2012-04-02T14:35:29-05:00 2011-05-31 BKD LLP 200 E MAIN STREET FORT WAYNE IN 468021900 990 2010-06-01 340714681 JOHN CARROLL UNIVERSITY JOHN 2163971886 20700 NORTH PARK BOULEVARD UNIVERSITY HEIGHTS OH 44118 RICHARD F MAUSSER 2163971886 2012-04-02 false 2012-04-02 2010 2016-02-24 21:20:13Z REV ROBERT L NIEHOFF SJ 20700 NORTH PARK BOULEVARD UNIVERSITY HEIGHTS OH 44118 188359813 false X WWW.JCU.EDU X 1886 OH AS ONE OF 28 JESUIT CATHOLIC COLLEGES AND UNIVERSITIES IN THE UNITED STATES, JOHN CARROLL UNIVERSITY'S MISSION IS TO INSPIRE INDIVIDUALS TO EXCEL IN LEARNING, LEADERSHIP, AND SERVICE IN THE REGION AND IN THE WORLD. 45 45 2184 468 -32374 -72970 14898524 12760962 107072604 111727736 2522384 10096838 221627 72973 124715139 134658509 46018527 50324302 0 48524615 47970505 62757 69452 3059108 30968714 32405302 125574613 130769561 -859474 3888948 374033988 392298727 91236590 86885322 282797398 305413405 X AS ONE OF 28 JESUIT CATHOLIC COLLEGES AND UNIVERSITIES IN THE UNITED STATES, JOHN CARROLL UNIVERSITY'S MISSION IS TO INSPIRE INDIVIDUALS TO EXCEL IN LEARNING, LEADERSHIP, AND SERVICE IN THE REGION AND IN THE WORLD. false false 124195501 50324302 111727736 SEE SCHEDULE O FOR DESCRIPTION OF PROGRAM ACCOMPLISHMENTS. FROM ITS MODEST ORIGIN IN 1886 AS SAINT IGNATIUS COLLEGE ON CLEVELAND'S NEAR WEST SIDE, JOHN CARROLL TODAY IS WIDELY RECOGNIZED AS A TRANSFORMATIVE UNIVERSITY THAT EXCELS IN UNDERGRADUATE AND POST-GRADUATE EDUCATION, ATTRACTING STUDENTS FROM 32 STATES, PLUS PUERTO RICO, THE DISTRICT OF COLUMBIA AND 18 COUNTRIES. THE UNIVERSITY STRIVES TO DEVELOP EACH STUDENT AS A WHOLE PERSON - MIND, BODY, AND SOUL. AT THE SAME TIME, STUDENTS ARE CHALLENGED TO MAKE A DIFFERENCE IN THE WORLD THROUGH LEADERSHIP AND SERVICE. AS A JESUIT CATHOLIC UNIVERSITY, JOHN CARROLL OFFERS A RIGOROUS EDUCATION BASED ON A WELL-DEVELOPED LIBERAL ARTS CORE CURRICULUM, INCLUDING A VARIETY OF ACADEMIC PROGRAMS IN THE ARTS AND SCIENCES, AND EDUCATION. U.S. NEWS & WORLD REPORT RANKS JOHN CARROLL AMONG THE TOP 10 UNIVERSITIES IN THE MIDWEST THAT GRANT MASTER'S DEGREES, AND THE UNIVERSITY'S JOHN M. AND MARY JO BOLER SCHOOL OF BUSINESS IS AACSB ACCREDITED - AN INTERNATIONAL DISTINCTION AWARDED BY THE ASSOCIATION TO ADVANCE COLLEGIATE SCHOOLS OF BUSINESS TO ONLY 11 PERCENT OF BUSINESS SCHOOLS WORLDWIDE. JOHN CARROLL CONSISTENTLY RANKS AS ONE OF THE TOP SCHOOLS IN THE MIDWEST FOR RETENTION RATES AND GRADUATION RATES, WHICH SIGNIFICANTLY EXCEED U.S. AND OHIO AVERAGES. THE UNIVERSITY'S 14:1 STUDENT/FACULTY RATIO ENSURES INDIVIDUAL ATTENTION AND AN INTERACTIVE EXPERIENCE. 85% OF ALL CLASSES HAVE FEWER THAN 30 STUDENTS WITH NO CLASS EXCEEDING 50 STUDENTS. THE UNIVERSITY EDUCATED 2,974 UNDERGRADUATE STUDENTS AND 724 GRADUATE STUDENTS; OFFERED 44 BACHELOR DEGREE MAJORS AND 22 GRADUATE SCHOOL PROGRAMS; AND CONFERRED 636 BACHELOR AND 267 MASTERS DEGREES IN THE 2010-2011 ACADEMIC YEAR. JOHN CARROLL RANKS 7TH IN OHIO FOR FOUR-YEAR GRADUATION RATES OUT OF MORE THAN 70 FOUR-YEAR INSTITUTIONS. THE UNIVERSITY'S CURRENT FRESHMEN RETENTION RATE IS 89%. THERE ARE 204 FULL-TIME FACULTY MEMBERS WITH 96% HOLDING DOCTORAL DEGREES OR THE TERMINAL DEGREE IN THEIR FIELD; 9 ARE FULBRIGHT FELLOWS; AND 190 HAVE PUBLISHED BOOKS, ARTICLES OR HAVE RECEIVED RESEARCH GRANTS IN THE PAST TWO YEARS. THE UNIVERSITY'S VARSITY SPORTS TEAMS COMPETE AT THE NCAA DIVISION III INTERCOLLEGIATE LEVEL, AND HAVE WON OVER 70 LEAGUE TITLES. MORE THAN 80 VARSITY ATHLETES HAVE BEEN NAMED DIVISION III ALL-AMERICANS. NEARLY 500 UNDERGRADUATES PARTICPATE IN 21 VARSITY MEN'S AND WOMEN'S SPORTS. STUDENTS ALSO HAVE ACCESS TO INTRAMURAL SPORTS, CLUB SPORTS, AND