2012-05-15T14:24:48-05:00 2011-06-30 CBIZ TOFIAS 500 BOYLSTON STREET BOSTON MA 02116 990 2010-07-01 010212542 TRUSTEES OF SAINT JOSEPH'S COLLEGE SAINT JOSEPH'S COLLEGE OF MAINE TRUS 2078926766 278 WHITES BRIDGE ROAD STANDISH ME 040845263 PHILIP A YAUCH 2078926766 2012-05-15 1 JOSEPH M GISO MST 6177610600 2012-05-15 2010 2016-02-24 21:20:13Z DR E JOSEPH LEE 278 WHITES BRIDGE ROAD STANDISH ME 040845263 49899894 0 X WWW.SJCME.EDU X 1955 ME HIGHER EDUCATION INSTITUTION OFFERING LIBERAL ARTS EDUCATION ON A FULL AND PART TIME BASIS TO MALE AND FEMALE STUDENTS. THE INSTITUTION ALSO OFFERS A DISTANCE EDUCATION PROGRAM FOR BACHELORS AND MASTERS DEGREES THROUGH HOME STUDY. 21 20 1072 0 514550 -64937 2840220 3364832 40146929 42176499 302076 -61702 1154616 1232797 44443841 46712426 12822555 13279603 0 0 18535872 19233965 0 0 537111 12041757 12654217 43400184 45167785 1043657 1544641 57971210 60566449 29999444 29591044 27971766 30975405 HIGHER EDUCATION INSTITUTION OFFERING LIBERAL ARTS EDUCATION ON A FULL AND PART TIME BASIS TO MALE AND FEMALE STUDENTS. THE INSTITUTION ALSO OFFERS A DISTANCE EDUCATION PROGRAM FOR BACHELORS AND MASTERS DEGREES THROUGH HOME STUDY. 0 0 36816038 13279603 35543658 HIGHER EDUCATION INSTITUTION OFFERS LIBERAL ARTS EDUCATION ON A FULL AND PART TIME BASIS TO MALE AND FEMALE STUDENTS. 5326940 6632841 DISTANCE EDUCATION PROGRAM OFFERS BACHELORS AND MASTERS DEGREES THROUGH HOME STUDY. 42142978 1 1 0 0 0 0 0 0 1 1 1 0 1 1 1 1 0 1 0 0 0 0 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 0 1 69 0 1 1072 1 1 1 0 0 0 0 0 0 0 0 0 X 21 20 0 0 0 0 0 0 0 1 1 0 0 1 0 0 0 0 0 0 X X MR PHILIP A YAUCH 2078937750 278 WHITES BRIDGE ROAD STANDISH ME 04084 BRO WILLIAM C LAMBERT 2.00 X 0 0 0 MR CHRISTOPHER PIERCE 2.00 X 0 0 0 MR MICHAEL T SHEA 2.00 X 0 0 0 MR JOSEPH GALLAGHER 2.00 X 0 0 0 MR MATTHEW D GINNETTY 2.00 X 0 0 0 SR MARY MOREY RSM 2.00 X 0 0 0 MS CLAIRE FRASER BOWEN 2.00 X 0 0 0 MR LEE M KENNEDY 2.00 X 0 0 0 MR KENNETH MARINO 2.00 X 0 0 0 MR PATRICK CAREY 2.00 X 0 0 0 DR E JOSEPH LEE 35.00 X X 210802 0 16267 SR JOYCE MAHANEY 2.00 X 0 0 0 MS GLORIA LEGERE RNMS 2.00 X 0 0 0 MS JANE D SMITH 2.00 X 0 0 0 SR LAURA DELLA SANTA R 2.00 X 0 0 0 SR ELLEN TURNER RSM 2.00 X 0 0 0 MR KENNETH M LAMNSKI 2.00 X 0 0 0 MOST REV RICHARD MALONE 2.00 X 0 0 0 MR MARTIN J WHITE 2.00 X 0 0 0 MS EILEEN SKINNER 2.00 X 0 0 0 MR GARRETT VAN ATTA 2.00 X 0 0 0 MR PHILIP A YAUCH 35.00 X 139278 0 9323 DR RANDALL KRIEG 35.00 X 132513 0 25213 SR MARY GEORGE O'TOOLE 35.00 X 0 0 0 MR REIS HAGERMAN 35.00 X 119191 0 21337 MS LYNN OLSON 35.00 X 110538 0 7362 MS JANET LAFLAMME 35.00 X 109457 0 12785 MS LYNN BROWN 35.00 X 101520 0 5400 MR DANIEL SHERIDAN 35.00 X 133545 0 25092 1056844 0 122779 8 1 1 0 BON APPETIT PO BOX 91337 CHICAGO IL 60693 FOOD SERVICES 1902158 US BANK CORPORATE TRUST SDS 12-2302 MINNEAPOLIS MN 55486 FINANCIAL SERVICES 1805967 CGLIC CIGNA HEALTHCARE PITTSBURGH PA 15264 FINANCIAL SERVICES 1128369 AETNA PO BOX 804735 CHICAGO IL 60680 