2012-08-09T17:28:30-05:00 2011-09-30 DELOITTE TAX LLP 555 17TH STREET SUITE 3600 DENVER CO 80202 990 2010-10-01 840412668 UNIVERSITY CORPORATION FOR ATMOSPHERIC RESEARCH UNIV 3034978575 PO BOX 3000 BOULDER CO 80307 KATHRYN SCHMOLL 3034971662 2012-08-09 1 COLLEEN E MILLER 3032925400 2010 2016-02-24 21:20:13Z KATHRYN SCHMOLL PO BOX 3000 BOULDER CO 80307 271294750 0 X WWW.FIN.UCAR.EDU X 1946 CO THE CORPORATION, ON BEHALF OF AND IN COOPERATION WITH ITS UNIVERSITY MEMBERS, IS ENGAGED IN MANAGEMENT OF LONG TERM ATMOSPHERIC AND RELATED RESEARCH AND EDUCATIONAL ACTIVITIES AND OF SCIENTIFIC FACILITIES, MOSTLY THROUGH THE OPERATION OF NATIONAL CENTER FOR ATMOSPHERIC RESEARCH. IT ALSO ASSUMES THE ROLES OF SCIENTIFIC LEADERSHIP AND ADVOCACY ON A NATIONAL AND INTERNATIONAL BASIS AND PROVIDES SERVICES TO THE RESEARCH COMMUNITY SUCH AS VISITOR PROGRAMS, THE DISSEMINATION OF SCIENTIFIC DATA, COMPUTING, RADAR AND AIRCRAFT FACILITIES AND FOSTERING NEW AND IMPROVED RELATIONSHIPS AMONG THE ACADEMIC RESEARCH COMMUNITY AND THE PRIVATE SECTOR. 19 18 1715 0 128805 -17435 207097050 232492140 28179817 35244026 1643277 1830254 1596551 1728330 238516695 271294750 93212 92120 0 0 143816010 150183698 0 0 3518 75271759 70843742 219180981 221119560 19335714 50175190 213479392 255464633 154080594 147832247 59398798 107632386 X THE CORPORATION, ON BEHALF OF AND IN COOPERATION WITH ITS UNIVERSITY MEMBERS, IS ENGAGED IN MANAGEMENT OF LONG TERM ATMOSPHERIC AND RELATED RESEARCH AND EDUCATIONAL ACTIVITIES AND OF SCIENTIFIC FACILITIES, MOSTLY THROUGH THE OPERATION OF NCAR. IT ALSO ASSUMES THE ROLES OF SCIENTIFIC LEADERSHIP AND ADVOCACY ON A NATIONAL AND INTERNATIONAL BASIS AND PROVIDES SERVICES TO THE RESEARCH COMMUNITY SUCH AS VISITOR PROGRAMS, THE DISSEMINATION OF SCIENTIFIC DATA, COMPUTING, RADAR AND AIRCRAFT FACILITIES AND FOSTERING NEW AND IMPROVED RELATIONSHIPS AMONG THE ACADEMIC RESEARCH COMMUNITY AND THE PRIVATE SECTOR. 0 0 42060816 14886522 RESEARCH APPLICATIONS LABORATORY - CONDUCTED DIRECTED RESEARCH THAT CONTRIBUTED TO THE DEPTH OF FUNDAMENTAL SCIENTIFIC UNDERSTANDING, FOSTERED THE TRANSFER OF KNOWLEDGE AND TECHNOLOGY FOR THE BETTERMENT OF LIFE ON EARTH, AND SUPPORTED TECHNOLOGY TRANSFER THAT EXPANDS THE REACH OF ATMOSPHERIC SCIENCE. 76543590 17592575 COMPUTATIONAL & INFORMATIONS SYSTEMS LABORATORY - PROVIDED END-TO-END SERVICES, A SCIENCE LABORATORY THAT CONDUCTS RESEARCH, AND AN EDUCATION LABORATORY THAT TRAINS AND MENTORS. 38944704 2211542 EARTH OBSERVING LABORATORY - DEVELOPED AND EMPLOYED NEW ADVANCED OPTICAL SPECTROSCOPIC TECHNOLOGIES, INSTRUMENTS, AND ADVANCED ALGORITHMS FOR THE NEXT GENERATION OF GROUND-BASED AND AIRBORNE MEASUREMENTS OF VARIOUS ATMOSPHERIC TRACE GASES. 