OF CANCER PATIENTS THROUGH EARLY DETECTION, ACCURATE DIAGNOSIS, AND OPTIMAL TREATMENT. THESE THREE ELEMENTS LEAD TO THE MOST EFFECTIVE CANCER CARE POSSIBLE, WHICH IS ALSO THE MOST COST-EFFECTIVE CARE POSSIBLE. WE STRIVE FOR EXCELLENCE IN ALL EXISTING AND EMERGING THERAPIES WITHOUT NEGLECTING THE NEED FOR ADVANCED APPROACHES TO PALLIATION. WE DELIVER THESE THERAPIES IN A CARING ENVIRONMENT THAT ENCOMPASSES PATIENTS AS WELL AS THEIR LOVED ONES. EXCELLENCE IN PATIENT CARE IS EXEMPLIFIED BY OUR MULTIDISCIPLINARY APPROACH, A CORE COMPETENCE OF OUR CENTER. WE ARE COMMITTED TO DEVELOPING OUTREACH PROGRAMS TO BRING EXCELLENCE IN CANCER CARE TO THE COMMUNITY. LEADERSHIP IN RESEARC false false 2036959000 27739000 2148687000 PATIENT CARE MEMORIAL SLOAN-KETTERING CANCER CENTER EXPERTS HAVE ESTABLISHED STANDARDS OF CARE AND TREATMENT PROTOCOLS FOR EACH TYPE AND STAGE OF CANCER. OUR PHYSICIANS HAVE AN EXTRAORDINARY DEPTH AND BREADTH OF EXPERIENCE IN DIAGNOSING AND TREATING ALL FORMS OF THE DISEASE, FROM THE MOST COMMON TO THE VERY RARE. EACH YEAR, THEY TREAT MORE THAN 400 DIFFERENT SUBTYPES OF CANCER. THIS LEVEL OF SPECIALIZATION CAN HAVE AN OFTEN-DRAMATIC EFFECT ON A PATIENT'S CHANCES FOR A CURE OR CONTROL OF THEIR CANCER. WHILE WE ARE KNOWN FOR OUR ADVANCED, INNOVATIVE THERAPIES, OUR PHYSICIANS ARE EQUALLY WELL REGARDED FOR THEIR COMPASSION AND CONCERN. OUR DISEASE MANAGEMENT PROGRAM FEATURES 16 MULTIDISCIPLINARY CANCER TEAMS. PATIENTS ARE TREATED BY AS MANY DIFFERENT SPECIALISTS AS ARE NEEDED FOR THEIR PARTICULAR TYPE OF DISEASE, INCLUDING SURGEONS, MEDICAL ONCOLOGISTS, RADIATION ONCOLOGISTS, RADIOLOGISTS, PATHOLOGISTS, PSYCHIATRISTS, AND NURSES. OUR PATHOLOGISTS HAVE UNSURPASSED EXPERTISE IN USING ADVANCED METHODS TO ACCURATELY DIAGNOSE CANCER. MEMORIAL SLOAN-KETTERING'S SURGEONS PERFORM MORE CANCER OPERATIONS THAN AT ANY OTHER HOSPITAL IN THE NATION, AND BECAUSE OF THEIR SOLE FOCUS ON CANCER, THEY CAN OFTEN USE SURGICAL TECHNIQUES THAT PRESERVE FORM AND FUNCTION. OUR RADIATION ONCOLOGISTS ARE DEVELOPING AND PUTTING INTO CLINICAL PRACTICE LEADING-EDGE TECHNOLOGIES AND TECHNIQUES IN RADIATION THERAPY. IN ADDITION, THE CENTER OFFERS A FULL RANGE OF PROGRAMS TO HELP PATIENTS AND FAMILIES THROUGHOUT ALL PHASES OF TREATMENT, INCLUDING SUPPORT GROUPS, GENETIC COUNSELING, HELP MANAGING CANCER PAIN AND SYMPTOMS, REHABILITATION, INTEGRATIVE MEDICINE SERVICES, AND ASSISTANCE IN NAVIGATING LIFE AFTER TREATMENT. 454604000 22979000 25851000 RESEARCH MEMORIAL SLOAN-KETTERING CANCER CENTER MAINTAINS ONE OF THE WORLD'S MOST DYNAMIC PROGRAMS OF CANCER RESEARCH. THE EXTRAORDINARY PATIENT CARE WE PROVIDE BENEFITS FROM OUR INNOVATIVE PROGRAMS IN BASIC, TRANSLATIONAL, AND CLINICAL RESEARCH. RESEARCH AT SLOAN-KETTERING INSTITUTE IS DEDICATED TO UNDERSTANDING THE BIOLOGY OF CANCER THROUGH PROGRAMS IN CELL BIOLOGY, GENETICS, BIOCHEMISTRY, MOLECULAR BIOLOGY, STRUCTURAL BIOLOGY, COMPUTATIONAL BIOLOGY, IMMUNOLOGY, AND THERAPEUTICS. INVESTIGATORS AT SLOAN-KETTERING INSTITUTE COLLABORATE WITH MEMORIAL HOSPITAL PHYSICIAN-SCIENTISTS, A PARTNERSHIP THAT HELPS SPEED IMPORTANT RESEARCH FINDINGS FROM THE LABORATORY TO THE BEDSIDE, IN A PROCESS KNOWN AS TRANSLATIONAL RESEARCH. MEMORIAL SLOAN-KETTERING CANCER CENTER ALSO ACTIVELY INITIATES AND PARTICIPATES IN CLINICAL TRIALS TO IDENTIFY MORE EFFECTIVE CANCER THERAPIES, AND OUR PHYSICIANS ARE CURRENTLY LEADING MORE THAN 400 CLINICAL TRIALS FOR PEDIATRIC AND ADULT CANCERS. ESTABLISHED IN 2005, THE HUMAN ONCOLOGY AND PATHOGENESIS PROGRAM (HOPP) IS A FURTHER EFFORT TO INCREASE INSTITUTIONAL RESEARCH STRENGTH IN AREAS IMPORTANT IN CONTEMPORARY TRANSLATIONAL RESEARCH. HOPP IS DESIGNED TO MELD EVEN MORE THOROUGHLY THE CULTURES OF BASIC BIOLOGIC SCIENCE AND CLINICAL ONCOLOGY, AUGMENTING THE WORK CONDUCTED IN THE LABORATORIES OF MEMORIAL SLOAN-KETTERING CANCER CENTER'S PHYSICIAN-SCIENTISTS. 2342000 841000 GRADUATE SCHOOL OF BIOMEDICAL SCIENCE EDUCATION IS A VITAL PART OF MEMORIAL SLOAN-KETTERING CANCER CENTER'S MISSION. OUR TRAINING PROGRAMS PREPARE PHYSICIANS AND SCIENTISTS FOR CAREERS IN THE BIOMEDICAL SCIENCES. OUR COLLABORATIONS WITH THE ROCKEFELLER UNIVERSITY, CORNELL UNIVERSITY, AND WEILL MEDICAL COLLEGE OF CORNELL UNIVERSITY OFFER PHD PROGRAMS IN CHEMICAL BIOLOGY, COMPUTATIONAL BIOLOGY AND MEDICINE, AND THE MEDICAL SCIENCES. THE CENTER ALSO PARTNERS WITH WEILL MEDICAL COLLEGE AND THE ROCKEFELLER UNIVERSITY TO OFFER A MD/PHD DEGREE FOR ASPIRING PHYSICIAN-SCIENTISTS. IN 2004, THE CENTER ESTABLISHED A PHD PROGRAM IN CANCER BIOLOGY THROUGH ITS NEW LOUIS V. GERSTNER, JR. GRADUATE SCHOOL OF BIOMEDICAL SCIENCES. THIS NOVEL PROGRAM, WHICH ENROLLED ITS FIRST CLASS IN 2006, TRAINS BASIC LABORATORY SCIENTISTS TO WORK IN RESEARCH AREAS DIRECTLY RELEVANT TO CANCER AND OTHER HUMAN DISEASES. WE ALSO OFFER POSTGRADUATE CLINICAL FELLOWSHIPS TO TRAIN PHYSICIANS WHO SEEK SPECIAL EXPERTISE IN A PARTICULAR TYPE OF CANCER AND POSTGRADUATE RESEARCH FELLOWSHIPS THAT PROVIDE PHYSICIANS AND SCIENTISTS WITH ADVANCED LABORATORY RESEARCH TRAINING. WITH FACULTY APPOINTMENTS AT THE WEILL MEDICAL COLLEGE OF CORNELL UNIVERSITY, OUR CLINICAL STAFF ALSO TRAIN RESIDENTS AND MEDICAL STUDENTS. 2493905000 true true false true false false false false false true true true false false true false false true true true true false false true true false true true true true true true false false false false false true false false true true true false false false false true true true false false true 1585 0 true 12008 true true true true BD false false false true true false false false false X 110 90 false false false false false false false true true false false true true true true true true true true true true AK AZ AR FL GA IL KS LA MD MA MI MN MS MO NV NH NJ NM NY ND OH OK PA RI SC TN TX UT WA WI X X MICHAEL P GUTNICK 6462273413 633 3RD AVENUE NEW YORK NY 10017 X RICHARD I BEATTIE 2.0 X 0 0 0 ANTHONY B EVNIN 2.0 X 0 0 0 STANLEY F DRUCKENMILLER 1.0 X 0 0 0 RICHARD N FOSTER 2.0 X 0 0 0 STEPHEN FRIEDMAN 2.0 X 0 0 0 ELLEN V FUTTER 1.0 X 0 0 0 PHILIP H GEIER JR 1.0 X 0 0 0 LOUIS V GERSTNER JR 2.0 X 0 0 0 JONATHAN N GRAYER 1.0 X 0 0 0 JOHN R GUNN 50.0 X X 1734038 0 116544 MICHAEL P GUTNICK 50.0 X X 1440523 0 97027 ANNETTE U RICKEL MD 2.0 X 0 0 0 BENJAMIN W HEINEMAN JR 2.0 X 0 0 0 JEFFREY P JOHNSON 1.0 X 0 0 0 VIRGINIA M ROMETTY 2.0 X 0 0 0 DAVID H KOCH 1.0 X 0 0 0 MARIE-JOSEE KRAVIS 1.0 X 0 0 0 PETER J SOLOMON 1.0 X 0 0 0 PETER A WEINBERG 2.0 X 0 0 0 JAMES G NIVEN 1.0 X 0 0 0 HUTHAM S OLAYAN 1.0 X 0 0 0 BRUCE C RATNER 1.0 X 0 0 0 CLIFTON S ROBBINS 2.0 X X 0 0 0 JAMES D ROBINSON III 1.0 X 0 0 0 BENJAMIN M ROSEN 1.0 X 0 0 0 NORMAN C SELBY 2.0 X X 0 0 0 STEPHEN C SHERRILL 1.0 X 0 0 0 SCOTT M STUART 1.0 X 0 0 0 MARK SVENNINGSON 50.0 X X X 650191 0 61529 LUCY R WALETZKY MD 1.0 X 0 0 0 DOUGLAS WARNER III 4.0 X 0 0 0 DEBORAH C WRIGHT 2.0 X 0 0 0 ROBERT WITTES MD 50.0 X X 1293886 0 87887 SIMON NICHOLAS POWELL MD 50.0 X X 1309505 0 12740 CRAIG THOMPSON MD 50.0 X X 1404558 0 152559 MRS THOMAS LEEDS 1.0 X 0 0 0 JACK RUDIN 1.0 X 0 0 0 CAROLYN BONHEUR 50.0 X 51759 0 2623 ERIC M COTTINGTON 50.0 X 629447 0 55660 DENNIS DOWDELL JR 50.0 X 670857 0 60830 MURRAY BRENNAN MD 50.0 X 938903 0 71200 THOMAS KELLY MD 50.0 X 1302098 0 98907 MAUREEN KILLACKEY 50.0 X 510789 0 54572 JASON KLEIN 50.0 X 1536137 0 80717 KATHY LEWIS 50.0 X 403483 0 37857 EDWARD MAHONEY 50.0 X 720016 0 60248 KENNETH MARIANS 50.0 X 487338 0 66670 KATHRYN MARTIN 50.0 X 1384069 0 95158 ELLEN MILLER-SONET 50.0 X 358109 0 41584 RICHARD K NAUM 50.0 X 844086 0 54110 LARRY NORTON MD 50.0 X 698544 0 49590 ROGER PARKER 50.0 X 523146 0 39101 PATRICIA C SKARULIS 50.0 X 891159 0 67506 CAROLYN B LEVINE 50.0 X 134085 0 6619 GEORGE BOSL MD 50.0 X 910961 0 17643 HEDVIG HRICAK MD 50.0 X 1376795 0 73894 ANNE MCSWEENEY 50.0 X 667809 0 29503 PETER T SCARDINO MD 50.0 X 2169208 0 88909 MARK H BILSKY MD 50.0 X 1588939 0 81717 JATIN SHAH MD 50.0 X 1200268 0 92593 PETER G CORDEIRO MD 50.0 X 1866303 0 102238 PHILIP GUTIN MD 50.0 X 1994907 0 99719 JOSEPH DISA MD 50.0 X 1656156 0 91637 HAROLD VARMUS MD 0.0 X 47053 0 0 33395125 0 2149091 2968 true true false TURNER CONSTRUCTION 375 HUDSON STREET NEW YORK NY 10014 GENERAL CONSTRUCT. 38856065 JGN CONSTRUCTION CORP 66-40 69TH STREET MIDDLE VILLAGE NY 11379 GENERAL CONSTRUCT. 13551896 MICHAEL ANTHONY CONSTRUCTION CORP 161 RAILROAD AVENUE GARDEN CITY NY 11040 GENERAL CONSTRUCT. 