HEALTH SERVICES 854603 NEW ENGLAND COMMUNICATIONS 480 RIVERSIDE ST PORTLAND ME 04103 COMMUNICATION 591767 19 2669850 694982 35000 3364832 TUITION AND FEES 611710 34047260 34047260 RESIDENCE AND DINING 721310 8129239 8129239 42176499 373783 373783 2751983 2262733 924735 489250 -924735 -435485 0 -435485 SPORTS AND RECREATION 713940 140767 140767 1092030 1092030 1232797 46712426 42176499 514550 656545 154840 154840 13124763 13124763 538769 538769 14988550 13489695 1199084 299771 509213 458292 40737 10184 2114496 1903046 169160 42290 1082937 974643 86635 21659 87328 87328 43750 43750 88075 83671 4404 141040 137401 3639 1259290 1133361 100743 25186 836312 768114 54628 13570 64208 64208 1941642 1747478 155331 38833 465252 418727 37220 9305 1034455 931010 82756 20689 1911899 1720709 152952 38238 204292 194077 10215 FOOD SERVICES 1812703 1812703 LICENSES/MEMBERSHIPS 390283 390283 MAINTENANCE CONTRACTS 184629 184629 BAD DEBT EXPENSE 158611 158611 2030448 1753948 259114 17386 45167785 42142978 2487696 537111 683394 627193 2503646 3366244 124188 48113 725777 912383 2143967 2126926 1061985 1314269 58275778 19980141 39646719 38295637 10063113 12470687 30785 192666 987636 1212331 57971210 60566449 3252804 2980719 1793164 2359426 23080853 22490853 503447 434234 64818 30582 1304358 1295230 29999444 29591044 X 21886517 23923827 2412484 3304214 3672765 3747364 27971766 30975405 57971210 60566449 X 1544641 1458998 X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 10209451 720887 2268488 223925 12974911 9534650 37583 782095 127786 17081 10209461 11397362 651541 -2217181 102800 194272 9534650 0.52000 0.29000 0.19000 0 0 1631767 1631767 46868698 13480802 33387896 7984532 5149532 2835000 1790781 1349807 440974 38295637 ADVANCES FROM FEDERAL GOVERNMENT 1243233 ANNUITIES PAYABLE 51997 1295230 46712426 45167785 1544641 1458998 1458998 3003639 35046661 1458998 1458998 33587663 13124763 13124763 46712426 32043022 0 32043022 13124763 13124763 45167785 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE INTENDED USE OF THE ENDOWMENT FUNDS IS TO SUPPORT THE OPERATIONAL BUDGET'S STUDENT AID. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE COLLEGE ACCOUNTS FOR THE EFFECT OF ANY UNCERTAIN TAX POSITIONS BASED ON A "MORE LIKELY THAN NOT" THRESHOLD TO THE RECOGNITION OF THE TAX POSITIONS BEING SUSTAINED BASED ON THE TECHNICAL MERITS OF THE POSITIONS UNDER SCRUTINY BY THE APPLICABLE TAXING AUTHORITY. IF A TAX POSITION OR POSITIONS ARE DEEMED TO RESULT IN UNCERTAINTIES OF THOSE POSITIONS, THE UNRECOGNIZED TAX BENEFIT IS ESTIMATED BASED ON A "CUMULATIVE PROBABILITY ASSESSMENT" THAT AGGREGATES THE ESTIMATED TAX LIABILITY FOR ALL UNCERTAIN TAX POSITIONS. THE COLLEGE HAS IDENTIFIED ITS TAX STATUS AS A TAX EXEMPT ENTITY AS ITS ONLY SIGNIFICANT TAX POSISITON; HOWEVER, THE COLLEGE HAS DETERMINED THAT SUCH TAX POSITION DOES NOT RESULT IN AN UNCERTAINTY REQUIRING RECOGNITION. THE COLLEGE IS NOT CURRENTLY UNDER EXAMINATION BY ANY TAXING JURISDICTIONS. THE