42047411 92120 2073334 PERFORMED RESEARCH TO UNDERSTAND THE BEHAVIOR OF THE ATMOSPHERE AND RELATED PHYSICAL, BIOLOGICAL, AND SOCIAL SYSTEMS, PROVIDED INFORMATION TO SUPPORT, ENHANCE, AND EXTEND THE CAPABILITIES OF THE UNIVERSITY COMMUNITY AND THE BROADER SCIENTIFIC COMMUNITY, NATIONALLY AND INTERNATIONALLY, AND FOSTERED THE TRANSFER OF KNOWLEDGE AND TECHNOLOGY FOR THE BETTERMENT OF LIFE ON EARTH. 42047411 92120 2073334 199596521 1 1 0 1 0 0 0 0 1 1 1 0 1 1 0 0 1 0 0 1 0 0 0 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 1 256 0 1 1715 1 1 1 0 0 0 0 0 0 0 0 0 X 19 18 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 1 0 X MELISSA MILLER 3034978575 PO BOX 3000 BOULDER CO 80307 X RICHARD A ANTHES 40.00 X X 347906 0 12169 RANA FINE 1.00 X 0 0 0 DENNIS HARTMANN 1.00 X 0 0 0 STEVE ACKERMAN 1.00 X 0 0 0 RIC PORRECA 1.00 X 0 0 0 BARBARA FEINER 1.00 X 0 0 0 ROSINA BIERBAUM 1.00 X 0 0 0 FRANK NUTTER 1.00 X 0 0 0 STEVE RUTLEDGE 1.00 X 0 0 0 SHIRLEY MALCOM 1.00 X 0 0 0 RICHARD TRULY 1.00 X 0 0 0 ROBERT PALMER 1.00 X 0 0 0 ERI FOUFOULA-GEORGIOU 1.00 X 0 0 0 KERRY COOK 1.00 X 0 0 0 MARK ABBOTT 1.00 X 0 0 0 ROBERTA BALSTAD 1.00 X 0 0 0 FRED CARR 1.00 X 0 0 0 DON WUEBBLES 1.00 X 0 0 0 RICHARD CLARK 1.00 X 0 0 0 ANNE THOMPSON 1.00 X 0 0 0 JERRY MELILLO 1.00 X 0 0 0 ERIC SALTZMAN 1.00 X 0 0 0 EUGENE TAKLE 1.00 X 0 0 0 SUSAN FRIBERG 40.00 X 98170 0 5736 KATHRYN S SCHMOLL 40.00 X 252073 0 6674 JACK D FELLOWS 40.00 X 248347 0 15662 ROGER M WAKIMOTO 40.00 X 354045 0 16174 MAURA E HAGAN 40.00 X 213002 0 2229 JEFF D REAVES 40.00 X 176222 0 11460 DAN JAY WILSON 40.00 X 165927 0 1894 G BRANT FOOTE 40.00 X 223210 0 1830 ALASDAIR KELLIE 40.00 X 218398 0 11601 GREGORY HOLLAND 40.00 X 209946 0 11529 KEVIN E TRENBERTH 40.00 X 183870 0 11327 RICHARD ROTUNNO 40.00 X 182162 0 11495 MARGARET MCCLELLAN 40.00 X 180268 0 6243 BRUCE CARMICHAEL 40.00 X 177627 0 2544 RICHARD D LOFT 40.00 X 170366 0 11244 WARREN M WASHINGTON 40.00 X 167932 0 1786 RICHARD E CARBONE 40.00 X 167223 0 11150 TIMOTHY C SPANGLER 40.00 X 166530 0 8514 YING HWA KUO 40.00 X 166188 0 11236 WILLIAM LARGE 40.00 X 164673 0 15162 JAMES W HURRELL 40.00 X 164214 0 15161 ROY M RASMUSSSEN 40.00 X 159546 0 15131 WILLIAM A COOPER 40.00 X 178545 0 11229 ROBERT L GALL 40.00 X 173023 0 11338 TIMOTHY L KILLEEN 40.00 X 193143 0 8627 MICHAEL KNOELKER 40.00 X 175747 0 11296 SUE SCHAUFFLER 40.00 X 175492 0 1912 LINDA O MEARNS 40.00 X 165615 0 1457 RICHARD WAGONER 40.00 X 141030 0 1279 5760440 0 265089 271 1 1 0 