2012-10-25T11:52:11-05:00 2011-12-31 911194016 CLARK NUBER PS 10900 NE 4TH STREET SUITE 1700 BELLEVUE WA 98004 990 2011-01-01 202049475 UNITUS INVESTMENT MANAGEMENT UNIT 2069263700 220 2ND AVENUE SOUTH NO 201 SEATTLE WA 98104 MIKE MURRAY 2069263700 2012-10-24 1 JANE M SEARING P00000565 4254544919 2011 2016-02-24 21:20:13Z MIKE MURRAY 220 2ND AVENUE SOUTH NO 201 SEATTLE WA 98104 380816 0 X WWW.UNITUS.COM X 2004 WA MANAGES INVESTMENTS SUPPORTING UNITUS LABS' MISSION. 3 2 0 3 0 0 0 0 413332 373387 1096 4431 2667803 2998 3082231 380816 0 0 0 0 0 36000 0 0 0 1182042 1244563 1182042 1280563 1900189 -899747 5110788 4418470 64226 271655 5046562 4146815 TO PROVIDE A VEHICLE FOR CARRYING OUT CERTAIN ACTIVITIES ON BEHALF OF AND WITHIN THE EXEMPT FUNCTION OF UNITUS LABS, A SUPPORTED ORGANIZATION UNDER IRC SECTION 501(C)(3) AND 509(A)(1). 0 0 568208 LIVELIHOODS. PARTNERED WITH UNITUS IMPACT IN INDIA, CHINA AND SOUTHEAST ASIA TO IDENTIFY AND INVEST IN POVERTY IMPACT STARTUPS WITH POTENTIAL TO IMPROVE THE LIVES OF MILLIONS OF PEOPLE WHO LIVE AT THE BASE OF THE ECONOMIC PYRAMID. 421996 376385 MANAGE AN EQUITY FUND WHICH FUNDS CAPITAL INVESTMENT IN ENTITIES WHICH SUPPORT UNITUS LABS' MISSION. 990204 1 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 1 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 CJ 0 0 0 0 0 0 0 0 0 X 3 2 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 X DAVE RICHARDS 2069263700 220 2ND AVENUE SOUTH SUITE 201 SEATTLE WA 98104 X JOSEPH GRENNY 1.00 X X 0 0 0 DAVE RICHARDS 3.00 X X 0 37500 0 MIKE MURRAY 1.00 X X 0 0 0 0 37500 0 0 0 0 0 UNITUS IMPACT PARTNERS LLC 254 RITCH STREET SAN FRANCISCO CA 94107 PROGRAM SERVICES 568208 ELEVAR EQUITY LLC 2018 156TH AVENUE NE BELLEVUE WA 98007 MANAGEMENT SERVICES 400000 2 MANAGEMENT FEE 541610 373387 373387 373387 4431 4431 ORIGINATION FEES 900003 2998 2998 2998 380816 376385 0 4431 36000 36000 990204 990204 51810 51810 3170 3170 109586 109586 4823 4823 16130 16130 INVESTMENT WRITE-OFF 60000 60000 BUSINESS TAXES 7908 7908 932 932 1280563 990204 290359 0 2556400 1189510 38 165000 100432 104000 2554350 2859528 5110788 4418470 64226 5038 0 266617 64226 271655 X 5046562 4146815 5046562 4146815 5110788 4418470 -899747 0 X 0 1 1 X 0 X X X X 0 0 0 UNITUS LABS 870621367 7 1 1 1 0 1 0 0 UNITUS EQUITY FUND 2572028 F UIP VISAGE LLC 287500 C 2859528 PAYABLE TO RELATED ORGANIZATION 266617 266617 CENTRAL AMERICA & THE CARRIBEAN 0 1 INVESTMENTS 2572028 0 1 0 0 0 1 2572028 0 2572028 0 0 1 0 1 0 SCHEDULE F, PART IV, LINE 5 UNITUS INVESTMENT MANAGEMENT OWNS A 1% INTEREST IN THE UNITUS EQUITY FUND. BASED ON THIS OWNERSHIP INTEREST, UNITUS INVESTMENT MANAGEMENT IS NOT REQUIRED TO FILE FORM 8865. UNITUS IMPACT PARTNERS LLC SHORT TERM BRIDGE LOANS TO FACILITATE INVESTMENTS IN EARLY STAGE BUSINESSES X 