2012-12-12T16:49:13-07:00 2011-12-31 990 2011-01-01 133398657 NEW YORK FOUNDLING HOSPITAL CENTER FOR PEDIATRIC MEDICAL AND REHAB NEWY 9142946300 300 CORPORATE BLVD SOUTH YONKERS NY 10701 Michael White 9142946127 2012-12-12 2011 2016-02-24 21:20:13Z X ELIZABETH SETON PEDIATRIC CENTER PATRICIA TURSI CEO ELIZABETH SETON PEDIATRIC CENTER 300 CORPORATE BLVD SOUTH YONKERS NY 10701 44125970 0 X WWW.SETONPEDIATRIC.ORG X 1988 NY ELIZABETH SETON PEDIATRIC CENTER IS A 136 BED CHILDREN'S SPECIALITY SKILLED NURSING FACILITY THAT IS COMMITTED TO CHANGING THE LIVES OF MEDICALLY FRAGILE CHILDREN, ONE CHILD AT A TIME. IN 2011, THE PEDIATRIC CENTER SERVED 431 CHILDREN IN INPATIENT AND COMMUNITY BASED PROGRAMS. RANGING IN AGE FROM INFANCY THROUGH 21, CHILDREN ARE ADMITTED WITH PREMATURE BIRTH COMPLICATIONS, CEREBRAL PALSY, CONGENITAL HEART DISEASE, CHRONIC LUNG DISEASE, CHROMOSOME DISORDERS, METABOLIC DISORDERS, RESPIRATORY DISORDERS, MUSCULAR AND NEUROLOGICAL DISEASES, AND IMMUNODEFICIENCY SYNDROMES. SPECIALTY PROGRAMS INCLUDE: FAILURE TO THRIVE, COMPREHENSIVE FEEDING THERAPY, PREVENTATIVE SKIN CARE AND WOUND MANAGEMENT, GENETIC SCREENING AND EVALUATION, AND CHRONIC RESPIRATORY MANAGEMENT. 19 19 541 80 0 0 1541619 813286 45586241 43262512 2203 886 13637 49286 47143700 44125970 900000 680437 0 0 32452925 30912567 0 0 531974 15508956 13628322 48861881 45221326 -1718181 -1095356 67801592 116647563 45186872 95128199 22614720 21519364 X ELIZABETH SETON PEDIATRIC CENTER PROVIDES EXCEPTIONAL CLINICAL CARE, COMPASSIONATE SUPPORT, AND SPECIAL EDUCATION TO CHILDREN AND FAMILIES IN THE SPIRIT OF SAINT ELIZABETH SETON AND THE SISTERS OF CHARITY OF SAINT VINCENT de PAUL OF NEW YORK. OUR MISSION STATEMENT EXPRESSES OUR COMMITMENT: IN THE TRADITION OF ST. ELIZABETH SETON, WE CHERISH ALL CHILDREN AND BELIEVE IN THE HEALING POWER OF LOVING RELATIONSHIPS. AS A CENTER OF PEDIATRIC, REHABILITATIVE, AND PALLIATIVE CARE, WE ARE INSPIRED BY HER LEGACY AS WE JOIN WITH THE FAMILIES IN THE HOLISTIC CARE OF THE CHILDREN. 0 1 36112972 680437 39502802 ELIZABETH SETON PEDIATRIC CENTER WAS ESTABLISHED BY THE SISTERS OF CHARITY OF NEW YORK IN 1987 AS A PROGRAM OF THE NEW YORK FOUNDLING IN RESPONSE TO AN UNMET NEED FOR POST ACUTE PEDIATRIC CARE. AS THE NEEDS OF THE CHILDREN BECAME MORE ACUTE , THE ORGANIZATION GREW TO MEET THIS CHALLENGE AND THE PEDIATRIC CENTER CAME UNDER THE DIRECTION OF ITS OWN BOARD OF TRUSTEES IN 2000 AND REMAINS UNDER THE SPONSERSHIPS OF THE SISTERS OF CHARITY OF NEW YORK. ORIGINALLY FOCuSED SOLELY ON PROVIDING LONG TERM CARE, THE PEDIATRIC CENTER NOW ALSO SPECIALIZES IN FACILITATING A TRANSITION FOR INFANTS, CHILDREN AND ADOLESCENTS WITH REHABILITATIVE AND MEDICAL