COLLEGE'S FEDERAL AND STATE TAX RETURNS ARE GENERALLY OPEN FOR EXAMINATION FOR THREE YEARS FOLLOWING THE DATE FILED. PART XII, LINE 4B - OTHER ADJUSTMENTS FINANCIAL AID: 13,124,763 PART XIII, LINE 4B - OTHER ADJUSTMENTS FINANCIAL AID: 13,124,763 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 THE NONDISCRIMINATORY POLICY IS PUBLISHED THROUGH AN ACTIVE RECRUITMENT PROGRAM. BULLETINS AND EMPLOYMENT ADVERTISEMENTS ALSO INCLUDE SUCH POLICIES. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE COLLEGE RECEIVED $2,000,566 IN GOVERNMENT FINANCIAL AID 1 SUBRECIPIENT UNH SPONSORED PROGRAMS ADMINISTRATION UNIVERSITY OF NEW HAMPSHIRE DURHAM NH 03824 026000937 501(C)(3) 38248 SUBRECIPIENT BELGRADE REGIONAL CONSERVATION P O BOX 250 BELGRADE LAKES ME 04918 043047156 501(C)(3) 6500 SUBRECIPIENT TOWN OF WOODSTOCK 65 CAMP ROAD BRYANT POND ME 04219 016000449 TOWN 13465 SUBRECIPIENT FRIENDS OF THE COBOSSEE WATERSHED P O BOX 5003 AUGUSTA ME 04332 010545442 501(C)(3) 16625 SUBRECIPIENT LAKE ARROWHEAD CONSERVATION 295 LEISURE LAND LIMERICK ME 04048 261154163 501(C)(3) 20000 SUBRECIPIENT LITTLE SEBAGO LAKE ASSOCIATION P O BOX 912 WINDHAM ME 04062 010437253 501(C)(3) 20000 SUBRECIPIENT LAKES ENVIRONMENTAL ASSOCIATION 230 MAIN STREET BRIDGTON ME 04009 237120682 501(C)(3) 6668 SUBRECIPIENT THOMPSON LAKE ENVIRONMENTAL ASSOCIATION P O BOX 206 AUBURN ME 04210 222823791 501(C)(3) 20000 SUBRECIPIENT SAVE SEBAGO COVE 10 LAKEVIEW DRIVE NAPLES ME 04055 261296579 501(C)(3) 6667 SUBRECIPIENT RAYMOND WATERWAYS P O BOX 1243 RAYMOND ME 04071 900170146 501(C)(3) 6667 SUBRECIPIENT 10 0 FEDERAL 466 1726075 STATE 268 293051 COLLEGE MERIT-BASED 986 7881798 COLLEGE NEED-BASED 529 2764256 TUITION EXCHANGE & FAMILY DISCOUNTS 26 157337 DONOR RESTRICTED 121 302246 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: REGARDING GRANTS TO OTHER ORGANIZATIONS: GRANT PAYMENTS TO UNIVERSITY OF NEW HAMPSHIRE ARE MADE AFTER RECEIVING A CERTIFIED INVOICE WHICH IS REVIEWED BY MANAGEMENT AND APPROVED FOR PAYMENT. THE COLLEGE HAS SIGNED WRITTEN CONTRACTS WITH OTHER SUB RECIPIENTS THAT REQUIRE FUNDS TO BE DISBURSED ON A PERIODIC BASIS PRIOR TO THE SUB RECIPIENT INCURRING ANY EXPENSES. FORMAL GRANT REPORTING FROM THE SUB RECIPIENT IS REQUIRED FOR EACH DISBURSEMENT PRIOR TO ADDITIONAL FUND DISBURSEMENTS. GRANT REPORTING INCLUDES A DETAILED REPORTING OF ALL EXPENSES AND IS REVIEWED AND APPROVED BY MANAGEMENT. OTHER INFORMATION: PART IV: REGARDING GRANTS & ASSISTANCE TO STUDENTS IN THE U.S.: THE COLLEGE DETERMINES THE STUDENTS' ELIGIBILITY PRIOR TO RELEASING THE GRANT, AND THEN MONITORS THEIR ENROLLMENT STATUS AND SATISFACTORY ACADEMIC PROGRESS. X X 1 1 X X X 0 0 0 0 0 0 0 0 0 DR E JOSEPH LEE 187189 0 0 0 23613 0 0 0 16267 0 227069 0 0 0 DR RANDALL KRIEG 131433 0 0 0 1080 0 0 0 25213 0 157726 0 0 0 MR DANIEL SHERIDAN 133545 0 0 0 0 0 0 0 25092 0 158637 0 0 0 PART I, LINE 1A PART I, LINE 1A: THE COLLEGE PROVIDED A TAXABLE HOUSING ALLOWANCE BENEFIT TO DR. E. JOSEPH LEE, PRESIDENT, IN