2012-05-14T10:25:46-05:00 2011-06-30 KPMG LLP 60 South Street Boston MA 02111 990 2010-07-01 150532081 SYRACUSE UNIVERSITY SYRA 3154433765 COMPTROLLER SKYTOP OFFICE BLDG SK SYRACUSE NY 132445300 REBECCA L FOOTE 2012-05-14 true 6179881000 2010 2016-02-24 21:20:13Z NANCY CANTOR CROUSE HINDS HALL SUITE 620 SYRACUSE NY 13244 2134751206 false X WWW.SYR.EDU X 1870 NY SYRACUSE UNIVERSITY(SU) IS A NON-PROFIT UNIVERSITY DEVOTED TO EDUCATION, RESEARCH AND PUBLIC ENGAGEMENT. 63 63 16927 2530 16498369 0 63236199 82099337 874687245 932120989 33992561 79667700 7063961 2038101 978979966 1095926127 236362082 255034502 0 0 456170417 474738747 0 0 15645873 287391177 283916160 979923676 1013689409 -943710 82236718 2161769188 2239201408 702806799 634444111 1458962389 1604757297 X SYRACUSE UNIVERSITY(SU) IS A NON-PROFIT UNIVERSITY DEVOTED TO EDUCATION, RESEARCH AND PUBLIC ENGAGEMENT. false false 548447277 247510183 658871368 INSTRUCTION AND DEPARTMENTAL RESEARCH: EXPENDITURES IN THIS AREA INCLUDE SALARIES AND BENEFITS FOR FACULTY, SCHOLARSHIPS AND GRANTS TO STUDENTS, AND SUPPORT FOR FACILITIES AND EQUIPMENT, CONDUCTED FOR THE BENEFIT OF THE APPROXIMATELY 13,000 FULLTIME UNDERGRADUATE AND 4,000 GRADUATE STUDENTS ENROLLED AT SYRACUSE UNIVERSITY. 68911688 68911688 SPONSORED RESEARCH AND OTHER RELATED ACTIVITIES: EXPENDITURES IN THIS AREA ARE FOR RESEARCH AND SIMILAR ACTIVITY FUNDED BY GRANTS FROM THE PUBLIC, PRIVATE, AND NON-PROFIT SECTORS. 154102065 7314319 180021883 AUXILIARY SERVICES: EXPENDITURES IN THIS AREA ARE FOR THE INFRASTRUCTURE THAT SUPPORTS SU'S MISSION INCLUDING HOUSING, DINING, AND BOOKS, INSTRUCTIONAL MATERIALS AND OTHER GOODS AND SERVICES. 199905689 24316050 971366719 true true false true false false true true true true true false false true true false true true true true true true false true false false true true true true false false false false false false false false true true true true false false true true true true false true X 1537 0 true 16927 true true true true CI CH FR IT SP UK false false false true true false false false false X 63 63 true false false false false false false true true false false true true true true true true true true true true AK AZ CA CO FL KY ME MD MA MI NH SC WA X REBECCA L FOOTE 3154433765 COMPTROLLERS OFFICE SYRACUSE NY 132445300 X JOANNE ALPER 10.0 X 0 0 0 MARTIN N BANDIER 1.0 X 0 0 0 STEVEN W BARNES 3.0 X 0 0 0 LAWRENCE D BASHE 1.0 X 0 0 0 MICHAEL M BILL 1.0 X 0 0 0 LEE N BLATT 1.0 X 0 0 0 JAMES V BREUER 1.0 X 0 0 0 JOHN E BREYER 1.0 X 0 0 0 JOHN H CHAPPLE 20.0 X 0 0 0 ANGEL COLLADO-SCHWARZ 1.0 X 0 0 0 WENDY H COHEN 1.0 X 0 0 0 JOHN COURI 10.0 X 0 0 0 DANIEL A D'ANIELLO 1.0 X 0 0 0 ROBERT E DINEEN JR 3.0 X 0 0 0 MICHAEL A DRITZ 3.0 X 0 0 0 DAVID B FALK 1.0 X 0 0 0 WINSTON C FISHER 1.0 X 0 0 0 DAVID M FLAUM 1.0 X 0 0 0 STUART FRANKEL 1.0 X 0 0 0 ALAN GERRY 1.0 X 0 0 0 LOLA A GOLDRING 1.0 X 0 0 0 KENNETH E GOODMAN 3.0 X 0 0 0 MELANIE GRAY 10.0 X 0 0 0 RICHARD L HAYDON 1.0 X 0 0 0 JOSHUA H HEINTZ 1.0 X 0 0 0 JERROLD HELLER 1.0 X 0 0 0 JOYCE HERGENHAN 1.0 X 0 0 0 GEORGE P HICKER 1.0 X 0 0 0 JONATHAN J HOLTZ 1.0 X 0 0 0 PETER A HORVITZ 3.0 X 0 0 0 SHARON H JACQUET 3.0 X 0 0 0 BERNARD R KOSSAR 1.0 X 0 0 0 JAMES D KUHN 3.0 X 0 0 0 ROBERT R LIGHT 1.0 X 0 0 0 ARTHUR LIU 1.0 X 0 0 0 DONALD T MACNAUGHTON 1.0 X 0 0 0 ARIELLE TEPPER MADOVER 1.0 X 0 0 0 THEODORE A MCKEE 1.0 X 0 0 0 DONOVAN J MCNABB 1.0 X 0 0 0 DANIEL N MEZZALINGUA 1.0 X 0 0 0 JAMES R MILLER 1.0 X 0 0 0 JACK W MILTON 1.0 X 0 0 0 ROBERT J MIRON 1.0 X 0 0 0 JAMES A MONK 1.0 X 0 0 0 JUDITH C MOWER 1.0 X 0 0 0 ALEXANDER G NASON 1.0 X 0 0 0 JOAN A NICHOLSON 1.0 X 0 0 0 LOUISE B PALITZ 1.0 X 0 0 0 DERYCK A PALMER 10.0 X 0 0 0 DORIS L PAYSON 1.0 X 0 0 0 HOWARD PHANSTIEL 3.0 X 0 0 0 H JOHN RILEY JR 3.0 X 0 0 0 ERIC ROTHFELD 1.0 X 0 0 0 JUDITH G SEINFELD 3.0 X 0 0 0 ANN STEVENSON 1.0 X 0 0 0 ROBERT P TAISHOFF 1.0 X 0 0 0 RICHARD L THOMPSON 20.0 X 0 0 0 MICHAEL THONIS 1.0 X 0 0 0 DIANE WEATHERS 1.0 X 0 0 0 THOMAS WILMOT SR 3.0 X 0 0 0 MICHAEL D WOHL 1.0 X 0 0 0 ABDALLAH YABROUDI 1.0 X 0 0 0 SAMUEL ZAMARIPPA 1.0 X 0 0 0 SHERBURNE B ABBOTT 60.0 X 0 0 0 NANCY CANTOR 60.0 X 892303 0 226085 THOMAS S EVANS 60.0 X 9447 0 13565 REBECCA L FOOTE 60.0 X 168274 0 27728 MARILYN R HIGGINS 60.0 X 205298 0 28048 RUTH E KAPLAN 60.0 X 246029 0 43303 GINA LEE-GLAUSER 60.0 X 202483 0 49155 LOUIS G MARCOCCIA 60.0 X 518933 0 44559 JENA PRIDEAUX MCWHA 60.0 X 147023 0 8678 CHARLES P MERRIHEW 60.0 X 226219 0 70803 ELIZABETH O'ROURKE 60.0 X 241599 0 36706 KEVIN C QUINN 60.0 X 215966 0 38077 DONALD A SALEH 60.0 X 252796 0 32655 CHRISTOPHER M SEDORE 60.0 X 219610 0 40484 BRIAN C SISCHO 60.0 X 223073 0 38593 ERIC F SPINA 60.0 X 445049 0 53621 MARY ANN TYSZKO 60.0 X 21250 0 3 THOMAS J WALSH 60.0 X 491675 0 70583 BARBARA L WELLS 60.0 X 207316 0 22803 THOMAS V WOLFE 60.0 X 201097 0 57554 YOULONDA MORGAN 60.0 X 182684 0 36111 GEORGE M LANGFORD 60.0 X 362803 0 27798 PETER WEBBER 60.0 X 203871 0 63969 JAMES A BOEHEIM JR 60.0 X 1785240 0 120336 