NEEDS TO HOME, AS SOON AS PRACTICABLE. OUR SPECIALITY PROGRAMS INCLUDE FAILURE TO THRIVE, COMPREHENSIVE FEEDING THERAPY, PALLIATIVE CARE, PREVENTATIVE AND CURATIVE SKIN CARE PROGRAM, LONG TERM VENTILATOR DEPENDENT CARE, GENETIC EVALUATION, AND CHRONIC RESPIRATORY MANAGEMENT. OUR OCCUPANCY RATE HAD AVERAGED 99% OVER THE LAST FIVE YEARS. THE CHILDREN WE SERVE ARE AMONG THE MOST VULNERABLE AND PHYSICALLY AND NUEROLOGICALLY CHALLENGED FROM THE BOROUGHS OF NEW YORK, WESTCHESTER AND PUTNAM COUNTIES. THEIR RANGE OF MEDICAL CONDITIONS AND DISABILITIES OF OUR RESIDENTS INCLUDES ORTHOPEDIC RELATED DISEASES, PREMATURE BIRTH, CONGENTIAL HEART DISEASE, TRAUMATIC BRAIN INJURY, GENETIC SYNDROMES, FAILURE TO THRIVE, MUSCULAR AND NEUROLOGICAL DISEASES AND CHROMOSOME, METABOLIC, AND RESPIRATORY DISORDERS. ALTHOUGH APPROXIMATELY 20% OF THE CHILDREN ARE DISCHARGED TO THEIR FAMILIES OR COMMUNITY PLACEMENTS, THE REMAINDER WILL LIVE AT THE CENTER THROUGHOUT THEIR LIFE OR UNTIL THEY ARE REFERRED TO AN ADULT FACILITY AT THE AGE OF 21. BY APPRECIATING AND MAXIMIZING EACH OF THE CHILD'S UNIQUE STRENGTHS, ABILITIES, AND PERSONALITIES, WE ARE ABLE TO ACHEIVE OUTCOMES THAT MAY NOT HAVE BEEN POSSIBLE IN OTHER SETTINGS. ELIZABETH SETON PEDIATRIC CENTER IS A MEMBER OF LEADING AGE NEW YORK; THE CONTINUING CARE LEADERSHIP COALITION; AND THE HOME CARE ASSOCIATION OF NEW YORK. TO LEARN MORE, VISIT WWW.SETONPEDIATRIC.ORG 4520486 3759710 ELIZABETH SETON LONG TERM HOME HEALTH CARE PROGRAM (LTHHCP) HAS A CAPACITY OF 225 SLOTS AND SUPPORTS FAMILIES OF MEDICALLY FRAGILE CHILDREN IN QUEENS, MANHATTAN, BROOKLYN, AND THE BRONX. SERVICES PROVIDED INCLUDE NURSING, PHYSICAL THERAPY, OCCUPATIONAL THERAPY, SPEECH THERAPY, HOME HEALTH AIDE, PERSONAL CARE AIDE, MEDICAL SOCIAL SERVICES, RESPIRATORY THERAPY, AND NUTRITION. THE LTHHCP ALLOWS CHILDREN TO RECEIVE CRUCIAL RESIDENTIAL CARE IN THEIR OWN HOME.CHILDREN IN THE PROGRAM MAY HAVE LIVED IN THEIR OWN HOME OR HAVE BEEN CHILDREN WHO RECEIVED CARE FROM THE CENTER. 0 0 0 40633458 1 1 0 1 0 0 0 0 1 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 125 0 1 541 1 0 0 0 0 0 0 X 19 19 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X MICHAEL WHITE ELIZABETH SETON PEDIATRIC CENTER 9142946127 300 CORPORATE BLVD SO YONKERS NY 10701 X PETER MCKEEVER 4 X X 0 0 0 DOMINICA ROCCHIO SC 2 X X 0 0 0 STUART KAPLAN 2 X X 0 0 0 MIRIAM KEVIN PHILLIPS SC 1 X X 0 0 0 THERESA MACRI 1 X 0 0 0 LISA WICKENS 2 X 0 0 0 CAROL A BARNES SC 2 X 0 0 0 JOHN CAVANAUGH 2 X 0 0 0 GARY H BALDAEUS 3.0 X 0 0 0 WILLIAM P HARRINGTON ESQ 1 X 0 0 0 MICHAEL HEGARTY 2.00 X 0 0 0 DENNIS KENNY 2.00 X 0 0 0 MEGAN MEGALE 1 X 0 0 0 FRANK OSWALD 2.00 X 0 0 0 JOHN P CAHILL 2.00 X 0 0 0 MAUREEN