THE AMOUNT OF $15,000. THE COLLEGE PAID COUNTRY CLUB DUES FOR THE PRESIDENT AS A NONTAXABLE BENEFIT. MAINE HEALTH & HIGHER ED FACILITIES AUTH - 2003 010314384 560425LU2 2003-02-07 62898646 CONSTRUCT DORM (FEENEY HALL) 0 0 0 MAINE HEALTH & HIGHER ED FACILITIES AUTH - 2003 010314384 560425MY3 2003-07-24 60650695 CONSTRUCT ACADEMIC BUILDING (ALFOND) 0 0 0 MAINE HEALTH & HIGHER ED FACILITIES AUTH - 2007 010314384 560425L40 2007-07-18 97716087 BOND REFINANCE 1996B AND 2000C 0 0 0 MAINE HEALTH & HIGHER ED FACILITIES AUTH - 2010 010314384 560427JA5 2010-06-24 113477369 BOND REFINANCE 1998B 0 0 0 6295000 404360 106318 5890640 2004 0 0 1 1 8560000 353450 101129 8206550 2004 0 0 1 1 10460000 784088 449599 9675912 2001 1 0 1 1 4725000 392250 112426 4332750 2001 1 0 1 1 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 1 0 0 1 AIG 7012032.000000000000 1 0 0 1 0 0 1 FSA 7012033.000000000000 1 0 0 0 0 0 0 TRANSAMERICA 7012030.000000000000 0 0 0 0 0 0 0 0 X 1 10000 FMV X OFFICE EQUIPMENT 1 25000 FMV 0 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS ELECTRONICALLY DISTRIBUTED TO ALL MEMBERS OF THE GOVERNING BOARD. ANY QUESTIONS, COMMENTS, CONCERNS ARE ADDRESSED PRIOR TO FILING THE FORM WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12 THIS IS "NO" BECAUSE THE CURRENT POLICY IN PLACE HAS NOT BEEN APPROVED BY THE BOARD, HOWEVER CONFLICT OF INTEREST QUESTIONNAIRES ARE DISTRIBUTED ANNUALLY TO ALL GOVERNING BOARD MEMBERS AS WELL AS SENIOR MANAGEMENT. THERE IS CONTINUOUS FOLLOW UP UNTIL ALL SIGNED QUESTIONNAIRES HAVE BEEN RECEIVED. ALL CONFLICT OF INTEREST QUESTIONNAIRES ARE REVIEWED BY THE CFO TO DETERMINE IF ANY INFORMATION NEEDS TO BE DISCLOSED IN THE FORM 990. IF A CONFLICT OF INTEREST IS DICLOSED, APPROPRIATE ACTION WOULD BE TAKEN DEPENDING ON THE CONFLICT OF INTEREST. LINE 15(A) - THE CHIEF ADMINISTRATIVE OFFICER PERFORMED A SALARY COMPARISON REVIEW OF COLLEGE PRESIDENTS. A SALARY RECOMMENDATION WAS MADE TO THE BOARD OF TRUSTEES WHO IN TURN MADE AN OFFER TO THE EXISTING PRESIDENT. LINE 15(B) - THE DIRECTOR OF HR PERFORMED A SALARY COMPARISON REVIEW FOR THE DEAN OF THE COLLEGE AND THE CFO. SALARY RECOMMENDATIONS WERE MADE TO THE INTERIM PRESIDENT AND PRESIDENT, RESPECTIVELY. DATA FROM THE COLLEGE AND UNIVERSITY PROFESSIONAL SALARY ASSOCIATION IS THE SOURCE FOR ALL SALARY COMPARISON REVIEWS. FORM 990, PART VI, SECTION C, LINE 19 THE COLLEGE'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS RESIDE IN THE OFFICE OF THE PRESIDENT, AND COPIES ARE DISTRIBUTED UPON REQUEST. FINANCIAL STATEMENTS AND FORM 990 AND 990-T ARE ALSO POSTED ELECTRONICALLY ON THE GUIDE STAR WEB SITE WHICH IS AVAILABLE TO THE PUBLIC. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 1,458,998. CONFERENCE FOR MERCY HIGHER EDUCATION INC 8380 COLESVILLE ROAD STE 300 SILVER SPRING MD 20910 431973007 CANONICAL OVERSIGHT AND GOVERNANCE RESPONSIBILITIES OVER THE COLLEGE MD 501(C)(3) LINE 1 N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0