2012-03-03T15:37:15-06:00 2011-06-30 BLACKMAN KALLICK LLP 10 S RIVERSIDE PLAZA 9TH FLOOR CHICAGO IL 60606 990 2010-07-01 362406080 AMERICAN SOCIETY FOR CLINICAL PATHOLOGY AMER 3125414999 33 W MONROE NO 1600 CHICAGO IL 60603 STEVE CIACCIO 3127381336 2012-03-03 1 LU ANN TRAPP 3122071040 2012-03-03 2010 2016-02-24 21:20:13Z E BLAIR HOLLADAY 33 W MONROE NO 1600 CHICAGO IL 60603 44159410 0 X WWW.ASCP.ORG X 1922 IL SEE SCHEDULE O.TO PROVIDE EXCELLENCE IN EDUCATION, CERTIFICATION AND ADVOCACY ON BEHALF OF PATIENTS, PATHOLOGISTS AND LABORATORY PROFESSIONALS. 19 19 137 1300 639905 70308 3092041 4676321 19486869 20098994 1514233 1401712 3637567 3251396 27730710 29428423 0 170000 0 0 13535092 13953496 0 0 0 12397153 13688871 25932245 27812367 1798465 1616056 31068723 36035432 12543379 12748598 18525344 23286834 THE MISSION OF THE AMERICAN SOCIETY FOR CLINICAL PATHOLOGY IS TO PROVIDE EXCELLENCE IN EDUCATION, CERTIFICATION AND ADVOCACY ON BEHALF OF PATIENTS, PATHOLOGISTS AND MEDICAL LABORATORY PROFESSIONALS. 0 0 10216756 170000 3568412 EDUCATIONAL PROGRAMS- THE SOCIETY OFFERS CLASSES AND WORKSHOPS TO PATHOLOGISTS AND MEDICAL LABORATORY PROFESSIONALS TO IMPROVE THEIR PROFESSIONAL COMPETENCE. THE SOCIETY ALSO PROVIDES SCHOLARSHIPS AND FELLOWHIPS TO PATHOLOGY STUDENTS. 3585764 3322172 BOARD OF CERTIFICATION- THE SOCIETY ADMINISTERS EXAMINATIONS TO MEDICAL LABORATORY PROFESSIONALS WHO SEEK CERTIFICATION IN THEIR CHOSEN FIELDS. 3193967 8333319 MEMBERSHIP SERVICES AND CONVENTION/MEETING SERVICES. 3254784 6453904 3254784 6453904 20251271 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 245 0 137 1 1 1 0 0 0 0 0 0 0 0 0 X 19 19 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IL IN X STEVE CIACCIO 3125414889 33 W MONROE SUITE 1600 CHICAGO IL 60603 JOHN E TOMASZEWSKI MD 1.00 X X 0 0 0 C BRUCE ALEXANDER MD 1.00 X X 0 0 0 JOEL M SHILLING MD 1.00 X X 0 0 0 KENNETH EMANCIPATOR MD 1.00 X X 0 0 0 WILLIAM G FINN MD 1.00 X X 0 0 0 MARK H STOLER MD 1.00 X 35000 0 0 LYNNETTE G CHAKKAPHAK MS MT 1.00 X 0 0 0 TERESA Y HARRIS MT 1.00 X 0 0 0 JESSICA A KOZEL MD 1.00 X 0 0 0 STEVEN H KROFT MD 1.00 X 1065 0 0 DAVID NB LEWIN MD 1.00 X 0 0 0 IRINA LUTINGER MPH 1.00 X 0 0 0 JASON W NASH DO 1.00 X 0 0 0 WALTER M OLIVEIRA MLS 1.00 X 0 0 0 WILLIAM E SCHREIBER MD 1.00 X 0 0 0 MELISSA PERRY UPTON MD 1.00 X 13050 0 0 ANNE WALSH-FEEKS MS PA 1.00 X 0 0 0 JAMES L WISECARVER MD 1.00 X 0 0 0 M SUE ZALESKI HT 1.00 X 0 0 0 JOHN BALL MD 60.00 X 588266 0 193918 STEVE CIACCIO CAE CPA 50.00 X 234766 0 27023 E BLAIR HOLLADAY PHD SCT 55.00 X 298058 0 47027 SUZANNE ZIEMNIK 50.00 X 195320 0 20371 NANCIE THOMPSON 50.00 X 158273 0 20800 JEFF JACOBS 50.00 X 169958 0 26270 JEAN