BATEMAN 1 X 0 0 0 FR FRANCIS J GASPARIK OFM 1 X 0 0 0 KELLY E JONES 2.00 X 0 0 0 ROBERT P ROCHE 2.00 X 0 0 0 PATRICIA TURSI 32.5 X 414891 0 52018 WILLIAM VAN LEW 31.5 X 222187 0 24391 LISA POSKANZER 37.50 X 171791 0 12008 ROBERT G HUTCHEON MD 37.50 X 196928 0 23462 JUDITH BIANCA 37.50 X 177751 0 22992 BRIAN HARRINGTON 37.50 X 219082 0 23719 ALVIN MOYER 37.50 X 146042 0 11237 CARMELA SENESE 37.50 X 144405 0 21812 DAVID EPSTEIN 37.50 X 144282 0 11739 ROBERT MESSINA 37.50 X 142673 0 22021 1980032 0 225399 35 0 1 0 PERKINS EASTMAN PC 115 FIFTH AVENUE NEW YORK NY 10003 ARCHITECTURAL 587054 WHITE GLOVE COMMUNITY CARE 85 BARTLETT ST BROOKLYN NY 11206 HOME HEALTH PERSONNEL 213600 PERSONAL TOUCH 222-15 NORTHERN BAYSIDE NY 11361 HOME HEALTH PERSONNEL 204910 WINSTON OFFICE SUPPORT 122 E 42ND STREET SUITE 320 NEW YORK NY 10168 HOME HEALTH/RN PERSONNEL 196178 CARE AT HOME DIOSESE OF BROOKLYN 168 7TH STREET BROOKLYN NY 11215 HOME HEALTH PERSONNEL 177445 8 0 0 0 0 0 813286 0 813286 SKILLED NURSING CARE 623000 39502802 39502802 0 0 LONG TERM HOME HEALTH CARE 621610 3759710 3759710 0 0 0 0 0 0 43262512 886 0 0 886 0 0 0 0 0 0 0 0 0 0 0 0 0 OTHER MISC REVENUE - REBTES/MED REC FEES/MISC 623000 49286 0 0 49286 0 0 0 0 49286 44125970 43262512 0 50172 680437 680437 0 0 0 0 0 0 1127245 377706 749539 0 0 0 0 0 22715318 21295376 1147408 272534 893531 797297 88881 7353 4358027 3961484 337344 59199 1818446 1677561 127835 13050 0 0 0 0 165050 0 165050 0 57283 0 57283 0 30511 0 30511 0 0 0 0 0 0 0 3442899 2805406 604382 33111 60081 0 30979 29102 88476 55313 20994 12169 101388 0 15708 85680 0 0 0 0 969337 928151 39488 1698 88629 57185 27065 4379 0 0 0 0 37041 24435 12206 400 16770 16770 0 0 0 0 0 0 642080 604436 37262 382 631919 532865 99054 0 NYS CASH ASSESSMENT 2554474 2554474 0 0 RECRUITMENT 488952 454520 34432 0 PRESCRIPTION DRUGS 1031698 1031698 0 0 MEDICAL AND RESPIRATORY SUPPLIES 1090313 1090313 0 0 2131421 1688031 430473 12917 45221326 40633458 4055894 531974 326187 932670 1994093 1301088 1342877 911384 3617395 3721627 0 0 0 0 0 161249 341664 398368 202157 109225678 5686330 48699647 103539348 0 0 0 0 0 0 0 0 11261776 5697625 67801592 116647563 5435239 7647751 0 0 0 0 0 0 102571 106200 0 0 28547080 82205725 0 0 11101982 5168523 45186872 95128199 X 18421624 18078939 4193096 3440425 0 0 22614720 21519364 67801592 116647563 -1095356 0 X 0 1 1 X 0 X 2789666 20412645 2372561 1457119 813286 27845277 40039713 41913376 44898274 45586241 43262512 215700116 42829379 62326021 47270835 47043360 44075798 243545393 0 155000 100000 84500 88900 428400 0 0 0 0 0 0 0 155000 100000 84500 88900 428400 243116993 306120 123875 12418 2203 886 445502 0 306120 123875 12418 2203 886 445502 35613 16775 20777 13637 49286 136088 43171112 62466671 47304030 47059200 44125970 244126983 0.99586 0.9953 0.00182 0.0032 X OTHER OPERATING INCOME - OTHER OPERATING REVENUE INCLUDES REBATES, MEDICAL RECORD FEES, AND OTHER MISCELLANEOUS INCOME. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 37699 37699 0 SchC_P2B_S00_L01 Schedule C, Part II-B, Line 1 ORGANIZATION HIRES AN OUTSIDE FIRM TO LOBBY AND ADVOCATE THE NYS LEGISLATURE AND NYS DEPARTMENT OF HEALTH ON REIMBURSEMENT AND HEALTHCARE ISSUES THAT AFFECT ITS MISSION AND CHILDREN WHO RECEIVE SERVICES FROM OUR ORGANIZATION. LOBBYING EXPENSES ALSO INCLUDE A PORTION OF DUES PAID TO PROFESSIONAL ASSOCIATIONS TO THESE ACTIVITIES. 0 1 0 1500 1500 0 0 0 0 0 1325856 1282630 43226 0 5720391 4403700 1316691 0 102177931 0 102177931 103539348 Due to Third Party Payors 4886984 Due to Affiliates 108807 Capital Lease Obligation 172732 5168523 44125970 45221326 -1095356 0 0 0 0 0 0 -1095356 44125970 0 0 0 0 0 44125970 0 0 0 44125970 45221326 0 0 0 0 0 45221326 0 0 0 45221326 SchD_P04_S00_L02b Schedule D, Part IV, Line 2b ELIZABETH SETON PEDIATRIC CENTER HOLDS RESIDENT FUNDS ON BEHALF OF OUR RESIDENTS SchD_P06_S00_L01e Schedule D, Part VI, Line 1e THE ELIZABETH SETON PEDIATRIC CENTER IS BUILDING A NEW FACILITY IN YONKERS, NY. THE AMOUNT ON THIS LINE REPRESENTS CONSTRUCTION IN PROGRESS AND THE COST OF LAND PURCHASED TO CONSTRUCT THE NEW FACILITY. SchD_P10_S00_L02 Schedule D, Part X, Line 2 THE CENTER RECOGNIZES THE EFFECT ON INCOME TAX POSITIONS ONLY WHEN THE TAX POSITIONS ARE MORE LIKELY THEN NOT OF BEING SUSTAINED. MANAGEMENT HAS DETERMINED THAT THE CENTER HAD NO UNCERTIAN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION. THE CENTER IS NO LONGER SUBJECT TO AUDITS BY THE APPLICABLE TAXING JURISDICITONS FOR PERIODS PRIOR TO DECEMBER 31,2006. 1 CHILDRENS REHABILITATION CENTER INC 300 CORPORATE BLVD SOUTH YONKERS NY 10701 271837787 430437 FINAL WORKING CAPITAL PAYMENT FOR THE START UP OF THE CHILDRENS REHABILITATION CENTER FUNDED FROM OUR CAPITAL CAMPAIGN. JOHN A COLEMAN SCHOOL 300 CORPORATE BLVD SOUTH YONKERS NY 10701 201946996 250000 ELIZABETH SETON PEDIATRIC CENTER MADE A CONTRIBUTION IN THE FORM OF AN EQUITY TRANSFER TO JOHN A COLEMAN SCHOOL 1 1 SchI_P01_S00_L02 Schedule I, Part I, Line 2 ELIZATBEH SETON PEDIATRIC CENTER'S DEVELOPMENT DEPARTMENT MONITORS AND TRACKS ALL RESTRICTED AND UNRESTRICTED DONATIONS. RESTRICTED DONATIONS USES ARE MONITORED BY DEVELOPMENT AND FINANCE DEPARTMENTS AND DISCUSSED IN QUARTERLY MEETINGS WITH DEPARTMENT HEADS. IN ADDITION, IF ANY REPORTING OF THE DONATION'S USAGE IS REQUIRED THE DEVELOPMENT DEPARTMENT WILL REPORT BACK TO THE DONOR AS REQUIRED. X X X X X X 0 