DOUGLAS C MARRONE 60.0 X 1216597 0 42679 DARYL J GROSS 60.0 X 528628 0 41429 KENNETH A SHAW 60.0 X 508294 0 37485 MELVIN T STITH 60.0 X 440163 0 34065 DEBORAH A FREUND 60.0 X 352641 0 29722 PAUL B GANDEL 60.0 X 104101 0 16714 BEN R WARE 60.0 X 300991 0 39047 BARRY L WELLS 60.0 X 138590 0 0 CATHRYN R NEWTON 60.0 X 228496 0 39700 11488539 0 1432058 555 true true true BOND SCHOENECK KING PLLC ONE LINCOLN CENTER SYRACUSE NY 132021324 ATTORNEYS 3425082 BOHLIN CYWINSKI JACKSON 8 WEST MARKET ST SUITE 1200 WILKESBARRE PA 187011809 ARCHITECTS 606684 PETERSON GUADAGNOLO CONSULTING ENGI 476 EAST BRIGHTON AVE SYRACUSE NY 132104144 ENGINEERS 564239 BELL SPINA PC THE BINDERY SUITE 201 215 WYOMING SYRACUSE NY 132042928 ARCHITECTS 487986 PERFORMANCE ARCHITECTS INC 470 ATLANTIC AVE 4TH FLOOR BOSTON MA 02110 MGMT CONSULTANTS 453502 162 240624 11201370 70657343 7586664 82099337 INSTRUCTION/DEPT RESEARCH 611600 658871368 658871368 SPONSORED RESEARCH 611600 68911688 68911688 AUXILIARY-RELATED ACTIVITIES 611710 173394452 173394452 AUXILIARY-UNRELATED ACTIVITIES 541900 6627431 6627431 SHERATON SU HOTEL/CONF CTR 721110 12070200 2177707 9892493 12245850 12245850 932120989 20149404 20149404 978 978 1753805 1753805 1435150 0 837273 597877 0 597877 597877 1097020187 69483 1037334228 238124 59685959 -168641 59517318 59517318 123428 240624 415454 -292026 -292026 0 0 0 LOSS FROM PARTNERSHIP/ S CORP 525990 -42157 -42157 TRAVEL TOURS 541900 20602 20602 -21555 1095926127 915601065 16498369 81727356 210000 210000 245136345 245136345 9688157 9688157 0 6937531 1283491 4261437 1392603 0 345704008 332169998 6829060 6704950 26928969 25843459 551239 534271 72748861 67982671 2765409 2000781 22419378 21188434 718793 512151 0 5120316 1559190 3546073 15053 473114 473114 308516 308516 0 2817395 2817395 19948496 19586581 138045 223870 2882735 2657438 35235 190062 30720556 28678241 1052326 989989 9878892 9593194 144279 141419 469866 469866 56444980 54474696 1295783 674501 31926900 30492198 303169 1131533 0 3037839 2702896 76243 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INCOME TAX 62710 62710 15561017 15058536 431147 71334 1013689409 971366719 26676817 15645873 5643716 7425077 39747384 70765028 93001169 94323645 88907672 23714509 8483786 8762478 9379998 10278449 1638836953 736444224 891776271 902392729 596409955 516692284 393641268 566695182 30109252 30218804 4668717 7933223 2161769188 2239201408 227563354 154215928 25076869 28576560 339619970 338059786 1595601 1537932 11330000 10670000 97621005 101383905 702806799 634444111 X 1074003752 1081634100 57830139 173218990 327128498 349904207 1458962389 1604757297 2161769188 2239201408 X 82236718 63558190 X false true true X true true X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED true true false false false true 2435 true 447800 false true 1150 451385 false LOBBYING ACTIVITIES PART II-B, LINE 1I ANNUAL STUDENT LOBBY DAY IN ALBANY, NY $ 1,150 ---------- TOTAL PART II-B LINE 1I $ 1,150 ---------- ---------- 822067 52095308 X X X X X CLASSROOM TEACHING false false true 617218033 216483897 119518112 10832174 49554166 2254537 890579165 556869570 10926980 106225383 11976235 42030917 2796748 617218033 848356317 12639746 -238723367 14217158 47558145 3627823 556869570 0.53840 0.33150 0.13010 true false 24661906 24661906 1331364056 521380672 809983384 76252395 60987153 15265242 206558596 154076399 52482197 902392729 HEDGE FUNDS 145441256 F PRIVATE EQUITY FUNDS 328607190 F COMMINGLED FUNDS 92646736 F 566695182 0 ASSET RETIREMENT OBLIGATIONS 29757185 ACCRUED POSTRETIREMENT BENEFIT 45679214 REFUNDABLE GOVERNMENT LOANS 25947506 101383905 1095926127 1013689409 82236718 65665355 -2500652 63164703 145401421 905366262 65665355 -256286247 -190620892 1095987154 -61027 -61027 1095926127 759964841 5109029 5109029 754855812 2817395 256016202 258833597 1013689409 ORGANIZATION'S COLLECTIONS PART III, LINE 4 SYRACUSE UNIVERSITY HAS A DIVERSE COLLECTION OF ART, HISTORICAL TREASURES AND OTHER SIMILAR ASSETS, INCLUDING FINE ART AND ETHNOGRAPHIC OBJECTS, LEGAL BOOKS, ARCHIVAL RECORDS, LIBRARY COLLECTIONS AND SPECIAL COLLECTIONS. THE PRIMARY PURPOSE OF THE UNIVERSITY'S COLLECTIONS IS TO COLLECT AND PRESERVE THE CULTURAL AND HISTORICAL RECORD FOR GENERATIONS OF STUDENTS AND SCHOLARS. SU ART GALLERIES - THE ART COLLECTION IS COMPRISED OF A DIVERSE, ENCYCLOPEDIC GROUP OF FINE ART AND ETHNOGRAPHIC OBJECTS BY INTERNATIONAL MAKERS AND REPRESENTS STYLES AND TIME PERIODS FROM PRE-HISTORY TO THE PRESENT. THE ART COLLECTION PROVIDES A MEANINGFUL EDUCATIONAL EXPERIENCE AND ENCOUNTER WITH THE VISUAL ARTS FOR STUDENTS, FACULTY, STAFF AND THE PUBLIC. LAW LIBRARY - THE LAW BOOK COLLECTION IS COMPRISED OF A DIVERSE AND HISTORIC GROUP OF LAW BOOKS. THE LAW LIBRARY PROVIDES ACCESS TO INFORMATION IN ORDER TO ASSIST IN DISCOVERING, OBTAINING AND UNDERSTANDING THE COMPLEX RESEARCH TOOLS OF THE LEGAL PROFESSION. ARCHIVES - THE SYRACUSE UNIVERSITY ARCHIVES IS AN INFORMATION AND RESEARCH CENTER FOR FACULTY, STAFF, STUDENTS AND