2012-03-29T15:14:29-05:00 2011-05-31 VONLEHMAN & COMPANY INC 250 GRANDVIEW DR SUITE 300 FT MITCHELL KY 41017 990 2010-06-01 610448560 THOMAS MORE COLLEGE THOM 8593443513 333 THOMAS MORE PARKWAY CRESTVIEW HILLS KY 410173428 MARGARET STALLMEYER CDP 8593443513 2012-03-29 1 THEODORE J FUNK 8593313300 2010 2016-02-24 21:20:13Z MARGARET STALLMEYER CDP 333 THOMAS MORE PARKWAY CRESTVIEW HILLS KY 41017 49442429 1 1 0928 X WWW.THOMASMORE.EDU X 1921 KY TO DEVELOP AND SUSTAIN CHALLENGING UNDERGRADUATE, GRADUATE, AND PROFESSIONAL PROGRAMS OF STUDY, MARKED BY SUPERIOR TEACHING AND SCHOLARSHIP WITHIN THE CATHOLIC INTELLECTUAL TRADITION. 27 22 679 122 0 3003 2421119 3490813 30241551 32638264 285272 760916 312671 288389 33260613 37178382 9453807 10748009 0 0 13138876 13410683 0 0 720581 10508869 10459051 33101552 34617743 159061 2560639 36721335 39881179 14984196 13929583 21737139 25951596 TO DEVELOP AND SUSTAIN CHALLENGING UNDERGRADUATE, GRADUATE, AND PROFESSIONAL PROGRAMS OF STUDY, MARKED BY SUPERIOR TEACHING AND SCHOLARSHIP WITHIN THE CATHOLIC INTELLECTUAL TRADITION. 0 0 23392290 32638264 PROGRAM SERVICE DISBURSEMENTS ARE APPLIED TO THE FURTHERANCE OF THE COLLEGE'S EXEMPT PROGRAMS OF HIGHER EDUCATION 23392290 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 0 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 1 1 0 0 1 0 0 0 0 0 0 0 0 0 1 1 0 1 679 1 1 1 0 0 0 0 1 1 0 0 0 0 X 27 22 1 1 0 0 0 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 KY X DEBBIE RAPIER 8593443513 333 THOMAS MORE PARKWAY CRESTVIEW HILLS KY 410173428 MARGARET STALLMEYER CDP 37.50 X X X 140107 0 26658 REV ROGER J FOYS X X 0 0 0 MARY BROWN X 0 0 0 TYLER GREEN 40.00 X 52844 0 13056 MARIA GARRIGA 40.00 X 55293 0 16998 SR RITA BRINK OSB X 0 0 0 JOSEPH CARUSO X 0 0 0 ROBERT G COOPER X 0 0 0 GARREN COLVIN X 0 0 0 JOHN HODGE III X 0 0 0 ANTHONY R ZEMBRODT X 0 0 0 JOSEPH DETZEL X 0 0 0 MELVIN GRAVELY X 0 0 0 THOMAS HOFFMAN X 0 0 0 MARC NELTNER X 0 0 0 LYNN MEYERS X 0 0 0 SARAH GIOLANDO X 0 0 0 JACOB POWERS X 0 0 0 KENNEY SHIELDS X 0 0 0 CHRISTOPHER WILSON X 0 0 0 FRANKLIN KLING JR X 0 0 0 JEANNE-MARIE TAPKE X X 0 0 0 GREGORY STOFKO X 0 0 0 SHARON ELLISTON X 0 0 0 MARNA ZALLA X 0 0 0 GEORGE THELEN X 0 0 0 MELISSA LUEKE X 0 0 0 CHARLENE BARLOW 37.50 X 42668 0 7323 PETER AAMODT 37.50 X 28539 0 5667 BRADLEY A BIELSKI 37.50 X 105779 0 19746 PEG BRADNER HANCOCK X 89615 0 2001 514845 0 91449 2 1 1 0 RICHARD HARRISON BAILEY INC 121 SOUTH NILES AVENUE SOUTH BEND IN 46617 MARKETING AND MEDIA PLANNING 222214 JENZABAR INC PO BOX 856919 BOSTON MA 022845939 COMPUTER SERVICES 212239 CENTURY CONSTRUCTION 3005 DIXIE HIGHWAY EDGEWOOD KY 41017 WORK ON HVAC 137374 EXECUTIVE CHARTER INC 1611 S EISENHOWER SUITE C WICHITA KS 67209 TRANSPORTATION FOR ATHLETES 115001 4 3490813 85050 3490813 STUDENT TUITION 611710 30036546 30036546 AUXILIARY 611710 2103283 2103283 OTHER 611710 498435 498435 32638264 292209 292209 275704 275704 275704 275704 12651867 3500 12184106 2554 467761 946 468707 468707 90072 77387 12685 12685 37178382 32638264 0 1049305 10748009 10748009 480769 138191 342578 12929914 8393504 4064042 472368 181184 2850 178284 50 573514 403929 115640 53945 578399 368073 194425 