2012-03-01T13:00:29-06:00 2011-06-30 CROWE HORWATH LLP 70 West Madison Street Suite 700 Chicago IL 606024903 990 2010-07-01 770691998 ROSALIND FRANKLIN UNIVERSITY HEALTH SYSTEM ROSA 8475783000 3333 Green Bay Rd NORTH CHICAGO IL 600643095 MARGOT SURRIDGE 2012-02-08 true 3128997000 2010 2016-02-24 21:20:13Z MARGOT A SURRIDGE 3333 Green Bay Road North Chicago IL 600643095 1956116 false X WWW.ROSALINDFRANKLIN.EDU/DNN/RFUHS X 2007 IL THE ROSALIND FRANKLIN UNIVERSITY HEALTH SYSTEM (RFUHS) PROVIDES EXPERT CARE IN FOOT AND ANKLE HEALTH (PODIATRY), REPRODUCTIVE MEDICINE, AND BEHAVIORAL (MENTAL) HEALTH. THE HEALTH SYSTEM ALSO OFFERS PRIMARY CARE AND IMMUNIZATION SERVICES TO THE STUDENTS OF ROSALIND FRANKLIN UNIVERSITY. 6 6 57 6 0 0 0 0 1784670 1955991 0 0 125 125 1784795 1956116 0 0 0 0 2695987 2754533 0 0 0 1165613 910502 3861600 3665035 -2076805 -1708919 433467 478655 5344985 7099092 -4911518 -6620437 THE ROSALIND FRANKLIN UNIVERSITY HEALTH SYSTEM (RFUHS) PROVIDES EXPERT CARE IN FOOT AND ANKLE HEALTH (PODIATRY), REPRODUCTIVE MEDICINE, AND BEHAVIORAL (MENTAL) HEALTH. THE HEALTH SYSTEM ALSO OFFERS PRIMARY CARE AND IMMUNIZATION SERVICES TO THE STUDENTS OF ROSALIND FRANKLIN UNIVERSITY. false 3071822 1956116 ROSALIND FRANKLIN UNIVERSITY HEALTH SYSTEM WAS ESTABLISHED IN 2007 TO PROVIDE THE FOLLOWING SPECIALTY CARE SERVICES: BEHAVIORAL HEALTH, PODIATRY AND REPRODUCTIVE MEDICINE. THE HEALTH SYSTEM ALSO OFFERS PRIMARY CARE AND IMMUNIZATION SERVICES TO THE STUDENTS OF ROSALIND FRANKLIN UNIVERSITY. THE SCHOLL FOOT AND ANKLE CENTER AND THE STUDENT HEALTH CENTER ARE LOCATED IN NORTH CHICAGO, IL. THE BEHAVIORAL HEALTH CENTER AND REPRODUCTIVE MEDICINE CENTER ARE LOCATED IN VERNON HILLS, IL. DURING FISCAL YEAR JUNE 30, 2011, THE HEALTH SYSTEMS PROVIDED 15,268 VISITS TO PATIENTS. APPROXIMATELY 47 PERCENT OF ALL PATIENTS SERVED ARE EITHER UNINSURED OR UNDERINSURED. 3071822 true false false false false false false false false false false false false true true false true false false false false false false false false false false false true false false false false false false false false false false false false false true false false false false true 4 0 true 57 true false false false false false false false false false false false X 6 6 false false false false true true true true true false false true true true true true true true true false IL X MARGOT SURRIDGE 8475783000 3333 GREEN BAY ROAD NORTH CHICAGO IL 60064 X KIRK CONTENTO 1 X 0 0 0 MICHAEL J HRILJAC 1 X 0 0 0 WILFRED J LUCAS 1 X X 0 0 0 JOAN CUMMINGS 1 X X 0 0 0 KATHLEEN M STONE 1 X X 0 0 0 JOANNE KWAK-KIM 40 X 188538 0 42653 MARGOT A SURRIDGE 10 X 0 303945 33220 SEEMA BHATIA 1 X 0 0 0 BALASUBRAMANIA SARMA 40 X 132455 0 29455 NADIA CHIGIRINSKY 40 X 100442 0 25337 421435 303945 130665 3 false true false 0 0 PATIENT CARE REVENUE 1955991 1955991 0 0 0 0 1955991 0 0 0 0 0 0 0 0 0 0 0 0 OTHER INCOME 125 125 0 0 0 0 125 1956116 1956116 0 0 0 0 0 0 260907 231191 29716 0 1999326 1541285 458041 154684 123012 31672 188639 114855 73784 150977 150977 0 0 0 0 0 0 192361 192361 4684 4684 416811 416811 0 0 111909 111909 