9029916 PERKINS EASTMAN ARCHITECTS 115 FIFTH AVENUE NEW YORK NY 10003 ARCHITECTURAL 5937416 STANTEC CONSULTING SERVICES INC 13980 COLLECTIONS CENTER DR CHICAGO IL 60693 CONSTRUCTION CONSULT 3548782 112 1838000 156718000 306451000 3043437 465007000 MEDICAL CARE 622310 2148687000 2148687000 NON-GOVERNMENT SPONSORED RESEARCH 541711 25851000 25851000 2174538000 43784584 1361234 42423350 111000 111000 77510000 77510000 883869523 744112523 139757000 139757000 139757000 1464000 1838000 750000 714000 714000 0 0 PARKING & STAFF HOUSING 722212 29520000 29520000 CAFETERIA 722212 4114000 4114000 INSURANCE RECOVERY 900099 2916000 2916000 7173000 3238604 3934396 43723000 2945144584 2174538000 4599838 300999746 850000 850000 50709000 50709000 0 0 25385484 21207562 2386669 1791253 0 1064206619 1045731899 4799826 13674894 94264653 93233575 396085 634993 169024131 164576839 1424728 3022564 66770659 65460468 438684 871507 0 6750780 5756258 438303 556219 1022066 958895 45311 17860 583870 583870 1202605 1202605 12663665 12663665 54570175 42391205 8315386 3863584 6003660 20271 4231706 1751683 185115405 161995248 8520481 14599676 12709679 12652993 13911 42775 0 88265067 84416399 2917796 930872 7671126 6936972 290265 443889 0 8950361 8005208 323620 621533 57098079 56280523 817556 0 195460677 192681347 2177255 602075 25920479 22074306 3811507 34666 PHARMACEUTICALS 301941694 301941694 MEDICAL/SURGICAL SUPPLIES 140905406 140905406 PROVISION BAD DEBT-REG ASSMT 14535062 14535062 FUNDRAISING EVENTS -750000 -750000 7182 4830 2352 2591837584 2493905000 54017584 43915000 X 19889693 9509457 10380236 35396000 183161000 360462000 263821000 386723000 442647000 344136000 405693000 500000 400000 0 0 27437000 27040000 33804000 35241000 68892000 87377000 4123583000 1976200000 2113849000 2147383000 2397914000 2459673000 678302000 736069000 1000000 1500000 0 0 0 0 6448415000 6790005000 488236000 437702000 0 0 0 0 1304600000 1511713000 0 0 0 0 0 0 0 0 758053000 899428000 2550889000 2848843000 X 3084530000 3033956000 412660000 481993000 400336000 425213000 3897526000 3941162000 6448415000 6790005000 X 353307000 -309671000 X false true true X true true X X X SLOAN-KETTERING INSTITUE FOR CANCER RESEARCH 131624182 04 true true true 0 MEMORIAL HOSPITAL FOR CANCER AND ALLIED DISEASES 131924236 03 true true true 0 LOUIS V GERSTNER JR GRADUATE SCHOOL OF BIOMEDICAL SCIENCE 202212588 02 true true true 0 3 0 SUPPORT FROM MEMORIAL SLOAN-KETTERING CANCER CENTER AND S.K.I. REALTY, INC. RELATE PRINCIPALLY TO THE SHARING OF CERTAIN FACILITIES, EQUIPMENT, PERSONNEL COSTS, REQUISITIONED SERVICES (SUCH AS CONFERENCE PLANNING, MOTION MEDIA, MEDICAL GRAPHIC AND FACILITIES MANAGEMENT) AND ALLOCATIONS. AMOUNTS DUE TO OR FROM AFFILIATES RESULTING FROM THESE SERVICES DO NOT BEAR INTEREST. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true false false false false true 336967 false true 246903 583870 false LOBBYING COSTS FORM 990, SCHEDULE C, PART II-B MSKCC ENGAGES IN BOTH FEDERAL AND STATE LOBBYING. THE CENTER'S FEDERAL LOBBYING EFFORT FOCUSES ON PATIENT CARE AND REIMBURSEMENT ISSUES. PATIENT CARE ADVOCACY INCLUDES ENSURING PATIENTS ARE ABLE TO ACCESS CLINICAL TRIALS AND CANCER HOSPITALS ARE ABLE TO EFFECTIVELY RESEARCH POTENTIAL TREATMENTS FOR CANCER AS WELL AS PREVENTIVE AND PALLIATIVE MEASURES. THE CENTER ALSO SEEKS TO RECEIVE EQUITABLE REIMBURSEMENT FOR SERVICES RENDERED TO PATIENTS ENROLLED IN ENTITLEMENT PROGRAMS. FROM TIME TO TIME THE CENTER WEIGHS IN ON OTHER FEDERAL LEGISLATION THAT IMPACTS CANCER CARE AND HOSPITALS IN GENERAL. THE CENTER'S STATE LOBBYING EFFORT CONCENTRATES ON LEGISLATION THAT IMPACTS PROVIDERS' ABILITIES TO EFFECTIVELY CARE FOR PATIENTS, SUCH AS LEGISLATION THAT AMENDS CONSTRUCTION REVIEW PROCEDURES, PROVIDES FUNDING FOR BLOOD DONATION DRIVES, OR ENCOURAGES COLLABORATION BETWEEN CARE PROVIDERS AT HOSPITAL FACILITIES. STATE EFFORTS ALSO FOCUS ON ADVOCATING FOR HEALTH CARE ISSUES DURING STATE BUDGET NEGOTIATIONS. PART II-B LINE 1I OTHER ACTIVIES LOBBYING PORTION OF DUES PAID false true 748997000 32670524 -2933000 51867524 726867000 767701000 13421000 9453000 41578000 748997000 776235000 5531000 23093000 37158000 767701000 853397000 1778000 -45818000 33122000 776235000 0.41500 0.58500 false false 198654000 198654000 2592747000 943398000 1649349000 73810000 55868000 17942000 1258372000 976934000 281438000 2147383000 116493000 C PRIVATE EQUITY & VENTURE CAP. 493000000 F 736069000 0 PENSION AND POSTRETIREMENT 552846000 INSURANCE RESERVES 222150000 DEFERRED COMPENSATION 45046000 ASSET RETIREMENT OBLIGATIONS 34683000 DEFERRED GIFT ANNUITY 25400000 OTHER LIABILITIES 19303000 899428000 2945144584 2591837584 353307000 -200271000 -109400000 -309671000 43636000 2727018000 -200271000 750000 -199521000 2926539000 18605584 18605584 2945144584 2573132000 -100000 -100000 2573232000 18605584 18605584 2591837584 USE OF ENDOWMENT FUNDS SCHEDULE D PART V PERMANENT ENDOWMENT FUNDS ARE HELD BY THE ORGANIZATION IN PERPETUITY. INCOME EARNED ON THE FUND BALANCE IS USED TO SUPPORT THE OPERATIONS OF MEMORIAL SLOAN-KETTERING CANCER CENTER AND ITS AFFILIATED ORGANIZATIONS. OTHER PART XI LINE 8 CHANGE IN POSTRETIREMENT ($110,250,000) AND GRANT PAYMENT TO RALPH LAUREEN CENTER FROM RESERVED LIABILITY OF $850,000. OTHER PART XII LINE 2d OTHER $750,000 ARE DIRECT EXPENSES RELATING TO FUNDRAISING EVENTS. COSTS ARE REMOVED FROM THE STATEMENT OF FUNCTIONAL EXPENSES AND NETTED ON THE STATEMENT OF REVENUE. OTHER PART XIII OTHER $750,000 ARE DIRECT EXPENSES RELATING TO FUNDRAISING EVENTS. COSTS ARE REMOVED FROM THE STATEMENT OF FUNCTIONAL EXPENSES AND NETTED ON THE STATEMENT OF REVENUE OFFSET BY A GRANT PAYMENT TO RALPH LAUREEN CENTER FROM RESERVED LIABILITY OF ($850,000). FIN 48 LIABILITY FOR UNCERTAIN TAX POSITIONS PART X LINE2 A FIN 48 FOOTNOTE DISCLOSURE, RELATING TO THE ACCOUNTING FOR INCOME TAXES, WAS NOT REQUIRED BECAUSE THERE WAS NO MATERIAL IMPACT ON THE INSTITUTION'S FINANCIAL STATEMENTS. true true true true true true true false false false false false false false false false false true NONDISCRIMINATORY POLICY SCHEDULE E, PART I THE SCHOOL'S NONDISCRIMINATORY POLICY IS PUBLICIZED ON ITS WEB SITE. HTTP://WWW.SLOANKETTERING.EDU/GERSTNER/HTML/54499.CFM ALL APPLICANTS TO THE LOUIS V. GERSTNER JR., GRADUATE SCHOOL OF BIOMEDICAL SCIENCES ARE CONSIDERED ON THE BASIS OF MERIT. THE SCHOOL DOES NOT DISCRIMINATE ON THE BASIS OF GENDER, RACE, COLOR, CREED, RELIGION, AGE, NATIONAL ORIGIN, DISABILITY, VETERAN STATUS, MARITAL STATUS, SEXUAL ORIENTATION, OR CITIZENSHIP STATUS IN ACCORDANCE WITH INSTITUTIONAL POLICY AND IN COMPLIANCE WITH THE REQUIREMENTS OF THE CIVIL RIGHTS ACT, THE EDUCATION ADMENDMENTS, THE REHABILITATION ACT, THE AGE DISCRIMINATION ACT, AND THE AMERICANS WITH DISABILITIES ACT. Central America and the Caribbean Investments 793168000 Europe (Including Iceland and Greenland) 0 0 Investments 25049000 North America 0 0 Investments 21507000 0 0 0 0 839724000 839724000 true false true true true false ORGANIZATION'S PROCEDURES FOR THE USE OF FUNDS OUTSIDE THE US SCHEDULE F, PART I, LINE 2 MEMORIAL SLOAN-KETTERING CANCER CENTER DOES NOT MAKE GRANTS OR USE GRANT MONEY OUTSIDE OF THE UNITED STATES. X X X X X X X true TARGET MARKETEAM 1050 Crown Pointe Parkway 18th Floor Alanta GA 30338 DIRECT MAIL CONSULTING false 22186264 450000 21736264 DONOR SERVICES 6715 Sunset Blvd Los Angeles CA 90028 TELEMARKETI CONSULTING false 437071 429760 7311 Paradysz Matera Co 5 Hanover Square 6th Floor New York NY 10004 Mail list consulting false 22190000 322845 21867155 44813335 1202605 43610730 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY SPRING BALL 1523625 911825 611800 110709 72000 125486 ANTIQUE SHOW 670287 481847 188440 79136 2000 38764 4 1108337 444328 664009 153789 69628 5450 93038 3302249 1838000 1464249 264498 148764 79450 257288 750000 714249 true true X true X 500. true X 500. true true false true true 13048455 2807174 10241281 0.00400 94820999 83091580 11729419 0.00460 107869454 85898754 21970700 0.00860 15733247 77325 15655922 0.00610 107992602 8424693 99567910 0.03880 845729 845729 0.00030 335244957 335244957 0.13070 870693 870693 0.00030 460687228 8502018 452185211 0.17620 568556682 94400772 474155911 0.18480 50179 50179 171252 171252 0.00010 429818 429818 0.00020 122898 122898 774147 774147 0.00030 true 17744729 1193242 596933959 706909122 -109975163 X true true 1 1 MEMORIAL HOSP FOR CANCER & ALLIED DIS

