2012-11-01T13:31:51-05:00 2011-12-31 390859910 BAKER TILLY VIRCHOW KRAUSE LLP 115 SOUTH 84TH STREET SUITE 400 MILWAUKEE WI 53214 990 2011-01-01 391945011 WAYS TO WORK INC WAYS 4143591040 11700 WEST LAKE PARK DRIVE MILWAUKEE WI 53224 JEFFREY FAULKNER 4143591040 2012-10-17 1 TROY E MARINE CPA P00187863 4147775500 2012-09-28 2011 2016-02-24 21:20:13Z JEFFREY FAULKNER 11700 WEST LAKE PARK DRIVE MILWAUKEE WI 53224 6961108 0 X WWW.WAYSTOWORK.ORG X 1999 DE IMPROVE THE FINANCIAL CONDITION OF ECONOMICALLY DISTRESSED FAMILIES. 11 10 0 12 0 0 2121768 3793611 405609 514929 125071 274763 0 0 2652448 4583303 821163 1384672 0 0 985195 1168607 52241 195600 488436 1429191 1935143 3287790 4684022 -635342 -100719 13506707 17684307 8122309 12548816 5384398 5135491 THE MISSION OF WAYS TO WORK, INC. IS TO STRENGTHEN THE CAPACITY OF MEMBER ORGANIZATIONS OF THE ALLIANCE FOR CHILDREN AND FAMILIES, INC. TO SERVE THEIR COMMUNITIES BY PROMOTING STRATEGIES TO IMPROVE THE FINANCIAL CONDITION OF DISTRESSED FAMILIES. 0 0 3190661 1384672 514929 WAYS TO WORK INC (WTW) PROVIDES SMALL LOANS TO LOW-INCOME FAMILIES TO HELP THE FAMILIES ACHIEVE INCREASED SELF-SUFFICIENCY AND A HIGHER DEGREE OF SUCCESS IN MAINSTREAM FINANCIAL MARKETS. THE PURPOSE OF THE LOAN IS TO HELP FAMILY MEMBERS PAY FOR UNEXPECTED EXPENSES THAT COULD INTERFERE WITH THEIR ABILITY TO KEEP A JOB OR STAY IN SCHOOL. QUITE OFTEN THE LOANS ARE TO PURCHASE OR FIX A CAR. WTW PROVIDES TRAINING, TECHNICAL ASSISTANCE AND CAPITAL TO ESTABLISH AND SUSTAIN THIS LOAN PROGRAM IN LOCAL COMMUNITIES. DURING 2011, WAYS TO WORK PROVIDED 1,196 LOANS TOTALING $5,799,736 TO FAMILIES THROUGHOUT THE UNITED STATES. 3190661 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 0 0 0 1 0 0 0 1 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 1 1 0 0 1 20 0 0 0 0 0 0 0 0 0 0 0 0 X 11 10 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 WI X ALLIANCE FOR CHILDREN AND FAMILIES INC 4143591040 11700 WEST LAKE PARK DRIVE MILWAUKEE WI 53224 JOHN A SHUTKIN 0.50 X 0 0 0 J HUNTER ATKINS 0.50 X X 0 0 0 JENNIFER L DORN 0.50 X 0 0 0 DONALD H GOUGHLER 0.50 X 0 0 0 WILLIAM GRINKER 0.50 X 0 0 0 TIMOTHY P HANLEY 0.50 X X 0 0 0 KRISTA LARSON 0.50 X 0 0 0 DONALD W LAYDEN JR 0.50 X 0 0 0 MILTON J LITTLER JR 0.50 X X 0 0 0 BURTON SONENSTEIN 0.50 X 0 0 0 STEPHEN MACK 0.50 X X 3375 19125 1272 SCOTT W HUMPHREY 0.50 X 0 0 0 JEFFREY FAULKNER 40.00 X 145844 0 24223 PETER GOLDBERG 3.00 X 67861 384545 14103 JOHN SCHMIDT 4.00 X 16023 162010 24989 WENDELL E WILLIS 40.00 X 90604 0 21292 ROBERT CACACE 3.00 X 15317 137851 24696 MATTHEW MUELLER 40.00 X 77701 0 20755 LINDA BROST 40.00 X 82816 0 15427 499541 703531 146757 1 0 1 0 FAMILIES INTERNATIONAL INC 11700 WEST LAKE PARK DRIVE MILWAUKEE WI 53224 MANAGEMENT FEES 326863 GROWTH PHILANTHROPY NETWORK 122 E 42ND STREET 17TH FLOOR NEW YORK