MARIE MARDEN 45.00 X 125913 0 26413 RONALD SWAN 50.00 X 140212 0 27939 JOHN ZHU 65.00 X 125029 0 26074 GERALDINE PISKORSKI 40.00 X 118823 0 22521 ELIZABETH PARK 50.00 X 102238 0 14398 2305971 0 452754 11 0 1 0 NCS PEARSON INC 13036 COLLECTION CENTER DR CHICAGO IL 60693 TESTING CENTER 931387 CARLITH PRINTING INC 250 CARPENTER BLVD CARPENTERSVILLE IL 60110 PRINTING SERVICES 359390 AMERICAN BOOK 380 MACPHERSON AVE TORONTO CA M4V 3E3 PRINTING SERVICES 333231 R R DONNELLEY PO BOX 730216 DALLAS TX 75373 PRINTING SERVICES 324209 RT ASSOCIATES 3727 VENTURA DRIVE ARLINGTON HEIGHTS IL 60004 PRINTING SERVICES 306613 24 4676321 4676321 MEMBERSHIP DUES 900099 8333319 8333319 WORKSHOP REVENUE 900099 3568412 3568412 EXAMINATION FEES 900099 3322172 3322172 SUBSCRIPTION REVENUE 511120 1978489 1978489 OTHER PROGRAM SERVICE 900099 1977401 1741601 235800 919201 404105 515096 20098994 514951 514951 517582 517582 13523705 12636944 886761 886761 886761 4827857 2094043 2733814 2733814 29428423 21677807 639905 2434390 170000 170000 2451630 1716141 735489 7022513 4915759 2106754 562401 393681 168720 2654149 1857904 796245 1262803 883962 378841 211959 211959 41673 41673 200710 200710 238948 238948 1227508 1227508 480422 480422 251342 251342 755707 755707 1153260 1153260 875647 875647 631538 445681 185857 106511 106511 GRANT PROGRAM EXPENDITU 2642893 2642893 EDUCATION COURSES AND E 2228793 2228793 OTHER EXPENSES 1558325 1558325 ASSESSMENT PRODUCTS 650599 650599 DEVELOPMENT FUND EXPENS 259412 259412 173624 173624 27812367 20251271 7561096 0 4914512 6463934 945819 1056239 731635 877805 393194 625169 6562903 4504758 2520463 2058145 21563100 24954140 31068723 36035432 3278766 3373674 7084729 7429510 2179884 1945414 12543379 12748598 X 18525344 23286834 18525344 23286834 31068723 36035432 X 1616056 3145434 X 0 1 1 X 1 1 X 7921456 7745433 7882198 11371805 13009640 47930532 14640774 17859591 17923450 15862726 16078436 82364977 22562230 25605024 25805648 27234531 29088076 130295509 0 0 0 130295509 1929588 2165493 2087246 1664321 1547629 9394277 1929588 2165493 2087246 1664321 1547629 9394277 76764 76764 24491818 27770517 27892894 28898852 30712469 139766550 0.93220 0.92600 0.06720 0.07400 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 13980 186730 200710 27611657 27812367 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 309343 166288 202000 200710 878341 250000 250000 250000 250000 1000000 1500000 17963 25501 13980 57444 1936741 871419 1065322 4257484 3264661 992823 368678 368678 0 2058145 DEFERRED RENT EXPENSE 887473 DEFERRED LEASE INCENTIVE 1057941 1945414 29428423 27812367 1616056 3145434 3145434 4761490 34569052 3145434 2234143 5379577 29189475 