OTHER FITNESS AND RECREATIONAL ACTIVITIES. JOHN CARROLL UNIVERSITY WELCOMES STUDENTS AND FACULTY FROM DIFFERENT RELIGIOUS BACKGROUNDS AND VALUE SYSTEMS IN THE BELIEF THAT THE EDUCATIONAL ENVIRONMENT WHICH THE UNIVERSITY PROVIDES IS ONE WHICH THESE STUDENTS AND FACULTY MAY FIND CONGENIAL, REWARDING, AND ENRICHED BY THEIR PRESENCE. WITHIN THIS ENVIRONMENT THERE IS CONCERN FOR THE HUMAN AND SPIRITUAL DEVELOPMENTAL NEEDS OF THE STUDENTS AND A DEEP RESPECT FOR THE FREEDOM AND DIGNITY OF THE HUMAN PERSON. A FACULTY NOT ONLY PROFESSIONALLY QUALIFIED, BUT ALSO STUDENT ORIENTED, CONSIDERS EXCELLENCE IN INTERPERSONAL RELATIONSHIPS AS WELL AS ACADEMIC ACHIEVEMENT AMONG ITS PRIMARY GOALS. 124195501 true true false true false false false true false true true true false false true true true false true true true false false true true false false true true true true false true false false false false true false true false true false false false true false false false false false true 5182 0 true 2184 true true true false false false false true true false false false false X 45 45 false false false false true true true true true false false true true true true true true true true true true X RICHARD F MAUSSER JOHN CARROLL UNIVERSITY 2163974273 20700 NORTH PARK BLVD UNIVERSITY HEIGHTS OH 44118 ROBERT L NIEHOFF SJ 50.00 X X 0 0 0 DAVID W SHORT 5.00 X 0 0 0 PATRICK V AULETTA 1.25 X 0 0 0 NANCY CUNNINGHAM BENACCI 2.00 X 0 0 0 REV MICHAEL P CARUSO S J 2.00 X 0 0 0 REV GERALD F CAVANAGH SJ 1.00 X 0 0 0 ALBERT J DEGULIS 2.00 X 0 0 0 FREDERICK D DISANTO 1.00 X 0 0 0 UMBERTO P FEDELI 2.00 X 0 0 0 DANIEL J FRATE 2.00 X 0 0 0 CARL D GLICKMAN 1.00 X 0 0 0 REV HOWARD J GRAY SJ 1.00 X 0 0 0 ROBERT D GRIES 1.00 X 0 0 0 DR EVELYN JENKINS GUNN 2.00 X 0 0 0 ROBERT A HAGER 2.00 X 0 0 0 ANNETTE L HAILE 2.00 X 0 0 0 RICHARD M HAMLIN SR 1.00 X 0 0 0 HOWARD W HODDY HANNA III 1.50 X 0 0 0 MICHAEL L HARDY 1.00 X 0 0 0 ROBERT E HELTZEL JR 2.00 X 0 0 0 F ERIC JOCHUM 3.70 X 0 0 0 JACK KAHL 1.50 X 0 0 0 JAMES F KIRSCH 2.50 X 0 0 0 CHARLES J KOCH 1.00 X 0 0 0 RICHARD J KRAMER 1.00 X 0 0 0 REV PATRICK LEE SJ 2.00 X 0 0 0 L THOMAS MARCHLEN 4.00 X 0 0 0 REV MICHAEL J MARCO SJ 1.00 X 0 0 0 RICHARD E MAROUN 1.00 X 0 0 0 MICHAEL J MERRIMAN 1.00 X 0 0 0 SAMUEL H MILLER 2.00 X 0 0 0 REV J-GLENN MURRAY SJ 1.00 X 0 0 0 JAMES M MYERS 1.00 X 0 0 0 GERALD F O'CONNELL 2.50 X 0 0 0 ARCHBISHOP PATRICK PINDER 1.00 X 0 0 0 AUDREY GILBERT RATNER 1.00 X 0 0 0 CHARLES A RINI SR 2.00 X 0 0 0 PATTI ROSENFELD 1.00 X 0 0 0 REV MARTIN J SCHREIBER III SJ 1.00 X 0 0 0 BARBARA S SCHUBERT 1.50 X 0 0 0 JOHN SHERWIN JR 1.00 X 0 0 0 REV LORN J SNOW SJ 2.00 X 0 0 0 TERENCE SULLIVAN 1.00 X 0 0 0 DANIEL C SUSSEN 2.00 X 0 0 0 JOHN O'NEILL WINCHESTER 1.00 X 0 0 0 JOHN T DAY 50.00 X 177251 0 25936 DOREEN K RILEY 50.00 X 162074 0 26475 RICHARD F MAUSSER 50.00 X 160647 0 60466 MARIA ALFARO-LOPEZ 50.00 X 143754 0 57792 JONATHAN E SMITH 50.00 X 133124 0 14718 MARK D MCCARTHY 50.00 X 130849 0 20206 BRIAN G WILLIAMS 50.00 X 125794 0 28903 KAREN SCHUELE PHD 50.00 X 157130 0 33691 MICHAEL BESTUL 50.00 X 153961 0 54037 LEROY BROOKS 40.00 X 166681 0 24005 ROBERT BLOOM 40.00 X 166154 0 10833 PAUL R MURPHY 40.00 X 147278 0 18112 MARIAH WEBINGER 40.00 X 135337 0 23534 DAVID LA GUARDIA 40.00 X 135246 0 57121 JONATHAN IVEC X 42333 0 3221 2137613 459050 43 true true false ARAMARK 1101 MARKET STREET PHILADELPHIA PA 19107 FOOD SERVICE 4450886 GCA SERVICES GROUP PO BOX 643823 PITTSBURGH PA 152643823 JANITORIAL SERV 1299932 MCPC INC PO BOX 643283 PITTSBURGH PA 15264 COMPUTER EQUIP 596497 JESUIT COMMUNITY AT JOHN CARROLL UNI VERSITY 2520 MIRAMAR UNIVERSITY