SAUNDERS CONSTRUCTION INC 6950 S JORDAN RD ENGLEWOOD CO 80112 BUILDING CONSTRUCTION 46443284 GH PHIPPS CONST CO 5995 GWOOD PLAZA BLVD STE100 GREENWOOD VILLAGE CO 80111 BUILDING RENOVATION 7827585 NEW WEST PAVING INC 7100 N BROADWAY SUITE 22PPH DENVER CO 80221 PARKING LOT REPAVING 940767 SBM SITE SERVICES LLC 5241 ARNOLD AVE MCCLELLAN CA 95652 JANITORIAL SERVICES 728612 UNIVERSITY OF TEXAS AT TYLER 3900 UNIVERSITY BLVD ADM 369 TYLER TX 75799 PROGRAM SUPPORT 706647 39 58600 232197818 235722 232492140 CONTRACT PROG SRV REV 541700 34305519 34305519 CONFERENCE/SEMINAR REG 900099 938044 938044 INC. 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SPECIFICALLY, UCAR LOBBYING ACTIVITIES INCLUDE: 1. ISSUING "ACTION ALERTS" (EMAILS) TO UNIVERSITY MEMBERS, ASKING THEM TO CONTACT MEMBERS OF THEIR OWN CONGRESSIONAL DELEGATION REGARDING SPECIFIC PIECES OF LEGISLATION, INCLUDING APPROPRIATIONS (FOR NSF, NASA, NOAA AND DOE OFFICE OF SCIENCE), POLICY (SUCH AS A CLIMATE BILL), AND AUTHORIZATION BILLS (SUCH AS AMERICA COMPETES BILL). SOME TIMES CONTACTING THEIR MEMBERS ON THEIR BEHALF, BY FAX. 2. COMMENTING ON RELEVANT BILLS, INCLUDING SUGGESTING SPECIFIC LANGUAGE (SUCH AS THE NOAA ORGANIC ACT), THROUGH LETTERS, EMAILS, VISITS AND PHONE CALLS. 3. DIRECTLY CONTACTING CONGRESSIONAL MEMBERS TO SUPPORT OR REJECT BILLS RELEVANT TO THE COMMUNITY, THROUGH LETTERS, EMAILS, VISITS AND PHONE CALLS. 395868 1300 397168 394468 1400 395868 387348 7150 30 394468 1.00000 0 0 7987223 7987223 154278478 38965792 115312686 95968 95968 0 34916109 27143123 7772986 92769 2753 90016 131162911 GUARANTEED INSURANCE CONTRACT 11397000 C US GOVERNMENT AGENCY SECURITIES 15035000 F CERTIFICATES OF DEPOSIT 13347000 F EQUITY SECURITIES 28485228 F OTHER FIXED INCOME 1859000 F 70123228 RESTRICTED CASH 14784577 14784577 SALARIES, WAGES AND PAYROLL TAXES PAYABLE 10317294 INTEREST PAYABLE 346900 INDIRECT COST VARIANCES 2958571 ACCRUED VACATION PAYABLE 13073305 ACCRUED POST-RETIREMENT BENEFIT 6341079 33037149 PART V, LINE 4: UCAR'S ENDOWMENT CONSISTS OF TWO DONOR-RESTRICTED FUNDS ESTABLISHED TO SUPPORT TWO SCIENTIFIC FELLOWSHIPS FROM DONATIONS. THE INVESTMENT INCOME EARNED ON THE DONATIONS IS INTENDED TO FUND THE EXPENSES OF THE FELLOWSHIPS WITH THE PRINCIPAL BALANCE REMAINING PERMANENTLY INTACT. NET ASSETS ASSOCIATED WITH ENDOWMENT FUNDS ARE CLASSIFIED AND REPORTED AS PERMANENTLY RESTRICTED. INVESTMENT EARNINGS ARE REPORTED AS TEMPORARILY RESTRICTED NET ASSETS. PART X: THERE HAS BEEN NO INDICATION OF A FOOTNOTE PERTAINING TO THE TAX POSITIONS TAKEN BY THE ORGANIZATION FOR OTHER LIABILITIES UNDER THE