OTHERS INTERESTED IN THE HISTORY OF THE UNIVERSITY. IT IS DEDICATED TO PRESERVING RECORDS THAT DOCUMENT THE HISTORY, ORGANIZATION POLICIES, ACTIVITIES, AND PEOPLE OF THE UNIVERSITY, AND MAKING THOSE RECORDS AVAILABLE TO RESEARCHERS AND OTHER INTERESTED PARTIES. THE ARCHIVES ACCEPTS MATERIALS FROM SCHOOLS, COLLEGES AND DEPARTMENTS, ALUMNI, THE GENERAL PUBLIC AND THE UNIVERSITY'S CLUBS AND ORGANIZATIONS. THE ARCHIVES DOES, ON OCCASION, SOLICIT MATERIAL FROM FACULTY AND OTHERS THAT WILL ENHANCE THE OVERALL RESEARCH VALUE OF THE COLLECTION. TO BE ELIGIBLE FOR INCLUSION, THE RECORDS MUST HAVE SOME CONNECTION TO THE UNIVERSITY. ARCHIVAL RECORDS INCLUDE BUT ARE NOT LIMITED TO THE RECORDS OF THE CHANCELLOR AND THE BOARD OF TRUSTEES; MINUTES, CORRESPONDENCE AND REPORTS OF SCHOOLS, COLLEGES AND DEPARTMENTS; PAPERS OF FACULTY, STAFF AND ALUMNI; CURRICULUM INFORMATION INCLUDING ON-LINE CLASSES; PUBLICATIONS; PHOTOGRAPHS, SLIDES, VIDEOTAPES AND MOTION PICTURE FILMS; THESES AND DISSERTATIONS; NEWSPAPER CLIPPINGS; AND MEMORABILIA. LIBRARY - THE IDEA OF THE LIBRARY - A REFUGE FOR HUMAN KNOWLEDGE - IS TIMELESS. SYRACUSE UNIVERSITY LIBRARY'S COLLECTIONS SPAN 4,000 YEARS AND RANGE FROM SUMERIAN CUNEIFORM TABLETS TO 21ST CENTURY DIGITAL DATA SETS. EVEN WHILE THE TYPES AND FORMS OF KNOWLEDGE CHANGE, THE LIBRARY STRIVES TO KEEP PACE, NEVER LOSING SIGHT OF ITS PURPOSE: TO COLLECT AND PRESERVE THE CULTURAL RECORD FOR GENERATIONS OF STUDENTS AND SCHOLARS. SPECIAL COLLECTIONS - THE SPECIAL COLLECTIONS RESEARCH CENTER MAINTAINS AND PROVIDES ACCESS TO DISTINGUISHED COLLECTIONS OF RARE BOOKS, MANUSCRIPTS, AND OTHER ARCHIVAL MATERIALS. SYRACUSE UNIVERSITY STUDENTS, FACULTY, STAFF, AND OTHER SCHOLARS HAVE AVAILABLE TO THEM MORE THAN 100,000 PRINTED WORKS AND 2,000 ARCHIVAL COLLECTIONS, INCLUDING IMPORTANT EDITIONS, MANUSCRIPTS, DOCUMENTS, LETTERS, DIARIES, DRAWINGS, PHOTOGRAPHS AND MEMORABILIA. ESCROW ACCOUNT LIABILITY PART IV, LINE 2B THE UNIVERSITY MAINTAINS A LIMITED NUMBER OF AGENCY FUNDS, WHICH IT HOLDS AS CUSTODIAN OR FISCAL AGENT FOR STUDENT ORGANIZATIONS AND/OR ORGANIZATIONS WITH AN ASSOCIATION TO A UNIVERSITY ACTIVITY, AS AN ACCOMMODATION TO THE ORGANIZATION. THE ORGANIZATIONS ARE THEN ALLOWED TO UTILIZE THE UNIVERSITY'S FINANCIAL SYSTEMS AND RESOURCES TO PROCESS TRANSACTIONS AGAINST THESE FUNDS. ENDOWMENT FUNDS CONTRIBUTIONS PART V, LINE 1B IN FISCAL YEAR 2011 INCLUDED IN CONTRIBUTIONS IS $204,560,779 ADDED BY THE UNIVERSITY TO ITS ENDOWMENT BY A TRANSFER FROM ITS LONG-TERM INVESTED OPERATING FUNDS. ENDOWMENT FUNDS PART V, LINE 4 THE UNIVERSITY ENDOWMENT CONSISTS OF APPROXIMATELY 1,919 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES; INCLUDING BOTH DONOR RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE UNIVERSITY TO FUNCTION AS ENDOWMENTS. SPENDING FROM THE UNIVERSITY'S ENDOWMENTS IS DONOR RESTRICTED TO VARIOUS PURPOSES. A MAJORITY OF THE FUNDS PROVIDE SCHOLARSHIPS AND FINANCIAL ASSISTANCE TO UNDERGRADUATE, GRADUATE AND LAW SCHOOL STUDENTS. SOME OF THE OTHER USES OF THE FUNDS INCLUDE, BUT ARE NOT LIMITED TO, SUPPORT FOR FELLOWSHIPS, THE CREATION AND FUNDING OF DEPARTMENT CHAIRS AND PROFESSORSHIPS, SUPPORT FOR VARIOUS UNIVERSITY CENTERS, AND SUPPORT FOR THE UNIVERSITY'S TEACHING AND RESEARCH ACTIVITIES. THE UNIVERSITY'S SPENDING POLICY, WHICH UTILIZES AN ANNUAL DISTRIBUTION PER UNIT MULTIPLIED BY THE PERCENTAGE APPROVED BY THE TRUSTEE AND INVESTMENT AND ENDOWMENT COMMITTEE, IS DESIGNED TO PROVIDE THE UNIVERSITY A STABLE LEVEL OF FINANCIAL SUPPORT AND TO PRESERVE THE ENDOWMENTS REAL VALUE. FIN48 (ASC 740) FOOTNOTE - LIABILITY FOR UNCERTAIN TAX POSITIONS PART X, LINE 2 THE UNIVERSITY IS A TAX EXEMPT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS GENERALLY EXEMPT FROM INCOME TAXES PURSUANT TO SECTION 501(A) OF THE INTERNAL REVENUE CODE. SYRACUSE UNIVERSITY HOTEL AND CONFERENCE CENTER LLC, WHOLLY OWNED BY THE UNIVERSITY IS REPORTED IN THE UNIVERSITY'S INCOME TAX FILINGS. DRUMLINS, INC. IS A TAXABLE SUBSIDIARY OF THE UNIVERSITY, FILING ITS OWN TAX RETURNS. THE INCOME TAX CONSEQUENCES, IF ANY, FROM THESE ENTITIES ARE REFLECTED IN THE FINANCIAL STATEMENTS, AND DO NOT HAVE A MATERIAL EFFECT, INDIVIDUAL OR IN THE AGGREGATE, UPON THE UNIVERSITY'S FINANCIAL STATEMENTS. THE SYRACUSE UNIVERSITY (USA) LONDON PROGRAM, CREATED FOR THE ADVANCEMENT OF EDUCATION, IS A REGISTERED CHARITY UNDER THE LAWS OF ENGLAND. THE UNIVERSITY BELIEVES IT HAS TAKEN NO SIGNIFICANT UNCERTAIN TAX POSITIONS. OTHER CHANGES IN NET ASSETS PART XI, LINE 8 SUBSIDIARIES - NET $ (393,487) POSTRETIREMENT BENEFIT OBLIGATION CHANGE $ (2,107,165) ------------------ $ (2,500,652) OTHER REVENUE INCLUDED IN FINANCIAL STATEMENTS BUT NOT ON RETURN PART XII, LINE 2D REVENUES OF SUBSIDIARIES $ 1,355,650 FINANCIAL AID $ (254,824,502) INVESTMENT MANAGEMENT FEES $ (2,817,395) ------------------ TOTAL $ (256,286,247) OTHER REVENUE INCLUDED ON RETURN BUT NOT IN FINANCIAL STATEMENTS PART XII, LINE 4B INTERCOMPANY REVENUE ELIMINATION $ 1,191,700 