HEIGHTS OH 44143 EDUCATIONAL SER 545786 WRIGHT STATE UNIVERSITY 3640 COLONEL GLENN HIGHWAY DAYTON OH 45435 OHIO LINK 384689 43 6769 6281777 6472416 1093573 12760962 TUITION & FEES 94849475 94849475 AUXILIARY ENTERPRISES 15507793 15507793 OTHER FEES 1370468 1370468 111727736 4325523 4325523 28478 28478 3201296 3178917 22379 22379 -34227 56606 56278429 50507114 5771315 5771315 5771315 35536 6769 15273 20263 20263 SPINNAKER GLOBAL EMERGING 236000 2190 2190 COMMONFUND CAPITAL VENTURE VI 236000 27 27 KIRTLAND CAPITAL PARTNERS III 236000 -28 -28 -336 -336 1853 134658509 111727736 -32374 10202185 45500 45500 50278802 50278802 1575829 694192 692597 189040 11658 11658 35427646 33017775 1144480 1265391 1919703 1747537 95196 76970 6342853 5186773 648102 507978 2692816 2451314 133534 107968 151268 151268 115568 114643 925 30922 30922 69452 69452 242973 242973 1842556 1679248 30161 133147 329805 325315 2985 1505 3696343 3422137 -15418 289624 1303309 1246359 24994 31956 5574600 5541987 15181 17432 1454980 1266737 67737 120506 1672830 1447298 62110 163422 2784528 2784528 6369709 6369709 572134 570980 1154 NON-PROF CONTRACT SVCS 5621506 5555107 45300 21099 DUES AND SUBSCRIPTIONS 435087 390377 24201 20509 OTHER 207184 10900 185022 11262 130769561 124195501 3514952 3059108 331063 2802032 36358658 34543164 3098936 2189324 717334 611804 5807215 5731021 1144787 1376441 284931246 111644969 176432653 173286277 114804112 117006770 32090427 50969296 3248803 3782598 374033988 392298727 12574487 11950293 357441 161057 2445323 2419741 62590283 59410253 7653561 7599737 5615495 5344241 91236590 86885322 X 181755451 190498890 24383533 37292958 76658414 77621557 282797398 305413405 374033988 392298727 X 3888948 18727059 X false true true X true true X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false false false true false true 6184 false false true 24738 false false 30922 false false false false false SCHEDULE C, PART II-B, LINE 1I THE UNIVERSITY EMPLOYS A DIRECTOR FOR GOVERNMENT AND COMMUNITY RELATIONS WHO SPENT LESS THAN 30% OF HER TIME LOBBYING RELATED TO FEDERAL GOVERNMENT RELATIONS. MOST OF HER LOBBYING TIME IS SPENT ON LEGISLATION RELATED TO STUDENT AID, THE IMPLEMENTATION OF THE HIGHER EDUCATION REAUTHORIZATION ACT, THE FISCAL YEAR 2011 BUDGET APPROPRIATIONS BILLS AND GOVERNMENT REGULATIONS. OF THE 30% OF HER TIME SPENT ON FEDERAL GOVERNMENT RELATIONS, NONE WAS SPENT SEEKING APPROPRIATED FUNDS TO SUPPORT THE MISSION OF THE UNIVERSITY. false false false false X X X false false false 147101649 2438010 27916803 6314656 1108481 739313 169294012 131423642 2893409 20184650 5699845 1175611 524596 147101649 177145420 2342749 -40531397 6076769 910991 545370 131423642 0.39510 0.60490 true false false 4101477 4610361 8711838 18439019 195275487 64362384 149352122 36327 4354729 4013031 378025 37655078 30604805 7050273 20458768 12664749 7794019 173286277 MULTI-STRATEGY FUNDS 21774054 F HEDGED EQUITY FUNDS 19504624 F REAL ESTATE INVESTMENT FUNDS 5631943 F PRIVATE EQUITY FUNDS 4058675 F 50969296 ASSET RETIREMENT OBLIGATIONS 3399397 REFUNDABLE FEDERAL STUDENT LOANS 1944844 5344241 134658509 130769561 3888948 17963054 764005 18727059 22616007 106274494 17963054 -49525986 -31562932 137837426 -3178917 -3178917 134658509 83658487 3167728 3167728 80490759 50278802 50278802 130769561 TERMS FOR NOT REPORTING ASSETS PER SFAS 116 SCHEDULE D, PAGE 1, PART III, LINE 1A THE UNIVERSITY HAS ELECTED NOT TO CAPITALIZE THE COST OR VALUE OF ITS COLLECTION OF WORKS OF ART, HISTORICAL TREASURES, AND SIMILAR ASSETS. THERE WERE NO DEACCESSIONS DURING THE YEAR. COLLECTIONS AND RELATION TO EXEMPT PURPOSE SCHEDULE