1 0 0 0 0 0 0 0 PATRICIA TURSI 407601 0 0 0 7290 0 31959 0 12860 0 459710 0 0 0 WILLIAM VAN LEW 222097 0 0 0 90 0 6750 0 17641 0 246578 0 0 0 ROBERT G HUTCHEON MD 196532 0 0 0 396 0 6000 0 17462 0 220390 0 0 0 LISA POSKANZER 171791 0 0 0 90 0 5212 0 6796 0 183889 0 0 0 JUDITH BIANCA 177493 0 0 0 258 0 5351 0 17641 0 200743 0 0 0 BRIAN HARRINGTON 218992 0 0 0 90 0 6078 0 17641 0 242801 0 0 0 ALVIN MOYER 145951 0 0 0 60 0 4381 0 6856 0 157248 0 0 0 CARMELA SENESE 144147 0 0 0 258 0 4350 0 17462 0 166217 0 0 0 DAVID EPSTEIN 144227 0 0 0 54 0 4884 0 6856 0 156021 0 0 0 ROBERT MESSINA 142583 0 0 0 90 0 4379 0 17641 0 164693 0 0 0 SchJ_P01_S00_L04 Schedule J, Part I, Line 4 THE CEO PARTICIPATES IN A 457B EXECUTIVE PENSION PLAN F990_P03_S00_L03 Form 990, Part III, Line 3 IN APRIL 2011, ELIZABETH SETON PEDIATRIC CENTER (THE CENTER) AND THE DOMINICAN SISTERS FAMILY HEALTH SERVICE, INC (DSFHS) ENTERED INTO A MANAGEMENT SERVICES AGREEMENT TO OPERATE THE CENTER'S LONG TERM HOME HEALTH CARE PROGRAM (LTHHCP). AS PART OF THE AGREEMENT, DSFHS, EFFECTIVE SEPTEMBER 2011, WAS GIVEN THE RIGHT TO THE REVENUE AND WAS RESPONSIBLE FOR THE EXPENSES OF THE LTHHCP. IN MAY 2012, DSFHS PURCHASED THE LICENSE FOR THE LTHHCP FROM THE CENTER. F990_P06_S0A_L06 Form 990, Part VI, Section A, Line 6 ELIZABETH SETON IS A MEMBERSHIP CORPORATION WHOSE ONLY MEMBER ARE CERTAIN MEMBERS OF THE SISTERS OF CHARITY OF SAINT VINCENT de PAUL OF NEW YORK. F990_P06_S0A_L07a Form 990, Part VI, Section A, Line 7a ELIZABETH SETON PEDIATRIC CENTER IS A MEMBERSHIP CORPORATION WHOSE ONLY MEMBER ARE CERTAIN MEMBERS OF THE SISTERS OF CHARITY OF SAINT VINCENT de PAUL OF NEW YORK WHO ELECT THE ELIZABETH SETON PEDIATRIC CENTER BOARD OF TRUSTEES. F990_P06_S0A_L07b Form 990, Part VI, Section A, Line 7b THE BOARD OF TRUSTEES INCLUDES SISTERS OF CHARITY OF SAINT VINCENT de PAUL OF NEW YORK WHO ARE MEMBERS, AND THESE MEMBERS, ALONG WITH THE ENTIRE BOARD OF TRUSTEES, VOTE ON PROPOSALS BROUGHT TO THE BOARD F990_P06_S0B_L11b Form 990, Part VI, Section B, Line 11b THE BOARD OF TRUSTEES HAVE ASSIGNED THE RESPONSIBILTIY TO REVIEW AND APPROVE THE FORM 990 TO THE JOINT AUDIT COMMITTEE. THE JOINT AUDIT COMMITTEE IS COMPRISED OF FOUR INDEPENDENT TRUSTEES, ONE OF WHICH IS DEEMED TO BE THE FINANCIAL EXPERT AND OTHERS WHO ARE KNOWLEDGABLE IN FINANCIAL AND COMPLIANCE MATTERS. THE JOINT AUDIT COMMITTEE RECEIVES AN ELECTRONIC DRAFT COPY OF THE FORM 990 PRIOR TO A SCHEDULED AUDIT COMMITTEE MEETING FOR WHICH THE FORM 990 IS A SCHEDULED AGENDA ITEM. THE JOINT AUDIT COMMITTEE MEMBERS' QUESTIONS RELATING TO THE FORM 990 CONTENTS ARE DISCUSSED WITH FINANCIAL MANAGEMENT AND ANY AUDIT COMMITTEE MEMBER QUESTIONS MUST BE RESOLVED