NY 10168 FUND RAISING 195600 FIS BIN 440 MILWAUKEE WI 53288 LOAN PROCESSING 189636 ICF INCORPORATED LLC PO BOX 7777 - W510501 PHILADELPHIA PA 19175 PROGRAM EVALUATION 173361 4 215749 3577862 3793611 INTEREST ON LOANS TO C 522291 388359 388359 FEES AND CONTRACT REVE 900099 124691 124691 INTEREST ON LOANS TO A 522291 1879 1879 514929 268387 268387 2384181 2377805 6376 6376 6376 4583303 514929 0 274763 1384672 1384672 608448 148598 317980 141870 418215 146610 189698 81907 13572 4445 6638 2489 84898 27803 41525 15570 43474 14237 21264 7973 65970 43210 22760 15354 15354 45450 45450 195600 195600 626020 518057 75661 32302 57573 38064 19327 182 38116 14677 16411 7028 143890 108902 31486 3502 44916 37764 7139 13 280875 280875 118999 95251 23748 MANAGEMENT FEES 217865 90200 127665 PROVISION FOR BAD DEBTS 119445 119445 RENTAL AND MAINTENANCE 73568 67221 6347 MISCELLANEOUS 60234 24987 35247 26868 25643 1225 4684022 3190661 1004925 488436 225589 123562 2825627 5003772 435000 251443 109219 77030 4568285 5953259 598565 403004 299200 195561 5043787 6079680 13506707 17684307 655643 1382150 7466666 11166666 8122309 12548816 X 2933748 2792241 2450650 2343250 5384398 5135491 13506707 17684307 X -100719 -148188 X 0 1 1 X 1 1 X 2362342 1853453 2792945 2121768 3793611 12924119 2362342 1853453 2792945 2121768 3793611 12924119 6485141 6438978 561614 299668 260471 430999 658625 2211377 5214 5214 15140710 0.42530 0.63090 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 53793 53793 3136868 3190661 309533 77383 0 0 223825 223992 261524 10759 720100 1080150 16305 48740 14602 53793 133440 58456 55998 65381 2690 182525 273788 53486 14208 39278 545079 388796 156283 195561 4583303 4684022 -100719 -133705 -14483 -148188 -248907 4034795 -133705 -14483 -148188 4182983 400320 400320 4583303 4283702 0 4283702 400320 400320 4684022 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: EFFECTIVE JANUARY 1, 2009, THE CONSOLIDATED COMPANIES ADOPTED FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) ACCOUNTING STANDARDS CODIFICATION (ASC) 740-10, INCOME TAXES-OVERALL, WHICH CLARIFIES THE ACCOUNTING FOR INCOME TAXES RECOGNIZED IN A COMPANY'S FINANCIAL STATEMENTS. ASC 740-10 PRESCRIBES A MORE-LIKELY-THAN-NOT THRESHOLD AND MEASUREMENT ATTRIBUTE FOR THE FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN. UNDER ASC 740-10, TAX POSITIONS WILL BE EVALUATED FOR RECOGNITION, DERECOGNITION, AND MEASUREMENT USING CONSISTENT CRITERIA AND WILL PROVIDE MORE INFORMATION ABOUT THE UNCERTAINTY IN INCOME TAX ASSETS AND LIABILITIES. BASED ON AN ANALYSIS PREPARED BY THE CONSOLIDATED COMPANIES, IT WAS DETERMINED THAT THE APPLICATION OF ASC 740-10 HAD NO MATERIAL EFFECT ON THE RECORDED TAX ASSETS AND LIABILITIES OF THE CONSOLIDATED COMPANIES. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN PENSION LIABILITY -14,483. PART XII, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN PENSION LIABILITY -14,483. PART XII, LINE 4B - OTHER ADJUSTMENTS: INTEREST EXPENSE 280,875. PROVISION FOR BAD DEBTS 119,445. PART XIII, LINE 4B - OTHER ADJUSTMENTS: INTEREST EXPENSE 280,875. PROVISION FOR BAD DEBTS 119,445. X X X 1 GROWTH PHILANTHROPY NETWORK 122 E 42ND ST 17TH FLOOR NEW YORK NY 10168 FUNDRAISING 0 2683557 196500 2487057 2683557 196500 2487057 WI DE 1 FAMILY SERVICES OF NORTHEAST WISCONSIN 300 CROOKS ST GREEN BAY WI 54301 390827320 501(C)(3) 72310 JARC GRANT; PERFORMANCE AWARDS FAMILY SERVICE OF RACINE 420 SEVENTH STREET RACINE WI 53403 390808507 501(C)(3) 68657 JARC GRANTS; PERFORMANCE AWARDS BETHANY FOR CHILDREN & FAMILIES 1830 6TH AVENUE MOLINE IL 61265 391033230 501(C)(3) 13071 JARC GRANTS SOCIAL DEVELOPMENT COMMISSION 4041 N RICHARDS ST MILWAUKEE WI 53212 391033230 501(C)(3) 4964 JARC GRANTS; PERFORMANCE AWARDS ARLINGTON CHAMBER FOUNDATION 505 E BORDER STREET ARLINGTON TX 76010 542085214 501(C)(3) 18121 JARC GRANTS FAMILY SERVICE OF GREATER BATON ROUGE 4727 REVERE AVE BATON ROUGE LA 70808 720491100 501(C)(3) 5500 PERFORMANCE AWARD METROPOLITAN FAMILY SERVICES 1808 SE BELMONT PORTLAND OR 97214 930397825 501(C)(3) 54000 EXPANSION GRANT CATHOLIC CHARITIES OF THE DIOCES OF ALBANY 40 N MAIND AVE ALBANY NY 12203 141340033 501(C)(3) 50000 EXPANSION GRANT FAMILY FIRST INC 1105 W PEACHTREE ST NE ATLANTA GA 30309 581054331 501(C)(3) 106500 EXPANSION GRANT JEWISH FAMILY & CAREER SERVICES 4549 CHAMBLEE DUNWOODY RD ATLANTA GA 30338 581479212 501(C)(3) 106500 EXPANSION GRANT MATRIX HUMAN SERVICES 120 PARSONS ST DETROIT MI 48201 381358015 501(C)(3) 78125 EXPANSION GRANT PRESBYTERIAN HOMES & FAMILY SERVICES 150 LINDEN AVENUE LYNCHBURG VA 24503 540346118 501(C)(3) 75000 EXPANSION GRANT LUTHERAN CHILD & FAMILY SERVICES OF ILLINOIS 7620 MADISON ST RIVER FOREST IL 60305 362167778 501(C)(3) 195000 EXPANSION GRANT SALVATION ARMY 4800 N MARINE DR CHICAGO IL 60640 222406433 501(C)(3) 195000 EXPANSION GRANT FAMILY SERVICES OF WESTERN PENNSYLVANIA 3230 WILLIAM PITT WAY PITTSBURGH PA 15238 250965341 501(C)(3) 50500 EXPANSION GRANT SOUTH FLORIDA URBAN MINISTRIES 2850 SW 27TH AVE MIAMI FL 33133 650716969 501(C)(3) 50000 EXPANSION GRANT FAMILY & CHILDREN SERVICES 201 23RD AVE N NASHVILLE TN 37203 620499284 501(C)(3) 50000 EXPANSION GRANT PENINSULA FAMILY SERVICE 24 SECOND AVENUE SAN MATEO CA 94401 941186169 501(C)(3) 50000 EXPANSION GRANT SPECTRUM CHILD & FAMILY SERVICES 28303 JOY ROAD WESTLAND MI 48185 260801554 501(C)(3) 78125 EXPANSION GRANT SUNCOAST CENTER INC PO BOX 10970 ST PETERSBURG FL 33733 593651126 501(C)(3) 9000 PERFORMANCE AWARD TRILLIUM FAMILY SOLUTIONS 624 MARKET AVE NORTH CANTON OH 44702 340714399 501(C)(3) 9500 PERFORMANCE AWARD HEARTLAND FAMILY SERVICES 2102 42ND STREET OMAHA