D, PAGE 2, PART III, LINE 4 THE UNIVERSITY MAINTAINS A COLLECTION OF BOOKS, JOURNALS, ART, UNIVERSITY ARCHIVAL MATERIALS, MANUSCRIPTS AND ELECTRONIC RESOURCES. THESE ITEMS ARE HOUSED AND MADE AVAILABLE PRIMARILY THROUGH THE GRASSELLI LIBRARY AND BREEN LEARNING CENTER AS ESSENTIAL RESOURCES FOR THE EDUCATIONAL EXPERIENCE OF OUR STUDENTS. INTENDED USES FOR ENDOWMENT FUNDS SCHEDULE D, PAGE 2, PART V, LINE 4 THE UNIVERSITY'S ENDOWMENT FUNDS ARE INVESTED AND A PORTION OF THE INCOME EARNED IS USED TO SUPPORT SCHOLARSHIPS, PROGRAMS, FACULTY WORK, OR A SPECIFIC AREA DESIGNATED BY THE DONOR. LIABILITY UNDER FIN 48 FOOTNOTE SCHEDULE D, PAGE 3, PART X THE UNIVERSITY ADOPTED FIN 48 IN FISCAL YEAR 2008 AS REQUIRED. NO DISCLOSURES WERE REQUIRED UNDER GAAP AS THE UNIVERSITY DOES NOT HAVE ANY MATERIAL TAX CONTINGENCIES THAT REQUIRED DISCLOSURES IN THE FOOTNOTES. RECONCILIATION OF CHANGES - OTHER SCHEDULE D, PAGE 4, PART XI, LINE 8 SCHOLARSHIPS AND GRANTS-IN-AID NETTED AGAINST STUDENT FEES -50,278,802 CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS 569,270 CHANGE IN FAIR VALUE OF INTEREST RATE SWAP AGREEMENT 183,546 RENTAL EXPENSE IS NOT NETTED AGAINST REVENUE ON AUDIT 3,178,917 TAX BENEFIT TO RENTAL ACTIVITIES ON AUDITED FINANCIALS 11,189 RENTAL EXPENSE IS NOT NETTED AGAINST REVENUE ON AUDIT -3,178,917 SCHOLARSHIPS AND GRANTS-IN-AID NETTED AGAINST STUDENT FEES 50,278,802 REVENUE AMOUNTS INCLUDED IN FINANCIALS - OTHER SCHEDULE D, PAGE 4, PART XII, LINE 2D SCHOLARSHIPS AND GRANTS-IN-AID NETTED AGAINST STUDENT FEES -50,278,802 CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS 569,270 CHANGE IN FAIR VALUE OF INTEREST RATE SWAP AGREEMENT 183,546 REVENUE AMOUNTS INCLUDED ON RETURN - OTHER SCHEDULE D, PAGE 4, PART XII, LINE 4B RENTAL EXPENSE IS NOT NETTED AGAINST REVENUE ON AUDIT -3,178,917 EXPENSE AMOUNTS INCLUDED IN FINANCIALS - OTHER SCHEDULE D, PAGE 4, PART XIII, LINE 2D TAX BENEFIT TO RENTAL ACTIVITIES ON AUDITED FINANCIALS -11,189 RENTAL EXPENSE IS NOT NETTED AGAINST REVENUE ON AUDIT 3,178,917 EXPENSE AMOUNTS INCLUDED ON RETURN - OTHER SCHEDULE D, PAGE 4, PART XIII, LINE 4B SCHOLARSHIPS AND GRANTS-IN-AID NETTED AGAINST STUDENT FEES 50,278,802 true true true true true true true false false false false false false false false true false true FINANCIAL AID OR GOVERNMENT ASSISTANCE EXPLANATION SCHEDULE E LINE 6 THE UNIVERSITY RECEIVES FEDERAL STUDENT FINANCIAL AID ASSISTANCE FOR THE BENEFIT OF ITS STUDENTS FROM VARIOUS FEDERAL AGENCIES THESE INCLUDE THE DEPARTMENT OF EDUCATION WHICH PROVIDES FUNDS FOR FEDERAL WORK STUDY PELL GRANTS SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT PROGRAM PERKINS LOAN PROGRAM AND FAMILY EDUCATIONAL LOAN PROGRAM THE UNIVERSITY ALSO RECEIVES FEDERAL RESEARCH GRANTS FROM THE NATIONAL SCIENCE FOUNDATION DEPARTMENT OF EDUCATION AND THE DEPARTMENT OF HEALTH AND HUMAN SERVICES false EUROPE PROGRAM SERVICES STUDY ABROAD 794282 AUSTRALIA PROGRAM SERVICES STUDY ABROAD 32673 826955 826955 ADDITIONAL INFORMATION SCHEDULE F, PAGE 5, PART V THE UNIVERSITY PROVIDES A NUMBER OF STUDY ABROAD OPPORTUNITIES FOR ITS STUDENTS. VARIOUS STUDY ABROAD PROGRAMS ARE AVAILABLE EACH YEAR, BUT NOT ALL PROGRAMS LISTED BELOW ARE OFFERED EVERY ACADEMIC YEAR. THE UNIVERSITY ENJOYS LONG-STANDING STUDENT EXCHANGE AGREEMENTS WITH SOPHIA UNIVERSITY IN TOKYO, NANZAN UNIVERSITY IN NAGOYA, AND KANSAI GAIDAI UNIVERSITY IN KYOTO, JAPAN. IN ADDITION, THE UNIVERSITY IS A MEMBER OF THE INTERNATIONAL STUDENT EXCHANGE PROGRAM (ISEP), WHICH OFFERS STUDY ABROAD OPPORTUNITIES WORLDWIDE. IN RECENT YEARS THE UNIVERSITY HAS ALSO ADDED EXCHANGE PROGRAMS WITH THE UNIVERSITY OF