2012-03-02T09:17:01-06:00 2011-06-30 MCGLADREY & PULLEN LLP 9737 WASHINGTONIAN BLVD 400 GAITHERSBURG MD 208787340 990 2010-07-01 530159845 URBAN LAND INSTITUTE URBA 2026247000 1025 THOMAS JEFFERSON STREET N W NO 500-W WASHINGTON DC 20007 PATRICK PHILLIPS 2026247000 2012-03-01 1 WILLIAM E TURCO CPA 3012963600 2010 2016-02-24 21:20:13Z PATRICK L PHILLIPS 1025 THOMAS JEFFERSON STREET N W NO 500- WASHINGTON DC 20007 58407051 0 X WWW.ULI.ORG X 1936 IL TO PROVIDE LEADERSHIP IN THE RESPONSIBLE USE OF LAND AND IN CREATING AND SUSTAINING THRIVING COMMUNITIES WORLDWIDE. 113 112 191 2719 1258349 -32177 6473819 10006642 42247103 41196521 424393 396027 0 0 49145315 51599190 253411 220033 0 0 18904048 17700433 0 0 930658 32377891 28700113 51535350 46620579 -2390035 4978611 47943439 53584265 12866759 13460742 35076680 40123523 X TO PROVIDE LEADERSHIP IN THE RESPONSIBLE USE OF LAND AND IN CREATING AND SUSTAINING THRIVING COMMUNITIES WORLDWIDE. 0 0 15830585 40033 12333103 DISTRICT COUNCILS:THE PURPOSE OF THE DISTRICT COUNCILS PROGRAM IS TO PROVIDE ULI'S PRESENCE AT THE LOCAL LEVEL, THROUGH THE DEVELOPMENT AND PRESENTATION OF PROGRAMS OF WORK THAT ADDRESS LOCAL REAL ESTATE AND URBAN PLANNING ISSUES. THE ACTIVITIES RECORDED HERE REPRESENT THE ACTIVITIES PERFORMED DIRECTLY BY THE DISTRICT COUNCILS WHICH ARE ACCOUNTED FOR SEPARATELY WITHIN ULI, AS WELL AS, THE COSTS INCURRED BY ULI AT THE NATIONAL LEVEL TO SUPPORT THE DISTRICT COUNCIL PROGRAM. THE MAJORITY OF THE COSTS AT THE NATIONAL LEVEL ARE FOR PROGRAM SUPPORT AND LOGISTICAL SUPPORT, AS WELL AS, COMMUNITY OUTREACH EFFORTS IN THE AREAS OF REGIONAL COOPERATION, URBAN REVITALIZATION, AND EDUCATING HIGH SCHOOL STUDENTS ON LAND USE AND DEVELOPMENT ISSUES 5075786 1690016 CENTERS-AREAS OF CONTENT FOCUS:THE ULI TERWILLIGER CENTER FOR WORKFORCE HOUSING SUPPORTS DEVELOPMENT OF HOUSING AFFORDABLE TO MODERATE- INCOME WORKERS. ESTABLISHED IN 2007, THE CENTER WILL IDENTIFY AND ELIMINATE BARRIERS TO WORKFORCE HOUSING PRODUCTION BY RAISING AWARENESS OF THE AFFORDABILITY GAP AND ADVOCATING CHANGES IN PUBLIC POLICY.ULI'S EUROPEAN RESEARCH CENTER OVERSEES STRATEGY AND DELIVERY FOR BROAD RANGE OF PROJECTS INCLUDING EMERGING TRENDS EUROPE, LESSEN, AND INFOBURSTS.THE ULI/DANIEL ROSE CENTER FOR PUBLIC LEADERSHIP IN LAND USE WAS STARTED IN 2009. ITS MISSION IS TO EMPOWER LEADERS IN THE PUBLIC SECTOR TO ENVISION, BUILD AND SUSTAIN SUCCESSFUL 21ST CENTURY COMMUNITIES BY PROVIDING ACCESS TO INFORMATION, BEST PRACTICES, PEER NETWORKS AND OTHER RESOURCES TO FOSTER CREATIVE, EFFICIENT AND SUSTAINABLE LAND USE PRACTICES.THE CAPITAL MARKETS CENTER MISSION IS TO PROVIDE LEADERSHIP IN FOSTERING AND ENHANCING A HEALTHY AND PRODUCTIVE REAL ESTATE INDUSTRY AND REAL ESTATE CAPITAL MARKETS SECTOR THAT IN TURN PROMOTE THRIVING AND SUSTAINABLE COMMUNITIES AND REAL ESTATE MARKETS WORLDWIDE, THROUGH RESEARCH, TREND ANALYSIS, EDUCATION, EVENTS, PUBLICATIONS, WEBSITES AND WEB-BASED RESOURCES, ADVOCACY, AND THOUGH LEADERSHIP.THE INFRASTRUCTURE CENTER CONSIDERS THE ROLE OF INFRASTRUCTURE IN THE DEVELOPMENT AND OPERATIONS OF THE URBAN FORM. THERE ARE THREE MAJOR WORK STREAMS: ANALYSIS AND COMMENT ON FEDERAL POLICY AND FUNDING; DIRECT WORK WITH DISTRICT COUNCILS TO ASSIST THEM IN LAND USE PLANNING AND DEVELOPMENT, PARTICULARLY AROUND