NE 68105 470390618 501(C)(3) 6000 PERFORMANCE AWARD FAMILY SERVICES INC 1200 S BROAD ST WINSTONSALEM NC 27101 560689235 501(C)(3) 5000 PERFORMANCE AWARD 23 0 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: SCHEDULE I, PART I, LINE 2 - JARC SUBRECIPIENTS WERE CONGRESSIONALLY DESIGNATED TO RECEIVE THE FEDERAL GRANT AWARDS THROUGH A JOINT LOBBYING EFFORT WITH WAYS TO WORK. WAYS TO WORK PERFORMS AUDITS OF SUBRECIPIENT AGENCIES TO ENSURE THEY ARE IN COMPLIANCE WITH THE FEDERAL REQUIREMENTS. THESE AUDITS ARE BOTH PROGRAMMATIC AND FINANCIAL IN NATURE. WAYS TO WORK ACHIEVEMENT GRANTS ARE DESIGNATED TO AGENCIES BASED ON PREDETERMINED CRITERIA FOR LOAN VOLUME, DEFAULTS, DELINQUENCIES, AND OPERATIONAL GOALS. EACH AGENCY SUBMITS ANNUAL DATA THAT ARE EVALUATED AGAINST THESE CRITERIA. AWARDEES ARE THEN SELECTED BASED ON MEETING OR EXCEEDING THE CRITERIA FOR THE AWARDS. THE GRANT FUNDS ARE DESIGNATED TO BE USED AT EACH AGENCY TO RUN THE WAYS TO WORK PROGRAM LOCALLY. MONITORING IS DONE IN THE FORM OF VERBAL COMMUNICATION WITH THE AWARDEES. WALMART EXPANSION GRANTS ARE AWARDED TO AGENCIES LOOKING TO START OR EXPAND WAYS TO WORK OPERATIONS. GRANT RECIPIENTS MUST FILE REPORTS SEMI-ANNUALLY WITH WAYS TO WORK TO ASSURE THAT ALL OPERATIONAL GOALS ARE MET. X X X X 0 0 0 0 0 0 0 0 0 STEPHEN MACK 3375 19125 0 0 0 0 0 0 191 1081 3566 20206 0 0 JEFFREY FAULKNER 145844 0 0 0 0 0 6042 0 18181 0 170067 0 0 0 PETER GOLDBERG 67861 384545 0 0 0 0 1777 10070 338 1918 69976 396533 0 0 JOHN SCHMIDT 16023 162010 0 0 0 0 664 6713 1585 16027 18272 184750 0 0 ROBERT CACACE 15317 137851 0 0 0 0 651 5859 1819 16367 17787 160077 0 0 DON GOUGHLER FAMILY SERVICE OF WESTERN PENNSYLVANIA BOARD MEMBER 50500 GRANT KRISTA LARSON METROPOLITAN FAMILY SERVICES BOARD MEMBER 54000 GRANT FORM 990, PART VI, SECTION A, LINE 6 THE SOLE MEMBER OF WAYS TO WORK, INC. IS FAMILIES INTERNATIONAL. FORM 990, PART VI, SECTION A, LINE 7A IN ACCORDANCE WITH ITS BYLAWS, THE WAYS TO WORK, INC. BOARD OF DIRECTORS SHALL HAVE NO FEWER THAN 9 NOR MORE THAN 15 DIRECTORS. THREE SHALL BE APPOINTED BY FAMILIES INTERNATIONAL, INC. (FII). THE REMAINING DIRECTORS SHALL BE ELECTED BY MAJORITY VOTE OF THE THEN INCUMBENT DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7B THE BOARD OF DIRECTORS OF THE MEMBER, FAMILIES INTERNATIONAL, INC., MAY, BY RESOLUTION, AUTHORIZE AN OFFICER OR A DIRECTOR OF THE MEMBER CORPORATION TO VOTE, TO APPOINT PROXIES, AND TO EXECUTE WRITTEN CONSENTS, WAIVERS, AND RELEASES ON BEHALF OF THE MEMBER CORPORATION. FORM 990, PART VI, SECTION B, LINE 11 A COPY OF THE FORM 990 FOR WAYS TO WORK, INC. IS PROVIDED TO THE BOARD OF DIRECTORS FOR THEIR REVIEW AND COMMENTS. THE BOARD HAS TWO WEEKS TO REVIEW AND DISCUSS ISSUES WITH MANAGEMENT. UPON SATISFACTORY RESOLUTION OF ANY ISSUES, THE FORM 990 IS FILED. FORM 990, PART