1275 York Avenue New York NY 10065

X X X X MEMORIAL HOSP FOR CANCER & ALLIED DIS 1 true true 500. true 500. true X X X X X X X true true X X X X X true false false X X false false 15 LAURANCE S ROCKEFELLER OP PAVILION

160 EAST 53RD STREET NEW YORK NY 10065

EXTENSION CLINIC BREAST AND IMAGING CENTER

300 EAST 66TH STREET NEW YORK NY 10065

EXTENSION CLINIC MSKCC COMMACK

650 COMMACK ROAD COMMACK NY 11725

EXTENSION CLINIC MSKCC BASKING RIDGE-AMBULATORY CARE

136 MOUNTAIN VIEW BLVD BASKING RIDGE NJ 07920

EXTENSION CLINIC SIDNEY KIMMEL PROSTATE & UROLOGIC CENTER

353 EAST 68TH STREET NEW YORK NY 10065

EXTENSION CLINIC MSKCC SLEEPY HOLLOW

777 NORTH BROADWAY SLEEPY HOLLOW NY 10591

EXTENSION CLINIC MSKCC HAUPPAUGE

800 VETERANS MEMORIAL HIGHWAY HAUPPAUGE NY 11787

EXTENSION CLINIC GUTTMAN DIAGNOSTIC CENTER

55 FIFTH AVENUE NEW YORK NY 10003

EXTENSION CLINIC MSKCC ATLANTIC AVENUE CENTER

557 ATLANTIC AVENUE BROOKLYN NY 11217

EXTENSION CLINIC MSKCC COUNSELING CENTER

641 LEXINGTON AVENUE NEW YORK NY 10065

EXTENSION CLINIC MSKCC OP IMAGING AT EAST 55 STREET

301 EAST 55TH STREET NEW YORK NY 10065

EXTENSION CLINIC POST TREATMENT RESOURCES PROGRAM

215 EAST 68TH STREET NEW YORK NY 10065

EXTENSION CLINIC THE BENDHEIM INTEGRATIVE MEDICINE CENTER

1429 FIRST AVENUE NEW YORK NY 10021

EXTENSION CLINIC THE HARLEM BREAST EXAMINATION CENTER

163 WEST 125TH STREET NEW YORK NY 10065

EXTENSION CLINIC MSKCC - 64TH STREET

205 EAST 64TH STREET NEW YORK NY 10065

EXTENSION CLINIC Supplemental Information PART 1, LINE 3C A PATIENT WITH INCOME LESS THAN OR EQUAL TO 500% OF THE FPL IS ELIGIBLE FOR THE INSTITUTION'S FINANCIAL ASSISTANCE PROGRAM. FOR INSTANCE, THE INSTITUTION MAY REDUCE THE FEES INCURRED BY THE PATIENT OR ACCEPT AS FULL PAYMENT AMOUNTS PAID BY THE INSURANCE CARRIER ON THE PATIENT'S BEHALF. A PATIENT MAY ALSO QUALIFY FOR ASSISTANCE EVEN IF HIS/HER INCOME IS GREATER THAN THE THRESHOLD LIMIT. THIS IS BECAUSE THE INSTITUTION ADJUSTS PATIENTS' INCOME FOR ROUTINE MONTHLY EXPENSES, INCLUDING TAXES, TO DETERMINE DISPOSABLE INCOME. MSKCC ALSO DEDUCTS A SPECIFIC AMOUNT (DEBT BURDEN) AS A MONTHLY CLOTHES AND FOOD ALLOWANCE BASED ON A PATIENT'S FAMILY SIZE IN EVALUATING THE TYPE AND AMOUNT OF ASSISTANCE NEEDED. THE TABLES BELOW ILLUSTRATE THE 2011 INCOME GUIDELINES USED IN EVALUATING A PATIENT'S FINANCIAL STATUS. FOR A FAMILY SIZE OF 1, MSKCC ALLOWED INCOME OF $54,450, RESOURCE LEVELS OF $29,250 FOOD AND CLOTHES ALLOWANCE OF $1,147 FOR A FAMILY SIZE OF 2, MSKCC ALLOWED INCOME OF $73,550, RESOURCE LEVELS OF $35,850 FOOD AND CLOTHES ALLOWANCE OF $1,431 FOR A FAMILY SIZE OF 3, MSKCC ALLOWED INCOME OF $92,650, RESOURCE LEVELS OF $38,978 FOOD AND CLOTHES ALLOWANCE OF $1,641 FOR A FAMILY SIZE OF 4, MSKCC ALLOWED INCOME OF $111,750, RESOURCE LEVELS OF $42,105 FOOD AND CLOTHES ALLOWANCE OF $1,859 FOR A FAMILY SIZE OF 5, MSKCC ALLOWED INCOME OF $130,850, RESOURCE LEVELS OF $45,233 FOOD AND CLOTHES ALLOWANCE OF $2,062 FOR A FAMILY SIZE OF 6, MSKCC ALLOWED INCOME OF $149,950 RESOURCE LEVELS OF $48,360 FOOD AND CLOTHES ALLOWANCE OF $2,279 PART I, LINE 6A THE INSTITUTION PUBLISHES AN ANNUAL REPORT, THE "COMMUNITY SERVICE PLAN", WHICH PROVIDES SUMMARY INFORMATION ON ITS PUBLIC HEALTH PROGRAMS AND FINANCIAL ASSISTANCE SERVICES. IT IS AVAILABLE ON OUR WEB SITE, WWW.MSKCC.ORG, AND BY MAIL UPON REQUEST. IT IS MAILED TO LOCAL ELECTED OFFICIALS AND ORGANIZATIONS AND IS PUBLICIZED THROUGH OUR COMMUNITY NEWSLETTER. PART I, LINE 7G MEMORIAL SLOAN-KETTERING HAS CONSISTENTLY SET THE STANDARD OF CARE FOR PEOPLE WITH CANCER BY EMPHASIZING EARLY DETECTION, PRECISE DIAGNOSIS, AND INDIVIDUALLY TAILORED TREATMENT. THE HOSPITAL SUBSIDIZES CANCER SCREENING, TREATMENT, AND SUPPORT SERVICES TO FULFILL ITS MISSION AND TO HELP REDUCE CANCER HEALTH DISPARITIES AMONG MINORITY AND MEDICALLY UNDERSERVED POPULATIONS. MSKCC'S BREAST EXAMINATION CENTER OF HARLEM (BECH) PROVIDES BREAST AND CERVICAL CANCER SCREENING, COUNSELING AND PATIENT FOLLOW-UP, AS WELL AS EDUCATIONAL PROGRAMS TO UNINSURED PATIENTS THROUGHOUT THE NEW YORK CITY AREA. BECH HAS A DEDICATED STAFF, INCLUDING A HEALTH EDUCATOR WHOSE ROLE IS TO INITIATE AND IMPLEMENT OUTREACH ACTIVITIES IN HARLEM AND THE SURROUNDING COMMUNITIES. SINCE ITS INCEPTION IN 1979, BECH HAS HAD MORE THAN 234,329 VISITS, WITH 5,150 OF THOSE VISITS TAKING PLACE IN 2011. ALL SERVICES WERE PROVIDED AT NO OUT-OF-POCKET EXPENSE TO THE WOMEN WHO RECEIVED CANCER SCREENING AND FOLLOW-UP SERVICES. LOCATED IN HARLEM, THE RALPH LAUREN CENTER FOR CANCER CARE AND PREVENTION (RLCCCP) OFFERS CANCER SCREENING AND TREATMENT SERVICES TO ITS MEDICALLY UNDERSERVED COMMUNITY. THE RLCCCP, MADE POSSIBLE IN PART THROUGH A GIFT FROM THE POLO RALPH LAUREN CORPORATION, IS A PARTNERSHIP WITH MSKCC. SINCE ITS INCEPTION RLCCCP HAS CONDUCTED MORE THAN 81,000 VISITS, OF WHICH APPROXIMATELY 12,000 OCCURRED IN 2011. TWENTY-SIX PERCENT OF THESE VISITS PROVIDED CARE TO UNINSURED PATIENTS AND 45 PERCENT TO PATIENTS ON MEDICAID. IN 2011, RLCCCP CONTINUED TO PROVIDE COLON CANCER SCREENING IN THE ENDOSCOPY SUITE. A TOTAL OF 2,056 COLONOSCOPIES WERE PERFORMED. APPROXIMATELY 60 PERCENT OF THESE COLONOSCOPIES WERE PROVIDED TO UNINSURED PATIENTS VIA GRANT FUNDING OR CHARITY CARE. MEMORIAL SLOAN-KETTERING'S PSYCHIATRY & BEHAVIORAL SERVICES DEPARTMENT OFFERS INPATIENT AND OUTPATIENT PSYCHOLOGICAL AND SOCIAL SUPPORT SERVICES TO PATIENTS, THEIR FAMILIES, AND CAREGIVERS. ALL MEDICAID OUTPATIENT VISITS AND INPATIENT ENCOUNTERS ARE SUBSIDIZED BY MEMORIAL SLOAN-KETTERING, AS ARE UNREIMBURSED TIME AND EFFORT BY NURSES TO STAFF A SMOKING CESSATION CLINIC. APPROXIMATELY 1,200 PATIENTS WERE TREATED BY THE NURSING STAFF DURING 2011. PHILANTHROPIC FUNDS ARE USED TO SUPPORT A SIGNIFICANT NUMBER OF THE DEPARTMENT'S OVERALL CLINICAL AND TRAINING ACTIVITIES. THE INTEGRATIVE MEDICINE SERVICE PROVIDES FREE CLINICAL CARE FOR INPATIENTS. DURING 2011, THE SERVICE PROVIDED 7,766 TREATMENTS. THE CLINICAL SERVICES PROVIDED INCLUDE MUSIC THERAPY, TOUCH THERAPY, ACUPUNCTURE, YOGA, MEDITATION, GUIDED IMAGERY, AND DANCE THERAPY. A TOUCH THERAPY FOR CAREGIVERS COURSE IS OFFERED FREE OF CHARGE TO ANY INPATIENT AND THEIR FAMILY MEMBERS ONCE PER MONTH. PART I, LINE 7, COLUMN (F) THE AMOUNT OF THE BAD DEBT EXPENSE REMOVED FROM THE 2011 CALULATION IS $8,085,000 PART I, LINE 7 CHARITY CARE REPRESENTS THE COST OF SERVICES PROVIDED TO PATIENTS WHO CANNOT AFFORD HEALTH CARE SERVICES DUE TO INADEQUATE RESOURCES AND/OR ARE UNINSURED OR UNDERINSURED. A PATIENT IS CLASSIFIED AS A CHARITY CARE PATIENT IN ACCORDANCE WITH THE INSTITUTION'S ESTABLISHED POLICIES AND WHERE INSUFFICIENT PAYMENT FOR SUCH SERVICES IS ANTICIPATED. THE INSTITUTION CONSIDERS PATIENTS FOR CHARITY CARE IF HOUSEHOLD INCOME IS LESS THAN 500% OF THE FEDERAL POVERTY GUIDELINES. SERVICES PROVIDED AS CHARITY CARE ARE NOT REPORTED AS REVENUE. THE COSTS REPORTED IN THE TABLE