PRIOR TO THE AUDIT COMMITTEE APPROVAL FOR THE FORM 990 TO BE FILED. AN ELECTRONIC COPY OF THE APPROVED FINAL FORM 990 IS PROVIDED TO THE GOVERNING BODY AT THE TIME IT IS SUBMITTED TO THE IRS. F990_P06_S0B_L12c Form 990, Part VI, Section B, Line 12c THE ELIZABETH SETON PEDIATRIC CENTER REQUIRES THAT ITS TRUSTEES, OFFICERS AND EMPLOYEES MAKE DECISIONS SOLEY ON THE BASIS OF A DESIRE TO PROMOTE THE BEST INTERESTS OF THE ORGANIZATION. SIMILARLY, THE PEDIATRIC CENTER TRUSTEES, OFFICERS, AND EMPLOYEES ARE PROHIBITED FROM USING THEIR RESPECTIVE POSITIONS WITH THE ORGANIZATION OR INFORMATION OBTAINED RELATING TO THE ORGANIZATION IN ORDER TO ACHIEVE A DIRECT OR INDIRECT PERSONAL BENEFIT, FINANCIAL OR OTHERWISE. A POTENTIAL CONFLICT OF INTEREST WILL BE DEEMED TO OCCUR WHEN AN INDIVIDUAL'S PERSONAL OR PRIVATE INTERESTS MIGHT LEAD AN INDEPENDENT OBSERVER TO REASONABLY QUESTION WHETHER THE INDIVIDUAL'S ACTIONS OR DECISIONS ON BEHALF OFTHE ORGANIZATION ARE INFLUENCED BY PERSONAL CONSIDERATIONS, FINANCIAL OR OTHERWISE. AN ACTUAL CONFLICT OF INTEREST WILL BE DEEMED TO OCCUR WHERE IT REASONABLY APPEARS THAT DECISIONS MADE ON BEHALF OF THE ORGANIZATION BY A TRUSTEE, OFFICER, OR EMPLOYEE WERE INFLUENCED BY THE TRUSTEE, OFFICER, OR EMPLOYEE'S DIRECT OR INDIRECT PERSONAL OR FINANCIAL INTEREST IN AN ENTITY THAT TRANSACTS BUSINESS WITH OR COMPETES AGAINST THE PEDIATRIC CENTER; OR RECEIPTS OF GIFTS, ENTERTAINMENT OR FAVORS FROM ANY INDIVIDUAL OR ENTITY THAT DOES BUSINESS WITH OR COMPETES AGAINST THE PEDIATRIC CENTER. THE PEDIATRIC CENTER REQUIRES THAT PROPOSED COMPENSATION ARRANGEMENTS FOR ALL TRUSTEES, OFFICERS, AND KEY EMPLOYEES AND ALL PROPOSED INITIAL OR RENEWAL CONTRACTS AND TRANSACTIONS THAT MAY IMPLICATE THE PERSONAL OR FINANCIAL INTERESTS OF ANY OF ITS TRUSTEES, OFFICERS, EMPLOYEES OR THEIR IMMEDIATE FAMILIES BE REVIEWED AND DULY AUTHORIZED BY THE BOARD OF TRUSTEES. ALL COMPENSATION ARRANGEMENTS WILL BE IN COMPLIANCE WITH THE PEDIATRIC CENTER'S POLICIES AND MISSION AND APPLICABLE LAWS, INCLUDING BUT NOT LIMITED TO THE TAX AND OTHER REQUIREMENTS RELEVENT TO TAX-EXEMPT ORGANIZATIONS. ANY TIME A TRANSACTION, CONTRACT, OR COMPENSATION ARRANGEMENT THAT MAY GIVE RISE TO A CONFLICT OF INTEREST IS SCHEDULED TO COME BEFORE THE BOARD OF TRUSTEES, EACH TRUSTEE, OFFICER, OR EMPLOYEE WHO MAY HAVE A CONFLICT OF INTEREST MUST MAKE KNOWN THE INTEREST THAT GIVES RISE TO THE CONFLICT, WHETHER BY WRITTEN STATEMENT OR OTHERWISE, AND DISCLOSE ALL MATERIAL FACTS ABOUT THE CONFLICT. AFTER DISCLOSURE OF THE INTEREST AND ALL MATERIAL FACTS, AND AFTER ANY DISCUSSION, THE TRUSTEE, OFFICER, OR EMPLOYEE MUST LEAVE THE MEETING WHILE THE REMAINING TRUSTEES DISCUSS THE INFORMATION AND MAKE