165000 165000 0 1 1 165000 UNITUS IMPACT PARTNERS LLC LLC OWNED BY FORMER BOARD MEMBER 568208 PAYMENTS FOR PROGRAM SERVICES 0 FORM 990, PART I, LINE 6 BOARD MEMBERS VOLUNTEER THEIR SERVICES TO UNITUS INVESTMENT MANAGEMENT. FORM 990, PART VI, SECTION B, LINE 11 THE TREASURER REVIEWS THE 990 AND COPIES ARE EMAILED TO THE BOARD OF DIRECTORS. BOARD MEMBERS CONFIRM BY EMAIL THAT THEY HAVE REVIEWED AND APPROVE THE RETURN. FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS ARE REQUIRED TO DISCLOSE ALL MATERIAL FACTS RELATING TO THE POTENTIAL CONFLICT OF INTEREST. THE REMAINING BOARD MEMBERS VOTE TO DETERMINE WHETHER THE ARRANGEMENT IN QUESTION WOULD PROVIDE A PRIVATE ECONOMIC BENEFIT TO AN INTERESTED PERSON AND, IF SO, WHETHER ITS TERMS ARE FAIR AND REASONABLE AND IN THE BEST INTEREST OF UNITUS INVESTMENT MANAGEMENT. FORM 990, PART VI, SECTION C, LINE 19 CONSOLIDATED FINANCIAL STATEMENTS, WHICH INCLUDE UNITUS INVESTMENT MANAGEMENT, ARE AVAILABLE FOR DOWNLOAD FROM THE UNITUS LABS WEBSITE. RELATED ORGANIZATION HOURS FORM 990, PART VII, SECTION A, COLUMN (B) THE ORGANIZATION'S TREASURER, DAVE RICHARDS, DEVOTED 40 HOURS A WEEK TO UNTIUS LABS, THE ORGANIZATION'S SUPPORTED ORGANIZATION. FORM 990, PART VII, SECTION A DAVE RICHARDS, THE ORGANIZATION'S TREASURER, RESIGNED AS TREASURER AND BOARD MEMBER IN SEPTEMBER 2012 WITH THE BLESSING OF THE BOARD IN ORDER TO FOCUS ON A NEW IMPACT INVESTMENT MANAGEMENT INITIATIVE FOR THE ORGANIZATION. TIM STAY REPLACED MR. RICHARDS AS TREASURER, EFFECTIVE SEPTEMBER 2012. UNITUS LABS 220 2ND AVENUE SOUTH SUITE 201 SEATTLE WA 98104 870621367 POVERTY ALLEVIATION SERVICES UT 501(C)(3) 7-509(A)(1) N/A 0 UNITUS EQUITY FUND LP 2018 156TH AVE NE BELLEVUE WA 98007 INVESTING IN MFIS CJ UNITUS INVESTMENT MANAGEMENT EXCLUDED 0 1 0.01000 MAURITIUS UNITUS CORPORATION 220 2ND AVENUE SOUTH SUITE 201 SEATTLE WA 98104 INVESTING IN MFIS MP UNITUS EQUITY FUND EXCLUDED 0 1 DIGNITY FUND LP 2760 DIVISADERO STREET SAN FRANCISCO CA 94123 202760536 INVESTING CA DIGNITY FUND INC EXCLUDED 0 0 UIP VISAGE LLC 254 RITCH STREET SAN FRANCISCO CA 94107 453572894 PROGRAM SERVICES CA UNITUS IMPACT PARTNERS LLC RELATED 0 0 0.80000 UNITUS ADVISORS PRIVATE LTD RICHMOND ROAD BANGALORE IN 560025 POVERTY ALLEVIATION SERVICES IN UNITUS LABS C 0.00010 UNITUS CAPITAL PRIVATE LTD RICHMOND ROAD BANGALORE IN 560025 FINANCIAL ADVISORY SERVICES IN N/A C UNITUS CAPITAL FOUNDERS PO BOX 309 UGLAND HOUSE MAPLES CORP GRAND CAYMAN CJ KY1-1104 FINANCIAL ADVISORY SERVICES CJ N/A C DIGNITY FUND INC 2760 DIVISADERO STREET SAN FRANCISCO CA 94123 202479855 MANAGEMENT COMPANY DE N/A S UNITUS SEED FUND 220 2ND AVENUE SOUTH SUITE 201 SEATTLE WA 98104 611667941 MANAGEMENT COMPANY DE UNITUS INVESTMENT MANAGEMENT C 1.00000 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0