TRANSIT CORRIDOR DEVELOPMENT; AND RESEARCH AND PRODUCTION OF AN ANNUAL INFRASTRUCTURE REPORT WHICH CONSIDERS INFRASTRUCTURE ISSUES ON A WORLD WIDE BASIS.THE CENTER FOR SUSTAINABILITY ENCOMPASSES ULI'S CLIMATE CHANGE, LAND USE AND ENERGY (CLUE) INITIATIVE WHICH CONDUCTS RESEARCH AND PROGRAMMING ACROSS PRIMARY TOPIC AREAS INCLUDING: 1) THE CHANGING NATURE OF BUSINESS PRACTICES AT THE NEXUS OF FINANCE, ENERGY AND BUILDINGS, 2) NEW FORMS OF PUBLIC-PRIVATE PARTNERSHIPS THAT ALIGN REAL ESTATE WITH A NEW GENERATION OF PUBLIC BENEFITS, AND 3) THE EMERGING ROLE OF NEW TECHNOLOGIES IN TRANSFORMING LOCAL MARKETS TO ACHIEVE COMMUNITY SUSTAINABILITY GOALS.THE URBAN INVESTMENT NETWORK PROVIDES A FORUM FOR EXCHANGE OF KNOWLEDGE BETWEEN PUBLIC AND PRIVATE STAKEHOLDERS TO INCREASE THE LEVEL OF INVESTMENT IN URBAN DEVELOPMENT AND REGENERATION IN EUROPE. 4948785 10812997 MEETINGS/CONFERENCES:THE MEETING PROGRAM REPRESENTS THE REVENUES AND EXPENSES RELATED TO ULI'S SPRING AND FALL ANNUAL MEETINGS WHILE THE CONFERENCE PROGRAM FOCUSES ON DEVELOPMENT TOPICS OF IMMEDIATE INTEREST, SUCH AS RESORT AND MASTER PLANNED COMMUNITIES, ENTERTAINMENT, AND INTERNATIONAL REAL ESTATE FINANCE AND INVESTMENT. 1452315 11065264 MEMBERSHIP SERVICES:THE REVENUES OF THIS PROGRAM REPRESENT THE MEMBERSHIP DUES FROM MEMBERS. THE EXPENSES RELATE TO MEMBERSHIP RECRUITMENT AND RETENTION EFFORTS, AS WELL AS ORDER PROCESSING AND FULL MEMBER ADMISSIONS ACTIVITIES. 2230340 2101495 PUBLISHING/URBAN LAND MAGAZINE:PUBLISHING REPRESENTS THE SALES AND RELATED EXPENSES OF ULI'S BOOK PUBLISHING PROGRAM. THE URBAN LAND MAGAZINE IS A SIGNIFICANT MEMBERSHIP BENEFIT. IT PROMOTES ULI'S VISION AND MISSION BY PUBLISHING ON LAND USE POLICY AND REAL ESTATE PRACTICE, EDUCATING TO IMPROVE THE TOTAL ENVIRONMENT, AND ESTABLISHING ULI AS AN INFLUENTIAL INDUSTRY VOICE AND LEADER. 1495068 1139001 COUNCILS:ULI COUNCILS PROVIDE A FORUM FOR INFORMATION EXCHANGE ON THE STATE-OF-THE-ART OF A VARIETY OF DEVELOPMENT SECTORS. MEMBERSHIP IS BY APPOINTMENT AND LIMITED TO FULL MEMBERS. ULI CURRENTLY HAS 49 DOMESTIC AND 5 GLOBAL COUNCILS, FOCUSING ON AREAS OF ACTIVITY IN DEVELOPMENT PRODUCTS, DEVELOPMENT PROCESSES, AND INTERNATIONAL ISSUES. 1397674 FELLOWS:SENIOR RESIDENT FELLOWS ARE EXPERTS IN THEIR RESPECTIVE FIELDS AND WORK CLOSELY WITH THE MOST INFLUENTIAL PEOPLE IN THE INDUSTRY. BY EXTERNALIZING ULI'S POLICY AND PRACTICE AGENDA, THE SENIOR RESIDENT FELLOWS POSITIONS ULI AT THE FOREFRONT OF POLICY DEBATES, AND DEVELOP AND BROADEN ULI'S REACH. 443389 368337 PROFESSIONAL DEVELOPMENT:THIS DEPARTMENT CONTAINS THE ACTIVITIES OF ULI'S CONTINUING EDUCATION PROGRAMS. 787502 1158878 ADVISORY SERVICES:ULI PROVIDES TECHNICAL EXPERTISE OF ITS MEMBERS TO CITIES, PRIVATE DEVELOPERS, AND OTHER ORGANIZATIONS THAT NEED OBJECTIVE ANALYSIS AND ADVICE ON HOW TO SOLVE DIFFICULT LAND USE, DEVELOPMENT, AND REDEVELOPMENT PROBLEMS. 28658 INVESTMENTS:ULI'S INVESTMENTS PRIMARY PURPOSE IS TO PROVIDE A READILY ACCESSIBLE SOURCE OF CASH IN THE EVENT OF AN ECONOMIC DOWNTURN. PRESERVATION OF CAPITAL AND LIQUIDITY ARE THE PARAMOUNT FEATURES OF THIS INVESTMENT PROGRAM. THE TIME HORIZON OF THESE INVESTMENTS THEREFORE HAS TO BE SHORT TO INTERMEDIATE TERM, WITH A RELATIVELY LOW RISK PROFILE. 