FIN 48 RULES ON THE AUDITED FINANCIALS. CENTRAL AMERICA & THE CARIBBEAN 0 0 PROGRAM SERVICES SCIENTIFIC RESEARCH/COLLABORATION/EDUCATION 44232 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES SCIENTIFIC RESEARCH/COLLABORATION/EDUCATION 1542742 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES SCIENTIFIC RESEARCH/COLLABORATION/EDUCATION 1733918 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES SCIENTIFIC RESEARCH/COLLABORATION/EDUCATION 173286 NORTH AMERICA 0 0 PROGRAM SERVICES SCIENTIFIC RESEARCH/COLLABORATION/EDUCATION 375043 RUSSIA & THE NEWLY INDEPENDENT STATES 0 0 PROGRAM SERVICES SCIENTIFIC RESEARCH/COLLABORATION/EDUCATION 6142 SOUTH AMERICA 0 0 PROGRAM SERVICES SCIENTIFIC RESEARCH/COLLABORATION/EDUCATION 160239 SOUTH ASIA 0 0 PROGRAM SERVICES SCIENTIFIC RESEARCH/COLLABORATION/EDUCATION 350583 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES SCIENTIFIC RESEARCH/COLLABORATION/EDUCATION 312420 CENTRAL AMERICA & THE CARIBBEAN 0 0 INVESTMENTS 4677000 0 0 0 0 0 0 4386185 4989420 9375605 0 0 1 1 0 0 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: PROCEDURES ARE BASED UPON THE TERMS AND CONDITIONS OF AWARDS RECEIVED FOR RESEARCH, COLLABORATION AND EDUCATIONAL PURPOSES, PRESCRIBED BY OMB CIRCULARS. METHOD USED TO ACCCOUNT FOR EXPENDITURES: SCHEDULE F, PART I, LINE 3: THE AMOUNT REPORTED AT PART I COLUMN (F) FOR INVESTMENTS REFLECTS THE END OF YEAR FAIR MARKET VALUE OF THESE INVESTMENTS AND DOES NOT REFLECT INVESTMENT EXPENSES IN THE REGION. 1 SCHOLARSHIPS FOR STUDENTS STUDYING ATMOSPHERIC SCIENCES 6 57804 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: TO BE CONSIDERED FOR FUNDING, STUDENTS MUST SUBMIT A FUNDING REQUEST AND ALL SUPPORTING DOCUMENTATION. DOCUMENTATION INCLUDES TRANSCRIPTS AND NEED DOCUMENTATION AS DEFINED BY THE SCHOOL. EACH GRANT IS MADE OUT TO THE STUDENT'S UNIVERSITY ACCOUNT. THIS ENSURES THAT GRANTS ARE USED TO PAY TUITION, FEES AND OTHER SCHOOL RELATED COST. X 1 1 X X X X 0 0 0 0 0 0 0 0 0 RICHARD A ANTHES 343387 0 0 0 4519 0 0 0 12169 0 360075 0 0 0 KATHRYN S SCHMOLL 252073 0 0 0 0 0 0 0 6674 0 258747 0 0 0 JACK D FELLOWS 248347 0 0 0 0 0 0 0 15662 0 264009 0 0 0 ROGER M WAKIMOTO 351875 0 0 0 2170 0 0 0 16174 0 370219 0 0 0 MAURA E HAGAN 213002 0 0 0 0 0 0 0 2229 0 215231 0 0 0 JEFF D REAVES 176222 0 0 0 0 0 0 0 11460 0 187682 0 0 0 DAN JAY WILSON 165927 0 0 0 0 0 0 0 1894 0 167821 0 0 0 G BRANT FOOTE 223210 0 0 0 0 0 0 0 1830 0 225040 0 0 0 ALASDAIR KELLIE 218398 0 0 0 0 0 0 0 11601 0 229999 0 0 0 GREGORY HOLLAND 209946 0 0 0 0 0 0 0 11529 0 221475 0 0 0 KEVIN E TRENBERTH 183870 0 0 0 