2012-11-14T12:44:40-06:00 2011-12-31 135381590 BDO USA LLP 100 PARK AVENUE 9TH FLOOR NEW YORK NY 10017 990 2011-01-01 207392576 DANA NON-UNION RETIREE VEBA TRUST C/O CT CORPORATION DANA 3126410060 1300 EAST 9TH STREET CLEVELAND OH 44114 DONNA R DOYLE 3126410060 2012-11-14 1 I PETER DIMSUYU P00321193 2128858000 2011 2016-02-24 21:20:13Z DONNA R DOYLE 1300 EAST 9TH STREET CLEVELAND OH 44114 41608147 0 X WWW.DANARETIREES.COM X 2007 OH THE PLAN WAS ESTABLISHED AS A VOLUNTARY EMPLOYEE BENEFITS ASSOCIATION ("VEBA") TO PROVIDE CERTAIN MEDICAL AND PRESCRIPTION DRUG BENEFITS TO ELIGIBLE NON-UNION RETIRED EMPLOYEES, SURVIVING SPOUSES AND DEPENDENTS. 5 5 0 0 0 0 0 0 5154149 5547177 4699824 2307446 0 0 9853973 7854623 0 0 9389970 9783486 25900 25900 0 0 0 1128943 1067946 10544813 10877332 -690840 -3022709 65006350 59309324 1384525 1345084 63621825 57964240 THE PLAN WAS ESTABLISHED AS A VOLUNTARY EMPLOYEE BENEFITS ASSOCIATION ("VEBA") TO PROVIDE CERTAIN MEDICAL AND PRESCRIPTION DRUG BENEFITS TO ELIGIBLE NON-UNION RETIRED EMPLOYEES, SURVIVING SPOUSES AND DEPENDENTS. 0 0 PROVIDES CERTAIN MEDICAL AND PRESCRIPTION DRUG BENEFITS TO ELIGIBLE NON-UNION RETIRED EMPLOYEES, SURVIVING SPOUSES AND DEPENDENTS. 0 0 0 0 0 0 0 0 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 5 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 5 5 0 0 0 0 0 0 0 1 1 0 0 1 0 0 0 1 1 0 X COMPREHENSIVE BENEFITS CONSULTANTS 8669143768 1800 WALT WHITMAN ROAD MELVILLE NY 11747 MICHAEL R CARRIGAN 12.00 X 6700 0 0 THOMAS SCHLEMMER 12.00 X 4800 0 0 EDWARD BALCAR 12.00 X 4800 0 0 JOHN BLACK 12.00 X 4800 0 0 DONNA R DOYLE 12.00 X 4800 0 0 25900 0 0 0 0 0 0 COMPREHENSIVE BENEFITS CONSULTANTS 1800 WALT WHITMAN ROAD MELVILLE NY 11747 CONTRACT AND CLAIMS ADMINISTRATOR 508469 THE SEGAL COMPANY 1920 N STREET NW SUITE 400 WASHINGTON DC 200361659 ACTUARY 169664 2 PARTICIPANTS CONT. 525100 5547177 5547177 5547177 1885767 1885767 34175203 33753524 421679 421679 421679 7854623 5547177 0 2307446 9783486 25900 86231 26693 194826 693366 28683 1622 36525 10877332 877713 1094710 2046110 2215208 293445 18985 52326697 46043691 9297137 9812948 165248 123782 65006350 59309324 15525 20084 1369000 1325000 1384525 1345084 X 0 0 0 0 63621825 57964240 63621825 57964240 65006350 59309324 X -3022709 -2634876 X X 0 1 1 X 0 0 HEDGE FUND - COMMON SENSE LONG-BIASED OFFSHORE LTD. 3195831 F U.S. GOVERNMENT OBLIGATIONS - MORTGAGE POOLED SECURITIES 5027400 F CORPORATE BONDS - COLLATERALIZED MORTG OBLIG'S AND ASSET BACKED SECURITIES 1589717 F 9812948 BENEFIT CLAIMS PAYABLE 1325000 1325000 7854623 10877332 -3022709 -2634876 -2634876 -5657585 5024921 -2634876 -2634876 7659797 194826 194826 7854623 10726506 44000 44000 10682506 194826 194826 10877332 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: U.S. GAAP REQUIRES PLAN MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE PLAN AND RECOGNIZE A TAX LIABILITY (OR ASSET) IF THE PLAN HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE IRS. PLAN MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN BY THE PLAN AND HAS CONCLUDED THAT AS OF DECEMBER 31, 2011, THERE ARE NO UNCERTAIN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY (OR ASSET) OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE PLAN IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. PLAN MANAGEMENT BELIEVES THE PLAN IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS FOR THE YEARS ENDED PRIOR TO 2008. PART XIII, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN BENEFIT CLAIMS PAYABLE 44,000. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS PROVIDED TO AND REVIEWED BY THE ADMINISTRATIVE BOARD BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS INVOLVED COMPARISON OF COMPENSATION IN SIMILAR VEBA'S FOR CHAIRMAN AND OTHER TRUSTEES. THIS PROCESS WAS LAST UNDERTAKEN FOR ALL THE TRUSTEES IN 2008. FORM 990, PART VI, SECTION C, LINE 18 THE DOCUMENTS OF THE PLAN ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 THE DOCUMENTS OF THE PLAN ARE AVAILABLE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -2,634,876. FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED FROM PRIOR YEAR.