2012-04-11T07:39:53-05:00 2011-05-31 SCIARABBA WALKER & CO LLP 200 E BUFFALO ST SUITE 402 ITHACA NY 14850 990 2010-06-01 150532204 ITHACA COLLEGE ITHA 6072743118 953 DANBY ROAD ITHACA NY 148507002 CARL SGRECCI 6072743118 2012-04-11 1 JEFFREY J GORSKY 6072725550 2010 2016-02-24 21:20:13Z CARL SGRECCI 953 DANBY ROAD ITHACA NY 148507002 346945383 0 X WWW.ITHACA.EDU X 1892 NY FOUNDED AS THE ITHACA CONSERVATORY OF MUSIC IN 1892, ITHACA COLLEGE BECAME A NONPROFIT, PRIVATE COLLEGE IN 1931. DURING THE EARLY DECADES OF THE TWENTIETH CENTURY, THE ACADEMIC PROGRAM EXPANDED TO INCLUDE OTHER PROFESSIONAL FIELDS, AND AT MID-CENTURY, THE INSTITUTION BEGAN DEVELOPING THE LIBERAL ARTS CURRICULA THAT HAVE GRADUALLY EVOLVED INTO THE LARGE AND DIVERSE SCHOOL OF HUMANITIES AND SCIENCES. AS A RESULT OF THIS UNUSUAL HISTORY OF INTERWEAVING, TWO DISTINCT PROGRAMS, PROFESSIONAL AND LIBERAL STUDIES AT ITHACA COLLEGE ARE TODAY MUTUALLY SUPPORTIVE AND INTEGRAL PARTS OF A TOTAL ACADEMIC PROGRAM.ITHACA COLLEGE IS A FULLY ACCREDITED, COEDUCATIONAL, NONDENOMINATIONAL INSTITUTION OFFERING A BROADLY DIVERSIFIED PROGRAM OF PROFESSIONAL AND LIBERAL ARTS STUDIES. THE COLLEGE SEEKS DIVERSITY IN ITS STUDENT BODY AND ADMITS APPLICANTS ON THE BASIS OF INDIVIDUAL QUALIFICATIONS, WITHOUT REGARD TO RACE, CREED, OR NATIONAL ORIGIN. 35 32 5784 0 -141760 -228728 17768368 18522159 260024553 273329996 1874962 4326259 1172699 5874828 280840582 302053242 83732886 85729885 0 0 113422519 114664490 2072 0 2732557 66942061 68924253 264099538 269318628 16741044 32734614 607707612 685798549 245415381 257157357 362292231 428641192 X TO PROVIDE A FOUNDATION FOR A LIFETIME OF LEARNING, ITHACA COLLEGE IS DEDICATED TO FOSTERING INTELLECTUAL GROWTH, AESTHETIC APPRECIATION, AND CHARACTER DEVELOPMENT IN OUR STUDENTS. THE ITHACA COLLEGE COMMUNITY THRIVES ON THE PRINCIPLES THAT KNOWLEDGE IS ACQUIRED THROUGH DISCIPLINE, COMPETENCE IS ESTABLISHED WHEN KNOWLEDGE IS TEMPERED BY EXPERIENCE, AND CHARACTER IS DEVELOPED WHEN COMPETENCE IS EXERCISED FOR THE BENEFIT OF OTHERS.A COMPREHENSIVE COLLEGE THAT SINCE ITS FOUNDING HAS RECOGNIZED THE VALUE OF COMBINING THEORY AND PERFORMANCE, ITHACA PROVIDES A RIGOROUSEDUCATION BLENDING LIBERAL ARTS AND PROFESSIONAL PROGRAMS OF STUDY. OUR TEACHING AND SCHOLARSHIP ARE MOTIVATED BY THE NEED TO BE INFORMEDBY, AND TO CONTRIBUTE TO, THE WORLD'S SCIENTIFIC AND HUMANISTIC ENTERPRISES. LEARNING AT ITHACA EXTENDS BEYOND THE CLASSROOM TO ENCOMPASS A BROAD RANGE OF RESIDENTIAL, PROFESSIONAL, AND EXTRACURRICULAR OPPORTUNITIES. 