VI, SECTION B, LINE 12C WAYS TO WORK, INC. REGULARLY AND CONSISTENTLY MONITORS AND ENFORCES COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY IN THAT ANY OFFICER, DIRECTORS OR KEY EMPLOYEE WHO HAS A DIRECT OR INDIRECT FINANCIAL INTEREST MUST DISCLOSE THE EXISTENCE OF THE FINANCIAL INTEREST AND BE GIVEN THE OPPORTUNITY TO DISCLOSE ALL THE MATERIAL FACTS TO THE OFFICERS OR DIRECTORS CONSIDERING THE PROPOSED TRANSACTION OR ARRANGEMENT. THE REMAINING DIRECTORS OR OFFICERS MEETING WILL DECIDE IF CONFLICTS OF INTEREST EXIST. EACH OFFICER, DIRECTOR AND KEY EMPLOYEE ANNUALLY SIGNS A STATEMENT WHICH AFFIRMS SUCH PERSON HAS RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY, HAS READ AND UNDERSTANDS THE POLICY, AND HAS AGREED TO COMPLY WITH THE POLICY. FORM 990, PART VI, SECTION B, LINE 15 IN DETERMINING THE COMPENSATION OF THE ORGANIZATION'S OFFICERS AND KEY EMPLOYEES, THE PROCESS INCLUDES A REVIEW AND APPROVAL BY INDEPENDENT PERSONS, COMPARABILITY DATA, AND CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND FINAL DECISION. THE ORGANIZATION RECEIVES A COMPENSATION STUDY FROM A THIRD PARTY PERIODICALLY, WHICH COMPARES THE COMPENSATION OF THE ORGANIZATION'S OFFICERS AND KEY EMPLOYEES TO SIMILAR ORGANIZATIONS THROUGHOUT THE U.S. THE COMPENSATION IS REVIEWED AND APPROVED BY THE BOARD OF DIRECTORS, AND DOCUMENTATION IS RETAINED BY THE CHIEF FINANCIAL OFFICER. THE INDIVIDUALS ARE NOT PRESENT WHEN THEIR COMPENSATION IS REVIEWED. FORM 990, PART VI, SECTION C, LINE 19 WAYS TO WORK WILL PROVIDE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -133,705. CHANGE IN PENSION LIABILITY -14,483. TOTAL TO FORM 990, PART XI, LINE 5: -148,188. ALLIANCE FOR CHILDREN AND FAMILIES INC 11700 WEST LAKE PARK DRIVE MILWAUKEE WI 53224 391709925 PROVIDE SUPPORT TO NFP CHILD AND FAMILY SERVING ORGANIZATIONS DE 501(C)(3) LINE 9 FAMILIES INTERNATIONAL INC 1 UNITED NEIGHBORHOOD CENTERS OF AMERICA 11700 WEST LAKE PARK DRIVE MILWAUKEE WI 53224 131624106 VOLUNTARY NATIONAL NFP ORGANIZATION NY 501(C)(3) LINE 9 FAMILIES INTERNATIONAL INC 1 FAMILIES INTERNATIONAL INC 11700 WEST LAKE PARK DRIVE MILWAUKEE WI 53224 391710029 PROVIDE SUPPORT AND GOVERNANCE TO RELATED NFP ORGANIZATIONS DE 501(C)(3) LINE 11A, I FAMILIES INTERNATIONAL INC 1 FEI BEHAVIORIAL HEALTH 11700 WEST LAKE PARK DRIVE MILWAUKEE WI 53224 391714534 BEHAVIORAL HEALTH AND CRISIS MANAGEMENT DE FAMILIES INTERNATIONAL INC C 1.00000 0 0 0 0 0 0 0 0 0 1 0 1 1 1 1 0 0 0 ALLIANCE FOR CHILDREN AND FAMILIES INC J 38116 CASH PAID ALLIANCE FOR CHILDREN AND FAMILIES INC M 68222 ALLOCATION OF PAYMENTS ALLIANCE FOR CHILDREN AND FAMILIES INC N 140026 ALLOCATION OF PAYMENTS ALLIANCE FOR CHILDREN AND FAMILIES INC O 210582 CASH PAID FAMILIES INTERNATIONAL INC M 22442 ALLOCATION OF PAYMENTS FAMILIES INTERNATIONAL INC N 96173 ALLOCATION OF PAYMENTS