HULL, ENGLAND; THE UNIVERSITY OF DORTMUND, GERMANY; RHODES UNIVERSITY, SOUTH AFRICA; RAI INSTITUTE, INDIA; AND FATIH UNIVERSITY, TURKEY. THE UNIVERSITY IS A MEMBER OF THE CONSORTIUM OF AMERICAN JESUIT COLLEGES AND UNIVERSITIES (AJCU) THAT SUPPORTS THE BEIJING PROGRAM FOR UNDERGRADUATE STUDY IN CHINA AS WELL AS THE CASA DE LA SOLIDARIDAD IN EL SALVADOR. STUDENTS CAN CHOOSE FROM SEVERAL PROGRAM OFFERINGS IN EUROPE FOR ONE SEMESTER OR TWO, DEPENDING ON THE PROGRAM. IN ENGLAND, BUSINESS STUDENTS CAN ENROLL IN THE UNIVERSITY'S BOLER BUSINESS SEMESTER IN LONDON; NON-BUSINESS STUDENTS CAN ENROLL IN THE LONDON LIBERAL ARTS SEMESTER, BOTH IN COOPERATION WITH REGENT'S COLLEGE. IN ITALY, STUDENTS CAN PARTICIPATE IN THE UNIVERSITY'S OWN VATICAN PROGRAM IN COOPERATION WITH THE PONTIFICA UNIVERSITA URBANIANA; LOYOLA UNIVERSITY OF CHICAGO'S ROME CENTER; OR JOHN CABOT UNIVERSITY IN ROME. THE UNIVERSITY HAS ALSO ESTABLISHED STUDY ABROAD PROGRAMS IN IRELAND (MAYNOOTH), SPAIN (MADRID), AND COSTA RICA. IN ADDITION, COOPERATIVE AGREEMENTS EXIST WITH PROGRAMS IN AUSTRALIA (AUSTRALEARN) AND DENMARK (DIS), AND THE UNIVERSITY OFFERS SHORT TERM FACULTY LED PROGRAMS IN NUMEROUS COUNTRIES ALL OVER THE WORLD. X X X X X X X true ANTHONY DECARLO 20700 NORTH PARK BLVD UNIVERSITY HEIGHTS OH 44118 SOLICIT false 705775 69452 636323 705775 69452 636323 FL IL IN NY OH PA GOLF OUTING 42305 6769 35536 15273 42305 6769 35536 15273 15273 20263 true CATHOLIC COMMUNITY CONNECTION 2351 E 22ND STREET CLEVELAND OH 44115 161635599 3 20000 ANNUAL SUPPORT ST MARTIN DE PORRES HIGH SCHOOL 6111 LAUSCHE AVE CLEVELAND OH 44103 300204919 3 25500 STUDENT EMPLOYMENT 2 SCHOLARSHIPS AND GRANTS 2970 50278802 PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS INSIDE THE UNITED STATES SCHEDULE I, PAGE 1, PART I, LINE 2 THE UNIVERSITY AWARDS SCHOLARSHIPS AND GRANTS BASED ON SUPERIOR ACADEMIC ACHIEVEMENT AND DEMONSTRATED FINANCIAL NEED. INDIVIDUALS RECEIVING AWARDS FROM JOHN CARROLL UNIVERSITY ARE CHOSEN BASED UPON OBJECTIVE AND NON-DISCRIMINATORY CRITERIA WHICH ARE CONSISTENT WITH THE OVERALL TAX-EXEMPT PURPOSE OF THE UNIVERSITY. X X X X false false false false false false false false false JOHN T DAY 175951 1300 10830 15106 203187 DOREEN K RILEY 155998 6076 9593 16882 188549 RICHARD F MAUSSER 160379 268 9975 50491 221113 MARIA ALFARO-LOPEZ 143006 748 9012 48780 201546 MARK D MCCARTHY 130101 748 7980 12226 151055 BRIAN G WILLIAMS 125794 7955 20948 154697 KAREN SCHUELE PHD 151414 5716 9444 24247 190821 MICHAEL BESTUL 145173 8788 8854 45183 207998 LEROY BROOKS 163917 2764 10049 13956 190686 ROBERT BLOOM 163390 2764 9808 1025 176987 PAUL R MURPHY 146530 748 8792 9320 165390 MARIAH WEBINGER 135337 8280 15254 158871 DAVID LA GUARDIA 132482 2764 8142 48979 192367 JONATHAN IVEC 32270 10063 1944 1277 45554 OTHER ADDITIONAL INFORMATION SCHEDULE J, PART III ON JULY 1, 2008 THE UNIVERSITY ENACTED A QUALIFIED PRIVATE 457(B) DEFERRED COMPENSATION PLAN FOR CERTAIN EMPLOYEES WITH ANY EMPLOYER CONTRIBUTIONS TO BE MADE ON A DISCRETIONARY BASIS. THE UNIVERSITY MADE NO CONTRIBUTIONS TO THE 457 PLAN IN FISCAL 2011. ANY AND ALL CONTRIBUTIONS TO THE PLAN IN FISCAL YEAR 2011 WERE VOLUNTARY EMPLOYEE CONTRIBUTIONS. THE PRESIDENT OF THE UNIVERSITY, FR. ROBERT NIEHOFF, SJ, IS A JESUIT PRIEST AND MEMBER OF THE SOCIETY OF JESUS (SJ), A RELIGIOUS ORDER OF THE CATHOLIC CHURCH. IN KEEPING WITH HIS RELIGIOUS VOWS, THE PRESIDENT DOES NOT RECEIVE DIRECT COMPENSATION FROM THE UNIVERSITY. COMPENSATION AND BENEFITS FOR SERVICES PROVIDED BY MEMBERS OF THE SOCIETY OF JESUS ARE PAID DIRECTLY AND IN THE AGGREGATE TO JOHN CARROLL JESUIT COMMUNITY CORPORATION, RATHER