0 0 168972612 85729885 224779050 INSTRUCTION, RESEARCH, AND PUBLIC SERVICE: ITHACA COLLEGE ENROLLS ALMOST 7,000 STUDENTS AND OFFERS PRIMARILY UNDERGRADUATE DEGREES IN SEVERAL PROFESSIONAL AREAS AND THE ARTS AND SCIENCES. THESE SERVICES ARE THE COLLEGE'S PRIMARY MISSION. 25988120 48550946 AUXILIARIES: SERVICES PROVIDED TO STUDENTS INCLUDING RESIDENCE, DINING HALLS, AND BOOKSTORE AND ENHANCE THE COLLEGE EXPERIENCE 19440090 ACADEMIC SUPPORT: OFFICE OF THE DEANS, LIBRARY, ACADEMIC COMPUTING, AND CLIENT SERVICES, CONTINUING EDUCATION, CENTER FOR CULTURE, RACE AND ETHNICITY AND INTERNATIONAL PROGRAMS. THESE SERVICES SUPPORT THE COLLEGE'S PRIMARY MISSION OF INSTRUCTION, RESEARCH, AND PUBLIC SERVICE. 20006152 STUDENT SERVICES: STUDENT SUPPORT SERVICES INCLUDING ADMISSIONS, REGISTRAR, ATHLETICS, AND STUDENT CLUBS. THESE SERVICES CONTRIBUTE TO THE STUDENT'S EMOTIONAL AND PHYSICAL WELL-BEING. 20006152 234406974 1 1 0 1 0 1 0 0 1 1 1 0 1 1 0 1 0 1 1 1 0 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 407 0 1 5784 1 1 1 1 UK 0 0 0 0 0 0 0 0 X 35 32 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X CARL SGRECCI VP OF FINANCE & ADMIN 6072743118 953 DANBY ROAD ITHACA COLLEGE ITHACA NY 148507002 C WILLIAM SCHWAB 1.00 X X 0 0 0 THOMAS ROCHON 40.00 X X 320331 0 103917 ADELAIDE GOMER 1.00 X 0 0 0 ARRIEN SCHILTKAMP 1.00 X 0 0 0 CAROLEEN A FEENEY 1.00 X 0 0 0 CHRISTOPHER LACROIX 1.00 X 0 0 0 DAVID AMES 1.00 X 0 0 0 DAVID FLEISHER II 1.00 X 0 0 0 DAVID GIANNOTTI 1.00 X 0 0 0 DAVID LEBOW 1.00 X 0 0 0 DAVID STEWART 1.00 X 0 0 0 DIANE FRANKL STORCK 1.00 X 0 0 0 ED RIVERA 1.00 X 0 0 0 ELIZABETH STOLZ 1.00 X 0 0 0 JASON HAMILTON 40.00 X 97274 0 11939 JOHN FRACCHIA 40.00 X 68082 0 11680 JOHN GALLAGHER JR 1.00 X 0 0 0 JOHN MCCLUNG 1.00 X 0 0 0 JUDITH LINDEN 1.00 X 0 0 0 KATHLEEN GARNER 1.00 X 0 0 0 KENNETH POLLINGER 1.00 X 0 0 0 KURT WOLFGRUBER 1.00 X 0 0 0 LAWRENCE SMITH 1.00 X 0 0 0 LISA PUNTILLO 1.00 X 0 0 0 MARK DICKER 1.00 X 0 0 0 MICHAEL BATTLE 1.00 X 0 0 0 MICHAEL SERVENTI 1.00 X 0 0 0 ROBERT KUR 1.00 X 0 0 0 STEPHEN MCCLUSKI 1.00 X 0 0 0 SUSAN PERVI 1.00 X 0 0 0 T MICHAEL LONG 1.00 X 0 0 0 THOMAS GRAPE 1.00 X 0 0 0 W KENNETH FUCHS 1.00 X 0 0 0 WALTER SMITH SJ 1.00 X 0 0 0 LAWRENCE ALLEVA 1.00 X X 0 0 0 NANCY PRINGLE 40.00 X 198167 0 24013 ERIC MAGUIRE 40.00 X 148995 0 23645 CARL SGRECCI 40.00 X 209893 0 21223 ROCHELLE SEMMLER 40.00 X 189466 0 24782 BRIAN MCAREE 40.00 X 143399 0 43111 GREGORY WOODWARD 40.00 X 156983 0 19475 JEFFREY LIPPITT 40.00 