A DETERMINATION IF A CONFLICT OF INTEREST EXISTS. THE MINUTES OF THE MEETING WILL REFLECT THAT A DISCLOSURE WAS MADE AND THE TRUSTEE, OFFICER, OR EMPLOYEE WERE ABSENT DURING BOTH THE DISCUSSION AND ANY VOTING TRANSACTION, CONTRACT OR COMPENSATION ARRANGEMENT. THE CHAIRPERSON OF THE BOARD OR DESIGNEE WILL APPOINT A DISINTERESTED PERSON OR COMMITTEE TO INVESTIGATE AND REPORT TO THE BOARD OF TRUSTEES ALTERNATIVES TO THE PROPOSED TRANSACTION, CONTRACT, OR COMPENSATION ARRANGEMENT. BASED ON THE INFORMATION FURNISHED BY THE DISINTERESTED PERSON OR COMMITTEE, THE BOARD OF TRUSTEES WILL MAKE A DETERMINATION OF WHETHER THE PEDIATRIC CENTER CAN OBTAIN A MORE ADVANTAGEOUS TRANSACTION OR MORE REASONABLE ARRANGEMENT FROM AN ENTITY OR PERSON THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST. IF THE BOARD HAS REASONABLE CAUSE TO BELIEVE THAT A TRUSTEE, OFFICER, OR EMPLOYEE HAS FAILED TO DISCLOSE A CONFLICT OF INTEREST, IT WILL INFORM THE INDIVIDUAL OF THE BASIS FOR THE BELIEF AND AFFORD THE INDIVIDUAL AN OPPORTUNITY TO EXPLAIN THE FAILURE TO DISCLOSE. THE BOARD MAY TAKE WHATEVER FOLLOW-UP ACTION IT DEEMS NECESSARY AND, AT ITS OPTION, MAY VOID A TRANSACTION, CONTRACT, OR ARRANGEMENT WHERE A CONFLICT OF INTEREST EXISTS THAT HAS NOT BEEN DISCLOSED. ANY TRUSTEE, OFFICER OR EMPLOYEE WHO FINDS OR SUSPECTS A VIOLATION OF THIS POLICY MUST IMMEDIATELY REPORT THE CONDUCT TO A SUPERVISOR OR THE COMPLIANCE OFFICER. ANY EMPLOYEE OR AGENT MAY REPORT CONDUCT THAT MAY BE IN VIOLATION OF THIS POLICY THROUGH THE PEDIATRIC CENTER'S CONFIDENTIAL REPORTING SYSTEM. F990_P06_S0B_L15 Form 990, Part VI, Section B, Line 15 EXECUTIVE COMPENSATION, INCLUDING SALARY, BONUSES, AND BENEFITS, FOR THE CHIEF EXECUTIVE OFFICER AND OTHER KEY EMPLOYEES WILL BE REVIEWED AND RECOMMENDED BY A SUB-COMITTEE OF THE BOARD OF TRUSTEES. NO MEMBER OF THE SUB-COMMITTEE WILL PARTICIPATE IN OR ECONOMICALLY BENEFIT FROM THE PROPOSED COMPENSATION ARRANGEMENT OR BE A FAMILY MEMBER OF THE EMPLOYEE, OR BE IN AN EMPLOYMENT RELATIONSHIP WITH RESPECT TO THE PARTICULAR EMPLOYEE UNDER WHICH THE MEMBER IS SUBJECT TO DIRECTION OR CONTROL BY THE EMPLOYEE, OR HAVE A MATERIAL FINANCIAL INTEREST THAT WILL BE AFFECTED BY THE PROPOSED COMPENSATON PACKAGE, OR RECEIVE ECONOMIC BENEFITS THAT ARE SUBJECT TO APPROVAL BY THE EMPLOYEE. RECOMENDATIONS WILL THEN BE FURNISHED TO THE HUMAN RESOURCE DIRECTOR FOR REVIEW AND PROCESSING. PRIOR TO MAKING ITS DESICION, THE SUB-COMMITTEE WILL OBTAIN RELEVANT INFORMATION SUFFICIENT FOR DETERMINING THAT THE COMPENSATION ARRANGEMENT IN ITS ENTIRETY IS REASONABLE, SUCH AS THE COMPENSATION PACKAGES OF SIMILARLY SITUATED TAX-EXEMPT OR TAXABLE ORGANIZATIONS FOR SIMILAR POSITIONS, THE