2012-11-15T08:32:57-06:00 2012-04-30 363332152 CYGAN HAYES LTD 20635 Abbey Woods Ct North 104 Frankfort IL 60423 990 2011-05-01 366122163 TUCKPOINTERS LOCAL 52 PENSION PLAN TUCK 6305168008 660 INDUSTRIAL DRIVE No 101 ELMHURST IL 60126 JEFF BLOOM 3128879000 2012-10-31 1 JEFFREY S HAYES CPA P00545080 8155345713 2012-10-31 2011 2016-02-24 21:20:13Z JEFF BLOOM 660 INDUSTRIAL DRIVE No 101 ELMHURST IL 60126 61733967 0 X N/A X 1964 IL PROVIDE PENSION BENEFITS TO ELEGIBLE PARTICIPANTS 6 6 0 0 0 0 0 0 6220012 6670682 10291679 7046732 0 0 16511691 13717414 0 0 4106895 4746200 118530 110871 0 0 0 939224 893637 5164649 5750708 11347042 7966706 169115441 167202740 8920710 3342850 160194731 163859890 TO PROVIDE PENSION BENEFITS TO ELEGIBLE PARTICIPANTS 0 0 PENSION BENEFITS PAID TO ELLIGIBLE PARTICIPANTS 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 300 0 1 0 0 1 CJ 0 0 0 0 0 0 0 0 X 6 6 0 0 0 0 0 0 0 1 1 0 0 1 0 0 0 1 1 0 X TERRY ROCCO ADMINISTRATIVE MANAGER 6305168008 660 INDUSTRIAL DRIVE SUITE 101 ELMHURST IL 60126 JIM ALLEN 1.00 X 0 0 0 JEFF BLOOM 1.00 X 0 0 0 THOMAS RIVKIN 1.00 X 0 0 0 CHRISTOPHER LEE 1.00 X 0 0 0 KEVIN GESHWENDER 1.00 X 0 0 0 ED TIEDT 1.00 X 0 0 0 TERRY ROCCO 15.00 X 0 114616 0 0 114616 0 0 0 0 0 Stratford Advisory Group 500 W Madison St Chicago IL 60661 Investment Management 220739 Sands Capital Management LLC 1100 Wilson Blvd Arlington VA 22209 Investment Management 181614 Harris Associates LP Two North La Salle St Chicago IL 60602 Investment Management 175993 The Segal Company 101 North Wacker Drive Chicago IL 60606 Actuary 147064 4 EMPLOYER CONTRIBUTIONS 525100 6659255 6659255 LIQUIDATED DAMAGES & I 525110 11427 11427 6670682 2672002 2672002 51897790 493493 47516553 500000 4381237 -6507 4374730 4374730 13717414 6670682 0 7046732 4746200 43336 58732 8803 34983 93691 575807 87513 16904 6501 25478 712 25082 26966 5750708 1369387 2636679 535433 506571 216180 55696 140446 80145 82234 60301 116939845 118027380 49972362 45916113 169115441 167202740 152994 96973 8767716 3245877 8920710 3342850 X 0 0 0 0 160194731 163859890 160194731 163859890 169115441 167202740 X 7966706 -4301547 X X 0 1 1 X 0 140446 80145 60301 60301 WELLS FARGO S&P 500 INDEX FUND G 7694964 F IRONWOOD INTERNAL LTD 15395022 F ADVISORY RESEARCH FUND 5414438 F ABS ALPHA GLOBAL EQUITY PORTFOLIO 15046464 F COLLATERAL HELD FOR SECURITIES ON LOAN 2365225 F 45916113 LIABILITY TO RETURN COLLATERAL HELD ON LOAN 2365225 LIABILITY FOR LOSS ON SECURITY LENDING 880652 3245877 13717414 5750708 7966706 -4301547 -4301547 3665159 8840060 -4301547 -4301547 13141607 575807 575807 13717414 5174901 0 5174901 575807 575807 5750708 Description of Uncertain Tax Positions Under FIN 48: Part X: ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE PLAN MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE PLAN AND RECOGNIZE A TAX LIABILITY (OR ASSET) IF THE ORGANIZATION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED BY EXAMINATION BY THE INTERNAL REVENUE SERVICE OR THE U.S. DEPARTMENT OF LABOR. THE PLAN ADMINISTRATOR HAS ANALYZED THE TAX POSITIONS TAKEN BY THE PLAN, AND HAS CONCLUDED THAT AS OF APRIL 30, 2012, THERE ARE NO UNCERTAIN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY (OR ASSET) OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE PLAN IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS. THE PLAN ADMINISTRATOR BELIEVES IT IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS FOR THE FISCAL YEARS PRIOR TO APRIL 30, 2009. Form 990, Part VI, Section B, line 11 THE BOARD OF TRUSTEES USE THE REVIEWED FINANCIAL STATEMENTS AND THEIR COLLECTIVE KNOWLEDGE OF INCOME TAX PREPARATION TO REVIEW THE FORM 990. THE BOARD ALSO INQUIRES OF THE ACCOUNTANT ABOUT ANY QUESTIONS THEY MAY HAVE ABOUT THE PREPARATION OF THE FORM 990. Form 990, Part VI, Section B, line 15 THE BOARD OF TRUSTEES DETERMINE THE AMOUNT OF ANNUAL COMPENSATION AND TERMS OF EMPLOYMENT. Form 990, Part VI, Section C, line 19 THE ORGANIZATION MAKES ALL REQUIRED DOCUMENTS AVAILABLE UPON REQUEST. THE ORGANIZATION MAKES SPACE AVAILABLE FOR ANYONE TO VIEW THE DOCUMENTS AT THEIR OFFICE OR COPIES CAN BE REQUESTED TO BE MAILED. Changes in Net Assets or Fund Balances: Form 990, Part XI, line 5: Net unrealized losses on investments: -4301547. AUDIT OVERSIGHT PROCESS Form 990, Part XII, Line 2c THE BOARD OF TRUSTEES ASSUMES RESPONSIBILITY FOR THE OVERSIGHT AND REVIEW OF THE ANNUAL FINANCIAL STATEMENTS AUDITED BY INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS. TUCKPOINTERS LOCAL 52 WELFARE PLAN 660 INDUSTRIAL DRIVE SUITE 101 ELMHURST IL 60126 362344463 WELFARE BENEFITS IL 501(c)9 N/A 0 TUCKPOINTERS LOCAL 52 ANNUITY TRUST 660 INDUSTRIAL DRIVE SUITE 101 ELMHURST IL 60126 366940923 RETIREMENT BENEFITS IL 501(c)9 N/A 0 TUCKPOINTERS LOCAL 52 APPRENTICESHIP FUND 2140 W CORPORATE DRIVE ADDISON IL 60101 363140508 APPRENTICESHIP TRAINING AND EDUCATIONAL BENEFITS IL 501(c)5 N/A 0 TUCKPOINTING INDUSTRY PROMOTIONAL TRUST 2140 W CORPORATE DRIVE ADDISON IL 60101 366888131 TO IMPROVE EMPLOYMENT OPPORTUNITIES AND EXPAND MARKET IL 501(c)6 N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0