1714111 7850 COMMUNICATIONS/VIRTUAL ULI:THIS INCLUDES INTERNAL AND EXTERNAL COMMUNICATIONS PROGRAMS - MEDIA RELATIONS, BRANDING, CORPORATE COMMUNICATIONS, AND WEB PAGE SUPPORT. 676452 180000 90601 AWARDS:ULI IS WIDELY RECOGNIZED AS THE PREEMINENT VOICE FOR ENCOURAGING AND FOSTERING HIGH STANDARDS OF LAND USE PLANNING AND REAL ESTATE DEVELOPMENT. ULI CELEBRATES THE PEOPLE AND PROJECTS THAT EMBODY BEST PRACTICE THROUGH THE AWARDS FOR EXCELLENCE PROGRAM, THE ULI J.C. NICHOLS PRIZE FOR VISIONARIES IN URBAN DEVELOPMENT, THE ULI GERALD D. HINES STUDENT URBAN DESIGN COMPETITION, AND THE ULI AMANDA BURDEN URBAN OPEN SPACE AWARD. 1017516 ULI FOUNDATION:ULIF TRANSFERS 100% OF FUNDS RAISED THROUGH THE ANNUAL FUND PROGRAM TO ULI TO SUPPORT ONGOING ULI PROGRAMS. IN RETURN, ULI ADDS TO ITS ANNUAL BUDGET ALL ULIF OPERATING EXPENSES THROUGH THE FORM OF A CONTRIBUTION TO ULIF. 369749 428979 TECHNICAL ASSISTANCE:THIS PROGRAM WAS ESTABLISHED IN THE YEAR ENDED JUNE 03, 2010 TO DELIVER ON THE HUD TECHNICAL ASSISTANCE GRANT UNDER THE 2010 NEIGHBORHOOD STABILIZATION PROGRAM (NSP). IN THE YEAR ENDED JUNE 30, 2011 ULI TERMINATED ITS COOPERATIVE AGREEMENT WITH HUD. 38500 ULI IN THE COMMUNITY 11651274 180000 16360405 37506430 1 1 0 0 0 0 0 0 1 1 0 0 1 1 1 0 1 0 1 1 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 0 0 1 X 210 0 1 191 1 1 1 1 UK BE HK AE 0 0 0 0 0 0 0 0 X 113 112 1 0 1 0 1 1 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 AZ CA CO CT DC FL GA IL MA MD MN NY SC TX VA WA X X MICHAEL TERSECK ULI 2026247000 1025 THOMAS JEFFERSON ST NW SUITE WASHINGTON DC 20007 JEREMY NEWSUM 7.50 X X 0 0 0 LYNN THURBER 2.00 X X 0 0 0 BRET R WILKERSON 2.00 X X 0 0 0 JOSEPH C CANIZARO 2.00 X 0 0 0 JAMES J CHAFFIN 2.00 X 0 0 0 HARRY H FRAMPTON 2.00 X 0 0 0 GREENLAW GRUPE 2.00 X 0 0 0 MICHAEL F KELLY 2.00 X 0 0 0 JAMES D KLINGBEIL 2.00 X 0 0 0 TODD W MANSFIELD 2.00 X 0 0 0 JOSEPH W O'CONNOR 2.00 X 0 0 0 I ROCKE RANSEN 2.00 X 0 0 0 MARILYN JORDAN TAYLOR 2.00 X 0 0 0 J RONALD TERWILLIGER 2.00 X 0 0 0 SMEDES YORK 2.00 X 0 0 0 ALEXANDER OTTO 2.00 X 0 0 0 DOUGLAS D ABBEY 2.00 X 0 0 0 DOROTHY L ALPERT 2.00 X 0 0 0 JOSEPH F AZRACK 2.00 X 0 0 0 PETER E BACCILE 2.00 X 0 0 0 BRYCE BLAIR 2.00 X 0 0 0 RANDALL BONE 2.00 X 0 0 0 JOSEPH E BROWN 2.00 X 0 0 0 JOHN BUCKSBAUM 2.00 X 0 0 0 PRESTON BUTCHER 2.00 X 0 0 0 JAMES H CALLARD 2.00 X 0 0 0 JOHN CARRAFIELL 2.00 X 0 0 0 DARYL J CARTER 2.00 X 0 0 0 RAYMOND CHOW 2.00 X 0 0 0 SIMON HT CLARK 2.00 X 0 0 0 ALICE M CONNELL 2.00 X 0 0 0 JAMES J CURTIS 2.00 X 0 0 0 JOHN C CUSHMAN 2.00 X 0 0 0 JAN A DE KREIJ 2.00 X 0 0 0 RICHARD J DISHNICA 2.00 X 0 0 0 MICHAEL D FASCITELLI 2.00 X 0 0 0 CHARLES H FEDALEN 2.00 X 0 0 0 THERESA O FRANKIEWICZ 2.00 X 0 0 0 STEPHEN J FURNARY 2.00 X 0 0 0 LIZANNE GALBREATH 2.00 X 0 0 0 WILLIAM A GILCHRIST 2.00 X 0 0 0 EUGENE J GODBOLD 2.00 X 0 0 0 ROSALIND E GORIN 2.00 X 0 0 0 JOSEPH GYOURKO 2.00 X 0 0 0 IAN D HAWKSWORTH 2.00 X 0 0 0 JOHN J HEALY 2.00 X 0 0 0 PATRICIA R HEALY 2.00 X 0 0 0 TARA CARTER HERNANDEZ 2.00 X 0 0 0 JOHN W HIGGINS 2.00 X 0 0 0 KENNETH W HUBBARD 2.00 X 0 0 0 SUSAN HUDSON-WILSON 2.00 X 0 0 0 GREGORY W HUMMEL 2.00 X 0 0 0 WAYNE S HYATT 2.00 X 0 0 0 GREGORY K JOHNSON 2.00 X 0 0 0 NEISEN O KASDIN 2.00 X 0 0 0 GADI KAUFMANN 2.00 X 0 0 0 KEITH G KERR 2.00 X 0 0 0 BERND KNOBLOCH 2.00 X 0 0 0 HAKAN KODAL 2.00 X 0 0 0 A