WERE BASED ON VARIOUS SOURCES. CHARITY CARE AND UNREIMBURSED MEDICAID AND MEDICARE COMMUNITY BENEFITS COST WERE BASED ON A COST TO CHARGE RATIO CALCULATION. THE TOTAL CHARGES ASSOCIATED WITH THESE PROGRAMS ARE MULTIPLIED BY A RATIO OF HISTORICAL EXPENSES TO CHARGES AS DERIVED FROM THE HOSPITAL'S NEW YORK STATE INSTITUTIONAL COST REPORT. THE COSTS ASSOCIATED WITH A PORTION OF THE HEALTH PROFESSIONAL EDUCATION COMMUNITY BENEFIT ARE ALSO OBTAINED FROM THE STEPDOWN OF COSTS PREPARED AS PART OF THE NYS INSTITUTIONAL COST REPORT. THE OTHER COMMUNITY BENEFIT COSTS ARE ACTUAL EXPENSES INCURRED BY THE RESPECTIVE PROGRAMS. COSTS OF PROVIDING CHARITY CARE AS CALCULATED PER THE ABOVE IS NET OF AMOUNTS RECEIVED FROM THE NYS BAD DEBT AND CHARITY CARE POOLS. TO ARRIVE AT THE AMOUNTS REPORTED ON THE TABLE ADDITIONAL STEPS AS OUTLINED BELOW WERE TAKEN. UNPAID COST OF GOVERNMENT SPONSORED HEALTH CARE REPRESENTS THE ESTIMATED DIFFERENCE BETWEEN THE PAYMENTS MADE UNDER THE MEDICARE AND MEDICAID PROGRAMS AND THE INSTITUTION'S COST OF PROVIDING THESE SERVICES AS CALCULATED ABOVE. THE INSTITUTION SUBTRACTS ALL REVENUES RECEIVED FROM THE MEDICARE AND MEDICAID PROGRAMS TO DETERMINE THE COMMUNITY BENEFIT PROVIDED. RESEARCH COMMUNITY BENEFIT COSTS REPRESENT THE INSTITUTION'S COSTS FOR BASIC TRANSLATIONAL AND CLINICAL RESEARCH THAT IS NOT FULLY REIMBURSED BY GOVERNMENTAL OR VOLUNTARY AGENCIES. THEREFORE, RESEARCH COMMUNITY BENEFIT COSTS ARE EQUAL TO THE TOTAL ANNUAL AMOUNT SPENT ON RESEARCH LESS AMOUNTS RECEIVED FROM EXTERNAL SOURCES. THESE AMOUNTS ARE REGARDED AS GRANT AND CONTRACT REVENUE. THE INSTITUTION IS A PREEMINENT PROVIDER OF HEALTH TRAINING TO HEALTH PROFESSIONALS WHO DESIRE TRAINING IN THE SKILLS NECESSARY TO TREAT CANCER PATIENTS. THE INSTITUTION TRAINS PHYSICIANS, SCIENTISTS, MEDICAL STUDENTS, RADIOLOGY STUDENTS, NURSING STUDENTS, SOCIAL WORK STUDENTS AND INDIVIDUALS LOOKING TO CREATE A CAREER IN THE FIELD OF CANCER BIOLOGY. THE AMOUNTS REPORTED AS HEALTH TRAINING REPRESENT COSTS IN EXCESS OF AMOUNTS REIMBURSED BY THIRD PARTY PAYERS SUCH AS TRAINING GRANT REVENUES AND DIRECT MEDICAL EDUCATION PAYMENTS FROM THE MEDICARE PROGRAM. PART II. MSKCC ENGAGES IN AND SUPPORTS COALITION BUILDING ACTIVITIES THAT PROMOTE THE HEALTH OF THE COMMUNITIES THE INSTITUTION SERVES. STAFF MEMBERS ARE ENCOURAGED TO SHARE THEIR CLINICAL EXPERTISE AND EXPERIENCE WITH PARTNERING HEALTHCARE FACILITIES AND COMMUNITY ORGANIZATIONS. STAFF MEMBERS SERVE AND PARTICIPATE IN NUMEROUS COMMUNITY GROUPS INCLUDING THE AMERICAN CANCER SOCIETY, THE AMERICAN PUBLIC HEALTH ASSOCIATION, THE GREATER NEW YORK HOSPITAL ASSOCIATION, AND MANY HEALTH IMPROVEMENT ADVOCACY GROUPS FOR PARTICULAR TYPES OF CANCER. ALTHOUGH THE SIGNIFICANT COST OF STAFF TIME DEVOTED TO THESE ACTIVITIES IS NOT QUANTIFIED BY THE CENTER, THE INSTITUTION CONSIDERS THESE EFFORTS TO COLLABORATE AND BUILD COMMUNITY RESOURCES TO BE OF SIZEABLE COMMUNITY BENEFIT. PART III, LINE 4 THE INSTITUTION FOLLOWS GENERALLY ACCEPTED ACCOUNTING PRINCIPLES (GAAP), IN REPORTING BAD DEBT EXPENSES. THEREFORE, A DETAILED DESCRIPTION OF THE BAD DEBT AND CHARITY CARE POLICY IS NOT REQUIRED IN THE FOOTNOTES TO THE FINANCIAL STATEMENTS. PATIENTS HAVE THE OPPORTUNITY TO PURSUE VARIOUS CHARITY CARE PROGRAMS THROUGH MSKCC'S FINANCIAL ASSISTANCE PROGRAM. IF A PATIENT IS FOUND TO HAVE THE APPROPRIATE RESOURCES TO PAY FOR HEALTH SERVICES AND DOES NOT, OR CHOOSES NOT TO PARTICIPATE IN AVAILABLE HEALTH BENEFIT PROGRAMS THE COLLECTION PROCESS WILL BE PURSUED IN ACCORDANCE WITH THE INSTITUTION'S POLICY. ONCE DEEMED UNCOLLECTABLE, THE CHARGES ARE CLASSIFIED AS BAD DEBTS AND ARE CHARGED OFF AS SUCH. THE AMOUNTS IN true RALPH LAUREN CENTER FOR CANCER & PREVENTION 1919 MADISON AVENUE New York NY 10035 020597827 501(C)(3) 850000 SUPPORT OPERATING COSTS 1 STIPENDS 2142 50709000 Form 990, Schedule I Description of Organization's Procedures for Monitoring the Use of Grants FOR THE YEAR 2011, THE AMOUNT IS FOR STIPENDS PAID TO 321 RESEARCH FELLOWS, 131 RESEARCH SCHOLARS, AND 14 GRADUATE SCHOOL STUDENTS. STIPENDS WERE ALSO PAID TO A TOTAL OF 1,676 CLINICAL INTERNS, RESIDENTS AND FELLOWS THAT FILLED 440 POSITIONS DURING THE YEAR. EDUCATION AND TRAINING INCLUDES CLASSROOM INSTRUCTION WITH HANDS-ON EXPERIENCE IN BOTH RESEARCH LABORATORIES AND CLINICAL CARE ACTIVITIES. THE AFOREMENTIONED GRANTEES ARE REQUIRED TO BE IN COMPLIANCE WITH ACADEMIC REQUIREMENTS. THIS INCLUDES DIRECT SUPERVISION AND DIRECTION BY PHYSICIANS AND RESEARCH INVESTIGATORS. RALPH LAUREN CENTER FOR CANCER & PREVENTION DURING 2011, MSKCC PAID $850,000 TO THE RALPH LAUREN CENTER TO OFFSET OPERATING EXPENSES. DURING 2010, THE BOARD APPROVED A RESOLUTION TO SUPPORT THE RALPH LAUREN CENTER'S LOSSES UP TO $1,000,000 PER YEAR FROM 2011-2013. THIS WAS FULLY RESERVED IN 2010. MSKCC REGULARY MEETS WITH THE RALPH LAUREN CENTER'S BOARD OF DIRECTORS TO REVIEW THAT THEIR SPENDING IS IN CONFORMITY WITH THEIR MISSION. X X true true X X X X false true false false false false false false false JOHN R GUNN 969522 0 661850 0 102666 0 97386 0 19158 0 1850582 0 70050 0 MICHAEL P GUTNICK 810581 0 540960 0 88982 0 81917 0 15110 0 1537550 0 52780 0 MARK SVENNINGSON 458977 0 129316 0 61898 0 47092 0 14437 0 711720 0 20350 0 ERIC M COTTINGTON 420213 0 167200 0 42034 0 43054 0 12606 0 685107 0 17300 0 DENNIS DOWDELL JR 432811 0 200000 0 38046 0 44370 0 16460 0 731687 0 15500 0 MURRAY BRENNAN MD 875625 0 0 0 63278 0 43775 0 27425 0 1010103 0 30250 0 THOMAS KELLY MD 824846 0 402100 0 75152 0 82833 0 16074 0 1401005 0 55920 0 MAUREEN KILLACKEY 479298 0 5000 0 26491 0 48298 0 6274 0 565361 0 22390 0 JASON KLEIN 690047 0 800000 0 46090 0 70000 0 10717 0 1616854 0 35500 0 KATHY LEWIS 296493 0 100100 0 6890 0 30316 0 7541 0 441340 0 4100 0 EDWARD MAHONEY 452104 0 225000 0 42912 0 46350 0 13898 0 780264 0 20500 0 KENNETH MARIANS 451819 0 0 0 35519 0 46909 0 19761 0 554008 0 21043 0 KATHRYN MARTIN 783307 0 463680 0 137082 0 79598 0 15560 0 1479227 0 52780 0 ELLEN MILLER-SONET 252864 0 88095 0 17150 0 26680 0 14904 0 399693 0 670 0 RICHARD K NAUM 378475 0 435917 0 29694 0 38965 0 15145 0 898196 0 13330 0 LARRY NORTON MD 553278 0 115054 0 30212 0 28501 0 21089 0 748134 0 14768 0 ROGER PARKER 385076 0 118860 0 19210 0 38035 0 1066 0 562247 0 0 0 PATRICIA C SKARULIS 559673 0 294720 0 36766 0 56489 0 11017 0 958665 0 24620 0 ROBERT WITTES MD 835866 0 402100 0 55920 0 82833 0 5054 0 1381773 0 55920 0 GEORGE BOSL MD 792974 0 50000 0 67987 0 0 0 17643 0 928604 0 52915 0 HEDVIG HRICAK MD 1197394 0 0 0 179401 0 60091 0 13803 0 1450689 0 46120 0 ANNE MCSWEENEY 418978 0 240998 0 7833 0 20685 0 8818 0 697312 0 7833 0 SIMON NICHOLAS POWELL MD 1254300 0 0 0 55205 0 0 0 12740 0 1322245 0 48950 0 PETER T SCARDINO MD 1348740 0 750000 0 70468 0 66375 0 22534 0 2258117 0 50970 0 MARK H BILSKY MD 1496255 0 0 0 92684 0 75000 0 6717 0 1670656 0 48750 0 JATIN