2012-04-13T17:57:43-05:00 2011-06-30 BDO USA LLP 633 THIRD AVENUE 13TH FLOOR NEW YORK NY 10017 990 2010-07-01 237424757 THOMAS SHORTMAN TRAINING SCHOLARSHIP AND SAFETY FUND THOM 2125392778 25 WEST 18TH STREET NEW YORK NY 100114676 MICHAEL FISHMAN HOWARD ROTHSCHILD 2125392778 2012-04-13 1 JAMES P WETZOLD 2123155000 2010 2016-02-24 21:20:13Z X MICHAEL FISHMAN HOWARD 25 WEST 18TH STREET NY NY 100114676 16105819 0 X WWW.32BJFUNDS.COM X 501(C)(3) 1974 NY THE FUND PROVIDES TRAINING, SCHOLARSHIP AND SAFETY PROGRAMS TO ELIGIBLE PARTICIPANTS EMPLOYED IN THE BUILDING SERVICE INDUSTRY WHO ARE COVERED UNDER COLLECTIVE BARGAINING AGREEMENTS OR PARTICIPATION AGREEMENTS. THE FUND IS AIMED AT UPGRADING AND IMPROVING INDUSTRY SKILLS, PROVIDING TRAINING AND CLASSES TO IMPROVE COMPUTER AND ACADEMIC SKILLS, PROVIDING SCHOLARSHIPS FOR ELIGIBLE PARTICIPANTS AND THEIR DEPENDENTS, AND PROVIDING SAFETY PROGRAMS ASSISTING PARTICIPANTS IN PREVENTING INJURY OR ILLNESS ON THE JOB. 8 8 217 0 0 0 689558 1637648 13340339 14282219 5331 2207 237499 183745 14272727 16105819 0 0 1051668 1841975 3802976 4486144 0 0 0 10362135 7375328 15216779 13703447 -944052 2402372 10574314 10926768 3554498 1504580 7019816 9422188 X THE FUND PROVIDES TRAINING, SCHOLARSHIP AND SAFETY PROGRAMS TO ELIGIBLE PARTICIPANTS EMPLOYED IN THE BUILDING SERVICE INDUSTRY WHO ARE COVERED UNDER COLLECTIVE BARGAINING AGREEMENTS OR PARTICIPATION AGREEMENTS. THE FUND IS AIMED AT UPGRADING AND IMPROVING INDUSTRY SKILLS, PROVIDING TRAINING AND CLASSES TO IMPROVE COMPUTER AND ACADEMIC SKILLS, PROVIDING SCHOLARSHIPS FOR ELIGIBLE PARTICIPANTS AND THEIR DEPENDENTS, AND PROVIDING SAFETY PROGRAMS ASSISTING PARTICIPANTS IN PREVENTING INJURY OR ILLNESS ON THE JOB. 0 0 12163529 14465964 TRAINING AND EDUCATION PROGRAMS FOR APPROXIMATELY 81,300 MEMBERS. 487650 SCHOLARSHIPS PROGRAM WITH APPROXIMATELY 200 PAYMENTS FOR SCHOLARSHIP AWARDS. 12651179 1 1 0 0 0 0 0 0 0 1 0 0 1 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 30 0 217 1 0 0 0 0 0 0 0 0 X 8 8 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X ALAN LANGER CONTROLLER 2123883489 25 WEST 18TH STREET NEW YORK NY 100114676 MICHAEL FISHMAN 1.00 X 0 0 0 KEVIN DOYLE 1.00 X 0 0 0 HECTOR FIGUEROA 1.00 X 0 0 0 HOWARD ROTHSCHILD 1.00 X 0 0 0 CHARLES DOREGO 1.00 X 0 0 0 JOHN SANTORA 1.00 X 0 0 0 FRED WARD 1.00 X 0 0 0 JOHN PAGNOTTA 1.00 X 0 0 0 SUSAN COWELL 3.00 X 13282 201940 21178 PETER GOLDBERGER 3.00 X 11654 173955 20255 LAZARO GONZALEZ 1.00 X 12873 195998 20962 LINDA NELSON 35.00 X 172674 0 19585 BARBARA CARESS 3.00 X 11987 184361 20332 MARGARET NAPIER 0.30 X 1920 180393 19920 IMTIAZ ALUR MOHAMMAD 1.00 X 5123 159631 18307 PETER HAMARICH 4.00 X 12297 151927 18723 RANDI FARBER 0.20 X 1040 173501 19357 242850 1421706 178619 4 0 1 0 NEW JERSEY COMMUNITY COLLEGE 330 WEST STATE STREET NEW JERSEY NJ 08618 OFFSITE CLASSROOMS 388750 GERNER KRONICK & VALCARCEL ARCHITECT 443 PARK AVENUE SOUTH 2ND FLOOR NY NY 10016 ARCHITECT 303975 HOSTOS COMMUNITY COLLEGE 500 GRAND CONCOURSE BRONX NY 10451 OFFSITE CLASSROOMS 241920 PROSKAUER ROSE LLP ELEVEN TIMES SQUARE NY NY 100368299 LEGAL SERVICES 