EUGENE KOHN 2.00 X 0 0 0 CHRISTOPHER W KURZ 2.00 X 0 0 0 NG LANG 2.00 X 0 0 0 CHARLES B LEITNER 2.00 X 0 0 0 C Y LEUNG 2.00 X 0 0 0 RANDALL W LEWIS 2.00 X 0 0 0 JAMES W LIGHT 2.00 X 0 0 0 PETER D LINNEMAN 2.00 X 0 0 0 VINCENT HS LO 2.00 X 0 0 0 ROBERT J LOWE 2.00 X 0 0 0 VICTOR B MACFARLANE 2.00 X 0 0 0 SCOTT D MALKIN 2.00 X 0 0 0 JAY MANTZ 2.00 X 0 0 0 ROY HILTON MARCH 2.00 X 0 0 0 GEORGE M MARCUS 2.00 X 0 0 0 PAUL MARCUSE 2.00 X 0 0 0 LAURALEE E MARTIN 2.00 X 0 0 0 JOHN E MCNELLIS 2.00 X 0 0 0 SANTIAGO MERCADE 2.00 X 0 0 0 BRUCE E MOSLER 2.00 X 0 0 0 BARRY G MOSS 2.00 X 0 0 0 TOSHIO NAGASHIMA 2.00 X 0 0 0 STEPHEN P NAVARRO 2.00 X 0 0 0 DANIEL M NEIDICH 2.00 X 0 0 0 GERALD N PARKES 2.00 X 0 0 0 OLIVIER PIANI 2.00 X 0 0 0 ALVARO PORTELA 2.00 X 0 0 0 RICHARD H POWERS 2.00 X 0 0 0 STEPHEN R QUAZZO 2.00 X 0 0 0 DALE ANNE REISS 2.00 X 0 0 0 KIM A RICHARDS 2.00 X 0 0 0 JONATHAN FP ROSE 2.00 X 0 0 0 KENNETH T ROSEN 2.00 X 0 0 0 RANDALL K ROWE 2.00 X 0 0 0 PETER S RUMMELL 2.00 X 0 0 0 HITOSHI SAITO 2.00 X 0 0 0 RICHARD B SALTZMAN 2.00 X 0 0 0 P SHERIDAN SCHECHNER 2.00 X 0 0 0 ROBERT M SHARPE 2.00 X 0 0 0 JONATHAN SHORT 2.00 X 0 0 0 KELLEY J SMITH 2.00 X 0 0 0 MARTIN E STEIN 2.00 X 0 0 0 RON D STURZENEGGER 2.00 X 0 0 0 ROBERT S TAUBMAN 2.00 X 0 0 0 OWEN D THOMAS 2.00 X 0 0 0 ANTHONY J TRELLA 2.00 X 0 0 0 MARILEE A UTTER 2.00 X 0 0 0 DANIEL C VAN EPP 2.00 X 0 0 0 GREG J VOGEL 2.00 X 0 0 0 JOHN M WALSH 2.00 X 0 0 0 CARL WEISBROD 2.00 X 0 0 0 KAZUHIKO YAMAMOTO 2.00 X 0 0 0 F KARL ZAVITKOVSKY 2.00 X 0 0 0 JON H ZEHNER 2.00 X 0 0 0 PATRICK L PHILLIPS 38.00 X 531100 0 20481 RICHARD ROSAN 38.00 X 469865 0 47445 CHERYL G CUMMINS 38.00 X 458654 0 35692 MICHAEL TERSECK 38.00 X 319787 0 20762 WILLIAM KISTLER 38.00 X 289565 0 14953 JOSEPH MONTGOMERY 38.00 X 0 0 0 MAUREEN L MCAVEY 38.00 X 238010 0 16262 PAMELA H PATENAUDE 38.00 X 236008 0 28193 JOHN P FITZGERALD 38.00 X 224787 0 22126 DAVID HOWARD 38.00 X 219427 0 25378 GAYLE L BERENS 38.00 X 181671 0 15864 MARY BETH CORRIGAN 38.00 X 178914 0 11655 LORI G HATCHER 38.00 X 171142 0 9315 DEAN A SCHWANKE 38.00 X 157329 0 20910 SHAHSWAR AL BALUSHI 38.00 X 279282 0 5621 MICHAEL HORST 38.00 X 179626 0 17113 JOHN K MCILWAIN 38.00 X 207113 0 24981 EDWARD MCMAHON 38.00 X 206704 0 22828 THOMAS MURPHY 38.00 X 197634 0 11358 MARTA GOLDSMITH 38.00 X 193981 0 23656 STEPHEN R BLANK 38.00 X 190675 0 22763 5131274 0 417356 52 0 1 0 FREEMAN AUDIO VISUAL SOLUTIONS PO BOX 650519 DALLAS TX 752650519 MEETING AUDIOVISUAL CONSULTING 1283464 RELIANCE TELESERVICE 1510 RITCHIE HWY STE 204 ARNOLD MD 21012 CUSTOMER SERVICE 827695 FREEMAN PO BOX 650036 DALLAS TX 75265 MEETING DECORATING CONSULTING 584878 INTERCOMMUNICATIONS INC 620 NEWPORT CENTER SUITE 600 NEWPORT BEACH CA 92660 MARKETING/COMMUNICATIONS CONSULTING 342716 MCCARTHY MCSHERRY & ASSOCIATES 1700 WEST IRVING PARK RD STE 208 CHICAGO IL 60613 MEETING, EVENT & MANAGEMENT SERVICES 318539 24 10006642 10006642 DISTRICT COUNCILS 900099 12333103 12333103 MEMBERSHIP DUES 900099 11065264 11065264 MEETINGS & CONFERENCES 900099 10812997 10812997 PUB./URBAN LAND MAG. 541800 2101495 843146 1258349 CENTERS 900099 1690016 1690016 3193646 3193646 41196521 126749 126749 7077139 6807861 269278 269278 269278 51599190 39938172 1258349 396027 123550 123550 96483 96483 3267686 1639891 