SHAH MD 1092496 0 0 0 107772 0 55932 0 36661 0 1292861 0 1513173 0 PETER G CORDEIRO MD 1720307 0 0 0 145996 0 86634 0 15604 0 1968541 0 81485 0 PHILIP GUTIN MD 1914657 0 0 0 80250 0 95275 0 4444 0 2094626 0 80250 0 JOSEPH DISA MD 1584751 0 0 0 71405 0 78588 0 13049 0 1747793 0 67895 0 CRAIG THOMPSON MD 1394496 0 0 0 10062 0 140000 0 12559 0 1557117 0 0 0 Supplemental Compensation Information SCHEDULE J, PART I, LINE 1A BUSINESS OR FIRST CLASS TRAVEL IS GENERALLY NOT ALLOWED FOR FLIGHTS LESS THAN 6 CONTINUOUS HOURS. ALL TRAVEL MUST BE APPROVED BEFORE ANY ARRANGEMENTS ARE MADE. AN EMPLOYMENT CONTRACT REQUIRES OUR PRESIDENT TO LIVE IN AN MSK OWNED APARTMENT. THE RESIDENCE IS USED TO HOLD MEETINGS ON BEHALF OF THE INSTITUTION. SCHEDULE J,PART I, LINE 4B THE INSTITUTION MAINTAINS A NONQUALIFIED DEFERRED COMPENSATION PLAN WHICH IS USED FOR EMPLOYER CONTRIBUTIONS IN EXCESS OF THOSE ALLOWED BY THE RETIREMENT ANNUITY PLAN. DR. SHAH RECEIVED $1,465,994 DISTRIBUTION FROM THE NONQUALIFIED DEFERRED COMPENSATION PLAN AND $47,179 OF EXCESS 403B BENEFITS THAT WERE REPORTED AS DEFERRED COMPENSATION IN A PRIOR YEAR AND ARE TAXABLE IN THE CURRENT YEAR. SCHEDULE J, PART III GRANDFATHERED MSKCC DEFERRED COMPENSATION PLANS Included in Other Reportable Compensation are certain distributions from deferred compensation plans that the Institution maintains for certain highly compensated management and professional employees. These grandfathered plans were adopted in the early and mid-1980s and have been closed to new participants since August 16, 1986. The grandfathered plans allowed participants to irrevocably defer portions of their approved salary until certain conditions were met, typically retirement or disability. In addition, the Institution made contributions to the plans to the extent contributions to the MSKCC Retirement Plan for such participants were limited by applicable contribution limits under the Internal Revenue Code. The Institution provided participants with the opportunity to receive distributions as permitted under Section 409A of the Internal Revenue Code. This opportunity was exercised by numerous participants. These distributed amounts are reported as W-2 compensation. 100 percent of these amounts reflect the deferral of a portion of the participant's approved compensation package and related investment experience since the commencement of an individual's plan participation. As contributions were made to these plans for previous periods, the contribution amounts were reported on Form 990 for the applicable period as contributions to deferred compensation plans with respect to officers, key employees, and other highest paid employees. These amounts, as adjusted for investment experience, are reported again now on Form 990 as distributions from the plans. DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 64983QT25 2006-06-29 114610323 SEE SCHEDULE O false false false DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 649903ZR5 2008-05-13 164779275 SEE SCHEDULE O false false false DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 64983UFK1 2003-05-14 500001381 SEE SCHEDULE O true false false DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 64983QS83 2006-06-29 102783274 SEE SCHEDULE O false false false 0 0 115772187 0 0 114009278 1762909 0 0 0 0 0 2007 false true true true 0 0 164780185 0 0 0 2204275 0 0 0 162575910 0 2004 true false true true 79300000 114009277 502987588 0 0 0 6762359 4967000 0 491258229 0 0 2007 false false true true 0 0 112974138 0 0 0 1525106 0 0 111449032 0 0 2009 false false true true false false false true false 0.00000 0.00000 0.00000 true 0 false false false true false 0.00000 0.00000 0.00000 true false false false true false 0.00000 0.00000 0.00000 true false false false 0 false 0 false false false false false 0 false 0 false false false false false 0 false 0 false false false false false 0 false 0 false false X DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 649903B91 2008-05-13 291329951 SEE SCHEDULE O false false false DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 2007-02-08 3423972 SEE SCHEDULE O false false false DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 2008-11-03 25000000 SEE SCHEDULE O false false false DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 2009-08-13 75000000 SEE SCHEDULE O false false false 0 0 291330551 0 0 0 3904951 0 0 0 287425600 0 2004 true false true true 3423972 0 3423972 0 0 0 24000 0 0 3399972 0 0 2007 false false true true 14544762 0 25047201 0 0 0 0 0 0 25047201 0 0 2010 false false true true 33655045 0 75002338 0 0 0 0 0 0 74992797 0 9548 2010 false false true true 0 false false false false 0.00000 0.00000 0.00000 true false false false false 0.00000 0.00000 0.00000 true false false false false 0.00000 0.00000 0.00000 true false false false 0 false 0 false false false false false 0 false 0 false false false false false 0 false 0 false false false false false 0 false 0 false false DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 6499053Z7 2010-09-02 80000000 SEE SCHEDULE O false false false 0 0 80007034 0 0 0 0 0 0 80007034 0 0 2010 false false true true false false false false 0.00000 0.00000 0.00000 true false false false 0 false 0 false false Hedvig Hricak MD MORTGAGE X 700000 400000 false true true 400000 FIRST LEXINGTON CORPORATION SEE PART V 1265493 LEASE OF OFFICE SPACE false PERKINS EASTMAN SEE PART V 5937416 ARCHITECTUAL SERVICES false GENERAL ELECTRIC SEE PART V 14411795 SERVICE/PURCHASE OF EQUIPMENT false MERCK SEE PART V 2424000 PURCHASE OF PHARMACEUTICALS false MS T LINDSTEN SEE PART V 147487 FAMILY EMPLOYMENT false MR I GUTNICK SEE PART V 73188 FAMILY EMPLOYMENT false IBM CORPORATION SEE PART V 3293482 SERVICE/PURCHASE OF EQUIPMENT false BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS FORM 990, SCHEDULE L, PART IV 1. MR. JACK RUDIN WAS A BOARD MEMBER OF THE INSTITUTION UNTIL MARCH 2011. HE IS A SHAREHOLDER IN FIRST LEXINGTON CORPORATION. THE INSTITUTION LEASES OFFICE SPACE FROM FIRST LEXINGTON AT FAIR MARKET VALUE. THE COST OF THE LEASE WAS $1,265,493 IN 2011. 2. MR. STEPHEN FRIEDMAN IS A BOARD MEMBER OF THE INSTITUTION. THE INSTITUTION PURCHASED ARCHITECTURAL SERVICES FROM THE FIRM OF PERKINS/EASTMAN. THE TOTAL AMOUNT PAID IN 2011 WAS $5,937,416. MR. PERKINS AND MR. FRIEDMAN ARE BROTHERS-IN-LAW. 3. MR. DOUGLAS A. WARNER III IS CHAIRMAN OF THE BOARD OF THE INSTITUTION. MR. WARNER IS ALSO A DIRECTOR OF GENERAL ELECTRIC. DURING THE YEAR THE INSTITUTION PURCHASED MEDICAL EQUIPMENT AND SERVICES FROM G.E. IN THE AMOUNT OF $14,411,795. 4. DR. CRAIG THOMPSON IS PRESIDENT OF THE INSTITUTION, COMMENCING EMPLOYMENT IN 2010. DR. THOMPSON IS ON THE BOARD OF DIRECTORS OF MERCK AND HAS BEEN SINCE 2008. FROM TIME TO TIME, MEMORIAL SLOAN-KETTERING, ENTERS INTO DIRECT CONTRACTS WITH MERCK. DURING 2011, THE VALUE OF THESE CONTRACTS APPROXIMATED $2,424,000. 