RENTAL AND FUNDRAISING EXPENSES $ (1,252,727) ------------------ TOTAL $ (61,027) OTHER EXPENSES INCLUDED IN FINANCIAL STATEMENTS BUT NOT ON RETURN PART XIII, LINE 2D EXPENSES OF SUBSIDIARIES $ 1,749,137 RENTAL AND FUNDRAISING EXPENSES $ 1,252,727 POSTRETIREMENT BENEFIT OBLIGATION CHANGE $ 2,107,165 ------------------ TOTAL $ 5,109,029 OTHER EXPENSES INCLUDED ON RETURN BUT NOT IN FINANCIAL STATEMENTS PART XIII, LINE 4B INTERCOMPANY EXPENSE ELIMINATION $ 1,191,700 FINANCIAL AID $ 254,824,502 ------------------ TOTAL $ 256,016,202 true true true true true true true false false false false false false false false true false true NONDISCRIMINATORY POLICY LINE 3 SYRACUSE UNIVERSITY'S RACIAL NONDISCRIMINATORY POLICY IS DISCLOSED IN ITS COURSE CATALOG AND TUITION AND FEES BOOKLET. THE UNIVERSITY'S POLICIES CAN ALSO BE FOUND AT: SUPOLICIES.SYR.EDU FINANCIAL AID OR ASSISTANCE LINE 6A THE UNIVERSITY RECEIVES FINANCIAL AID AND/OR ASSISTANCE FROM FEDERAL AGENCIES, SUCH AS PELL GRANT ($16,937,220), FEDERAL WORK STUDY PROGRAM ($2,970,694), PERKINS LOAN FUNDS ($3,789,237), FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT ($2,708,597). true Central America and the Caribbean 0 0 Investments 165714792 Central America and the Caribbean 0 0 Program Services HIGHER ED 167206 Central America and the Caribbean 0 0 Fundraising 16869 East Asia and the Pacific 0 0 Investments 38218 East Asia and the Pacific 2 30 Program Services HIGHER ED 2110548 East Asia and the Pacific 0 0 Grantmaking 1244917 East Asia and the Pacific 0 0 Fundraising 3518 Europe (Including Iceland and Greenland) 0 0 Investments 1196801 Europe (Including Iceland and Greenland) 5 171 Program Services HIGHER ED 24989477 Europe (Including Iceland and Greenland) 0 0 Grantmaking 7857660 Europe (Including Iceland and Greenland) 0 0 Fundraising 30766 Middle East and North Africa 0 0 Program Services HIGHER ED 523097 Middle East and North Africa 0 0 Grantmaking 95528 Middle East and North Africa 0 0 Fundraising 147484 North America 0 0 Investments 265506 North America 0 0 Program Services HIGHER ED 356167 North America 0 0 Fundraising 3362 Russia and the Newly Independent States 0 0 Program Services HIGHER ED 11017 South America 1 9 Program Services HIGHER ED 844548 South America 0 0 Grantmaking 298663 South Asia 0 0 Program Services HIGHER ED 138777 South Asia 0 0 Grantmaking 28750 South Asia 0 0 Fundraising 1389 Sub-Saharan Africa 0 0 Program Services HIGHER ED 453264 Sub-Saharan Africa 0 0 Grantmaking 162639 Sub-Saharan Africa 0 0 Fundraising 200 7 201 1 9 8 210 204761916 1939247 206701163 Cent. America/Caribbean EDUCATION 16575 COMP NETWORK FMV 0 1 SCHOLARSHIPS East Asia/Pacific 129 1244917 TUITION DISC SCHOLARSHIPS Europe/Iceland/Greenland 1139 7857660 TUITION DISC SCHOLARSHIPS Middle East/North Africa 8 95528 TUITION DISC SCHOLARSHIPS South America 31 298663 TUITION DISC SCHOLARSHIPS South Asia 2 28750 TUITION DISC SCHOLARSHIPS Sub-Saharan Africa 17 162639 TUITION DISC true false true true true true MONITORING THE USE OF GRANT FUNDS OUTSIDE THE U.S. PART I, LINE 2 SU PROVIDED MORE THAN $9.6 MILLION IN INSTITUTIONAL FINANCIAL AID TO STUDENTS IN 2010-11. THE AID PROVIDED CONSISTS OF A COMBINATION OF NEED-BASED AND MERIT-BASED GRANTS. MOST SCHOLARSHIPS ARE NEED-BASED. STUDENTS MUST APPLY FOR NEED-BASED FINANCIAL AID AWARDS BY COMPLETING THE FREE APPLICATION FOR FEDERAL STUDENT AID (FAFSA). THIS IS A STANDARD FORM USED IN HIGHER EDUCATION FOR THIS PURPOSE. BOTH NEED-BASED AND MERIT-BASED AID PROVIDED TO STUDENTS IS APPLIED BY THE UNIVERSITY DIRECTLY TO THE STUDENT'S ACCOUNT TO ENSURE THAT THE GRANTS ARE USED FOR THEIR INTENDED PURPOSE. FINANCIAL AID IS GENERALLY LIMITED TO THE AMOUNT OF TUITION, BUT CAN ALSO INCLUDE PARTIAL FUNDING FOR THE PROGRAM FEE (HOUSING AND FIELD TRIPS). BASIS OF ACCOUNTING PART I, LINE 3, COLUMN F THE BASIS OF ACCOUNTING ON THE FINANCIAL STATEMENTS IS ACCRUAL. NUMBER OF RECIPIENTS PART III, COLUMN (C) THE NUMBER OF RECIPIENTS WHO RECEIVED SCHOLARSHIPS WAS DERIVED BY QUERYING THE INDIVIDUAL STUDENT ACCOUNTS IN THE STUDENT RECEIVABLE SYSTEM FOR ACADEMIC TERMS WITHIN THE FISCAL YEAR ENDED JUNE 30, 2011. THE QUERY LOOKED FOR TUITION DISCOUNT (FINANCIAL AID) AND OTHER ASSISTANCE USING THE DEFINITION OF SUCH ITEMS AS REPORTED IN THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS. THIS PRODUCED A REPORT OF ALL STUDENTS WHO RECEIVED AID. RECOGNIZING THAT A STUDENT COULD BE RECEIVING AID IN MORE THAN ONE ACADEMIC TERM, THE INFORMATION WAS THEN SORTED BY INDIVIDUAL AND THE STUDENT WAS COUNTED ONLY ONCE. MIRROR AWARDS 202572 174250 28322 223926 HARDWOOD BANQ 60550 23425 37125 27557 1295 4 100930 42949 57981 18303 144373 364052 240624 123428 45860 369594 415454 -292026 true EVERSON MUSEUM OF ART 401 HARRISON STREET SYRACUSE NY 13202 150616499 501(C)(3) 200000 COLLABORATIVE SUPP. SYRACUSE OPERA 411 MONTGOMERY STREET SYRACUSE NY 13202 237167068 501(C)(3) 9500 FMV ATHLETIC SEATING FUNDRAISING SUPPORT UNITED WAY OF CNY 518 JAMES