1520387 107408 11318118 8800463 2185192 332463 598731 428565 152110 18056 1547930 1107991 393257 46682 967968 692861 245916 29191 198138 4262 193876 127956 127956 28658 28658 8274818 6899617 1280210 94991 85048 78499 6324 225 1916091 1569349 286514 60228 804895 145792 659103 1663964 1111855 480737 71372 1658139 1342564 284508 31067 95579 95579 7824195 7579669 185057 59469 1491585 1204930 249598 37057 170048 31188 138860 DISTRICT COUNCIL DUES S 1811894 1811894 ULI CONTRIBUTIONS TO UL 1017516 1017516 CREDIT CARD FEES 513148 508022 3491 1635 MEMBER RECOGNITION 351552 314999 1470 35083 COST OF GOODS SOLD 152558 152558 514331 719675 -211075 5731 46620579 37506430 8183491 930658 400 400 2964739 6182440 1457090 2028086 395797 272006 678206 822513 9493862 6188931 4458453 3304931 5405891 3625249 32582863 37348640 47943439 53584265 4587173 4890279 7269126 7679336 1010460 891127 12866759 13460742 X 12013674 12729079 23063006 27394444 35076680 40123523 47943439 53584265 X 4978611 68232 X 0 1 1 X 0 X 22232747 21718104 22325568 17957317 21071906 105305642 38357362 41661535 34201618 29396005 28872908 172489428 60590109 63379639 56527186 47353322 49944814 277795070 1276112 1520330 1540000 524000 1400000 6260442 0 1276112 1520330 1540000 524000 1400000 6260442 271534628 605566 469080 447742 207468 126749 1856605 69815 69815 605566 538895 447742 207468 126749 1926420 61195675 63918534 56974928 47560790 50071563 279721490 0.97070 0.97000 0.00690 0.00790 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 4931039 12788474 12299235 5420278 5191380 11769131 12029472 4931039 5153466 13548518 13510604 5191380 1.00000 0 1 1 2817986 1457355 1360631 2265921 1932543 333378 4409955 2799033 1610922 3304931 ACCRUED INTEREST RECEIVABLE 9668 TRANSFER TO THE ULI FOUNDATION 10000000 BENEFICIAL INTEREST IN ULIF 27338972 37348640 DEFERRED RENT 891127 891127 51599190 46620579 4978611 68232 68232 5046843 51669782 68232 31018 99250 51570532 28658 28658 51599190 46622939 31018 31018 46591921 28658 28658 46620579 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: DISTRICT COUNCILS ARE THE LOCAL COMPONENTS OF ULI'S PROGRAM OF WORK. THEY ARE INTEGRAL ELEMENTS OF ULI AND FUNCTION TO FURTHER THE OVERALL VISION, MISSION AND PURPOSE OF ULI. AS SUCH, DISTRICT COUNCILS ADHERE TO ULI'S ARTICLES OF INCORPORATION, BYLAWS, AND ANY/ALL OTHER POLICIES AND PROCEDURES ADOPTED BY ULI'S BOARD OF TRUSTEES. DISTRICT COUNCILS ARE MANAGED BY A LOCAL ULI MEMBER EXECUTIVE COMMITTEE, THE CHAIR OF WHICH IS APPOINTED BY THE CHAIRMAN OF ULI AND RATIFIED BY ULI'S TRUSTEES, AND IS REQUIRED TO REPORT REGULARLY ON ACTIVITIES AND FINANCIAL RESULTS. RESULTS OF ALL OF THE DISTRICT COUNCILS' LOCAL ACTIVITIES, EXCLUDING ULI SUPPORT FOR THE DISTRICT COUNCILS, ARE SHOWN SEPARATELY FROM THE OPERATIONS OF ULI'S WASHINGTON, D.C. OFFICE. THE NET ASSETS RESULTING FROM THE DISTRICT COUNCIL ACTIVITIES HAVE BEEN DESIGNATED FOR THEIR USE. FINANCIAL RESULTS OF THE DISTRICT COUNCILS ARE INCLUDED WITH ULI WHEN REPORTING TO THE INTERNAL REVENUE SERVICE. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: ULI IS GENERALLY EXEMPT FROM FEDERAL INCOME TAXES UNDER THE PROVISIONS OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. IN ADDITION, ULI QUALIFIES FOR CHARITABLE CONTRIBUTION DEDUCTIONS, AND HAS BEEN CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION. INCOME WHICH IS NOT RELATED TO EXEMPT PURPOSES, LESS APPLICABLE DEDUCTIONS, IS SUBJECT TO FEDERAL AND STATE CORPORATE INCOME TAXES. ULI HAD NO UNRELATED BUSINESS INCOME TAX FOR THE YEARS ENDED JUNE 30, 2011 OR 2010. ULI COMPLIES WITH THE ACCOUNTING STANDARD ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE FINANCIAL STATEMENTS. UNDER THIS GUIDANCE, ULI MAY RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY TAXING AUTHORITIES BASED ON THE TECHNICAL MERITS OF THE POSITION. THE TAX BENEFITS RECOGNIZED IN THE FINANCIAL STATEMENTS FROM SUCH A POSITION ARE MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN 50% LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. THE GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ALSO ADDRESSES DE-RECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES ON INCOME TAXES, AND ACCOUNTING IN INTERIM PERIODS. ULI IS NOT AWARE OF ANY UNCERTAIN TAX POSITIONS AND THEREFORE, NO TAX LIABILITIES HAVE BEEN RECORDED AS OF JUNE 30, 2011 AND 2010, OR ANY RELATED INTEREST AND PENALTIES INCLUDED IN THE BALANCE SHEETS OR STATEMENTS OF ACTIVITIES. GENERALLY, ULI IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR YEARS BEFORE 2008. EUROPE (INCLUDING ICELAND & GREENLAND) 1 13 PROGRAM SERVICES ULI'S EUROPEAN RESEARCH CENTER OVERSEES STRATEGY AND DELIVERY FOR BROAD RANGE OF PROJECTS INCLUDING EMERGING TRENDS EUROPE, LESSEN, AND INFOBURSTS.THE URBAN INVESTMENT NETWORK PROVIDES A FORUM FOR EXCHANGE OF KNOWLEDGE BETWEEN PUBLIC AND PRIVATE STAKEHOLDERS TO INCREASE THE LEVEL OF INVESTMENT IN URBAN DEVELOPMENT AND REGENERATION IN EUROPE. 4945611 EAST ASIA AND THE PACIFIC 1 1 PROGRAM SERVICES THIS REGION COVERS MANY OF THE SAME PROGRAM AREAS AS EUROPE. THE FOLLOWING THEREFORE IS A JUST A LISTING OF THE PROGRAM HIGHLIGHTS AS IT RELATES TO EACH OF THOSE AREAS:AS OF JUNE 30, 2011 ASIA MEMBERSHIP TOTALED 780.ASIA HAD 3 COUNCILS, NORTH ASIA (HONG KONG), SOUTH ASIA (SINGAPORE, AND JAPAN (TOKYO).IT HELD 2 CONFERENCES (WINTER AND SUMMER) IN TOKYO JAPAN, AND 1 FORUM IN CHINA.IT HELD 1 CONTINUING EDUCATION WORKSHOPS IN THE REGION.IT HELD AN AWARDS FOR EXCELLENCE ASIA PACIFIC PROGRAM.IT PUBLISHED AN EMERGING TRENDS IN REAL ESTATE ASIA PACIFIC, WHICH PROVIDES AN OUTLOOK ON ASIA PACIFIC REAL ESTATE INVESTMENT AND DEVELOPMENT TRENDS, REAL ESTATE FINANCE AND CAPITAL MARKETS, TRENDS BY PROPERTY SECTOR AND METROPOLITAN AREA, AND OTHER REAL ESTATE ISSUES PERTINENT TO THE COUNTRIES IN ASIA. 1459724 THIS REGION COVERS MANY OF THE SAME PROGRAM AREAS AS EUROPE. THE FOLLOWING THEREFORE IS A JUST A LISTING OF THE PROGRAM HIGHLIGHTS AS IT RELATES TO EACH OF THOSE AREAS: AS OF JUNE 30, 2011 ASIA MEMBERSHIP TOTALED 780. ASIA HAD 3 COUNCILS, NORTH ASIA (HONG KONG), SOUTH ASIA (SINGAPORE, AND JAPAN (TOKYO). IT HELD 2 CONFERENCES (WINTER AND SUMMER) IN TOKYO JAPAN, AND 1 FORUM IN CHINA. IT HELD 1 CONTINUING EDUCATION WORKSHOPS IN THE REGION. IT HELD AN AWARDS FOR EXCELLENCE ASIA PACIFIC PROGRAM. IT PUBLISHED AN EMERGING TRENDS IN REAL ESTATE ASIA PACIFIC, WHICH PROVIDES AN OUTLOOK ON ASIA PACIFIC REAL ESTATE INVESTMENT AND DEVELOPMENT TRENDS, REAL ESTATE FINANCE AND CAPITAL MARKETS, TRENDS BY PROPERTY SECTOR AND METROPOLITAN AREA, AND OTHER REAL ESTATE