5. DR. THOMPSON'S SPOUSE IS A LABORATORY MEMBER IN SLOAN-KETTERING INSTITUTE FOR CANCER RESEARCH. HER COMPENSATION WAS $147,487. 6. MR. MICHAEL P. GUTNICK IS THE SENIOR VICE PRESIDENT FINANCE. HIS SON IS A FUND COORDINATOR IN THE DIVISION OF MEDICINE. HIS SON'S TOTAL COMPENSATION FOR 2011 WAS $73,188. 7. MS. VIRGINIA M. ROMETTY IS A BOARD MEMBER OF THE INSTITUTION. MS. ROMETTY WAS A SENIOR VICE PRESIDENT OF IBM DURING 2011. EFFECTIVE JANUARY 1, 2012, MS. ROMETTY WAS APPOINTED PRESIDENT AND CEO OF IBM. DURING 2011, THE INSTITUTION PURCHASED SERVICES AND EQUIPMENT FROM IBM TOTALING $3,293,482. THE INDIVIDUALS LISTED WERE NOT A PARTY TO THE TRANSACTIONS. THERE IS NO SHARING OF THE INSTITUTION'S REVENUE. THE PURCHASES OF GOODS OR SERVICES BY THE INSTITUTION WERE MADE IN THE ORDINARY COURSE OF BUSINESS, AT COMMERCIALLY AVAILABLE RATES. X 1354657 THRIFT VALUE X 64 1688780 MARKET VALUE 0 false true true SALE OF NON CASH CONTRIBUTIONS SCHEDULE M LINE 32A CLOTHING AND HOUSEHOLD GOODS ARE DONATED AT OUR THRIFT SHOP. THE SOCIETY OF MSKCC RUNS THE THRIFT SHOP FOR THE BENEFIT OF THE ORGANIZATION. PUBLICLY TRADED DONATED STOCK IS SOLD BY MERRILL LYNCH ON BEHALF OF MEMORIAL SLOAN-KETTERING CANCER CENTER AND ITS AFFILIATED ORGANIZATIONS. SUPPLEMENTAL INFORMATION FORM 990, PART VI, LINE 11B PROCESS USED TO REVIEW THE RETURN PRIOR TO FILING THE RETURN, A REVIEW OF THE 990 WAS CONDUCTED BY THE CONTROLLER AND THE CHIEF FINANCIAL OFFICER. IT IS THEN REVIEWED BY THE JOINT AUDIT COMMITTEE OF THE BOARD. THE JOINT AUDIT COMMITTEE REFERS THE FORM 990 TO THE FULL BOARD, AND A COPY IS PROVIDED TO EACH BOARD MEMBER FOR FURTHER REVIEW. MEMORIAL SLOAN-KETTERING'S FORM 990 IS REVIEWED BY OUTSIDE COUNSEL AND IS PREPARED IN CONJUNCTION WITH ERNST AND YOUNG, LLP. FORM 990, PART VI, LINE 12C PROCESS USED TO MONITOR COMPLIANCE THE COMPLIANCE OFFICER AND STAFF ARE RESPONSIBLE FOR ADMINISTERING THE CONFLICT OF INTEREST PROGRAM--INCLUDING THE IMPLEMENTATION OF THE POLICY--BY MAINTAINING PROCESSES FOR DISCLOSURE OF OUTSIDE ACTIVITIES AND FOR THE TIMELY REVIEW OF REPORTED INTERESTS, INCLUDING: 1. MANAGEMENT OF THE ANNUAL DISCLOSURE CERTIFICATION PROCESS AND THE PROCESS BY WHICH COVERED PERSONS DISCLOSE AT TIME OF HIRE. COVERED PERSONS RECEIVE AN ANNUAL QUESTIONNAIRE REQUESTING DISCLOSURE OF RELATIONSHIPS AND TRANSACTIONS THAT MIGHT INVOLVE A CONFLICT OF INTEREST. QUESTIONNAIRE RESPONSES ARE REVIEWED BY THE COMPLIANCE OFFICER AND STAFF. FOLLOW-UP INQUIRIES ARE MADE IF NEEDED. MATTERS ARE SUBMITTED TO AN INTERNAL MANAGEMENT COMMITTEE AND A COMMITTEE OF THE BOARD OF MANAGERS IF ADJUDICATION IS NEEDED. 2. REVIEW AND ADJUDICATION OF OUTSIDE ACTIVITIES THAT REQUIRE PRE- APPROVAL OR DISCLOSURE; FACILITATION OF A REVIEW BY THE OFFICE OF INDUSTRIAL AFFAIRS OF ANY OUTSIDE ACTIVITIES THAT INVOLVE INTELLECTUAL PROPERTY OR OTHERWISE INVOLVE AN ACTIVITY IN WHICH THE CENTER'S RIGHTS MAY REQUIRE PROTECTION. 3. ADMINISTRATION OF CONFLICT OF INTEREST ADVISORY COMMITTEE MEETINGS, INCLUDING DEVELOPMENT AND DISTRIBUTION OF AGENDAS AND SUPPORTING DOCUMENTS, DRAFTING AND DISTRIBUTION OF MINUTES, AND MAINTENANCE OF COMMITTEE RECORDS. 4. DOCUMENTATION OF THE OUTCOME OF ALL REVIEWS OF REPORTED OUTSIDE ACTIVITIES. COMMUNICATION TO THE COVERED PERSON OF THE OUTCOME OF ALL REVIEWS, INCLUDING DOCUMENTATION OF MANAGEMENT PLANS. AS PART OF THE CLINICAL RESEARCH REVIEW PROCESS, QUESTIONS ON THE PROTOCOL SUBMISSION FORM ARE DESIGNED TO ELICIT INFORMATION ABOUT POTENTIAL CONFLICTS. SITUATIONS IN WHICH A STAFF PARTICIPANT IN RESEARCH REPORTS A POTENTIAL CONFLICT ARE REFERRED TO THE CHAIR OF THE COIAC AND TO THE COMPLIANCE OFFICER FOR REVIEW. THE BOARD OF MEMORIAL SLOAN-KETTERING CANCER CENTER HAS MEMBERS THAT ACTIVELY SERVE AS OFFICERS AND/OR BOARD MEMBERS OF PUBLICLY-TRADED COMPANIES. THE INSTITUTION MAY PROCURE GOODS AND/OR SERVICES FROM THESE PUBLICLY TRADED COMPANIES THROUGH THE ORDINARY COURSE OF THE COMPANIES' BUSINESS ON TERMS AND CONDITIONS WHICH WE ASSUME ARE THE SAME THAT SUCH COMPANIES CHARGE TO THE GENERAL PUBLIC. ANY OF OUR BOARD MEMBERS THAT HAVE AN AFFILIATION WITH SUCH COMPANIES ARE NOT INVOLVED WITH THE NEGOTIATIONS OR THE TERMS OF THE AGREEMENT. THE INSTITUTION HAS A COMPREHENSIVE CONFLICT OF INTEREST POLICY. TRANSACTIONS IDENTIFIED THROUGH OUR CONFLICT OF INTEREST QUESTIONNAIRE ARE DISCLOSED ON SCHEDULE L. THESE TRANSACTIONS WERE ALSO CONSUMMATED ON AN ARM'S LENGTH BASIS BETWEEN MANAGEMENT OF THE INSTITUTION AND THE COMPANY. MSKCC'S "POLICY ON CONFLICTS OF INTERESTS FOR DIRECTORS AND KEY EMPLOYEES" APPLIES TO ANY BOARD OF MANAGERS MEMBER, PRINCIPAL OFFICER, OR MEMBER OF A COMMITTEE WITH BOARD-DELEGATED POWERS. INDIVIDUALS COVERED BY THIS POLICY HAVE A DUTY TO DISCLOSE FINANCIAL INTERESTS, AS DEFINED BY THE POLICY, ANNUALLY AND AS THEY ARISE. IN THE EVENT A COVERED INDIVIDUAL IS INVOLVED IN A BOARD OR COMMITTEE ACTION (SUCH AS APPROVAL OF A TRANSACTION OR ARRANGEMENT) AND THE INDIVIDUAL HAS A FINANCIAL INTEREST RELATED TO THE MATTER BEFORE THE BOARD, THE INDIVIDUAL MUST DISCLOSE THE FINANCIAL INTEREST AND ALL MATERIAL FACTS TO THE BOARD OR COMMITTEE. THE INDIVIDUAL MUST LEAVE THE MEETING WHILE THE DETERMINATION OF A CONFLICT OF INTEREST IS DISCUSSED AND VOTED UPON, AND THE REMAINING, DISINTERESTED BOARD OR COMMITTEE MEMBERS ARE RESPONSIBLE TO DECIDE IF A CONFLICT EXISTS. IF A DETERMINATION IS MADE THAT A CONFLICT EXISTS, THE INVOLVED INDIVIDUAL MAY MAKE A PRESENTATION TO THE BOARD OR COMMITTEE BUT S/HE MUST LEAVE THE MEETING DURING THE DISCUSSION OF AND THE VOTE ON THE TRANSACTION OR ARRANGEMENT. THE BOARD OR COMMITTEE IS REQUIRED TO DETERMINE WHETHER MSKCC CAN OBTAIN A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT WITH REASONABLE EFFORTS FROM AN UNCONFLICTED PERSON OR ENTITY. AS APPROPRIATE, THE CHAIRPERSON OF THE BOARD OR COMMITTEE IS RESPONSIBLE TO APPOINT A DISINTERESTED PERSON OR COMMITTEE TO INVESTIGATE ALTERNATIVES TO THE PROPOSED TRANSACTION OR ARRANGEMENT. FORM 990, PART VI, LINE 15 PROCESS FOR DETERMINING COMPENSATION MEMORIAL SLOAN-KETTERING CANCER CENTER (MSKCC) IS COMMITTED TO ENSURING THAT ITS EXECUTIVE COMPENSATION PROGRAM ADHERES TO THE ESTABLISHED STANDARDS OF REGULATORY COMPLIANCE AND BEST CORPORATE GOVERNANCE. THE MSKCC BOARD OF OVERSEERS AND MANAGERS HAS CHARGED THE JOINT HUMAN RESOURCES COMMITTEE (WHICH IS COMPOSED OF INDEPENDENT BOARD MEMBERS WITH NO CONFLICTS OF INTEREST IN REGARDS TO EXECUTIVE COMPENSATION) WITH MAKING ALL DECISIONS RELATED TO COMPENSATION FOR OFFICERS AND KEY EMPLOYEES. THE COMMITTEE REVIEWS THE TOTAL COMPENSATION OF THE INDIVIDUALS, INCLUDING BOTH CURRENT AND DEFERRED COMPENSATION, AND ALL EMPLOYEE BENEFITS, ON AN ANNUAL BASIS TO ENSURE THAT THE TOTAL COMPENSATION OF EACH OFFICER AND KEY EMPLOYEE IS REASONABLE. TO ASSIST IN THE COMPLETION OF ITS RESPONSIBILITIES, THE COMMITTEE ENGAGES THE SERVICES OF A