THAN TO EACH MEMBER INDIVIDUALLY. GENERAL BOARD OF DIRECTORS MEETINGS ARE HELD FOUR TIMES ANNUALLY, WITH EACH MEETING GENERALLY HELD OVER A TWO-DAY PERIOD. IN ADDITION, BOARD COMMITTEES, INCLUDING ACADEMIC AFFAIRS AND PLANNING, AUDIT, CORPORATE GOVERNANCE, DEVELOPMENT, EXECUTIVE, FINANCE, INVESTMENTS, NOMINATING, PLANNING, PROPERTIES AND STUDENT AFFAIRS, MEET AS NECESSARY BUT AT LEAST THREE TIMES ANNUALLY. OH HIGHER EDUC FACILITY COMMISSION OHIO HIGHER EDUCATIONAL FACILITY 346849674 67756ASP8 2003-08-26 24564171 SEE PART V false false false OH HIGHER EDUC FACILITY COMMISSION OHIO HIGHER EDUCATIONAL FACILITY 346849674 67756BRU6 2006-03-16 39950999 SEE PART V false false false 24564171 256189 5500000 2003 true false true true 39950999 399106 2006 true true true true false false false false false true false false false false false true false false false false false true false false false false false false PURPOSE OF ISSUE DESCRIPTION SCHEDULE K OH HIGHER EDUC FACILITY COMMISSION DATE ISSUED 08262003 CONSTRUCTION OF THE DON SHULA STADIUM AND REFUNDING THE 1993 BONDS ISSUED ON 03181993 AND 12301993 OH HIGHER EDUC FACILITY COMMISSION DATE ISSUED 031606 REFUNDING OF THE 1997 AND 1999 BONDS ISSUED ON 05011997 AND 12011999 RESPECTIVELY PARTIAL REFUNDING OF THE 2001 BONDS ISSUED ON 11072001 MERIT SCHOLARSHIPS 30250 DISCOUNTED TUITION 125939 DIANE WILLIAMS SEE PART V 11658 WAGES & BENEFITS false ADDITIONAL INFORMATION SCHEDULE L PART V B RELATIONSHIP BETWEEN INTERESTED PERSON AND THE ORGANIZATION SPOUSE OF BRIAN WILLIAMS VP ENROLLMENT X 37 1079404 MARKET VALUE X HOSTING EVENTS 2 9363 COST OR SELLING PRICE X DIRGO SCULL 1 3600 COST OR SELLING PRICE X CHALICE 1 850 COST OR SELLING PRICE X MISCELLANEOUS 4 356 COST OR SELLING PRICE false true true THIRD PARTY USED TO PROCESS NONCASH CONTRIBUTIONS SCHEDULE M, PAGE 1, PART I, LINE 32B UNIVERSITY USES THIRD PARTY TO SELL SECURITIES THAT ARE RECEIVED AS DONATIONS. EXPLANATION ON VOLUNTEERS AND TYPES OF SERVICES OR BENEFITS FORM 990, PAGE 1, PART I, LINE 6 A SIGNIFICANT NUMBER OF ALUMNI AND OTHER FRIENDS OF THE UNIVERSITY VOLUNTEER THEIR TIME ADVANCING THE MISSION OF THE UNIVERSITY, AND HELPING ATTRACT STUDENTS TO ATTEND JOHN CARROLL. FIRST ACHIEVEMENT DESCRIPTION FORM 990, PAGE 2, PART III, LINE 4A FROM ITS MODEST ORIGIN IN 1886 AS SAINT IGNATIUS COLLEGE ON CLEVELAND'S NEAR WEST SIDE, JOHN CARROLL TODAY IS WIDELY RECOGNIZED AS A TRANSFORMATIVE UNIVERSITY THAT EXCELS IN UNDERGRADUATE AND POST-GRADUATE EDUCATION, ATTRACTING STUDENTS FROM 32 STATES, PLUS PUERTO RICO, THE DISTRICT OF COLUMBIA AND 18 COUNTRIES. THE UNIVERSITY STRIVES TO DEVELOP EACH STUDENT AS A WHOLE PERSON - MIND, BODY, AND SOUL. AT THE SAME TIME, STUDENTS ARE CHALLENGED TO MAKE A DIFFERENCE IN THE WORLD THROUGH LEADERSHIP AND SERVICE. AS A JESUIT CATHOLIC UNIVERSITY, JOHN CARROLL OFFERS A RIGOROUS EDUCATION BASED ON A WELL-DEVELOPED LIBERAL ARTS CORE CURRICULUM, INCLUDING A VARIETY OF ACADEMIC PROGRAMS IN THE ARTS AND SCIENCES, AND EDUCATION. U.S. NEWS & WORLD REPORT RANKS JOHN CARROLL AMONG THE TOP 10 UNIVERSITIES IN THE MIDWEST THAT GRANT MASTER'S DEGREES, AND THE UNIVERSITY'S JOHN M. AND MARY JO BOLER SCHOOL OF BUSINESS IS AACSB ACCREDITED - AN INTERNATIONAL DISTINCTION AWARDED BY THE ASSOCIATION TO ADVANCE COLLEGIATE SCHOOLS OF BUSINESS TO ONLY 11 PERCENT OF BUSINESS SCHOOLS WORLDWIDE. JOHN CARROLL CONSISTENTLY RANKS AS ONE OF THE TOP SCHOOLS IN THE MIDWEST FOR RETENTION RATES AND GRADUATION RATES, WHICH SIGNIFICANTLY EXCEED U.S. AND OHIO AVERAGES. THE UNIVERSITY'S 14:1 STUDENT/FACULTY RATIO ENSURES INDIVIDUAL ATTENTION AND AN INTERACTIVE EXPERIENCE. 