0 0 0 0 11327 0 195197 0 0 0 RICHARD ROTUNNO 182162 0 0 0 0 0 0 0 11495 0 193657 0 0 0 MARGARET MCCLELLAN 180268 0 0 0 0 0 0 0 6243 0 186511 0 0 0 BRUCE CARMICHAEL 177627 0 0 0 0 0 0 0 2544 0 180171 0 0 0 RICHARD D LOFT 170366 0 0 0 0 0 0 0 11244 0 181610 0 0 0 WARREN M WASHINGTON 167932 0 0 0 0 0 0 0 1786 0 169718 0 0 0 RICHARD E CARBONE 167223 0 0 0 0 0 0 0 11150 0 178373 0 0 0 TIMOTHY C SPANGLER 166530 0 0 0 0 0 0 0 8514 0 175044 0 0 0 YING HWA KUO 166188 0 0 0 0 0 0 0 11236 0 177424 0 0 0 WILLIAM LARGE 164673 0 0 0 0 0 0 0 15162 0 179835 0 0 0 JAMES W HURRELL 164214 0 0 0 0 0 0 0 15161 0 179375 0 0 0 ROY M RASMUSSSEN 159546 0 0 0 0 0 0 0 15131 0 174677 0 0 0 WILLIAM A COOPER 178545 0 0 0 0 0 0 0 11229 0 189774 0 0 0 ROBERT L GALL 173023 0 0 0 0 0 0 0 11338 0 184361 0 0 0 TIMOTHY L KILLEEN 193143 0 0 0 0 0 0 0 8627 0 201770 0 0 0 MICHAEL KNOELKER 175747 0 0 0 0 0 0 0 11296 0 187043 0 0 0 SUE SCHAUFFLER 175492 0 0 0 0 0 0 0 1912 0 177404 0 0 0 LINDA O MEARNS 165615 0 0 0 0 0 0 0 1457 0 167072 0 0 0 RICHARD WAGONER 141030 0 0 0 0 0 0 0 1279 0 142309 0 0 0 PART I, LINE 1A FIRST- OR BUSINESS-CLASS FARES ARE ALLOWABLE FOR INTERNATIONAL TRAVEL WHEN THE TRIP HAS A ONE-WAY IN-FLIGHT SEGMENT OF 10 HOURS OR MORE, OR WHERE THE TOTAL ELAPSED ONE-WAY IN-FLIGHT TIME IS 15 HOURS OR MORE WITHOUT OVERNIGHT STOPOVERS. COUNTY OF BOULDER COLORADO 846000748 10146BEE5 2003-12-04 25206399 CONSTRUCT A LABORATORY BUILDING, REFURBISH EXISTING BUILDINGS, PURCHASE EQU 0 0 0 CO EDUCATIONAL & CULTURAL FACILITIES AUTH 840896727 19645RLK5 2010-05-20 28527506 PURCHASE BLD & REMODEL 2 BLDGS & EQU & REFUND BONDS ISSUED 1/9/97 & 2/25/99 0 0 0 CO EDUCATIONAL & CULTURAL FACILITIES AUTH 840896727 NONEABAIO 2011-08-16 25125000 PURCHASE BLDGS & EQUIP AND REFUND BONDS ISSUED 11/27/2001 0 0 0 CO EDUCATIONAL & CULTURAL FACILITIES AUTH 840896727 NONEABAIO 2011-09-07 8325000 ADVANCE REFUND A PORTION OF BONDS ISSUED 12/18/2002 0 0 0 7000000 26458096 1761829 534099 375564 23786604 2006 0 0 1 1 1550000 28736955 745488 392761 13165919 2960170 11472628 1 0 0 1 25125000 181239 18485364 6458397 1 0 0 1 8325000 8247031 50779 27190 0 1 0 1 0 0 1 0 1 0.00000 0.00000 0.00000 1 0 0 0 0 1 0 0 0 0 1 BAYERISCHE BANK 2.000000000000 1 0 1 0 1 1 DEUSTCHE BANK 9.500000000000 0 0 1 NATIXIS 2.300000000000 1 0 1 0 0 0 1 NATIXIS 0.900000000000 1 0 0 SCH K, PART V: "A" AND "B" TOTAL GROSS PROCEEDS SHOWN IN PART II, LINE 3 EXCEED BOND ISSUE LISTED IN PART I DUE TO INVESTMENT EARNINGS. PART IV, LINE 5- PROCEEDS HELD BEYOND AN AVAILABLE TEMPORARY PERIOD WERE APPROPRIATELY YIELD RESTRICTED. PART IV- LINE 6- BONDS