NATIONALLY RECOGNIZED CONSULTING FIRM SPECIALIZING IN EXECUTIVE COMPENSATION FOR NOT-FOR-PROFIT HEALTHCARE ORGANIZATIONS. EACH YEAR THE COMMITTEE REVIEWS A COMPREHENSIVE REPORT PREPARED BY THE FIRM THAT INCLUDES MARKET DATA FOR FUNCTIONALLY COMPARABLE ROLES IN COMPARABLE ORGANIZATIONS (I.E., NOT-FOR-PROFIT ACADEMIC/RESEARCH MEDICAL CENTERS, ESPECIALLY THOSE SHARING A MISSION SIMILAR TO MSKCC, WITH OTHER HEALTHCARE SECTORS CONSIDERED ON A SELECTED BASIS) AND SUMMARIZES THE RELATIVE MARKET POSITION OF EACH EXECUTIVE'S TOTAL COMPENSATION. THE LAST REVIEW WAS NOVEMBER 2011. THIS REVIEW SETS THE COMPENSATION POLICY FOR THE FOLLOWING YEAR. ADDITIONALLY, A SENIOR MEMBER OF THE CONSULTING FIRM ATTENDS THE COMMITTEE'S MEETINGS TO PROVIDE INFORMATION AND TO RESPOND TO QUESTIONS BY THE MEMBERS OF THE COMMITTEE. COMPENSATION LEVELS ARE ESTABLISHED CONSIDERING THE MARKET DATA, AN ASSESSMENT OF PERFORMANCE, AND OTHER BUSINESS JUDGMENT FACTORS, CONSISTENT WITH MSKCC'S EXECUTIVE COMPENSATION PHILOSOPHY. THE COMMITTEE'S DECISIONS ARE MADE IN THE BEST INTERESTS OF MSKCC, AND ARE INTENDED TO ENSURE THE RECRUITMENT AND RETENTION OF KEY EXECUTIVE TALENT, CONSISTENT WITH THE MARKET PRACTICES OF OTHER NOT-FOR-PROFIT HEALTHCARE ORGANIZATIONS OF COMPARABLE SCOPE, MISSION AND COMPLEXITY. ON AN ANNUAL BASIS, THE COMMITTEE PROVIDES THE FULL BOARD WITH AN OVERVIEW OF ITS DETERMINATIONS AND PROCESS. THE COMMITTEE'S REVIEW PROCESS FOLLOWS THE INTERMEDIATE SANCTIONS GUIDELINES FOR QUALIFYING FOR THE REBUTTABLE PRESUMPTION OF REASONABLENESS UNDER SECTION 4958 OF THE INTERNAL REVENUE CODE OF 1986: - THE COMPENSATION ARRANGEMENT IS APPROVED IN ADVANCE BY AN "AUTHORIZED BODY" OF THE APPLICABLE TAX EXEMPT ORGANIZATION (I.E, THE COMMITTEE, WHICH IS COMPOSED ENTIRELY OF INDIVIDUALS WHO DO NOT HAVE A CONFLICT OF INTEREST WITHIN THE MEANING OF THE REGULATIONS UNDER SECTION 4958). - THE AUTHORIZED BODY OBTAINS AND RELIES UPON "APPROPRIATE DATA AS TO COMPARABILITY" PRIOR TO MAKING ITS DETERMINATION, FOR WHICH COMPARABILITY DATA ARE PROVIDED AND ANALYZED BY SULLIVAN, COTTER AND ASSOCIATES, INC., A WELL-REGARDED EXPERT IN THE AREA OF HEALTHCARE COMPENSATION. - THE COMMITTEE ADEQUATELY DOCUMENTS THE BASIS FOR ITS DETERMINATION CONCURRENTLY WITH MAKING THAT DETERMINATION, AGAIN AS REQUIRED IN THE REGULATIONS. FORM 990, PART VI LINE 19 DOCUMENTS AVAILABLE TO THE PUBLIC THE INSTITUTION MAKES ITS AUDITED FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. IN ADDITION, THE FINANCIAL STATEMENTS CAN BE ACCESSED AT THE FOLLOWING WEB ADDRESS: WWW.DACBOND.COM. THE INSTITUTION HAS ENGAGED DAC BOND AS OUR INVESTOR RELATIONS AND DISCLOSURE/DISSEMINATION AGENT. THE INFORMATION AVAILABLE ON THIS WEB SITE INCLUDES AUDITED FINANCIAL STATEMENTS, QUARTERLY UNAUDITED FINANCIAL STATEMENTS AND THE BOND OFFERING STATEMENTS FOR ALL OF OUR TAX-EXEMPT DEBT ISSUES. IN ADDITION, COPIES OF THE GROUP 990 AND FILED 990T ARE ALSO AVAILABLE. THE CONFLICT OF INTEREST POLICY IS AVAILABLE TO THE PUBLIC UPON REQUEST. IT CAN BE FOUND AT THE FOLLOWING INSTITUTIONAL WEB SITE: WWW.MSKCC.ORG. GOVERNING DOCUMENTS SUCH AS THE ARTICLES OF INCORPORATION AND CORPORATE BY-LAWS ARE NOT CURRENTLY MADE AVAILABLE TO THE PUBLIC. FORM 990, PART VII, SECTION A TITLES THIS IRS FORM 990 IS FILED UNDER GROUP EXEMPTION NUMBER 3475, EIN 91-2154267. THE ATTACHED LIST REPRESENTS MEMBERS FROM THE GOVERNING BOARDS OF THE FOLLOWING AFFILIATED INSTITUTIONS THAT MAKE UP OUR EXEMPT GROUP: MEMORIAL SLOAN-KETTERING CANCER CENTER (MSK) EIN 13-1924236, MEMORIAL HOSPITAL FOR CANCER AND ALLIED DISEASES (MEM) EIN 13-1624082, SLOAN-KETTERING INSTITUTE FOR CANCER RESEARCH (SKI) EIN 13-1624182, S.K.I. REALTY, INC. (SKR) EIN 13-3389586, LOUIS V. GERSTNER JR. GRADUATE SCHOOL OF BIOMEDICAL SCIENCES (SKG) EIN 20-2212588, MSK INSURANCE US, INC. (MVI) EIN 83-2212588, AND MSKCC PROTON INC.,(MPI) EIN 83-0363317, A NEW START UP COMPANY THAT HAS NOT HAD ANY ACTIVITY. MEMORIAL SLOAN-KETTERING CANCER CENTER BOARD OF MANAGERS/DIRECTORS RICHARD I. BEATTIE, VICE-CHAIRMAN OF THE BOARD STANLEY F. DRUCKENMILLER ANTHONY B. EVNIN RICHARD N. FOSTER STEPHEN FRIEDMAN ELLEN V. FUTTER PHILIP H. GEIER, JR. LOUIS V. GERSTNER, JR. VICE CHAIRMAN OF THE BOARD JONATHAN N. GRAYER JOHN R. GUNN, EXECUTIVE VICE PRESIDENT, EMPLOYEE, NOT INDEPENDENT BOARD MEMBER BENJAMIN W. HEINEMAN, JR. DAVID H. KOCH MARIE-JOSEE KRAVIS JAMES G. NIVEN BRUCE C. RATNER ANNETTE U. RICKEL, M.D. CLIFTON S. ROBBINS, BOARD MEMBER & TREASURER JAMES D. ROBINSON III,BOARD MEMBER & HONORARY CHAIRMAN OF THE BOARD VIRGINIA M. ROMETTY BENJAMIN M. ROSEN NORMAN C. SELBY, BOARD MEMBER & SECRETARY STEPHEN C. SHERRILL PETER J. SOLOMON SCOTT M. STUART CRAIG B. THOMPSON, M.D., BOARD MEMBER, PRESIDENT AND CHIEF EXECUTIVE OFFICER EMPLOYEE, NOT INDEPENDENT BOARD MEMBER LUCY R. WALETZKY, M.D. DOUGLAS A. WARNER III, CHAIRMAN OF THE BOARD PETER A. WEINBERG DEBORAH C. WRIGHT 29 TOTAL BOARD MEMBERS 24 INDEPENDENT BOARD MEMBERS MEMORIAL HOSPITAL BOARD OF MANAGERS/DIRECTORS RICHARD I. BEATTIE, CHAIRMAN OF THE BOARD STANLEY F. DRUCKENMILLER ANTHONY B. EVNIN RICHARD N. FOSTER STEPHEN FRIEDMAN ELLEN V. FUTTER PHILIP H. GEIER, JR. LOUIS V. GERSTNER, JR. JONATHAN N. GRAYER BENJAMIN W. HEINEMAN, JR. DAVID H. KOCH MARIE-JOSEE KRAVIS JAMES G. NIVEN BRUCE C. RATNER ANNETTE U. RICKEL, M.D. CLIFTON S. ROBBINS, BOARD MEMBER & TREASURER JAMES D. ROBINSON III VIRGINIA M. ROMETTY BENJAMIN M. ROSEN, VICE-CHAIRMAN OF THE BOARD NORMAN C. SELBY, BOARD MEMBER & SECRETARY STEPHEN C. SHERRILL PETER J. SOLOMON SCOTT M. STUART CRAIG B. THOMPSON, M.D., BOARD MEMBER, CHIEF EXECUTIVE OFFICER EMPLOYEE, NOT INDEPENDENT BOARD MEMBER LUCY R. WALETZKY, M.D. DOUGLAS A. WARNER III, CHAIRMAN OF THE BOARD PETER A. WEINBERG DEBORAH C. WRIGHT 28 TOTAL BOARD MEMBERS 24 INDEPENDENT BOARD MEMBERS SLOAN-KETTERING INSTITUTE BOARD OF MANAGERS/DIRECTORS RICHARD I. BEATTIE STANLEY F. DRUCKENMILLER ANTHONY B. EVNIN RICHARD N. FOSTER STEPHEN FRIEDMAN ELLEN V. FUTTER PHILIP H. GEIER, JR. LOUIS V. GERSTNER, JR., CHAIRMAN OF THE BOARD JONATHAN N. GRAYER BENJAMIN W. HEINEMAN, JR. DAVID H. KOCH MARIE-JOSEE KRAVIS JAMES G. NIVEN BRUCE C. RATNER ANNETT U. RICKEL, M.D. CLIFTON S. ROBBINS BOARD, MEMBER & TREASURER JAMES D. ROBINSON III VIRGINIA M. ROMETTY BENJAMIN M. ROSEN NORMAN C. SELBY, BOARD MEMBER & SECRETARY STEPHEN C. SHERRILL PETER J. SOLOMON SCOTT M. STUART CRAIG B. THOMPSON, M.D., BOARD MEMBER, CHIEF EXECUTIVE OFFICER EMPLOYEE, NOT INDEPENDENT BOARD MEMBER LUCY R. WALETZKY, M.D. DOUGLAS A. WARNER III DEBORAH C. WRIGHT 27 TOTAL BOARD MEMBERS 24 INDEPENDENT BOARD MEMBERS S.K.I. REALTY BOARD OF MANAGERS/DIRECTORS RICHARD I. BEATTIE LOUIS V. GERSTNER, JR. JAMES G. NIVEN, PRESIDENT CLIFTON S. ROBBINS JAMES D. ROBINSON III DOUGLAS A. WARNER III, CHAIRMAN OF THE BOARD 6 TOTAL BOARD MEMBERS 5 INDEPENDENT BOARD MEMBERS GERSTNER GRADUATE SCHOOL BOARD OF MANAGERS/DIRECTORS RICHARD I. BEATTIE