85% OF ALL CLASSES HAVE FEWER THAN 30 STUDENTS WITH NO CLASS EXCEEDING 50 STUDENTS. THE UNIVERSITY EDUCATED 2,974 UNDERGRADUATE STUDENTS AND 724 GRADUATE STUDENTS; OFFERED 44 BACHELOR DEGREE MAJORS AND 22 GRADUATE SCHOOL PROGRAMS; AND CONFERRED 636 BACHELOR AND 267 MASTERS DEGREES IN THE 2010-2011 ACADEMIC YEAR. JOHN CARROLL RANKS 7TH IN OHIO FOR FOUR-YEAR GRADUATION RATES OUT OF MORE THAN 70 FOUR-YEAR INSTITUTIONS. THE UNIVERSITY'S CURRENT FRESHMEN RETENTION RATE IS 89%. THERE ARE 204 FULL-TIME FACULTY MEMBERS WITH 96% HOLDING DOCTORAL DEGREES OR THE TERMINAL DEGREE IN THEIR FIELD; 9 ARE FULBRIGHT FELLOWS; AND 190 HAVE PUBLISHED BOOKS, ARTICLES OR HAVE RECEIVED RESEARCH GRANTS IN THE PAST TWO YEARS. THE UNIVERSITY'S VARSITY SPORTS TEAMS COMPETE AT THE NCAA DIVISION III INTERCOLLEGIATE LEVEL, AND HAVE WON OVER 70 LEAGUE TITLES. MORE THAN 80 VARSITY ATHLETES HAVE BEEN NAMED DIVISION III ALL-AMERICANS. NEARLY 500 UNDERGRADUATES PARTICPATE IN 21 VARSITY MEN'S AND WOMEN'S SPORTS. STUDENTS ALSO HAVE ACCESS TO INTRAMURAL SPORTS, CLUB SPORTS, AND OTHER FITNESS AND RECREATIONAL ACTIVITIES. JOHN CARROLL UNIVERSITY WELCOMES STUDENTS AND FACULTY FROM DIFFERENT RELIGIOUS BACKGROUNDS AND VALUE SYSTEMS IN THE BELIEF THAT THE EDUCATIONAL ENVIRONMENT WHICH THE UNIVERSITY PROVIDES IS ONE WHICH THESE STUDENTS AND FACULTY MAY FIND CONGENIAL, REWARDING, AND ENRICHED BY THEIR PRESENCE. WITHIN THIS ENVIRONMENT THERE IS CONCERN FOR THE HUMAN AND SPIRITUAL DEVELOPMENTAL NEEDS OF THE STUDENTS AND A DEEP RESPECT FOR THE FREEDOM AND DIGNITY OF THE HUMAN PERSON. A FACULTY NOT ONLY PROFESSIONALLY QUALIFIED, BUT ALSO STUDENT ORIENTED, CONSIDERS EXCELLENCE IN INTERPERSONAL RELATIONSHIPS AS WELL AS ACADEMIC ACHIEVEMENT AMONG ITS PRIMARY GOALS. CLASSES OF MEMBERS OR STOCKHOLDERS FORM 990, PAGE 6, PART VI, LINE 6 THE BOARD OF MEMBERS OF JOHN CARROLL UNIVERSITY SHALL CONSIST OF: (1) THE PRESIDENT OF JOHN CARROLL UNIVERSITY, EX-OFFICIO MEMBER; (2) THE RECTOR OF THE JOHN CARROLL JESUIT COMMUNITY CORPORATION, EX-OFFICIO MEMBER; (3) ONE MEMBER OF THE SOCIETY OF JESUS APPOINTED BY THE PROVINCIAL OF THE PROVINCE UNDER WHOSE JURISDICTION THE JOHN CARROLL JESUIT COMMUNITY CORPORATION FALLS, TO SERVE A TWO-YEAR TERM; (4) TWO MEMBERS OF THE JOHN CARROLL JESUIT COMMUNITY CORPORATION ELECTED TO SERVE TWO YEAR STAGGERED TERMS, BY THOSE MEMBERS IN GOOD STANDING OF THE SOCIETY OF JESUS WHO ARE ASSIGNED TO THE JOHN CARROLL JESUIT COMMUNITY CORPORATION AND PROVIDE SERVICE TO OR HAVE BEEN RETIRED FROM THE UNIVERSITY. ELECTION OF MEMBERS AND THEIR RIGHTS FORM 990, PAGE 6, PART VI, LINE 7A THE BOARD OF MEMBERS SHALL HAVE AND EXERCISE SUCH POWERS AND AUTHORITY PROVIDED UNDER APPLICABLE LAW AS ARE CONSISTENT WITH THE MISSION OF THE UNIVERSITY, INCLUDING WITHOUT LIMITATION, THE POWERS TO: (A) ELECT AND TO RE-ELECT THE DIRECTORS OF THE CORPORATION FROM THE SLATE OF NOMINEES RECOMMENDED BY THE BOARD OF DIRECTORS (B) REMOVE ANY DIRECTOR, UPON RECOMMENDATION OF THE BOARD OF DIRECTORS DECISIONS SUBJECT TO APPROVAL OF MEMBERS FORM 990, PAGE 6, PART VI, LINE 7B THE BOARD OF MEMBERS SHALL HAVE AND EXERCISE SUCH POWERS TO AMEND THE ARTICLES AND THE CODE OF REGULATIONS; SELL OR DISPOSE OF ALL OR SUBSTANTIALLY ALL OF THE ASSETS OF THE CORPORATION; AND MERGE OR DISSOLVE THE CORPORATION. ORGANIZATION'S PROCESS USED TO REVIEW FORM 990 FORM 990, PAGE 6, PART VI, LINE 11B THE OFFICE OF THE UNIVERSITY'S VP OF FINANCE PREPARES THE FORM 990, WHICH IS THEN REVIEWED BY THE UNIVERSITY'S INDEPENDENT AUDITOR BEFORE IT IS PRESENTED TO THE UNIVERSITY'S AUDIT COMMITTEE FOR REVIEW. A FINAL REVIEWED COPY OF THE FORM 990 IS PROVIDED TO EACH DIRECTOR PRIOR