ISSUES PERTINENT TO THE COUNTRIES IN ASIA. 2 14 0 0 2 14 6405335 0 6405335 0 0 0 0 0 0 1 RECYCLE-A-BICYCLE 35 PEARL STREET BROOKLYN NY 11201 113422028 501(C)(3) 15200 WITH THIS GRANT, THE BROOKLYN GREENWAY INITIATIVE (BGI) AND RECYCLE-A-BICYCLE (RAB), IN PARTNERSHIP WITH THE ULI NEW YORKS YOUNG LEADERS GROUP, WILL DEVELOP A CHARRETTE FOR A TECHNICAL ADVISORY COMMITTEE MADE UP OF REPRESENTATIVES FROM OVER 50 STAKEHOLDERS. AFTER SCHOOL MATTERS INC 66 E RANDOLPH 4TH FLOOR CHICAGO IL 60601 364409182 501(C)(3) 25000 JC NICHOLS PRIZE FOR VISIONARIES CHILDREN AT THE CROSSROAD 751 N STATE STREET CHICAGO IL 60654 363654481 501(C)(3) 25000 JC NICHOLS PRIZE FOR VISIONARIES DE LA SALLE INSTITUTE 3455 SOUTH WABASH AVENUE CHICAGO IL 60616 362167047 501(C)(3) 25000 JC NICHOLS PRIZE FOR VISIONARIES CHILDREN'S MEMORIAL HOSPITAL 2300 CHILDRENS PLAZA BOX 268 CHICAGO IL 60614 362170833 501(C)(3) 25000 JC NICHOLS PRIZE FOR VISIONARIES 5 AWARDS FOR HINES STUDENT DESIGN COMPETITION 20 75000 DISTRICT COUNCIL URBAN PLAN PROGRAM 58 16043 LOS ANGELES DISTRICT COUNCIL HOME AWARD 1 1000 ORANGE COUNTY AWARDS FOR EMERGENT LEADERSHIP 7 857 TRIANGLE DISTRICT COUNCIL HINES URBAN COMPETITION 3 1000 SAN DIEGO DISTRICT COUNCIL SMART GROWTH AWARDS FOR EXCELLENCE 1 2000 WESTCHESTER DISTRICT COUNCIL COLLINS TIFFANY AWARD 1 583 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: MOST OF THE FUNDING PROVIDED TO INDIVIDUALS AND ORGANIZATIONS ARE AWARDS FOR PARTICIPATION IN THE ULI'S AWARD PROGRAMS (MOST NOTABLY THE JC NICHOLS PRIZE FOR VISIONARIES IN URBAN DEVELOPMENT AND THE GERALD D. HINES STUDENT URBAN DESIGN COMPETITION). THE ONE PROGRAM, COMMUNITY ACTION GRANTS, IS A GRANT PROGRAM. DOCUMENTATION REGARDING COMMUNITY ACTION GRANT PROGRAM PROVIDED WITH 2008 FORM FILING. NO CHANGES TO PROGRAM. X 1 1 X X X X 1 0 0 0 0 0 0 0 0 PATRICK L PHILLIPS 492984 0 25000 0 13116 0 9231 0 11250 0 551581 0 0 0 RICHARD ROSAN 415227 0 5000 0 49638 0 42605 0 4840 0 517310 0 0 0 CHERYL G CUMMINS 414098 0 20000 0 24556 0 32188 0 3504 0 494346 0 0 0 MICHAEL TERSECK 284117 0 25000 0 10670 0 18879 0 1883 0 340549 0 0 0 WILLIAM KISTLER 283488 0 5000 0 1077 0 11025 0 3928 0 304518 0 0 0 MAUREEN L MCAVEY 230452 0 4600 0 2958 0 13874 0 2388 0 254272 0 0 0 PAMELA H PATENAUDE 226392 0 8800 0 816 0 14171 0 14022 0 264201 0 0 0 JOHN P FITZGERALD 117577 0 2500 0 104710 0 7804 0 14322 0 246913 0 0 0 DAVID HOWARD 206821 0 12000 0 606 0 12904 0 12474 0 244805 0 0 0 GAYLE L BERENS 172854 0 2600 0 6217 0 10592 0 5272 0 197535 0 0 0 MARY BETH CORRIGAN 168384 0 9900 0 630 0 10191 0 1464 0 190569 0 0 0 LORI G HATCHER 158362 0 7200 0 5580 0 9315 0 0 0 180457 0 0 0 DEAN A SCHWANKE 152257 0 3100 0 1972 0 9562 0 11348 0 178239 0 0 0 SHAHSWAR AL BALUSHI 150982 0 0 0 128300 0 0 0 5621 0 284903 0 0 0 MICHAEL HORST 176667 0 0 0 2959 0 10878 0 6235 0 196739 0 0 0 JOHN K MCILWAIN 198779 0 3000 0 5334 0 12426 0 12555 0 232094 0 0 0 EDWARD MCMAHON 200932 0 3000 0 2772 0 12426 0 10402 0 229532 0 0 0 THOMAS MURPHY 189300 0 3000 0 5334 0 11358 0 0 0 208992 0 0 0 MARTA GOLDSMITH 183989 0 8000 0 1992 0 11514 0 12142 0 217637 0 0 0 STEPHEN R BLANK 182341 0 3000 0 5334 0 11370 0 11393 0 213438 0 0 0 PART I, LINE 1A JOHN P FITZGERALD - FOREIGN HOUSING ALLOWANCE $68,942, TAXABLE COMPENSATION SHAHSWAR AL BALUSHI - FOREIGN HOUSING ALLOWANCE $45,794, TAXABLE COMPENSATION PART I, LINE 4A SHAHSWAR AL BALUSHI RECEIVED END OF SERVICE PAYMENT IN THE AMOUNT OF $42,624 AND REPATRIATION IN THE AMOUNT OF $31,402. THIS AMOUNT IS INCLUDED IN OTHER COMPENSATION, SCHEDULE J, PART II, COLUMN B (III). SUPPLEMENTAL INFORMATION PART III THE COMPENSATION INFORMATION SHOWN IN PART VII OF THE FORM 990, AS WELL AS SCHEDULE J, IS PRESENTED ON A CALENDAR YEAR BASIS IN ACCORDANCE WITH IRS FORM 990 FILING INSTRUCTIONS. LUCY NEWSUM DAUGHTER OF TRUSTEE/CHAIRMAN 16351 WAGES 0 FORM 990, PART I, LINE 6 WE INCLUDE ALL TRUSTEES, MEMBERS ON THE ESTABLISHED COMMITTEES AND ADVISORY GROUPS, AND ESTIMATE A CERTAIN NUMBER OF VOLUNTEERS FOR EACH DISTRICT COUNCIL AND FOR EACH ADVISORY SERVICE PANEL THAT IS PROVIDED. FORM 990, PART VI, SECTION A, LINE 2 PATRICIA HEALY AND JOHN HEALY-PERSONAL RELATIONSHIP JIM LIGHT AND JIM CHAFFIN-BUSINESS RELATIONSHIP FORM 990, PART VI, SECTION A, LINE 4 ON JANUARY 24, 2011, THE BOARD OF TRUSTEES APPROVED TO INCREASE THE TRUSTEES FROM 100 TO 125. FORM 990, PART VI, SECTION A, LINE 6 ULI MEMBERS INCLUDE DEVELOPERS, ARCHITECTS, PUBLIC OFFICIALS, PLANNERS, REAL ESTATE BROKERS, APPRAISERS, ACCOUNTANTS, ATTORNEYS, ENGINEERS, FINANCIERS, ACADEMICS, STUDENTS AND LIBRARIANS. FORM 990, PART VI, SECTION A, LINE 7A FULL MEMBERS OF ULI ELECT THE TRUSTEES. FORM 990, PART VI, SECTION B, LINE 11 PROCESS FOR MAKING THE FINAL 990 AVAILABLE TO THE VOTING MEMBERS OF THE GOVERNING BODY PRIOR TO ITS BEING FILED WITH THE IRS: AUDITORS WILL REVIEW THE 990 WITH THE AUDIT COMMITTEE THE FINAL 990 WILL BE HOUSED IN A SECURE AREA OF THE ULI WEBSITE. NOTICE OF THE LOCATION OF THE 990 WILL BE EMAILED TO EACH TRUSTEE AND THEY WILL BE ADVISED THAT THEY HAVE TWO WEEKS IN WHICH TO REVIEW AND PROVIDE ANY COMMENTS TO ULI MANAGEMENT. FORM 990, PART VI, SECTION B, LINE 12C ON AN ANNUAL BASIS THE TRUSTEES ARE SENT A COMMUNICATION REQUESTING THAT THEY IDENTIFY ANY RELATIONSHIPS DEFINED AS A CONFLICT. RESPONDS ARE SUBMITTED TO THE CFO. FORM 990, PART VI, SECTION B, LINE 15 ULI RETAINED AN INDEPENDENT, OUTSIDE CONSULTANT TO REVIEW THE COMPENSATION FOR ITS EXECUTIVES. AS PART OF THIS PROCESS, THE CONSULTANT IDENTIFIED COMPARABLE ORGANIZATIONS AND OBTAINED THE MOST CURRENT COMPENSATION DATA AVAILABLE FOR THEM. THEN, THE CONSULTANT PREPARED A DETAILED WRITTEN REPORT THAT COMPARED UL'S CURRENT EXECUTIVE COMPENSATION AGAINST SIMILAR POSITIONS IN LIKE ORGANIZATIONS. THE WRITTEN REPORT ALSO DESCRIBED THE STUDY METHODOLOGY AND STATED THE CONSULTANT'S OPINION REGARDING THE REASONABLENESS OF ULI'S EXECUTIVE COMPENSATION RELATIVE TO THE IDENTIFIED MARKET COMPARABLES. FORM 990, PART VI, SECTION C, LINE 19 URBAN LAND INSTITUTE DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, OR ITS FINANCIAL STATEMENTS (WHETHER OR NOT AUDITED) AVAILABLE TO THE GENERAL PUBLIC AS FEDERAL TAX LAW DOES NOT REQUIRE THAT SUCH DOCUMENTS BE MADE PUBLICLY AVAILABLE. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 68,232. ULI FOUNDATION 1025 THOMAS JEFFERSON ST NW STE 500 WASHINGTON DC 20007 237133957 FUNDRAISING IN SUPPORT OF ULI RESEARCH AND EDUCATION DC 501(C)(3) LINE 7 URBAN LAND INSTITUTE 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ULI FOUNDATION B 1017516 CASH ULI FOUNDATION C 10006642 CASH