STREET SYRACUSE NY 13220 150532073 501(C)(3) 10000 COLLABORATIVE SUPP. 3 0 SU STUDENT SCHOLARSHIPS AND FINANCIAL AID 17966 234624482 SEOG 2457 2708597 HEOP 316 488947 ROOM AND BOARD 625 7314319 PROVISION OF BOOKS AND SUPPLIES 422 198244 FMV BOOKS AND SUPPLIES MONITORING THE USE OF GRANTS IN THE U.S. PART I, LINE 2 SU PROVIDED MORE THAN $245 MILLION IN INSTITUTIONAL AID TO UNDERGRADUATE AND GRADUATE STUDENTS IN 2010-11. THE AID PROVIDED CONSISTS OF A COMBINATION OF NEED-BASED AND MERIT-BASED GRANTS. STUDENTS MUST APPLY FOR THESE FINANCIAL AID AWARDS BY COMPLETING TWO FORMS THAT ESTABLISH ELIGIBILITY FOR NEED-BASED AID: THE COLLEGE SCHOLARSHIP SERVICE FINANCIAL AID PROFILE; AND THE FREE APPLICATION FOR FEDERAL STUDENT AID. THESE ARE STANDARD FORMS USED IN HIGHER EDUCATION FOR THIS PURPOSE. BOTH NEED-BASED AND MERIT-BASED AID PROVIDED TO STUDENTS IS APPLIED BY THE UNIVERSITY DIRECTLY TO THE STUDENT'S ACCOUNT TO ENSURE THAT THE GRANTS ARE USED FOR THEIR INTENDED PURPOSE. MERIT SCHOLARSHIPS ARE GENERALLY LIMITED TO THE AMOUNT OF TUITION. STUDENTS REACHING THE "TUITION" LIMIT ARE INELIGIBLE FOR ADDITIONAL SCHOLARSHIPS FROM THE UNIVERSITY. NEED-BASED AID CAN BE USED FOR ALL EDUCATIONAL RELATED EXPENSES IN ADDITION TO TUITION. GRANTS TO ORGANIZATIONS IN THE U.S. PART II THE UNIVERSITY PROVIDED FINANCIAL SUPPORT TO THE EVERSON MUSEUM OF ART (EVERSON) FOR COLLABORATIVE ACTIVITIES THAT ENHANCE THE MISSION OF BOTH THE UNIVERSITY AND THE EVERSON. THE UNIVERSITY AND EVERSON MAINTAIN REGULAR CONTACT REGARDING THE COLLABORATIVE EFFORTS. THE UNIVERSITY MADE A GRANT TO THE SYRACUSE OPERA, A 501(C)(3) ORGANIZATION, AND RECEIVED ACKNOWLEDGMENT THAT THE GRANT WILL BE USED FOR THEIR FUNDRAISING EFFORTS. FINANCIAL SUPPORT WAS PROVIDED TO THE LITERACY COALITION OF ONONDAGA COUNTY THROUGH THE UNITED WAY OF CENTRAL NEW YORK IN SUPPORT OF THE COLLABORATIVE EFFORTS WITH THE SAY YES TO EDUCATION PROGRAM AND PROLITERACY. NUMBER OF RECIPIENTS, PART III, COLUMN (B) THE NUMBER OF RECIPIENTS WHO RECEIVED SCHOLARSHIPS WAS DERIVED BY QUERYING THE INDIVIDUAL STUDENT ACCOUNTS IN THE STUDENT RECEIVABLE SYSTEM FOR ACADEMIC TERMS WITHIN THE FISCAL YEAR ENDED JUNE 30, 2011. THE QUERY LOOKED FOR TUITION DISCOUNT (FINANCIAL AID) AND OTHER ASSISTANCE USING THE DEFINITION OF SUCH ITEMS AS REPORTED IN THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS. THIS PRODUCED A REPORT OF ALL STUDENTS WHO RECEIVED AID. RECOGNIZING THAT A STUDENT COULD BE RECEIVING AID IN MORE THAN ONE ACADEMIC TERM, THE INFORMATION WAS THEN SORTED BY INDIVIDUAL AND THE STUDENT WAS COUNTED ONLY ONCE PER FINANCIAL AID TYPE. X X X X true true X X X X X false true false false false false false true false NANCY CANTOR 615327 0 0 0 276976 0 100000 0 126085 0 1118388 0 229449 0 REBECCA L FOOTE 163165 0 0 0 5109 0 0 0 27728 0 196002 0 0 0 MARILYN R HIGGINS 204344 0 0 0 954 0 0 0 28048 0 233346 0 0 0 RUTH E KAPLAN 245950 0 0 0 79 0 0 0 43303 0 289332 0 0 0 GINA LEE-GLAUSER 202447 0 0 0 36 0 0 0 49155 0 251638 0 0 0 LOUIS G MARCOCCIA 488271 0 29400 0 1262 0 4574 0 39985 0 563492 0 0 0 JENA PRIDEAUX MCWHA 146987 0 0 0 36 0 0 0 8678 0 155701 0 0 0 CHARLES P MERRIHEW 226183 0 0 0 36 0 0 0 70803 0 297022 0 0 0 ELIZABETH O'ROURKE 241563 0 0 0 36 0 0 0 36706 0 278305 0 0 0 KEVIN C QUINN 215930 0 0 0 36 0 0 0 38077 0 254043 0 0 0 DONALD A SALEH 252717 0 0 0 79 0 0 0 32655 0 285451 0 0 0 CHRISTOPHER M SEDORE 219574 0 0 0 36 0 0 0 40484 0 260094 0 0 0 BRIAN C SISCHO 223037 0 0 0 36 0 0 0 38593 0 261666 0 0 0 ERIC F SPINA 444870 0 0 0 179 0 12184 0 41437 0 498670 0 0 0 THOMAS J WALSH 342746 0 0 0 148929 0 0 0 70583 0 562258 0 124999 0 BARBARA L WELLS 207280 0 0 0 36 0 0 0 22803 0 230119 0 0 0 THOMAS V WOLFE 201061 0 0 0 36 0 0 0 57554 0 258651 0 0 0 YOULONDA MORGAN 182684 0 0 0 0 0 0 0 36111 0 218795 0 0 0 GEORGE M LANGFORD 362307 0 0 0 496 0 0 0 27798 0 390601 0 0 0 PETER WEBBER 203871 0 0 0 0 0 0 0 63969 0 267840 0 0 0 JAMES A BOEHEIM JR 1577523 0 130000 0 77717 0 80000 0 40336 0 1905576 0 0 0 DOUGLAS C MARRONE 1108107 0 100000 0 8490 0 0 0 42679 0 1259276 0 0 0 DARYL J GROSS 477549 0 45000 0 6079 0 0 0 41429 0 570057 0 0 0 KENNETH A SHAW 353084 0 0 0 155210 0 0 0 37485 0 545779 0 149824 0 MELVIN T STITH 439770 0 0 0 393 0 0 0 34065 0 474228 0 0 0 DEBORAH A FREUND 302979 0 43039 0 6623 0 0 0 29722 0 382363 0 0 0 PAUL B GANDEL 104101 0 0 0 0 0 0 0 16714 0 120815 0 0 0 BEN R WARE 300595 0 0 0 396 0 0 0 39047 0 340038 0 0 0 BARRY L WELLS 0 0 0 0 138590 0 0 0 0 0 138590 0 0 0 CATHRYN R NEWTON 228496 0 0 0 0 0 0 0 39700 0 268196 0 0 0 SUPPLEMENTAL INFORMATION SCHEDULE J, PART II THE FOLLOWING FOOTNOTES TO CERTAIN ENTRIES ON THIS YEAR'S FORM 990 ARE OFFERED TO HELP CLARIFY SOME OF THE ENTRIES ON THIS YEAR'S FORM 990, USING THE UNIVERSITY'S CHANCELLOR, NANCY CANTOR, AS THE EXAMPLE. SCHEDULE J, PART II, NANCY CANTOR, COLUMN (B)(I) "BASE COMPENSATION": THE AMOUNT REPORTED ($615,327) FOR NANCY CANTOR IN SCHEDULE J, PART II, COLUMN (B)(I) "BASE COMPENSATION" REFLECTS SIX MONTHS OF