238948 238948 29428423 29807562 2234143 2234143 27573419 238948 238948 27812367 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE SOCIETY'S APPLICATION OF GAAPUSA REGARDING UNCERTAIN TAX POSITIONS HAD NO EFFECT ON ITS FINANCIAL POSITION AS MANAGEMENT BELIEVES THE SOCIETY HAS NO MATERIAL UNRECOGNIZED INCOME TAX BENEFITS, INCLUDING ANY POTENTIAL RISK OF LOSS OF ITS NOT-FOR-PROFIT STATUS. THE SOCIETY WOULD ACCOUNT FOR ANY POTENTIAL INTEREST OR PENALTIES RELATED TO POSSIBLE FUTURE LIABILITIES FOR UNRECOGNIZED INCOME TAX BENEFITS AS INTEREST, WHICH IS INCLUDED IN THE STATEMENT OF ACTIVITIES AS OTHER EXPENSE. THE SOCIETY IS NO LONGER SUBJECT TO EXAMINATION BY FEDERAL, STATE OR LOCAL TAX AUTHORITIES BEFORE 2008. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 2,094,043. INTERNAL REVENUE ALLOCATION 140,100. PART XIII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 2,094,043. INTERNAL EXPENSE ALLOCATION 140,100. SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES SUPPORT LAB TRAINING & QUALITY IMPROVEMENT FOR THE DIAGNOSIS & LAB MONITORING OF HIV AIDS PATIENTS 4676321 CENTRAL AMERICA AND THE CARIBBEAN 1 1 PROGRAM SERVICES INTERNATIONAL CERTIFICATION ACTIVITIES 31717 1 0 1 4708038 0 4708038 0 0 0 0 0 0 1 SCHOLARSHIPS 170 170000 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: SCHOLARSHIPS ARE AWARDED TO INDIVIDUALS IN ORDER TO FURTHER THIER EDUCATION. TO BE CONSIDERED FOR A SCHOLARSHIP, THE CANDIDATE MUST BE AN ASCP STUDENT MEMBER, BE ENROLLED IN A NACCLS OR CAAHEP ACCREDITED LABORATORY SCIENCE PROGRAM AND BE IN THE FINAL CLINICAL YEAR OF EDUCATION. THE CANDIDATE MUST MAINTAIN A MINIMUM GPA, AND BE A UNITED STATES CITIZEN OR UNITED STATES RESIDENT. SELECTION CRITERIA INCLUDES A SUMMARY OF ACADEMIC ACHIEVEMENTS, PROFESSIONAL GOALS, LEADERSHIP ABILITIES, AND COMMUNITY ACTIVITIES. X X 0 1 0 0 0 0 0 1 0 JOHN BALL MD 248947 0 0 0 339319 0 176468 0 17450 0 782184 0 339319 0 STEVE CIACCIO CAE CPA 218569 0 15747 0 450 0 18946 0 8077 0 261789 0 0 0 E BLAIR HOLLADAY PHD SCT 282983 0 15000 0 75 0 15706 0 31321 0 345085 0 0 0 SUZANNE ZIEMNIK 182172 0 13073 0 75 0 12571 0 7800 0 215691 0 0 0 NANCIE THOMPSON 147455 0 10743 0 75 0 11000 0 9800 0 179073 0 0 0 JEFF JACOBS 158500 0 11458 0 0 0 13820 0 12450 0 196228 0 0 0 JEAN MARIE MARDEN 116280 0 9460 0 173 0 10532 0 15881 0 152326 0 0 0 RONALD SWAN 125762 0 14450 0 0 0 8217 0 19722 0 168151 0 0 0 JOHN ZHU 116414 0 8540 0 75 0 7732 0 18342 0 151103 0 0 0 PART I, LINE 4B JOHN BALL, EXECUTIVE VP, HAS RECEIVED A BENEFIT OF $339,319 FROM A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN. THIS AMOUNT HAD BEEN ACCRUED IN PRIOR YEARS. PART I, LINE 7 SOME INDIVIDUALS RECEIVED