A & B WERE ANSWERED "YES" BECAUSE CURRENT REFUNDING PORTION OF THE BONDS MET THE REQUIREMENTS OF THE 6 MONTH SPENDING EXCEPTION. FORM 990, PART VI, SECTION A, LINE 6 UCAR IS ORGANIZED AS A NONPROFIT MEMBERSHIP CORPORATION UNDER COLORADO STATUTES. PURSUANT TO THE UCAR BYLAWS, ARTICLE 2, SECTION 2: QUALIFICATIONS FOR MEMBERSHIP. ONLY UNIVERSITIES, OTHER NONPROFIT INSTITUTIONS OR ORGANIZATIONS, OR DIVISIONS OR UNITS OF UNIVERSITIES OR OTHER NONPROFIT INSTITUTIONS OR ORGANIZATIONS, OR GOVERNMENTAL INSTRUMENTALITIES, WHICH: (A) ARE ORGANIZED FOR EDUCATIONAL OR SCIENTIFIC PURPOSES, (B) ARE LOCATED WITHIN THE BOUNDARIES OF THE UNITED STATES OF AMERICA, CANADA OR MEXICO, AND (C) HAVE MET THE FOLLOWING CRITERIA, SHALL BE ELIGIBLE FOR MEMBERSHIP: PROGRAM OF STUDIES AND RESEARCH - SUCH ENTITY HAS MADE A DEFINITIVE, SUBSTANTIAL, AND CONTINUING COMMITMENT TO A FULL, COHERENT, AND INTEGRATED PROGRAM OF COURSE STUDIES AND DISSERTATION RESEARCH LEADING TO THE DOCTORATE IN ONE OR MORE OF THE ATMOSPHERIC SCIENCES OR RELATED FIELDS; AND PROGRESS IN THE ATMOSPHERIC SCIENCES OR RELATED FIELDS - SUCH ENTITY HAS MADE A DEFINITIVE, SUBSTANTIAL, AND CONTINUING COMMITMENT TO PROGRESS IN THE ATMOSPHERIC SCIENCES OR RELATED FIELDS AS EVIDENCED BY SCHOLARLY WORKS OF SIGNIFICANCE BY ITS FACULTY IN THE ATMOSPHERIC SCIENCES OR RELATED FIELDS; AND PARTICIPATION - SUCH ENTITY IS WILLING TO MAKE A CLEAR AND CONTINUING COMMITMENT TO ACTIVE PARTICIPATION IN THE ACTIVITIES OF THE CORPORATION, INCLUDING GOVERNANCE, AND ITS PROGRAMS AND FACILITIES. FORM 990, PART VI, SECTION A, LINE 7A THE MEMBERS HAVE THE RIGHT, THROUGH THEIR MEMBERS REPRESENTATIVES, TO NOMINATE AND ELECT THE BOARD OF TRUSTEES, THROUGH THE MEMBERS NOMINATING COMMITTEE. AT THE ANNUAL MEETING, EACH YEAR, THE MEMBERS ELECT TRUSTEES TO SERVE ON THE BOARD OF TRUSTEES. THERE ARE 18 ELECTED TRUSTEES: 12 INSTITUTIONAL TRUSTEES (FROM MEMBER INSTITUTIONS) AND 6 TRUSTEES-AT-LARGE. THE TRUSTEES SERVE STAGGERED TERMS, SO THE NUMBER OF TRUSTEES ELECTED DEPENDS ON TERM EXPIRATIONS AND VACANCIES, BUT IT IS TYPICALLY 3 TRUSTEES EACH YEAR. FORM 990, PART VI, SECTION A, LINE 7B THERE WERE NO BYLAW AMENDMENTS DURING THE TAX YEAR, BUT MEMBERS HAVE A RIGHT TO APPROVE ANY AMENDMENTS TO THE BYLAWS, BY A TWO-THIRDS MAJORITY VOTE. FORM 990, PART VI, SECTION B, LINE 11 THE ORGANIZATION'S TRUSTEES WERE PROVIDED AN ELECTRONIC COPY OF THE FINAL FORM 990 PRIOR TO FILING WITH THE IRS. IN ADDITION, CERTAIN SECTIONS OF THE FORM 990 WERE DISCUSSSED WITH THE AUDIT AND FINANCE COMMITTEE OF THE BOARD OF TRUSTEES AND SENIOR OFFICERS OF THE ORGANIZATION