VOLUNTARY 10% BASE PAY REDUCTION TAKEN BY THE CHANCELLOR IN FISCAL YEAR 2011. SCHEDULE J, PART II, NANCY CANTOR, COLUMN (B)(III) "OTHER REPORTABLE COMPENSATION" THE AMOUNT REPORTED FOR CHANCELLOR NANCY CANTOR IN SCHEDULE J, PART II, COLUMN B(III) "OTHER REPORTABLE COMPENSATION" REFLECTS A $276,623 DEFERRED RETIREMENT PAYMENT MADE TO THE CHANCELLOR IN FY2010-11, AS REQUIRED BY THE UNIVERSITY'S CONTRACT WITH HER. MORE THAN 80% OF THESE FUNDS, ($229,449 AS REPORTED IN COLUMN F) HAD ALREADY BEEN REPORTED ON PRIOR YEARS' FORMS 990. SCHEDULE J, PART II, NANCY CANTOR, COLUMN (C) "DEFERRED COMPENSATION": THE AMOUNT REPORTED ($100,000) FOR NANCY CANTOR IN SCHEDULE J, PART II, COLUMN (C) "DEFERRED COMPENSATION" REFLECTS DEFERRED COMPENSATION BENEFITS THAT HAVE ACCRUED BUT NOT YET VESTED, AND THEREFORE HAVE NOT BEEN PAID. SCHEDULE J, PART II, NANCY CANTOR, COLUMN (D) "NONTAXABLE BENEFITS": THE AMOUNT REPORTED ($126,085) FOR NANCY CANTOR IN SCHEDULE J, PART II, COLUMN (D) "NONTAXABLE BENEFITS" REFLECTS AMOUNTS THAT ARE NOT TREATED AS TAXABLE INCOME UNDER THE INTERNAL REVENUE CODE BUT ARE NEVERTHELESS REQUIRED TO BE REPORTED BY THE INSTRUCTIONS APPLICABLE TO THIS YEAR'S FORM 990. THESE PRIMARILY INCLUDE UNIVERSITY CONTRIBUTIONS TO A RETIREMENT PLAN AND UNIVERSITY HOUSING THAT THE CHANCELLOR IS REQUIRED TO OCCUPY. BENEFITS PART I, LINE 1A FIRST-CLASS TRAVEL: CERTAIN OFFICERS AND HIGHLY COMPENSATED EMPLOYEES UTILIZED FIRST CLASS TRAVEL UNDER THE UNIVERSITY POLICY WHICH STATES: "WHEN TRAVELLING BY PLANE, COACH ACCOMMODATIONS WILL BE USED UNLESS SUCH SPACE IS UNAVAILABLE. THE CHANCELLOR, VICE CHANCELLOR AND PROVOST, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENTS, CABINET OFFICERS AND DEANS MAY MAKE EXCEPTIONS IN THE CASE OF EXTENUATING CIRCUMSTANCES (E.G. DEMANDING FLIGHT SCHEDULE, EXTENDED FLIGHT TIMES) BY GIVING PRIOR WRITTEN AUTHORIZATION FOR FIRST CLASS OR BUSINESS TRAVEL." CHARTER TRAVEL: CERTAIN SYRACUSE UNIVERSITY OFFICERS, TRUSTEES, AND HIGHLY COMPENSATED EMPLOYEES UTILIZED AIRLINE TRAVEL FOR BUSINESS PURPOSES. CHARTER TRAVEL ELIMINATES THE TIME CONSTRAINTS OF COMMERCIAL AIR TRAVEL, IS COST EFFECTIVE AND PERMITS GREATER SUPERVISION OF STUDENTS. TRAVEL FOR COMPANIONS: CERTAIN OFFICERS AND HIGHLY COMPENSATED EMPLOYEES HAD COMPANION TRAVEL. THIS TRAVEL WAS DETERMINED TO BE BUSINESS OR PERSONAL AND TAXABLE, BASED UPON THE FACTS AND CIRCUMSTANCES OF EACH SPECIFIC INCIDENCE, AND WAS TREATED ACCORDINGLY, FOR REPORTING PURPOSES. HOUSING ALLOWANCE: THE CHANCELLOR IS PROVIDED WITH LODGING BENEFITS AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE EMPLOYER. INCLUDED IN FORM 990 PART VII, SECTION A, COLUMN (D) IS THE COMPUTED NON-TAXABLE MARKET VALUE OF THE CHANCELLOR'S OCCUPANCY OF SUCH PREMISES. HEALTH OR SOCIAL CLUB DUES: CERTAIN OFFICERS AND HIGHLY COMPENSATED EMPLOYEES RECEIVED MEMBERSHIPS IN HEALTH OR SOCIAL CLUBS. CLUB DUES ARE DETERMINED TO BE TAXABLE OR NON-TAXABLE BASED UPON THE PERCENTAGE OF BUSINESS AND PERSONAL USE AS REPORTED ON CLUB USE CERTIFICATION STATEMENTS SUBMITTED BY THE INDIVIDUALS WITH THE MEMBERSHIPS. THE TAXABLE PORTION WAS INCLUDED IN THE INDIVIDUAL'S COMPENSATION REPORTED ON FORM W-2. PERSONAL SERVICES: AS PART OF ITS EMPLOYMENT AGREEMENT FOR THE CHANCELLOR, SU PROVIDES A RESIDENCE MANAGER AT THE UNIVERSITY-OWNED OFFICIAL CHANCELLOR'S RESIDENCE. THE CHANCELLOR REIMBURSES THE UNIVERSITY FOR THE VALUE OF ANY NON-UNIVERSITY RELATED PERSONAL USE THROUGH AN AFTER-TAX DEDUCTION TAKEN FROM HER SEMI-MONTHLY PAY. NON-FIXED PAYMENTS PART I, LINE 7 CERTAIN OFFICERS RECEIVED EXTRA SERVICE PAYMENTS. AN EXTRA SERVICE PAYMENT IS FOR RECOGNITION OF SERVICES ABOVE NORMAL JOB RESPONSIBILITIES. THESE PAYMENTS WERE INCLUDED IN THE INDIVIDUALS' COMPENSATION REPORTED ON FORM W-2. CERTAIN HIGHLY COMPENSATED EMPLOYEES RECEIVED VARIABLE PAY AWARDS. A VARIABLE PAY AWARD IS A ONE-TIME PAYMENT MADE IN RECOGNITION OF SIGNIFICANT ONE-TIME ACCOMPLISHMENTS DESERVING OF REWARD. THESE PAYMENTS WERE INCLUDED IN THE INDIVIDUALS' COMPENSATION REPORTED ON FORM W-2. COMPENSATION FROM UNRELATED ORGANIZATIONS SCHEDULE J, PART II, SUPPLEMENTAL INFORMATION THE FOLLOWING IS INCLUDED IN THE BASE COMPENSATION REPORTED IN PART II, COLUMN (B) (I) JAMES A. BOEHEIM JR.'S TOTAL COMPENSATION REPORTED IN PART II, (B) (I) OF $1,577,523, INCLUDES $383,060 PAID BY SYRACUSE UNIVERSITY WHICH WAS REPORTED ON FORM W-2, AND $1,000,000 FROM IMG WORLDWIDE, INC. WHICH WAS REPORTED BY IMG WORLDWIDE, INC. ON FORM 1099. ALSO INCLUDED IS NET INCOME OF $194,463 REALIZED BY BIG ORANGE BASKETBALL CAMP FROM CONDUCTING A SUMMER BASKETBALL CAMP WHICH IS NOT REQUIRED TO BE AND WAS NOT REPORTED BY THE UNIVERSITY ON FORM W-2 OR FORM 1099. DOUGLAS C. MARRONE'S TOTAL COMPENSATION REPORTED IN PART II, (B) (I) OF $1,108,107, INCLUDES $296,121 PAID BY SYRACUSE UNIVERSITY WHICH WAS REPORTED ON FORM W-2, AND $800,000 FROM IMG WORLDWIDE, INC. WHICH WAS REPORTED BY IMG WORLDWIDE, INC. ON FORM 1099. ALSO INCLUDED IS NET INCOME OF $11,986 REALIZED BY