X 151627 0 22746 LESLIE LEWIS 40.00 X 160247 0 20343 DAVID NEWMAN 40.00 X 147771 0 21840 GWEN SEAQUIST 40.00 X 150074 0 20866 DIANE GAYESKI 40.00 X 156380 0 20200 2298689 0 389780 133 0 1 0 THE PIKE COMPANY ONE CIRCLE STREET ROCHESTER NY 14607 GENERAL CONTRACTOR - ATHLETICS & EVENTS 24695329 SODEXO 9801 WASHINGTONIAN BLVD GAITHERBURG MD 20878 FOOD SERVICE MANAGEMENT 6846507 WELLIVER MCGUIRE INC 250 NORTH GENESEE STREET MONTOUR FALLS NY 14865 CONSTRUCTION MANAGEMENT 1017805 CHRISTA CONSTRUCTION LLC 119 VICTOR HEIGHTS PARKWAY VICTOR NY 14584 CONSTRUCTION MANAGEMENT 968310 STREETER ASSOCIATES 101 EAST WOODLAWN AVE ELMIRA NY 14902 CONSTRUCTION MANAGEMENT 906375 38 3631540 14890619 287701 18522159 TUITION & FEES 900099 224779050 224779050 ROOM 721000 31603771 31603771 BOARD 722210 11154902 11154902 SALES-EDUCATION DEPART 611710 4606955 4606955 CONFERENCES 611710 1185318 1185318 273329996 1252211 -221577 1473788 42812598 72283 39752010 58823 3060588 13460 3074048 3074048 6923630 5081308 1842322 70219 1772103 GAIN ON TERMINATION OF 900004 2658455 2658455 ALL OTHER INCOME 900004 1374051 9598 1364453 4032506 302053242 273329996 -141760 10342847 85729885 85729885 1745767 1745767 86331763 71223704 13513856 1594203 5539556 3821462 1613396 104698 14912804 10312204 4312783 287817 6134600 4232874 1772899 128827 191487 19149 172338 172690 3454 169236 715093 715093 9915465 8428145 1487320 282645 118711 87620 76314 5969896 5671401 298495 3835208 3068167 671161 95880 7971690 7971690 16026276 14904437 1121839 2646984 1720540 926444 SUPPLIES 5753575 4827250 863036 63289 RENTALS AND LEASES 3357814 2551939 772297 33578 ENTERTAINMENT 2480666 2480666 REPAIRS AND MAINTENANCE 2461354 1796788 639952 24614 LIVING EXPENSES 2001761 2001761 5141649 3522747 1295565 323337 269318628 234406974 32179097 2732557 140276 740225 81583720 87935632 16245111 4638913 2419895 2051456 9060084 9382787 1055535 727735 4175413 4829132 527906041 179018040 317553042 348888001 102526012 119788087 71964383 89662441 984141 17154140 607707612 685798549 34010477 37931375 6332289 5866665 141633305 190469541 63439310 22889776 245415381 257157357 X 258154663 287308219 69858309 106345889 34279259 34987084 362292231 428641192 607707612 685798549 X 32734614 33614347 X X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 17088 17088 0 EXPLANATION OF OTHER LOBBYING ACTIVITIES: PART II-B, LINE 1I: MEMBERSHIP DUES PAID TO VARIOUS ORGANIZATIONS THAT LOBBY AS PART OF THEIR ACTIVITIES. X X 2 101.00 1 1 20.00 1 175669538 