15901 1310775 887610 396199 26966 205408 92008 113400 SERVICES 4202889 1015962 3173767 13160 BOOKS AND PERIODICALS 815453 32771 781918 764 SUPPLIES 627844 371886 244714 11244 UTILITIES 607188 401509 205679 MISCELLANEOUS 388358 143250 222136 22972 968039 392738 472090 103211 34617743 23392290 10504872 720581 460295 1640854 3037975 4137274 475837 459760 2558786 2400321 485086 560078 40983611 23878372 17244213 17105239 12459143 13577653 36721335 39881179 3569434 3252616 9076848 6260000 1215770 3293593 1122144 1123374 14984196 13929583 X 7071544 7203802 2769562 6711945 11896033 12035849 21737139 25951596 36721335 39881179 X 2560639 1653818 X X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 25000 25000 0 EXPLANATION OF OTHER LOBBYING ACTIVITIES: PART II-B, LINE 1I: THOMAS MORE PAID A LOBBYIST GROUP, THE LIVINGSTON GROUP, A FEE OF $25,000 TO LOBBY CONGRESS ON ITS BEHALF FOR FUNDING IN REGARDS TO AN EXPANSION FOR THE SCIENCE DEPARTMENT. 97050 0 12083077 139816 2377479 711502 13888870 11687910 208123 928650 741606 12083077 11375890 312020 11687910 0.13340 0.86660 0 0 3956661 3956661 28583393 16550316 12033077 5149425 4560598 588827 3294132 2767458 526674 17105239 SECURITIES AND OTHER INVESTMENTS 13577653 F 13577653 OTHER LIABILITIES 1123374 1123374 37178382 34617743 2560639 1742784 -88966 1653818 4214457 27522035 1742784 87260 77387 1907431 25614604 11563778 11563778 37178382 23218612 87260 77387 164647 23053965 11563778 11563778 34617743 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE COLLEGE IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, EXCEPT ON NET INCOME DERIVED FROM UNRELATED BUSINESS ACTIVITIES. THE COLLEGE BELIEVES THAT IT HAS APPROPRIATE SUPPORT FOR ANY TAX POSITIONS TAKEN, AND AS SUCH, DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS THAT ARE MATERIAL TO THE FINANCIAL STATEMENTS. THE COLLEGE'S FEDERAL EXEMPT ORGANIZATION BUSINESS INCOME TAX RETURNS (FORM 990T) FOR 2010, 2009, AND 2008 ARE SUBJECT TO EXAMINATION BY THE IRS, GENERALLY FOR THREE YEARS AFTER THEY WERE FILED. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN FMV OF INTEREST RATE SWAP -88,966. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING DIRECT EXPENSES 77,387. PART XII, LINE 4B - OTHER ADJUSTMENTS: STUDENT AID 11,563,778. PART XIII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING DIRECT EXPENSES 77,387. PART XIII, LINE 4B - OTHER ADJUSTMENTS: STUDENT AID 11,563,778. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 1 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 NEWSPAPER ADVERTISEMENTS EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE AID IN SUPPORT OF THE BACCALAUREATE NURSING PROGRAM WAS SUSPENDED FOR ONE YEAR ON JULY 1, 1998 AND REINSTATED ON JUNE 30, 1999 BY THE DEPARTMENT OF HUMAN HEALTH AND SERVICES GOLF OUTING 27323 27323 3680 9310 10543 BISHOP HUGHES 41275 41275 1500 17765 10856 13 21474 21474 7342 8660 7731 90072 90072 12522 35735 29130 77387 12685 DEBBIE RAPIER 333 THOMAS MORE PARKWAY CRESTVIEW HILLS KY 41017 1 STUDENT AID AND SCHOLARSHIPS 1012 10748009 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: ALL STUDENT AID AND SCHOLARSHIPS ARE USED FOR TUITION AND RELATED EXPENSES