8684 8684 0 3325 3325 0 0 0 106679 106679 EQUIPMENT & MAINTENANCE 48034 48034 MEMBERSHIP DUES 5669 5669 MISC BUSINESS EXPENSE 12346 12346 0 0 0 0 3665035 3071822 593213 0 0 144335 218582 289132 260073 0 0 0 0 0 0 433467 478655 196914 148771 5148071 6950321 5344985 7099092 X -4911518 -6620437 -4911518 -6620437 433467 478655 -1708919 0 X false true true X false X X X X false false false ROSALIND FRANKLIN UNIVERSITY OF MEDICINE AND SCIENCE 362181973 2 true true true 0 1 0 SCHEDULE A, PART I, LINE 11H (VII), AMOUNT OF SUPPORT, ROSALIND FRANKLIN UNIVERSITY HEALTH SYSTEM IS ORGANIZED AS A 509(A)(3) SUPPORTING ORGANIZATION TO ROSALIND FRANKLIN UNIVERSITY OF MEDICINE AND SCIENCE. RFUHS PROVIDES SUPPORT TO RFUMS THROUGH VARIOUS PROGRAMS WHICH INCLUDE CLINICAL, RESEARCH, PATIENT EDUCATION, AND STUDENT HEALTH CARE ACTIVITIES. CLINICAL ACTIVITIES - RFUHS PROVIDES DIRECT TRAINING TO STUDENTS THROUGH INTERACTION WITH PATIENTS UNDER THE SUPERVISION AND GUIDANCE OF FACULTY CLINICAL SERVICE PROVIDERS. RESEARCH ACTIVITIES - RFUHS SUPPORTS AND ENHANCES THE UNIVERSITY'S RESEARCH ACTIVITIES BY PROVIDING CLINICAL RESOURCES AND INFRASTRUCTURE TO UNIVERSITY RESEARCHERS. PATIENT EDUCATION ACTIVITIES - RFUHS EDUCATES PATIENTS THROUGH ONE ON ONE CONSULTATION, THROUGH RESOURCES MADE AVAILABLE ON THE WEBSITE AS WELL AS PATIENT EDUCATIONAL SESSIONS. STUDENT HEALTH CARE ACTIVITIES - RFUHS OPERATES THE RFUMS STUDENT HEALTH CENTER, PROVIDING MEDICAL CARE DIRECTLY TO UNIVERSITY STUDENTS TO PROMOTE GOOD PHYSICAL AND MENTAL HEALTH. , 0 0 0 0 0 0 0 0 0 0 DUE TO RELATED ORGANIZATION 6950321 6950321 1956116 3665035 -1708919 0 0 -1708919 1956116 0 0 1956116 0 0 1956116 3665035 0 0 3665035 0 0 3665035 FIN 48 (ASC 740) footnote Schedule D, Part X, Line 2 THE UNIVERSITY HAS RECEIVED A FAVORABLE LETTER OF DETERMINATION FROM THE INTERNAL REVENUE SERVICE CONCERNING ITS TAX-EXEMPT STATUS UNDER SECTION 501 ( C)(3) OF THE INTERNAL REVENUE CODE. THE UNIVERSITY FILES A FORM 990 (RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX) ANNUALLY. WHEN THESE RETURNS ARE FILED , IT IS HIGHLY CERTAIN THAT SOME POSITIONS TAKEN WOULD BE SUSTAINED UPON EXAMINATION BY THE TAXING AUTHORITIES, WHILE OTHERS ARE SUBJECT TO UNCERTAINTY ABOUT THE MERITS OF THE TAX POSITION TAKEN OR THE AMOUNT OF THE POSITION THAT WOULD ULTIMATELY BE SUSTAINED. EXAMPLES OF TAX POSITIONS COMMON TO UNIVERSITIES INCLUDE SUCH MATTERS AS THE FOLLOWING: THE TAX EXEMPT STATUS OF EACH ENTITY AND VARIOUS POSITIONS RELATIVE TO POTENTIAL SOURCES OF UNRELATED BUSINESS INCOME TAX (UBIT). UBIT IS REPORTED ON FORM 990-T, AS APPROPRIATE. THE BENEFIT OF A TAX POSITION IS RECOGNIZED IN THE FINANCIAL STATEMENTS IN THE PERIOD DURING WHICH, BASED ON ALL AVAILABLE EVIDENCE, MANAGEMENT BELIEVES THAT IT IS MORE LIKELY THAN NOT THAT THE POSITION WILL BE SUSTAINED UPON EXAMINATION, INCLUDING THE RESOLUTION OF APPEALS OR LITIGATION PROCESSES, IF ANY. TAX POSITIONS ARE NOT OFFSET OR AGGREGATED WITH OTHER POSITIONS. TAX POSITIONS THAT MEET THE "MORE LIKELY THAN NOT" RECOGNITION THRESHOLD ARE MEASURED AS THE LARGEST AMOUNT OF TAX BENEFIT THAT