133460 H & H GRAPHIC PRINTERS COMMUNICATIONS 249 THOMAS MCGOVERN DRIVE JERSEY CITY NJ 07305 PRINTERS 124171 7 1492467 145181 1637648 EMPLOYERS CONTRIBUTION 900099 14282219 14282219 14282219 2207 2207 OTHER INCOME 900099 79482 79482 LIQUIDATED DAMAGES - E 900099 57162 57162 INTEREST INCOME - EMPL 900099 47101 47101 183745 16105819 14465964 0 2207 1841975 1841975 3540215 3067389 472826 147277 146981 296 470022 333957 136065 328630 290335 38295 65745 65745 36886 36886 99893 99893 25337 18993 6344 4242473 4242473 83601 43311 40290 307159 307159 10084 7651 2433 OFFSITE CLASSROOM AND I 1530741 1530741 PRINTING, STATIONERY AN 266907 266556 351 CONSULTING FEES 222094 171756 50338 BOOKS 170920 170920 PUBLICATIONS 84481 47568 36913 229007 163414 65593 13703447 12651179 1052268 0 146533 4092270 7675064 0 931450 1421450 465548 595412 6716000 2580617 805244 4135383 550475 682253 10574314 10926768 324915 412936 3229583 1091644 3554498 1504580 X 0 0 0 0 7019816 9422188 7019816 9422188 10574314 10926768 2402372 0 X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 4947424 2064445 2882979 1768576 516172 1252404 4135383 OTHER RECEIVABLES 624926 DUE FROM AFFILIATES 50580 SECURITY DEPOSITS 6747 682253 DUE TO AFFILIATES 781173 TRAINING & EDUCATION PROGRAM PAYABLE 310471 1091644 16105819 13703447 2402372 0 2402372 16105819 0 16105819 0 16105819 13773200 0 13773200 -69753 -69753 13703447 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE PLAN EVALUATES EACH TAX POSITION INDIVIDUALLY USING THE RECOGNITION AND MEASUREMENT CRITERIA ESTABLISHED IN FASB ASC TOPIC 740, "INCOME TAXES." THAT IS, FIRST, THE PLAN RECOGNIZES THE FINANCIAL STATEMENT BENEFIT OF A TAX POSITION IF IT DETERMINES THAT IT IS MORE LIKELY THAN NOT (I.E., A LIKELIHOOD OF MORE THAN 50 PERCENT), BASED ON THE TECHNICAL MERITS, THAT THE POSITION WILL BE SUSTAINED ON EXAMINATION. THEN, THE PLAN MEASURES THE AMOUNT OF BENEFIT DERIVED FROM SUCH TAX POSITION AS THE LARGEST AMOUNT OF TAX BENEFIT THAT IS GREATER THAN 50 PERCENT LIKELY OF BEING REALIZED UPON SETTLEMENT. THE DIFFERENCE BETWEEN A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN AND THE TAX BENEFIT RECOGNIZED AND MEASURED ACCORDING TO THE AFOREMENTIONED CRITERIA IS AN UNRECOGNIZED TAX BENEFIT FOR WHICH A LIABILITY IS CREATED (AND AN EXPENSE IS RECORDED). THE PLAN CLASSIFIES INTEREST AND PENALTIES ASSOCIATED WITH THE LIABILITY FOR UNRECOGNIZED TAX BENEFITS AS INCOME TAX EXPENSE. THE PLAN IS NO LONGER SUBJECT TO U.S. FEDERAL, STATE AND LOCAL, OR NON-U.S. INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS ENDED BEFORE JULY 1, 2007. PART XIII, LINE 4B - OTHER ADJUSTMENTS: CHANGE IN BENEFITS PAYABLE -69,753. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 ALL MEMBERS OF THE UNION HAVE BEEN INFORMED OF ELIGIBILITY ON A NON-DISCRIMINATORY BASIS BY UNION PUBLICATIONS, MEETINGS AND NOTICES. X X X 0 0 0 0 0 0 0 0 0 SUSAN COWELL 12795 194538 487 7402 0 0 0 0 1588 24158 14870 226098 0 0 PETER GOLDBERGER 11431 170621 223 3334 0 0 0 0 1559 23264 13213 197219 0 0 LAZARO GONZALEZ 12399 188780 474 7218 0 0 0 0 1574 23957 14447 219955 0 0 LINDA NELSON 166375 0 6299 0 0 0 0 0 24153 0 196827 0 0 0 BARBARA CARESS 11553 177680 434 6681 0 0 0 0 1521 23380 13508 207741 0 0 MARGARET NAPIER 1849 173808 71 6676 0 0 0 0 258 24240 2178 204724 0 0 IMTIAZ ALUR MOHAMMAD 5030 166072 93 3080 0 0 0 0 703 23229 5826 192381 0 0 PETER HAMARICH 11847 151523 450 5751 0 0 0 0 1733 22168 14030 179442 0 0 RANDI FARBER 1021 171432 19 3154 0 0 0 0 142 23904 1182 198490 0 0 FORM 990, PART VI, SECTION A, LINE 7A IF A UNION TRUSTEE VACANCY ARISES, THE FUND'S TRUST AGREEMENT PROVIDES THAT SERVICE EMPLOYEES INTERNATIONAL UNION LOCAL 32BJ HAS THE POWER TO APPOINT A SUCCESSOR UNION TRUSTEE FOR THE FUND. IF AN EMPLOYER TRUSTEE VACANCY ARISES, THE FUND'S TRUST AGREEMENT PROVIDES THAT THE REALTY ADVISORY BOARD HAS THE POWER TO APPOINT A SUCCESSOR EMPLOYER TRUSTEE FOR THE FUND. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS REVIEWED BY THE DIRECTOR OF FINANCE AND CONTROLLER. THE FINAL FORM 990 IS PROVIDED TO THE BOARD OF TRUSTEES FOR THEIR REVIEW AND APPROVAL PRIOR TO FILING THE RETURN. FORM 990, PART VI, SECTION B, LINE 12C THE FUND IS SUBJECT TO THE REQUIREMENTS OF THE EMPLOYEE RETIREMENT INCOME SECURITY ACT, AS AMENDED ("ERISA") AND THE FIDUCIARY STANDARDS OF ERISA, INCLUDING THE PROHIBITED TRANSACTIONS PROVISIONS, WHICH CONSTITUTES THE FUND'S CONFLICT OF INTEREST POLICY. THE BOARD OF TRUSTEES MONITORS AND ENFORCES COMPLIANCE WITH THOSE PROVISIONS AS REQUIRED BY ERISA ALONG WITH THE ASSISTANCE OF THE FUND'S PROFESSIONALS. FORM 990, PART VI, SECTION B, LINE 15 THE FUND RETAINED AN INDEPENDENT COMPENSATION CONSULTANT WHICH CONDUCTED SEARCHES ON A LOCAL AND NATIONAL LEVEL FOR SIMILAR JOBS AND DETERMINED REASONABLENESS OF THE FUND'S COMPENSATION BASED ON THE BENEFITS THE FUND PROVIDES AND OTHER INTERNAL FACTORS. THE CONSULTANT ALSO BUILT A SALARY STRUCTURE FOUNDATION FOR THE FUND AND THAT STRUCTURE IS REVIEWED ANNUALLY AND ADJUSTED WHEN APPROPRIATE. IN ADDITION, THE DIRECTOR OF HUMAN RESOURCES SUBSCRIBES TO AN ONLINE COMPENSATION SURVEY WHICH IS USED AS A TOOL IN REVIEWING THE FUND'S COMPENSATION FOR COMPARABILITY PURPOSES AGAINST THE CURRENT JOB MARKET. FORM 990, PART VI, SECTION C, LINE 19 THE FUND MAKES ITS GOVERNING DOCUMENTS, POLICIES, AND FINANCIAL STATEMENTS AVAILABLE TO PARTICIPANTS, BENEFICIARIES, THE SPONSORING UNION, AND CONTRIBUTING EMPLOYERS AS REQUIRED BY ERISA. BUILDING SERVICE 32BJ PENSION FUND 25 WEST 18TH STREET NEW YORK NY 100114676 131879376 PENSION BENEFITS NY 501 (A) 0 BUILDING SERVICE 32BJ LEGAL SERVICES 25 WEST 18TH STREET NEW YORK NY 100114676 136841620 LEGAL SERVICES NY 501 (C)(9) 0 BUILDING SERVICE 32BJ HEALTH FUND 25 WEST 18TH STREET NEW YORK NY 100114676 132928869 HEALTH BENEFITS NY 501 (C)(9) 0 BUILDING SERVICE 32BJ SRSP FUND 25 WEST 18TH STREET NEW YORK NY 100114676 133507075 401(K) PROFIT SHARING NY 401 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 BUILDING SERVICE 32BJ HEALTH FUND N 634002 ALLOCATED EXP BASED ON ALLOC. STU BUILDING SERVICE 32BJ HEALTH FUND O 222455 ALLOCATED EXP BASED ON ALLOC. STU BUILDING SERVICE 32BJ HEALTH FUND M 4084632 ALLOCATED EXP BASED ON ALLOC. STU