PERFORMANCE BONUSES, AND THE EXECUTIVE V.P. (BALL) RECEIVED A BONUS PAYMENT TO HIS 457(F) PLAN, AS APPROVED BY THE BOARD OF DIRECTORS. ADDITIONALLY, ON AN ANNUAL BASIS, THE SOCIETY REVIEWS THEIR BUDGET TO DETERMINE WHETHER IT IS IN A DEFICIT FOR THE UPCOMING FISCAL YEAR. IF IT IS NOT IN A DEFICIT, SENIOR MANAGEMENT REQUESTS APPROVAL FROM A BOARD COMMITTEE FOR ALL STAFF (EXCEPT THE EXEC. VICE PRESIDENT) TO RECEIVE A 1% BONUS CALCULATED AGAINST THEIR BASE SALARY. THE BONUS IS DISCRETIONARY, AS WELL. THE BOARD OF DIRECTORS ALSO DELIBERATES ON A BONUS AMOUNT FOR THE EXECUTIVE VICE PRESIDENT ON AN ANNUAL BASIS. FORM 990, PART VI, SECTION A, LINE 6 CLASSES OF MEMBERS. THE SOCIETY SHALL HAVE THE FOLLOWING CLASSES OF MEMBERS: (A) FELLOW, (B) RESIDENT, (C) MEMBER, (D) INTERNATIONAL, (E) STUDENT, (F) MEDICAL AFFILIATE, (G) EMERITUS AND, (H) REGISTRANT. ONLY ONE CLASS OF MEMBERSHIP MAY BE HELD AT ANY ONE TIME BY ANY MEMBER OF THE SOCIETY. FELLOW. ANY PERSON WHO IS A LICENSED PHYSICIAN AND WHOSE PRACTICE, AT THE TIME OF APPLICATION FOR MEMBERSHIP, IS DEVOTED IN MAJOR PART TO PATHOLOGY, OR BRANCH THEREOF, AND WHO HOLDS ONE OR MORE OF THE PRIMARY CERTIFICATES, I.E., ANATOMIC OR CLINICAL, OF THE AMERICAN BOARD OF PATHOLOGY OR WHO HAS PASSED EITHER THE ANATOMIC OR CLINICAL PATHOLOGY PORTION OF THE AMERICAN BOARD OF PATHOLOGY EXAMINATIONS, OR WHO IS BOARDED BY THE AMERICAN BOARD OF PATHOLOGY IN A PATHOLOGY SUBSPECIALTY, SHALL BE ELIGIBLE FOR MEMBERSHIP AS A FELLOW. ONLY FELLOWS SHALL HAVE THE GENERAL RIGHT TO VOTE REGARDING THE OVERALL AFFAIRS OF THE SOCIETY, INCLUDING CHANGES TO ITS BYLAWS AND ARTICLES OF INCORPORATION, OR TO VOTE FOR, OR TO SERVE AS OFFICERS OF THE SOCIETY, EXCEPT THAT THE CHAIR AND CHAIR-ELECT OF THE COUNCIL OF LABORATORY PROFESSIONALS, THE CHAIR OF THE RESIDENT COUNCIL, AND THE CHAIR OF THE BOARD OF GOVERNORS OF THE BOARD OF CERTIFICATION SHALL SERVE AS VOTING MEMBERS OF THE BOARD OF DIRECTORS EX OFFICIO, AND THREE MEMBERS SHALL SERVE AS VOTING AT-LARGE DIRECTORS. A FELLOW SHALL NOT BE ELIGIBLE FOR ANY OTHER CLASS OF MEMBERSHIP EXCEPT EMERITUS. RESIDENT. ANY PERSON WHO IS A LICENSED PHYSICIAN ACTIVELY TRAINING FOR A CAREER IN PATHOLOGY AND WHO IS, OR HAS BEEN, WITHIN THE PREVIOUS THREE YEARS, ENROLLED IN A TRAINING PROGRAM ACCREDITED BY THE ACCREDITATION COUNCIL FOR GRADUATE MEDICAL EDUCATION AND/OR APPROVED BY THE ROYAL COLLEGE OF PHYSICIANS AND SURGEONS OF CANADA SHALL BE ELIGIBLE FOR MEMBERSHIP AS A RESIDENT. A RESIDENT SHALL HAVE THE RIGHT TO VOTE FOR MEMBERS OF THE RESIDENT COUNCIL, AS PROVIDED IN ARTICLE 7. MEMBER. (A) ANY PERSON WHO IS CURRENTLY, OR HAS BEEN PREVIOUSLY, CERTIFIED BY THE BOARD OF CERTIFICATION