AVAILABILITY OF SIMILAR SERVICES IN THE GEOGRAPHIC AREA, CURRENT COMPENSATION SURVEYS COMPILED BY INDEPENDENT FIRMS, OR ACTUAL WRITTEN OFFERS FROM SIMILAR INSTITUTIONS FOR THE SERVICES OF THE EMPLOYEE. THE SUB-COMMITTEE WILL ACCURATELY RECORD MINUTES AND DOCUMENT THE DETERMINATION OF ANY KEY EMPLOYEE COMPENSATION PACKAGE BEFORE THE LATTER OF THE NEXT SUB-COMMITTEE OR 60 DAYS AFTER THE FINAL ACTION IS TAKEN. THE DOCUMENTATION WILL INCLUDE THE TERMS OF THE COMPENSATION PACKAGE AND THE DATE IT WAS APPROVED, THE NAMES OF THE SUB-COMMITTEE MEMBERS WHO WERE PRESENT DURING THE DISCUSSIONS AND THOSE WHO VOTED IN AGREEMENT WITH THE COMPENSATION RATE, THE COMPARABLE DATA OBTAINED, AND RELIED UPON BY THE SUB-COMMITTEE, AND HOW THE DATA WAS OBTAINED, ANY ACTIONS TAKEN WITH RESPECT TO CONSIDERATION OF THE TRANSACTION BY ANYONE WHO IS A USUAL MEMBER OF THE SUB-COMITTEE BUT WHO HAD A CONFLICT OF INTEREST AND REMOVED HIMSELF FROM THE ACTIONS OF THE SUB-COMMITTEE, AND IF APPLICABLE, THE REASONS WHY THE SUB-COMMITTEE DETERMINED A REASONABLE COMPENSATION RATE TO BE HIGHER OR LOWER THAN THE COMPENSATION PACKAGES OF COMPARABLE PUBLIC CHARITIES. NO COMPENSATION OF ANY KIND SHALL BE PAID TO ELIZABETH SETON'S BOARD OF TRUSTEES. AN OUTSIDE FIRM WAS ENGAGED IN 2009 TO REVIEW THE COMPENSATION PAID TO THOSE IN KEY MANAGEMENT POSITIONS. F990_P06_S0C_L19 Form 990, Part VI, Section C, Line 19 THE ELIZABETH SETON PEDIATRIC CENTER'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, FORM 990, AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. THE AFOREMENTIONED DOCUMENTS MAY BE VIEWED AT THE PEDIATRIC CENTER OR COPIES OF THE DOCUMENTS WILL BE PROVIDED UPON REQUEST. F990_P07_S0A_L01a Form 990, Part VII, Section A, Line 1a THE FOLLOWING TRUSTEES, OFFICERS, KEY EMPLOYEE, OR HIGHEST COMPENSATED EMPLOYEES SPENT THE FOLLOWING AVG WEEKLY HOURS WORKING WITH RELATED ORGANIZATIONS: PETER MCKEEVER 1 HOUR JOHN A. COLEMAN SCHOOL (JAC); CAROL A BARNES SC 2 HOURS CRC; GARY H BALDAEUS 1 HOUR FOR JAC; DENNIS KENNY 1 HOUR FOR JAC; FRANK OSWALD 1 HOUR FOR JAC; PATRICIA TURSI 4 HOURS JAC, 1 HOUR CRC; WILLIAM VAN LEW 2 HOURS JAC, 4 HOURS CRC JOHN A COLEMAN SCHOOL 300 CORPORATE BLVD SOUTH YONKERS NY 10701 201946996 EDUCATIONAL SERVICES NY 501(c)(3) 2 N/A 0 NEW YORK FOUNDLING HOSPITAL 590 AVENUE OF THE AMERICAS NEW YORK NY 10011 131624123 FOSTER CARE AND AIDE NY 501(C)(3) 9 N/A 0 NEW YORK FOUNDLING CHARITABLE CORP 590 AVENUE OF THE AMERICAS NEW YORK NY 10011 133318964 PROVIDE HOUSING FOR NY 501(c)(3) 11 N/A 0 CHILDRENS REHABILITATION CENTER INC 300 CORPORATE BLVD SOUTH YONKERS NY 10701 271837787 ARTICLE 28 CLINIC NY 501(C)(3) 9 N/A 0 0 0 0 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0