TO FILING IT WITH THE IRS. ENFORCEMENT OF CONFLICTS POLICY FORM 990, PAGE 6, PART VI, LINE 12C THE UNIVERSITY HAS A WRITTEN CONFLICT OF INTEREST POLICY THAT REQUIRES ITS OFFICERS, DIRECTORS, AND EMPLOYEES TO DISCLOSE POTENTIAL CONFLICTS OF THEMSELVES AND THEIR FAMILY MEMBERS. IN ADDITION, A QUESTIONNAIRE IS DISTRIBUTED ANNUALLY IN WHICH POTENTIAL CONFLICTS OF INTERESTS ARE DISCLOSED. THE AUDIT COMMITTEE REVIEWS THE QUESTIONNAIRES FOR ANY DISCLOSED ACTUAL OR POTENTIAL CONFLICT OF INTERESTS. THE UNIVERSITY'S CONFLICT OF INTEREST POLICY PROHIBITS INVOLVEMENT IN UNIVERSITY DECISION- MAKING BY ANY OFFICER, SENIOR ADMINISTRATOR OR DIRECTOR WHO HAS A CONFLICT. IN THE EVENT OF THE EXISTENCE OF A CONFLICT OF INTEREST, APPROPRIATE CONFLICT MANAGEMENT MEASURES ARE IMPLEMENTED. VIOLATIONS OF THE UNIVERSITY'S CONFLICTS POLICIES MAY RESULT IN SANCTIONS, UP TO AND INCLUDING TERMINATION OF EMPLOYMENT. COMPENSATION PROCESS FOR TOP OFFICIAL FORM 990, PAGE 6, PART VI, LINE 15A THE UNIVERSITY'S EXECUTIVE COMMITTEE IS RESPONSIBLE FOR ESTABLISHING, REVIEWING AND APPROVING COMPENSATION LEVELS FOR THE UNIVERSITY'S PRESIDENT. THE COMMITTEE REVIEWS COMPARABLE COMPENSATION DATA FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATIONS IN ESTABLISHING COMPENSATION LEVELS. THE COMMITTEE REVIEWS THE COMPENSATION OF THE UNIVERSITY'S PRESIDENT ANNUALLY, AND WAS LAST REVIEWED IN SEPTEMBER 2011. CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING ARE RECORDED ON ALL COMMITTEE DELIBERATIONS AND DECISIONS REGARDING THE COMPENSATION ARRANGEMENT FOR THE UNIVERSITY'S PRESIDENT. COMPENSATION PROCESS FOR OFFICERS FORM 990, PAGE 6, PART VI, LINE 15B THE UNIVERSITY'S EXECUTIVE COMMITTEE IS RESPONSIBLE FOR ESTABLISHING, REVIEWING AND APPROVING COMPENSATION LEVELS FOR THE UNIVERSITY'S OFFICERS AND KEY EMPLOYEES. THE COMMITTEE REVIEWS COMPARABLE COMPENSATION DATA FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATIONS IN ESTABLISHING COMPENSATION LEVELS. THE COMMITTEE REVIEWS THE COMPENSATION OF THE UNIVERSITY'S OFFICERS AND KEY EMPLOYEES ANNUALLY AND WAS LAST REVIEWED IN SEPTEMBER 2011. CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING ARE RECORDED ON ALL COMMITTEE DELIBERATIONS AND DECISIONS REGARDING THE COMPENSATION ARRANGEMENT FOR THE UNIVERSITY'S OFFICERS AND KEY EMPLOYEES. GOVERNING DOCUMENTS DISCLOSURE EXPLANATION FORM 990, PAGE 6, PART VI, LINE 19 THE UNIVERSITY'S FORM 1023 APPLICATION FOR TAX EXEMPTION AND FORMS 990 AND 990-T (CURRENT AND PRIOR THREE YEARS) ARE AVAILABLE TO THE PUBLIC UPON REQUEST. THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS, ARTICLES OF INCORPORATION, CODE OF REGULATIONS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE TO THE PUBLIC UPON REQUEST. OTHER CHANGES IN NET ASSETS EXPLANATION FORM 990, PART XI, LINE 5 NET UNREALIZED GAINS ON INVESTMENT 17,963,054 CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS 569,270 CHANGE IN FMV OF INTEREST RATE SWAP AGREEMENT 183,546 CHANGE IN DEFERRED TAX ASSET 11,189 THE 1886 COMPANY LTD (LLC) 20700 NORTH PARK BLVD UNIVERSITY HEIGHTS OH 44118 340714681 LESSOR OH 1258179 10648768 NA IGNATIUS LLC 20700 NORTH PARK BLVD UNIVERSITY HEIGHTS OH 44118 340714681 LESSOR OH 390454 2863929 THE 1886 COMPANY LTD LOYOLA LLC 20700 NORTH PARK BLVD UNIVERSITY HEIGHTS OH 44118 340714681 LESSOR OH 602865 3256673 NA MANRESA LLC 20700 NORTH PARK BLVD UNIVERSITY HEIGHTS OH 44118 340714681 LESSOR OH 174291 1212002 NA INIGO LLC 20700 NORTH PARK BLVD UNIVERSITY HEIGHTS OH 44118 340714681 LESSOR OH 227100 1150126 NA CURA PERSONALIS LLC 20700 NORTH PARK BLVD UNIVERSITY HEIGHTS OH 44118 340714681 LESSOR OH 548917 4154229 NA