IN ONE OR MORE CATEGORIES, OR (B) ANY NON-PHYSICIAN WHOSE INTERESTS PARALLEL THOSE OF THE SOCIETY AND WHO HOLDS AN ACADEMIC DOCTORATE ACCEPTABLE TO THE MEMBERSHIP COMMISSION (WHETHER OR NOT SUCH PERSON CURRENTLY, OR HAS BEEN PREVIOUSLY, CERTIFIED BY THE BOARD OF CERTIFICATION) SHALL BE ELIGIBLE FOR MEMBERSHIP AS A MEMBER. A MEMBER SHALL HAVE THE RIGHT TO VOTE FOR MEMBERS OF THE COUNCIL OF LABORATORY PROFESSIONALS AND FOR MEMBER AT-LARGE DIRECTORS AS PROVIDED IN ARTICLE 7. INTERNATIONAL. ANY PERSON WHO HOLDS EQUIVALENT CREDENTIALS OF FELLOW, RESIDENT, MEMBER, OR MEDICAL AFFILIATE IN THE COUNTRY OR REGION IN WHICH THE PERSON PRACTICES (OTHER THAN THE UNITED STATES OR CANADA,) AND HOLDS MEMBERSHIP IN ANY APPROPRIATE EXISTING MEDICAL OR LABORATORY ASSOCIATION IN THE COUNTRY OR REGION IN WHICH THAT PERSON PRACTICES SHALL BE ELIGIBLE FOR MEMBERSHIP AS AN INTERNATIONAL MEMBER. STUDENT. ANY MEDICAL STUDENT ENROLLED IN A MEDICAL SCHOOL APPROVED BY THE LIAISON COMMITTEE ON MEDICAL EDUCATION OF THE AMERICAN MEDICAL ASSOCIATION AND THE AMERICAN ASSOCIATION OF MEDICAL COLLEGES, OR THE COMMITTEE ON ACCREDITATION OF THE ASSOCIATION OF CANADIAN MEDICAL COLLEGES, OR IN AN OSTEOPATHIC MEDICAL SCHOOL APPROVED BY THE BUREAU OF PROFESSIONAL EDUCATION OF THE AMERICAN OSTEOPATHIC ASSOCIATION, SHALL BE ELIGIBLE FOR MEMBERSHIP AS A STUDENT. ANY STUDENT ENROLLED IN A REGIONALLY ACCREDITED COLLEGE/UNIVERSITY SCIENCE PROGRAM OR A MEDICAL LABORATORY SCIENCE PROGRAM APPROVED BY AN APPROPRIATE ACCREDITING AGENCY ALSO SHALL BE ELIGIBLE FOR MEMBERSHIP AS A STUDENT. MEDICAL AFFILIATE. ANY LICENSED PHYSICIAN WHO PRACTICES IN THE UNITED STATES OR CANADA, WHOSE INTERESTS PARALLEL THOSE OF THE SOCIETY AND WHO IS NOT ELIGIBLE FOR MEMBERSHIP AS A FELLOW MAY, ON RECOMMENDATION OF A FELLOW, BE ELIGIBLE FOR MEMBERSHIP AS A MEDICAL AFFILIATE MEMBER. EMERITUS. UPON APPLICATION, MEMBERS WHO HAVE SATISFIED CERTAIN AGE AND PRACTICE REQUIREMENTS ESTABLISHED BY THE BOARD OF DIRECTORS MAY BE GRANTED EMERITUS STANDING. REGISTRANT. ANY PERSON WHO IS CURRENTLY, OR HAS BEEN PREVIOUSLY, CERTIFIED BY THE BOARD OF CERTIFICATION IN ONE OR MORE CATEGORIES SHALL BE ELIGIBLE FOR MEMBERSHIP AS A REGISTRANT. FORM 990, PART VI, SECTION A, LINE 7A ALL OFFICERS (EXCEPT THE INCOMING PRESIDENT) AND ALL FELLOWS AT-LARGE OF THE BOARD OF DIRECTORS WHO ARE ELIGIBLE FOR ELECTION OR RE-ELECTION ARE ELECTED BY MAJORITY VOTE OF THE FELLOWS VOTING IN PERSON OR BY PROXY AT THE ANNUAL BUSINESS MEETING. ALL MEMBERS AT-LARGE ARE ELECTED BY A MAJORITY OF THE MEMBERS VOTING IN PERSON OR BY PROXY AT THE ANNUAL BUSINESS MEETING. THE OFFICIAL LIST OF NOMINEES SHALL BE PREPARED BY THE NOMINATIONS COMMITTEE, REVIEWED