DOUGLAS C. MARRONE ENTERPRISES, INC. FROM CONDUCTING A SUMMER FOOTBALL CAMP WHICH IS NOT REQUIRED TO BE AND WAS NOT REPORTED BY THE UNIVERSITY ON FORM W-2 OR FORM 1099. DARYL J. GROSS' TOTAL COMPENSATION REPORTED IN PART II, (B) (I) OF $477,549, INCLUDES $417,549 PAID BY SYRACUSE UNIVERSITY WHICH WAS REPORTED ON FORM W-2, AND $60,000 FROM IMG WORLDWIDE, INC. WHICH WAS REPORTED BY IMG WORLDWIDE, INC. ON FORM 1099. CITY OF SYRACUSE IND DEV AGENCY 161231050 8717120BU 2005-12-13 80000000 CAPITAL IMPROV & ACQUISITION false false false CITY OF SYRACUSE IND DEV AGYONON CTY IDA 161231050 871720BZO 2008-01-30 105000000 CONSTRUCTION & EQUIPMENT false false false TRUST FOR CULTURAL RESOURCES CO OF ONONDAGA 800516646 68276FAL4 2010-01-14 40896714 MULTI-PURPOSE ISSUE -NON-REFUNDING false true false TRUST FOR CULTURAL RESOURCES CO OF ONONDAGA 800516646 68276FAL4 2010-01-14 70440000 MULTI-PURP. ISSUE -REFUNDING BONDS false true false 80000000 1339056 681104 77979840 2008 false false true true 2100000 105000000 631443 42000 104326557 2010 false false true true 120000 40896714 401811 22487 35857285 4615131 false false false true 70440000 518439 29013 69892548 true false true true false false false true false 0.00000 0.00000 0.00000 true false false false true false 0.00000 0.00000 0.00000 true false false false true false 0.00000 0.00000 0.00000 true false true true GOLDMAN SACHS 24.5 false false false false false false true true GOLDMAN SACHS 26.1 false false false false false false true true MORGAN STANLEY 18.4 false false false false false false true true MORGAN STANLEY 18.4 false false false false false PLEASE SEE SCHEDULE O STEVEN R BRECHIN SPOUSE- NANCY CANTOR 87270 UNIV. EMPLOYEE- PROFESSOR false MARK N GLAUSER SPOUSE- GINA LEE-GLAUSER 178743 UNIV. EMPLOYEE- ASSOC DEAN false THOMAS KNIESNER SPOUSE- DEBORAH A. FREUND 162822 UNIV. EMPLOYEE- PROFESSOR false SYLVIA T LANGFORD SPOUSE- GEORGE M LANGFORD 115966 UNIV. EMPLOYEE- ASSOC. VP false DAVID P MORGAN SPOUSE-Y. COPELAND-MORGAN 116296 UNIV. EMPLOYEE- DIRECTOR false KANDICE LYNN SALOMONE SPOUSE- PAUL B. GANDEL 113612 UNIV. EMPLOYEE- ASSOC DEAN false ERIC S SEDORE BROTHER- CHRIS M. SEDORE 112527 UNIV. EMPLOYEE- DIR IT/SERVICE false JAMES STEINBERG SPOUSE- SHERBURNE ABBOTT 50000 UNIV. EMPLOYEE DEAN/PROFESSOR false DARIA D WEBBER SPOUSE- PETER WEBBER 56999 UNIV. EMPLOYEE- SUPERVISOR false KIMBERLY N WOLFE DAUGHTER- THOMAS V.WOLFE 14195 UNIV. EMPLOYEE-HOURLY EMPLOYEE false DRUMLINS INC BOARD MEMBERS 274730 DINING AND RECREATION SERVICES false BUSINESS TRANSACTIONS WITH INTERESTED PERSONS PART IV DRUMLINS, INC'S BOARD MEMBERS INCLUDE LOUIS G. MARCOCCIA AND BARBARA L. WELLS WHO DO NOT HAVE A PERSONAL INTEREST IN DRUMLINS BUT ARE OFFICERS OF SYRACUSE UNIVERSITY AND DRUMLINS, INC. X 2 176500 APPRAISED VALUE X 585357 APPRAISED VALUE X 126 3821894 MARKET VALUE X 2 60210 APPRAISED VALUE X SPONSORED EQUIP 107 2032259 MARKET VALUE X SPONSORED BLDGS 5 910444 MARKET VALUE 2 false true false NUMBER OF CONTRIBUTIONS PART I, COLUMN B SYRACUSE UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTIONS IN PART I, COLUMN B. VOLUNTEERS FORM 990, PART I, LINE 6 VOLUNTEERS ARE INDISPENSABLE TO THE UNIVERSITY IN THE ACCOMPLISHMENT OF THE UNIVERSITY'S EDUCATIONAL MISSION. THE BOARD OF TRUSTEES IS A COMPLETELY VOLUNTEER BOARD COMPRISED OF INDIVIDUALS WHO GIVE OF THEIR TIME, ENERGY AND TALENTS TO PROVIDE GUIDANCE FOR THE EFFICIENT AND EFFECTIVE GOVERNANCE OF THE UNIVERSITY. STUDENTS AND STAFF VOLUNTEER THEIR TIME AND EFFORT IN ACTIVITIES SUCH AS HELPING FRESHMEN STUDENTS MOVE INTO DORMITORIES AND ACQUAINTING THEM WITH THE CAMPUS. STUDENTS ALSO ASSIST IN DEVELOPMENT ACTIVITIES, SUCH AS THE ANNUAL "TELEFUND", TO RAISE FUNDS NEEDED TO SUPPORT THE UNIVERSITY'S EDUCATIONAL MISSION. OTHER PROGRAM SERVICES FORM 990, PART III, LINE 4D OTHER PROGRAM SERVICE EXPENDITURES SUPPORT THE UNIVERSITY'S ACADEMIC AND RESEARCH INITIATIVES THROUGH PROVISION OF ACADEMIC SUPPORT, STUDENT SERVICES AND GENERAL INSTITUTIONAL SUPPORT, THE CRITICAL COMPONENTS TO SEAMLESS DELIVERY AND TO MEETING THE NEEDS AND EXPECTATIONS OF SYRACUSE UNIVERSITY'S STUDENTS AND FACULTY. BUSINESS RELATIONSHIPS FORM 990, PART VI, SECTION A, LINE 2 LOUIS G. MARCOCCIA AND BARBARA L. WELLS HAVE A BUSINESS RELATIONSHIP AS THEY ARE BOTH OFFICERS OF SYRACUSE UNIVERSITY AND DRUMLINS, INC. REVIEW PROCESS FORM 990, PART VI, SECTION B, LINE 11B THE UNIVERSITY PROVIDED ITS SUBSTANTIALLY COMPLETE FORM 990 TO MEMBERS OF THE TRUSTEES AUDIT COMMITTEE AND COMPENSATION COMMITTEE. ACCOMPANYING THE 990 WAS A REPORT HIGHLIGHTING IMPORTANT SECTIONS, DATA AND POINTS, AND CHANGES FROM THE PREVIOUS FORM 990. A CONFERENCE CALL WITH THESE COMMITTEE MEMBERS WAS HELD FOR THE UNIVERSITY'S EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER AND ITS COMPTROLLER TO REVIEW THE FORM AND SUMMARY REPORT. THIS REVIEW INCLUDED A WALKTHROUGH OF THE FORM AND SCHEDULES WITH DIALOGUE ON SIGNIFICANT ITEMS AND POINTS AND A FURTHER EXPANSION OF INFORMATION PROVIDED IN