AT THE COLLEGE. X X 1 1 X X X X 1 0 0 0 0 0 0 1 0 MARGARET STALLMEYER CDP 120107 0 20000 0 0 0 0 0 26658 0 166765 0 0 0 PEG BRADNER HANCOCK 89615 0 0 0 0 0 0 0 2001 0 91616 0 0 0 PART I, LINE 7 THE ORGANIZATION AWARDED A BONUS TO ONE KEY EMPLOYEE. CITY OF CRESTVIEW HILLS KY 611018215 2008-12-17 7180000 CURRENT REFUNDING OF SERIES 1998 AND SERIES 2001 BONDS 0 0 0 7180000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JACOB POWERS BOARD MEMBER ROOM GRANT AND TUITION GRANT JOHN HODGE OWNER OF CENTURY CONSTRUCTION WHO PERFORMED HVAC WORK FOR TMC 137374 CONSTRUCTION 0 X 16 50553 FAIR MARKET VALUE X SPORT MEDICAL SUPPLIES 1 5500 FAIR MARKET VALUE X MISCELLANEOUS 7 10597 FAIR MARKET VALUE X BUILDING & LAND IMPROVEMENTS 4 18400 FAIR MARKET VALUE 0 0 1 THIRD PARTY USE: PART I, LINE 32B: ALL DONATED SECURITIES ARE TRANSFERRED DIRECTLY TO THE BANK, WHO THEN SELLS THE SECURITIES FOR THE COLLEGE. FORM 990, PART VI, SECTION A, LINE 2 BOARD MEMBERS MARC NELTNER AND MARNA ZALLA ARE FAMILY MEMBERS. BOARD MEMBER GARREN COLVIN IS THE VP & COO OF ST. ELIZABETH'S HOSPITAL WHICH PROVIDES SERVICES TO THE TMC NURSING SCHOOL. BOARD MEMBER MARIA GARRIGA'S HUSBAND WORKS FOR DRESSMAN, BENZINGER, LAVELLE WHO DOES WORK FOR TMC. THE HUSBAND OF BOARD MEMBER JEANNE-MARIE TAPKE IS AN OFFICER AT THE BANK OF KENTUCKY WHICH DOES BUSINESS WITH TMC. BOARD MEMBER JOHN HODGE OWNS CENTURY CONSTRUCTION WHICH PERFORMS WORK FOR THE COLLEGE. FORM 990, PART VI, SECTION A, LINE 3 4TH STREET SERVES AS THE INVESTMENT ADVISOR FOR THOMAS MORE FOR THEIR ENDOWMENT. FORM 990, PART VI, SECTION A, LINE 7A NEW TRUSTEES ARE ELECTED BY THE BOARD OF TRUSTEES, AND THEN APPROVED BY THE BISHOP, REV. ROGER J. FOYS. FORM 990, PART VI, SECTION A, LINE 7B NEW TRUSTEES ARE ELECTED BY THE BOARD OF TRUSTEES, AND THEN APPROVED BY THE BISHOP, REV. ROGER J. FOYS. FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS PRESENTED TO THE BOARD OF DIRECTORS FOR REVIEW AND APPROVAL BY VONLEHMAN AND COMPANY WHO ADDRESSES ANY QUESTIONS OR CONCERNS BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C THOMAS MORE COLLEGE RECEIVES AN UPDATED CONFLICT OF INTEREST FORM FROM THE ENTIRE BOARD. FORM 990, PART VI, SECTION B, LINE 15 THE VICE PRESIDENTS EACH PREPARE AN ASSESSMENT OF THEIR PERFORMANCE BASED ON GOALS SET THE PRIOR YEAR. THIS ASSESSMENT IS PROVIDED TO THE PRESIDENT. THE PRESIDENT PREPARES HER ASSESSMENT. THESE ASSESSMENTS ARE DISCUSSED WITH THE BOARD COMMITTEE CHAIRS WITH WHOM EACH VICE PRESIDENT INTERACTS AS WELL AS THE BOARD CHAIR. COMPENSATION IS THEN DETERMINED. THE PRESIDENT'S COMPENSATION IS DETERMINED BY THE BOARD AFTER A SIMILAR PROCESS. THE COLLEGE ROUTINELY MONITORS HOW THOMAS MORE COLLEGE SALARIES COMPARE TO PEER INSTITUTIONS. THIS INFORMATION IS KEPT AS A TARGET TO INSURE THAT TMC SALARIES REMAIN COMPETITIVE WITH PEER INSTITUTIONS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 1,742,784. CHANGE IN FMV OF INTEREST RATE SWAP -88,966. TOTAL TO FORM 990, PART XI, LINE 5: 1,653,818. OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS FORM 990, PART XII, LINE 2C : THE COLLEGE'S FINANCE COMMITTEE IS RESPONSIBLE FOR THE OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.