DURING REGULARLY HELD MEETINGS. THE ORGANIZATION'S OFFICERS WERE BRIEFED AND DISCUSSED CERTAIN SECTIONS OF THE FORM 990 PRIOR TO FILING. THE VICE PRESIDENT FOR FINANCE AND ADMINISTRATION, THE DIRECTOR OF HUMAN RESOURCES, AND THE GENERAL COUNSEL REVIEWED AND PREPARED PORTIONS OF THE FORM 990 BEFORE IT WAS FILED. THE DIRECTOR OF BUDGET AND FINANCE, THE ACCOUNTING MANAGER AND PROJECT ACCOUNTANT PREPARED AND REVIEWED ALL SECTIONS OF THE FORM 990 IN PREPARATION FOR FILING. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY THE TRUSTEES AND OFFICERS ARE GIVEN AN OVERVIEW OF THE CONFLICT OF INTEREST POLICY, AND SIGN CONFLICT OF INTEREST FORMS. THE ORGANIZATION REQUIRES ALL EMPLOYEES TO COMPLETE A CONFLICT OF INTEREST STATEMENT UPON HIRE AND UPDATE THE STATEMENT AT LEAST ONCE A YEAR. ANNUAL RAISES, IF ANY, WILL NOT BE ALLOWED UNLESS AND EMPLOYEES STATEMENT IS COMPLETED AND SUBMITTED. FORM 990, PART VI, SECTION B, LINE 15 THE UCAR PRESIDENT'S COMPENSATION IS SET ANNUALLY BY THE BOARD OF TRUSTEES. THE PERSONNEL COMMITTEE OF THE BOARD OF TRUSTEES AND THE FULL BOARD OF TRUSTEES, ANNUALLY, AT THE MAY BOARD MEETING, CONSIDER THE COMPENSATION STRUCTURE, INCLUDING COMPARABILITY DATA AND VOTE ON STRUCTURE AND MERIT ADJUSTMENTS FOR ALL EMPLOYEES (INCLUDING TOP MANAGEMENT POSITIONS). COMPENSATION DATA, RECORD KEEPING AND DECISIONS THEREON FOR ALL EMPLOYEES, IS MAINTAINED IN UCAR HUMAN RESOURCES. IN ADDITION, THE SPECIFIC COMPENSATION FOR THE FOLLOWING TOP MANAGEMENT POSITIONS: UCAR PRESIDENT, NCAR DIRECTOR, VP OF FINANCE AND ADMINISTRATION, UCP DIRECTOR, NCAR DEPUTY DIRECTOR, ARE REVIEWED EVERY COUPLE OF YEARS BY A COMPENSATION SPECIALIST WITHIN UCAR HUMAN RESOURCES. THE REVIEW INCLUDES MARKET SURVEY COMPENSATION FOR COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATIONS. THIS MARKET DATA WAS REVIEWED BY AN EXTERNAL THIRD PARTY ORGANIZATION IN MAY 2009 AND FOUND TO BE APPROPRIATE. FORM 990, PART VI, SECTION C, LINE 19 ALL OF THESE DOCUMENTS ARE MADE AVAILABLE THROUGH THE ORGANIZATION'S WEB SITE: WWW.UCAR.EDU. AVG HOURS DEVOTED TO RELATED ORG(S) WHEN RELATED COMP IS REPORTED: FORM 990, PART VII: NO HOURS WERE WORKED FOR RELATED ORGANIZATIONS. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -1,941,602. UCAR CHILDCARE LLC PO BOX 3000 BOULDER CO 80307 840412668 CHILDCARE CO 179990 0 UCAR UNIVERSITY CORPORATION FOR ATMOSPHERIC RESEARCH FOUNDATION PO BOX 3000 BOULDER CO 80307 742439386 FOUNDATION CO SECTION 501(C)(3) SCHEDULE A, LINE 11( UCAR 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 UNIVERSITY CORPORATION FOR ATM RESEARCH FOUNDATION A 63227 CASH