IS MORE THAN 50% LIKELY TO BE REALIZED ON SETTLEMENT WITH THE APPLICABLE TAXING AUTHORITY. THE PORTION OF THE BENEFITS ASSOCIATED WITH TAX POSITIONS TAKEN THAT EXCEEDS THE AMOUNT MEASURED AS DESCRIBED ABOVE WOULD BE REFLECTED AS A LIABILITY FOR UNCERTAIN TAX BENEFITS IN THE ACCOMPANYING STATEMENTS OF FINANCIAL POSITION ALONG WITH ANY ASSOCIATED INTEREST AND PENALTIES THAT WOULD BE PAYABLE TO THE TAXING AUTHORITIES UPON EXAMINATION. AS OF JUNE 30, 2011, THERE WERE NO UNCERTAIN TAX POSITIONS IDENTIFIED. THE UNIVERSITY DOES NOT EXPECT THE TOTAL AMOUNT OF UNRECOGNIZED TAX BENEFITS TO SIGNIFICANTLY CHANGE IN THE NEXT 12 MONTHS. X X X X false false false false false false false false false JOANNE KWAK-KIM 186567 0 1971 0 0 0 19397 0 23256 0 231191 0 0 0 MARGOT A SURRIDGE 0 303945 0 0 0 0 0 24500 0 8720 0 337165 0 0 BALASUBRAMANIA SARMA 131075 0 1380 0 0 0 13582 0 15873 0 161910 0 0 0 Classes of members or stockholders Form 990, Part VI, Section A, Line 6 ROSALIND FRANKLIN UNIVERSITY OF MEDICINE AND SCIENCE (RFUMS), A RELATED TAX-EXEMPT ORGANIZATION, IS THE SOLE CORPORATE MEMBER OF ROSALIND FRANKLIN UNIVERSITY HEALTH SYSTEM. AS THE SOLE CORPORATE MEMBER, RFUMS HAS THE POWER AND AUTHORITY TO ELECT AND REMOVE DIRECTORS OF THE ORGANIZATION, AND TO FILL VACANCIES IN SUCH DIRECTOR'S POSITIONS. ADDITIONALLY, RFUMS HAS THE RIGHT TO APPROVE OR RATIFY DECISIONS OF THE ORGANIZATION'S GOVERNING BODY. THESE DECISIONS INCLUDE, BUT ARE NOT LIMITED TO, THE RIGHT TO ADOPT CAPITAL AND OPERATING BUDGETS, ADOPT A STRATEGIC PLAN, AND AUTHORIZE CAPITAL EXPENDITURES. Members or stockholders electing members of governing body Form 990, Part VI, Section A, Line 7a SEE NARRATIVE FOR PART VI, LINE 6 Decisions requiring approval by members or stockholders Form 990, Part VI, Section A, Line 7b SEE NARRATIVE FOR PART VI, LINE 6 Review of form 990 by governing body Form 990, Part VI, Section B, Line 11b THE CHIEF FINANCIAL OFFICER OF ROSALIND FRANKLIN UNIVERSITY OF MEDICINE AND SCIENCE, A RELATED TAX-EXEMPT ORGANIZATION, CONDUCTS A DETAILED REVIEW OF THE FORM 990 IN CONJUNCTION WITH RFUHS' OUTSIDE INDEPENDENT TAX PREPARER. A FORMAL REVIEW OF THE FULL FORM 990 IS THEN CONDUCTED BY THE ORGANIZATION'S OFFICERS, MEMBERS OF MANAGEMENT AND THE INDEPENDENT AUDIT COMMITTEE OF THE BOARD OF DIRECTORS PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. SUBSEQUENT TO THIS REVIEW, A COPY OF THE FULL FORM 990 IS DISTRIBUTED TO EACH VOTING MEMBER OF THE BOARD OF DIRECTORS PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. Conflict of interest policy Form 990, Part VI, Section B, Line 12c RFUHS HAS WRITTEN CONFLICT OF INTEREST POLICIES FOR MEMBERS OF THE BOARD OF DIRECTORS AND OFFICERS OF THE CORPORATION. IN ADDITION, CONFLICT OF INTEREST POLICIES AND DISCLOSURE REQUIREMENTS COVER EXECUTIVE ADMINISTRATION AND PROVIDERS. ON AN ANNUAL BASIS, MEMBERS OF ANY OF THE GROUPS NOTED ARE REQUIRED TO DISCLOSE ANY INTERESTS THAT COULD GIVE RISE TO ANY CONFLICTS AND PROVIDE A LIST OF ANY POTENTIAL OR ACTUAL CONFLICTS. BOARD OF DIRECTORS AND ADMINISTRATION DISCLOSURE DOCUMENTS ARE MONITORED