THE SUMMARY REPORT. QUESTIONS WERE ADDRESSED AS RAISED BY COMMITTEE MEMBERS. CONFLICT OF INTEREST POLICY FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY'S REGULAR AND CONSISTENT MONITORING AND ENFORCEMENT COMPLIANCE OF THE CONFLICT OF INTEREST POLICY: ARTICLE X OF THE UNIVERSITY'S BYLAWS REQUIRE AN ANNUAL CONFLICT OF INTEREST QUESTIONNAIRE BE COMPLETED BY EACH TRUSTEE AND OFFICER. ADDITIONALLY, THE UNIVERSITY REQUIRES KEY EMPLOYEES, HIGHEST COMPENSATED EMPLOYEES AND OTHER IDENTIFIED EMPLOYEES AND GROUPS OF EMPLOYEES TO COMPLETE THE CONFLICT OF INTEREST QUESTIONNAIRE. ALL COMPLETED QUESTIONNAIRES ARE REVIEWED BY THE DIRECTOR OF AUDIT AND MANAGEMENT ADVISORY SERVICES; THE COMPTROLLER ALSO REVIEWS THOSE OF TRUSTEES, OFFICERS, KEY EMPLOYEES AND HIGHEST COMPENSATED EMPLOYEES. CONFLICTS ARE AGGREGATED INTO A REPORT WHICH IS PROVIDED TO THE EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER AND THE AUDIT COMMITTEE; MEMBERS OF THE CHANCELLOR'S CABINET ALSO REVIEW THE REPORT. COMPENSATION POLICY FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR THE CHANCELLOR AND PRESIDENT, OFFICERS, KEY EMPLOYEES AND CERTAIN OTHER COVERED INDIVIDUALS IS ESTABLISHED ACCORDING TO UNIVERSITY POLICIES. THE UNIVERSITY'S COMPENSATION COMMITTEE REVIEWS COMPARABILITY DATA PROVIDED BY AN INDEPENDENT EXTERNAL CONSULTANT THAT INCORPORATES BOTH UNIVERSITY DATA AND THAT OF COMPARABLE INSTITUTIONS. THE COMPENSATION COMMITTEE, WHICH TYPICALLY SEEKS TO ESTABLISH COMPENSATION WITHIN THE MIDDLE OF THE RANGE OF COMPARABILITY DATA, MAKES A RECOMMENDATION TO THE UNIVERSITY'S EXECUTIVE COMMITTEE WHO THEN MAKES A DETERMINATION WHETHER THE PROPOSED COMPENSATION IS REASONABLE. IF A PROPOSAL IS DEEMED TO BE REASONABLE, THE EXECUTIVE COMMITTEE ADEQUATELY DOCUMENTS THE BASIS FOR ITS DETERMINATION WITHIN 60 DAYS AFTER THE DATE THE DETERMINATION WAS MADE AND SUCH DOCUMENTATION IS KEPT IN THE WRITTEN OR ELECTRONIC RECORDS OF THE EXECUTIVE COMMITTEE. JOINT VENTURE FORM 990, PART VI, SECTION B, LINE 16A PARTICIPATION WITH A TAXABLE ENTITY: JPMORGAN CHASE & CO. AND SYRACUSE UNIVERSITY ESTABLISHED A UNIQUE CORPORATE-UNIVERSITY COLLABORATION. THE PURPOSE OF THE COLLABORATION IS TO DEVELOP EDUCATION AND WORK EXPERIENCE INNOVATIONS IN THE AREA OF FINANCIAL SERVICES INFORMATION TECHNOLOGY, LEVERAGING EACH OTHER'S KNOWLEDGE AND EXPERTISE IN THE BUILDING OF A BEST IN CLASS CURRICULUM FOR ENTRY LEVEL TECHNOLOGISTS AND TO COLLABORATE ON PROJECTS OF JOINT INTEREST THAT PROVIDE VALUE TO BOTH ORGANIZATIONS AND TO SOCIETY. EMPLOYEES OF JPMORGAN CHASE & CO. ARE JOINING WITH SYRACUSE UNIVERSITY FACULTY AND STUDENTS TO CREATE A COMPREHENSIVE, INTERDISCIPLINARY CURRICULUM FOCUSED ON THE FIELDS OF GLOBAL ENTERPRISE TECHNOLOGY SYSTEMS. SYRACUSE UNIVERSITY JOINED THE CENTER FOR APPLIED IDENTITY MANAGEMENT RESEARCH (CAIMR). CAIMR IS DEDICATED TO SOLVING SOCIETY'S MOST CRITICAL IDENTITY MANAGEMENT CHALLENGES THROUGH APPLIED RESEARCH. PUBLIC DISCLOSURE FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC ON THE UNIVERSITY'S WEBSITE. CONTINUATION OF OFFICERS, ATTACHMENT 3 FORM 990, PART VII, SECTION A NANCY CANTOR, COLUMNS D AND F "REPORTABLE COMPENSATION FROM THE ORGANIZATION" "ESTIMATED AMOUNT OF OTHER COMPENSATION FROM THE ORGANIZATION AND RELATED ORGANIZATIONS": THE TOTAL OF THE AMOUNTS REPORTED IN COLUMN D "REPORTABLE COMPENSATION FROM THE ORGANIZATION" ($892,303) AND COLUMN F "ESTIMATED AMOUNT OF OTHER COMPENSATION FROM THE ORGANIZATION AND RELATED ORGANIZATIONS" ($226,085) EQUALS THE TOTAL OF THE COMPENSATION RECEIVED BY NANCY CANTOR AS SHOWN IN COLUMN E ON SCHEDULE J, PART II. THE AMOUNT IN COLUMN D INCLUDES BASE COMPENSATION AND OTHER MISCELLANEOUS COMPENSATION. THE AMOUNT IN COLUMN F INCLUDES ESCROWED DEFERRED COMPENSATION, WHICH HAS NOT BEEN RECEIVED, ALONG WITH THE VALUE OF NON-TAXABLE BENEFITS. OTHER CHANGES IN NET ASSETS FORM 990, PART XI, LINE 5 UNREALIZED CHANGE IN FAIR VALUE OF INVESTMENTS $ 46,752,783 UNREALIZED CHANGE FROM INTEREST RATE SWAP AGREEMENTS AND FOREIGN CURRENCY EXCHANGE FORWARD CONTRACTS $ 18,912,572 POSTRETIREMENT BENEFIT OBLIGATION CHANGE $ (2,107,165) -------------- $ 63,558,190 BOND ISSUE SCHEDULE K, PART II, ITEM C: THESE BONDS WERE ISSUED AT A PREMIUM OF $4,011,714. THE FACE AMOUNT OF THE BONDS IS $31,800,000. BOND ISSUE SCHEDULE K, PART II, ITEM D: A PORTION OF THESE BONDS WERE ISSUED TO REPLACE THE 1999 BONDS THAT WERE PURCHASED BACK FROM BONDHOLDERS PURSUANT TO AN OFFER TO PURCHASE DATED DECEMBER 3, 2009. THE OFFER CONTAINED AN 8% DISCOUNT. THE DISCOUNTED AMOUNT OF THE BONDS REDEEMED WAS $69,483,000. AN ADDITIONAL AMOUNT OF $6,042,000 WAS ISSUED TO MAKE A LOAN TO THE UNIVERSITY TO FINANCE THE COSTS OF UNDERTAKING A PROJECT. THE TOTAL AMOUNT OF THIS BOND ISSUE IS THE FACE AMOUNT OF 1999 BONDS (NON-DISCOUNTED) THAT WERE REDEEMED. YEAR OF SUBSTANTIAL COMPLETION SCHEDULE K, PART II, COLUMN D, LINE 13: NOT APPLICABLE DUE TO THE ISSUE BEING A REFUNDING ISSUE. 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