AND APPROVED BY THE BOARD OF DIRECTORS, AND PUBLISHED AT LEAST 30 DAYS BEFORE THE ANNUAL BUSINESS MEETING. ADDITIONAL NOMINATIONS FOR ANY SUCH OFFICE OR POSITION SHALL BE MADE AT LEAST 20 DAYS PRIOR TO THE ANNUAL BUSINESS MEETING, BY SUBMITTING TO THE SECRETARY IN WRITING, THE NAME OF EACH ADDITIONAL NOMINEE SUPPORTED BY THE SIGNATURES OF AT LEAST 50 VOTING MEMBERS. THE FINAL LIST OF NOMINEES SHALL BE PUBLISHED AT LEAST 14 DAYS BEFORE THE ANNUAL BUSINESS MEETING, AND PROXIES SHALL BE ACCEPTED UNTIL 7 DAYS PRIOR TO THE ANNUAL BUSINESS MEETING. THE EX OFFICIO MEMBERS OF THE BOARD OF DIRECTORS (THE CHAIRS OF THE FELLOW COUNCIL, RESIDENT COUNCIL, COUNCIL OF LABORATORY PROFESSIONALS, AND BOARD OF GOVERNORS OF THE BOARD OF CERTIFICATION, AND THE CHAIR-ELECT OF THE COUNCIL OF LABORATORY PROFESSIONALS) SHALL BE ELECTED FROM AMONG THE THEN SITTING MEMBERS OF THE RESPECTIVE COUNCILS AND BOARD BY THE MEMBERS OF THOSE COUNCILS AND BOARD, IN A MANNER PRESCRIBED BY THEIR OPERATING POLICIES AND PROCEDURES. FORM 990, PART VI, SECTION B, LINE 11 GOVERNING BODY AND/OR EXECUTIVE COMMITTEE REVIEW OF FORM 990 - THE BOARD RETAINS THE SERVICES OF AN INDEPENDENT CPA FIRM TO PREPARE THE ORGANIZATION'S FORM 990. MANAGEMENT AND GENERAL COUNSEL REVIEW THE COMPLETED FORM 990 AND PROVIDE A FULL COPY TO THE EXECUTIVE AND FINANCE COMMITTEES AND THEN TO THE BOARD OF DIRECTORS PRIOR TO FILING. THESE COMMITTEES AND THE BOARD OF DIRECTORS ARE PROVIDED A REASONABLE AMOUNT OF TIME TO REVIEW THE RETURN AND ASK ANY QUESTIONS DIRECTLY TO ORGANIZATION MANAGEMENT OR THE CONTACT AT THE INDEPENDENT CPA FIRM PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C CONFLICTS OF INTEREST POLICY MONITORING - OFFICERS, DIRECTORS, TRUSTEES, KEY EMPLOYEES AND KEY VOLUNTEERS ARE ANNUALLY REQUIRED TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT AS A PRECURSOR TO THEIR SERVICE TO THE ORGANIZATION. CONFLICTS AND POTENTIAL CONFLICTS ARE MONITORED BY OUR EXECUTIVE OFFICE AND ADDRESSED AS APPROPRIATE. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION OF THE EXECUTIVE VP IS DETERMINED BY THE EXECUTIVE COMMITTEE BASED ON DATA PROVIDED BY THE HUMAN RESOURCES DEPARTMENT WHICH UTILIZES PUBLISHED SURVEYS BY INDEPENDENT SOURCES. THE COMPENSATION OF OTHER OFFICERS AND KEY EMPLOYEES IS DETERMINED BY THE SUPERVISING EXECUTIVE BASED ON DATA PROVIDED BY THE HUMAN RESOURCES DEPARTMENT WHICH UTILIZES PUBLISHED SURVEYS BY INDEPENDENT SOURCES. FORM 990, PART VI, SECTION C, LINE 19 PUBLIC DISCLOSURE OF DOCUMENTS - CONFLICT OF INTEREST POLICIES, GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE UPON WRITTEN REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 3,145,434.