BY THE BOARD OF DIRECTORS AND BY THE RELATED ORGANIZATION'S CHIEF COMPLIANCE OFFICER. A DIRECTOR MAY NOT PARTICIPATE IN OR BE PRESENT DURING THE DELIBERATIONS REGARDING ANY MATTER WHERE THERE IS A PERCEIVED CONFLICT OF INTEREST. THE REMAINING DIRECTORS DETERMINE THE PROPER COURSE OF ACTION. MINUTES OF THE MEETING REFLECT BOTH THE NAME AND THE NATURE OF THE CONFLICT. Process used to establish compensation of top management official Form 990, Part VI, Section B, Line 15a THE COMPENSATION OF HEALTH SYSTEM'S OFFICERS AND KEY EMLOYEES IS DETERMINED UNDER THE PROCEDURES USED BY THE PARENT ORGANIZATION. THE FOLLOWING IS THE PROCESS USED FOR DETERMINING COMPENSATION BY THE PARENT ORGANIZATION: THE TOTAL COMPENSATION PACKAGE OF THE ORGANIZATION'S TOP MANAGEMENT OFFICIAL, OTHER OFFICERS OR KEY EMPLOYEES IS ESTABLISHED, APPROVED AND REVIEWED EACH YEAR BY THE ORGANIZATION'S INDEPENDENT COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES AND REPORTED TO THE FULL BOARD OF TRUSTEES. THE ORGANIZATIONAL COMPENSATION PHILOSOPHY IS TO COMPENSATE TOP MANAGEMENT AT THE 75TH PERCENTILE OR BELOW THE MARKET. TO ENSURE THAT COMPENSATION IS BOTH REASONABLE AND COMPETITIVE, THE BOARD RETAINS THE SERVICES OF AN OUTSIDE INDEPENDENT CONSULTING FIRM WITH EXPERTISE IN ACADEMIC HEALTHCARE WHEN ANNUAL INCREASES ARE AWARDED. THE INDEPENDENT CONSULTANT CONDUCTS AN ANNUAL MARKET SURVEY THAT PROVIDES THE BOARD WITH COMPARABILITY DATA FOR COMPENSATION FOR SIMILARLY QUALIFIED PERSONS AT SIMILAR ORGANIZATIONS. THE DECISIONS AND DELIBERATIONS REGARDING THE REVIEW AND APPROVAL OF THE TOP MANAGEMENT OFFICIAL'S COMPENSATION ARE DOCUMENTED IN THE BOARD MINUTES. THIS PROCESS WAS LAST UNDERTAKEN FOR THE ORGANIZATION'S TOP MANAGEMENT OFFICIAL IN JANUARY, 2011. Process used to establish compensation of other officers/key employees Form 990, Part VI, Section B, Line 15b SEE NARRATIVE FOR PART VI, LINE 15A Public Disclosure Form 990, Part VI, Section C, Line 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. HOURS DEVOTED TO RELATED ORGANIZATIONS FORM 990, PART VII MARGOT A. SURRIDGE, PRESIDENT, DEVOTES APPROXIMATELY 30 HRS A WEEK TO ROSALIND FRANKLIN UNIVERSITY OF MEDICINE AND SCIENCE, A RELATED TAX-EXEMPT ORGANIZATION. KATHLEEN M. STONE, BOARD CHAIR, DEVOTES APPROXIMATELY 1 HR A WEEK TO ROSALIND FRANKLIN UNIVERSITY OF MEDICINE AND SCIENCE, A RELATED TAX-EXEMPT ORGANIZATION. JOAN CUMMINGS, BOARD SECRETARY, DEVOTES APPROXIMATELY 1 HR A WEEK TO ROSALIND FRANKLIN UNIVERSITY OF MEDICINE AND SCIENCE, A RELATED TAX-EXEMPT ORGANIZATION. WILFRED J. LUCAS, BOARD TREASURER, DEVOTES APPROXIMATELY 1 HR A WEEK TO ROSALIND FRANKLIN UNIVERSITY OF MEDICINE AND SCIENCE, A RELATED TAX-EXEMPT ORGANIZATION. MICHAEL J. HRILJAC, TRUSTEE, DEVOTES APPROXIMATELY 1 HR A WEEK TO ROSALIND FRANKLIN UNIVERSITY OF MEDICINE AND SCIENCE, A RELATED TAX-EXEMPT ORGANIZATION. ROSALIND FRANKLIN UNIVERSITY OF MEDICINE AND SCIENCE 3333 GREEN BAY ROAD NORTH CHICAGO IL 600643095 362181973 EDUCATION IL 501(C)(3) 2 NA false false false false true false false false false false false false true true false false false true