RICHARD N. FOSTER STEPHEN FRIEDMAN ELLEN V. FUTTER LOUIS V. GERSTNER, JR., CHAIRMAN OF THE BOARD JONATHAN N. GRAYER DAVID H. KOCH HUTHAM S. OLAYAN BENJAMIN M. ROSEN NORMAN C. SELBY CRAIG B. THOMPSON, M.D. BOARD MEMBER, PRESIDENT, EMPLOYEE, NOT INDEPENDENT BOARD MEMBER DOUGLAS A. WARNER III 12 TOTAL BOARD MEMBERS 11 INDEPENDENT BOARD MEMBERS MSK INSURANCE U.S. BOARD OF MANAGERS/DIRECTORS JOHN R. GUNN, VICE PRESIDENT AND SECRETARY EMPLOYEE, NOT INDEPENDENT BOARD MEMBER STEPHEN C. SHERRILL, CHAIRMAN OF THE BOARD MARK SVENNINGSON, BOARD MEMBER AND PRESIDENT EMPLOYEE, NOT INDEPENDENT BOARD MEMBER JEFFREY P. JOHNSON, BOARD MEMBER AND VICE PRESIDENT MICHAEL P. GUTNICK, BOARD MEMBER AND TREASURER EMPLOYEE, NOT INDEPENDENT BOARD MEMBER 5 TOTAL BOARD MEMBERS 2 INDEPENDENT BOARD MEMBERS MSKCC PROTON INC., BOARD OF DIRECTORS MICHAEL P. GUTNICK, EMPLOYEE NOT AN INDEPENDENT DIRECTOR SIMON NICHOLAS POWELL MD, EMPLOYEE NOT AN INDEPENDENT DIRECTOR ROBERT E. WITTES MD, EMPLOYEE NOT AN INDEPENDENT DIRECTOR 3 TOTAL DIRECTORS 0 INDEPENDENT DIRECTORS OFFICERS, KEY EMPLOYEES AND HIGHEST COMPENSATED EMPLOYEES ROBERT E. WITTES, MD - PHYSICIAN-IN-CHIEF, MEMORIAL HOSPITAL THOMAS J. KELLY, MD, PHD - DIRECTOR, SLOAN-KETTERING INSTITUTE KATHRYN MARTIN - SR VICE PRESIDENT, HOSPITAL ADMINISTRATOR JASON KLEIN - VICE PRESIDENT & CHIEF INVESTMENT OFFICER PATRICIA C. SKARULIS - VICE PRESIDENT, INFORMATION SYSTEMS & CHIEF INFORMATION OFFICER LARRY NORTON, M.D. - DEPUTY PHYSICIAN-IN-CHIEF DENNIS DOWDELL, JR. - VICE PRESIDENT, HUMAN RESOURCES RICHARD K. NAUM - VICE PRESIDENT, DEVELOPMENT EDWARD J. MAHONEY - VICE PRESIDENT, FACILITIES MANAGEMENT ERIC M. COTTINGTON, PHD- VICE PRESIDENT, RESEARCH & TECHNOLOGY MANAGEMENT MAUREEN KILLACKEY, M.D. - DEPUTY PHYSICIAN-IN-CHIEF; MEDICAL DIRECTOR REGIONAL CARE ROGER N. PARKER, JD - SR VICE PRESIDENT, LEGAL AFFAIRS & GENERAL COUNSEL KENNETH MARIANS - SKI MEMBER; DEAN OF GERSTNER GRADUATE SCHOOL ELLEN MILLER SONET - VICE PRESIDENT, MARKETING KATHY LEWIS - VICE PRESIDENT, PUBLIC AFFAIRS PETER T. SCARDINO, M.D. - CHAIRMAN & ATTENDING, DEPARTMENT OF SURGERY HEDVIG HRICAK, M.D. - CHAIRMAN & ATTENDING, DEPARTMENT OF RADIOLOGY GEORGE BOSL, M.D. - CHAIRMAN & ATTENDING, DEPARTMENT OF MEDICINE SIMON NICHOLAS POWELL, M.D. - CHAIRMAN & ATTENDING, DEPARTMENT OF RADIATION ONCOLOGY ANNE MCSWEENEY - CAMPAIGN DIRECTOR (DEVELOPMENT) MURRAY F. BRENNAN, M.D. - VICE PRESIDENT, INTERNATIONAL PROGRAMS, DIRECTOR, INTERNATIONAL CENTER MANJIT S. BAINS, M.D. - ATTENDING SURGERY, THORACIC SERVICE PETER G. CORDEIRO M.D. - CHIEF ATTENDING SURGERY, PLASTIC & RECONSTRUCTIVE SERVICE PHILIP H. GUTIN, M.D. - CHAIRMAN & ATTENDING, NEUROSURGERY JOSEPH DISA, M.D. - ATTENDING SURGERY, PLASTIC & RECONSTRUCTIVE SERVICE FORM 990, PART VII, SECTION B AMOUNTS PAID TO INDEPENDENT CONTRACTORS INCLUDE AMOUNTS PAID TO SUBCONTRACTORS AS WELL AS REIMBURSABLE EXPENSES. PART XI OTHER CHANGES IN NET ASSETS UNREALIZED LOSSES ON INVESTMENT TRANSACTIONS $ (200,271,000) CHANGE IN POSTRETIREMENT $(110,250,000) RELEASE OF RESERVES TO SUPPORT OPERATING LOSSES AT THE RALPH LAUREEN CENTER (SCHEDULE I) $850,000 TOTAL $(309,671,000) SCHEDULE K PART 1 COL. (F) DESCRIPTION OF PURPOSE 2003 SERIES BONDS CUSIP #64983UFK1 2003 SERIES BONDS WERE USED TO FINANCE OR REFINANCE ALL OR A PORTION OF THE COST OF THE FOLLOWING: BEGAN CONSTRUCTION ON A NEW 23 FLOOR RESEARCH FACILITY ACQUIRED 256 UNITS OF RESIDENTIAL APARTMENT FOR STAFF OF THE INSTITUTION IMPROVED A TWO-STORY LABORATORY ANIMAL FACILITY PURCHASED A 28 UNIT RESIDENTIAL APARTMENT COMPLEX FOR STAFF OF THE INSTITUTION. 2006 SERIES I BONDS CUSIP #64983QS83 2006 SERIES I BONDS WERE USED TO FINANCE OR REFINANCE ALL OR A PORTION OF THE COST OF THE FOLLOWING: BEGAN CONSTRUCTION ON A NEW EIGHT-STORY RESEARCH FACILITY COMPLETED THE 23 STORY RESEARCH FACILITY PURCHASED 96 RESIDENTIAL CONDOMINIUM APARTMENTS FOR STAFF OF THE INSTITUTION IMPROVE A 13-STORY RESEARCH FACILITY. 2006 SERIES II BONDS CUSIP #64983QT25 2006 SERIES II BONDS WERE USED TO ADVANCE REFUND A PORTION OF THE 2003 BONDS ISSUED ON MAY 14, 2003. 2008 SERIES I BONDS CUSIP #649903ZR5 2008 SERIES I BONDS WERE USED TO ADVANCE REFUND A PORTION OF THE 2002A BONDS ISSUED IN JANUARY 24, 2002 2008 SERIES II BONDS CUSIP #649903B91 2008 SERIES II BONDS WERE USED TO REFUND A PORTION OF THE 2002A BONDS ISSUED ON JANUARY 24, 2002. 2007 TELP 2007 TELP WAS USED TO LEASE FINANCE MEDICAL EQUIPMENT. 2008 TELP 2008 TELP WAS USED TO LEASE FINANCE MEDICAL EQUIPMENT 2009 TELP 2009 TELP WAS USED TO LEASE FINANCE MEDICAL AND RESEARCH LABORATORY EQUIPMENT 2010 SERIES I BONDS CUSIP #6499053Z7 2010 SERIES I BONDS WERE USED TO FINANCE THE PURCHASE OF REAL ESTATE PROPERTY. 2010 SERIES I BONDS WERE USED TO FINANCE THE PURCHASE OF REAL ESTATE PROPERTY. RALPH LAUREN CTR FOR CANCER & PRVENTION 1919 MADISON AVENUE NEW YORK NY 10036 CANCER CARE NY 501(c)3 9 MSKCC true MEM CRITICAL CARE 1275 YORK AVENUE NEW YORK NY 10065 133348785 HEALTH CARE NY MEM RELATED 0 0 false 0 true 1.00000 MEM INFECT DISEASE 1275 YORK AVENUE NEW YORK NY 10065 133278582 HEALTH CARE NY MEM RELATED 0 0 false 0 true 1.00000 MEM MEDICAL CONSULT 1275 YORK AVENUE NEW YORK NY 10065 133278550 HEALTH CARE NY MEM RELATED 0 0 false 0 true 1.00000 MEM NUTRITION GRP 1275 YORK AVENUE NEW YORK NY 10065 133278576 HEALTH CARE NY MEM RELATED 0 0 false 0 true 1.00000 MEM SOLID TUMOR GRP 1275 YORK AVENUE NEW YORK NY 10065 133278578 HEALTH CARE NY MEM RELATED 0 0 false 0 true 1.00000 MEM PULMONARY FUNC 1275 YORK AVENUE NEW YORK NY 10065 133304834 HEALTH CARE NY MEM RELATED 0 0 false 0 true 1.00000 MEM CARDIOPULMONARY 1275 YORK AVENUE NEW YORK NY 10065 133278552 HEALTH CARE NY MEM RELATED 0 0 false 0 true 1.00000 MSK RADIOLOGY GRP 1275 YORK AVENUE NEW YORK NY 10065 133375559 HEALTH 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GASTROENTEROLOGY 1275 YORK AVENUE NEW YORK NY 10065 133278574 HEALTH CARE NY MEM RELATED 0 0 false 0 true 1.00000 MEM HEMATOLOGYLYMP 1275 YORK AVENUE NEW YORK NY 10065 133278575 HEALTH CARE NY MEM RELATED 0 0 false 0 true 1.00000 MSK INSURANCE LTD - MARSH INSURANCE 2 CHURCH STREET HAMILTON BD 131624082 INVESTMENTS BD NA C -10220000 0 1.00000 CHARITABLE REMAINDER TRUSTS (123) N/A false true false false false false false false true false true false false false false true false false MEMORIAL SLOAN-KETTERING CANCER CENTER K 388108000 COST MEMORIAL SLOAN-KETTERING CANCER CENTER I 18366000 COST MEMORIAL HOSPITAL FOR CANCER & ALLIED DISEASE K 34398000 COST MEMORIAL HOSPITAL FOR CANCER & ALLIED DISEASE I 322659000 COST SLOAN-KETTERING INSTITUTE FOR CANCER RESEARCH K 15311000 COST SLOAN-KETTERING INSTITUTE FOR CANCER RESEARCH I 100080000 COST SKI REALTY INC K 5400000 COST SKI REALTY INC I 1728000 COST LOUIS V GERSTNER JR GRADUATE SCHOOL I 384000 COST RALPH LAUREN CTR FOR CANCER & PREVENTION P 590254 COST RALPH LAUREN CTR FOR CANCER & PREVENTION b 850000 cost