2012-12-03T14:42:25-06:00 2012-09-30 222428965 CITRIN COOPERMAN & COMPANY LLP 529 FIFTH AVENUE NEW YORK NY 100174683 990PF 2011-10-01 222188191 VAN PELTBASS FOUNDATION VANP 9174884092 C/O LBASS 11 EAST 86TH STREET NO 11 A NEW YORK NY 10028 LAWRENCE D BASS 9174884092 2012-12-03 1 LAWRENCE BASS P00451513 2126971000 2011 2016-02-24 21:20:13Z X 2038204 X X 40149 40149 47872 454724 47872 88021 88021 0 0 0 22273 11137 0 20801 20801 0 1604 106 0 3081 0 0 25 0 0 47784 32044 0 43086 43086 90870 32044 43086 -2849 55977 7600 4137 4137 66129 82370 82370 138154 203487 209985 1658898 1577938 1741712 1870781 1867932 2038204 0 0 X 0 0 0 0 1870781 1867932 1870781 1867932 1870781 1867932 1870781 -2849 0 1867932 0 1867932 THROUGH MORGANSTANLEY SMITHBARNEY P 454724 406852 47872 47872 47872 0 41046 1842590 0.022276 281983 2000525 0.140954 3824966 4307216 0.888037 294200 5702067 0.051595 259200 5906501 0.043884 1.146746 0.229349 1999973 458692 560 459252 43086 1120 0 1120 0 1120 1380 1380 X 260 260 0 0 0 0 0 0 0 0 0 0 0 1 1 NJ 1 0 0 0 0 1 N/A LAWRENCE BASS 9174884092 11 EAST 86TH STREET APT 11 A NEW YORK NY 10028 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 LAWRENCE D BASS 11 E86TH ST NEW YORK NY 10028 2.00 0 0 0 SANDRA BASS 11 E86TH ST NEW YORK NY 10028 1.00 0 0 0 MARISA BASS 11 E86TH ST NEW YORK NY 10028 1.00 0 0 0 AMANDA BASS 11 E86TH ST NEW YORK NY 10028 1.00 0 0 0 ARNOLD SPIEGEL 1065 PARK AVENUE NEW YORK NY 10128 1.00 0 0 0 NONE 0 NONE 0 0 1948931 80118 1380 2030429 0 0 2030429 30456 1999973 99999 99999 1120 1120 98879 0 98879 0 98879 43086 0 43086 0 43086 98879 0 0 3581831 182149 3763980 43086 0 0 0 43086 0 55793 55793 3708187 0 0 0 0 0 0 0 3708187 3526038 182149 X TRUSTEES OF THE UNIVERSITY OF PA 3451 WALNUT STREET PHILADELPJIA PA 19104 NONE GENERAL CHARITABLE 500 HORSES AND THE HANDICAPPED PO BOX 273542 BOCA RATON FL 33427 NONE GENERAL CHARITABLE 1500 SEQNN (AMISTAD) 92-31 UNION HALL STREET - 3RD FL NEW YORK NY 10024 NONE GENERAL CHARITABLE 1000 COLUMBIA PREP 4 WEST 93RD STREET NEW YORK NY 10021 NONE GENERAL CHARITABLE 500 TEMPLE SHAARAY TEFILA 250 EAST 79TH STREET NEW YORK NY 10021 NONE GENERAL CHARITABLE 3086 HILLEL AT JOHNS HOPKINS UNIVERSITY 3109 N CHARLES STREET BALTIMORE MD 21218 NONE GENERAL CHARITABLE 2500 DEMAREST UNITED METHODIST CHURCH 109 HARDENBURGH AVENUE DEMAREST MD 21218 NONE GENERAL CHARITABLE 10000 JOHN HOPKINS UNIVERSITY 3400 NORTH CHARLES STREET BALTIMORE MD 21218 NONE GENERAL CHARITABLE 10000 BIG APPLE CIRCUS 505 EIGHT AVENUE NEW YORK NY 10018 NONE GENERAL CHARITABLE 2000 MT SINAI ADOLESCENT HEALTH CENTER 320 EAST 94TH STREET NEW YORK NY 10128 NONE GENERAL CHARITABLE 5000 JEWISH GUILD FOR THE BLIND 15 W 65TH STREET NEW YORK NY 10023 NONE GENERAL CHARITABLE 1000 NATIONAL JEWISH 1400 JACKSON STREET DENUER CO 80206 NONE GENERAL CHARITABLE 2500 COMMUNITY-WORD PROJECT 42ND BROADWAY 18TH FL NEW YORK NY 10004 NONE GENERAL CHARITABLE 2000 BOCA HELPING HANDS 1500 NW 1ST COURT BOCA RATON FL 33432 NONE GENERAL CHARITABLE 1500 43086 0 14 40149 18 47872 0 88021 0 88021 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 22273 11137 0 203487 209985 0 0 COMMON STOCK AT COST 831359 961244 MUTUAL FUNDS AT COST 746579 780468 NJ REGISTRATION 25 0 0 INVESTMENT FEES 20801 20801 0 FOREIGN TAX 106 106 0 EXCISE TAX 1498 0 0