4033341 38335380 1570445 6798800 209669014 111899492 57765032 11683003 1535129 4142860 120339255 164702143 661886 -48273254 1389056 3802227 111899492 0.69000 0.17000 0.14000 0 0 13000233 13000233 361512699 88020538 273492161 76862167 54397397 22464770 55821999 29086506 26735493 20708943 7513599 13195344 348888001 ARCHSTONE MKT NEUTRAL STRATEGY 12537335 F BARLOW PARTNERS OFFSHORE 15242393 F COMMONFUND CAPITAL INTL PTNERS IV LP 1800988 F C/F INT'L PRIVATE EQUITY PTNERS VI LP 964875 F C/F INT'L PRIVATE EQUITY PTNERS V LP 954317 F COMMONFUND CAPITAL VENTURE PTNERS VI 2390144 F COMMONFUND CAPITAL VENTURE PTNERS VII 867430 F C/F PRIVATE EQUITY PTNERS VII 764343 F COMMONFUND CAPITAL PRIVATE EQUITY PTNERS V 3030573 F COMMONFUND CAPITAL PRIVATE EQUITY PTNERS VI 795571 F COMMONFUND CAPITAL VENTURE PTNERS VIII 573986 F JER EUROPE FD III 857592 F JER REAL ESTATE QUALIFIED PARTNERS III 1994563 F JER REAL ESTATE QUALIFIED PARTNERS IV, 2997685 F LEXINGTON CAPITAL PARTNERS VIA 5495750 F PERRY PARTNERS INT LP CLASS F 11700722 F REALTY ASSOC FUND VII CORP 2776489 F REALTY ASSOC FUND VIII 3317714 F REALTY ASSOCIATES FUND IX CORP 8844590 F WELLINGTON ARCHIPELAGO HOLDING 8087158 F GMO SPECIAL PURPOSE VEHICLE 1138 F SIGULER GUFF DISTRESSED FUND 3667085 F 89662441 INTEREST RATE SWAP AGREEMENTS 2162035 DEPOSITES HELD WITH BOND TRUSTEE 14992105 17154140 U.S. GOVT GRANTS REFUNDABLE 8324265 COND. ASSET RETIREMENT OBLIG. 1162499 INTEREST RATE SWAP AGREEMENTS 13403012 22889776 302053242 269318628 32734614 35261332 -1646985 33614347 66348961 265087540 35261332 2704 14215240 49479276 215608264 715093 85729885 86444978 302053242 197091594 2704 14215240 14217944 182873650 715093 85729885 86444978 269318628 DESCRIPTION OF HOW ORGANIZATION REPORTS CONSERVATION EASEMENTS: PART II, LINE 9: THE CONSERVATION EASEMENTS ARE NOT REPORTED ON THE BALANCE SHEET OR IN FOOTNOTES TO THE ORGANIZATION'S FINANCIAL STATEMENTS. THE AMOUNTS ARE CONSIDERED IMMATERIAL. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE INTENDED USE OF THE ENDOWMENT FUNDS IS TO PROVIDE SCHOLARSHIPS AND GRANTS, AND TO SUPPORT THE EDUCATIONAL PROGRAMS AT ITHACA COLLEGE. PART XI, LINE 8: CHANGE IN THE VALUE OF INTEREST SWAP AGREEMENTS $340,463. POSTRETIREMENT BEN. EXPENSE OTHER THAN NET PERIODIC COST ($1,987,448). PART XII, LINE 2D: COST OF GOODS SOLD $13,836,420. CONFERENCE EXPENSES $378,820. PART XII, LINE 4B: FINANCIAL AID NETTED ON FINANCIALS $85,729,885. PART XIII, LINE 2D: COST OF GOODS SOLD $13,836,420. CONFERENCE EXPENSES $378,820. PART XIII, LINE 4B: FINANCIAL AID NETTED ON FINANCIALS $85,729,885. PART V, ENDOWMENT FUNDS THE PRIOR YEAR FUND BALANCE WAS RESTATED FROM 2,434,749 TO 57,765,032. PLANT RESERVES WERE MOVED INTO ENDOWMENTS. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 THE COLLEGE'S NONDISCRIMINATORY POLICY APPEARS IN THE UNDERGRADUATE CATALOG, AS WELL AS ON THE COLLEGE'S WEBSITE. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE COLLEGE RECEIVES VARIOUS FUNDING FROM GOVERNMENTAL SOURCES IN ITS ADMINISTRATION OF FINANCIAL AID PROGRAMS SUCH AS PELL, TAP AND BUNDY. 1 EUROPE 1 1 STUDY ABROAD PROGRAM FOR COLLEGE STUDENTS IN LONDON EDUCATIONAL DEGREE PROGRAM, INCLUDING INTERNSHIPS IN MANY ACADEMIC AREAS AND A NINE-CREDIT INTENSIVE DRAMA COURSE. THE ITHACA COLLEGE LONDON CENTER IS RUN BY A DIRECTOR AND STAFF WHO HELP THE STUDENTS WITH THEIR DAILY PERSONAL AND ACADEMIC NEEDS. 1139654 EUROPE 0 5 INTERNATIONAL PROGRAMS - STUDY ABROAD PROGRAM - COLLEGE STUDENTS. INTERNATIONAL EDUCATIONAL PROGRAM, SHORT-TERM STUDY ABROAD IN MANY ACADEMIC AREAS. 80218 CENTRAL AMERICA AND THE CARIBBEAN 0 5 INTERNATIONAL PROGRAMS - STUDY ABROAD PROGRAM - COLLEGE STUDENTS. INTERNATIONAL EDUCATIONAL PROGRAM, SHORT-TERM STUDY ABROAD IN MANY ACADEMIC AREAS. 75655 SUB-SAHARAN AFRICA 0 8 INTERNATIONAL PROGRAMS - STUDY ABROAD PROGRAM - COLLEGE STUDENTS. INTERNATIONAL EDUCATIONAL PROGRAM, SHORT-TERM STUDY ABROAD IN MANY ACADEMIC AREAS. 44759 CENTRAL AMERICA AND THE CARIBBEAN 0 5 TRAVEL IN THE SOUTHERN CARIBBEAN CLASS TRIP 61473 EAST ASIA AND THE PACIFIC 0 26 TRAVEL IN EAST ASIA & PACIFIC. ATTEND, SPEAK AT ACADEMIC CONFERENCES AND CONDUCT RESEARCH. 120096 EUROPE (INCLUDING ICELAND & GREENLAND) 0 49 TRAVEL IN EUROPE. ATTEND AND PRESENT PAPERS AT ACADEMIC CONFERENCES AND RECRUITMENT. 162609 MIDDLE EAST AND NORTH AFRICA 0 1 TRAVEL IN THE MIDDLE EAST ATTEND, PRESENT PAPERS AT ACADEMIC CONFERENCES AND WORK ON RESEARCH PROJECT. 3161 NORTH AMERICA 0 31 TRAVEL IN CANADA & MEXICO ATTEND AND PRESENT PAPERS AT ACADEMIC CONFERENCES. 59640 RUSSIA & THE NEWLY INDEPENDENT STATES 0 1 TRAVEL IN RUSSIA PERFORM IN A CONCERT, ATTEND ACADEMIC CONFERENCE AND WORK ON RESEARCH PROJECT. 400 SOUTH AMERICA 0 1 TRAVEL IN SOUTH AMERICA ATTEND AND PRESENT PAPERS AT ACADEMIC CONFERENCES. 7901 SOUTH ASIA 0 1 TRAVEL IN SOUTH ASIA ATTEND AND PRESENT PAPERS AT ACADEMIC CONFERENCES. 2151 SUB-SAHARAN AFRICA 0 2 TRAVEL IN SUB-SAHARAN AFRICA ATTEND, PRESENT PAPERS AT ACADEMIC CONFERENCES AND CONDUCT RESEARCH. 5678 1 100 0 36 1 136 1687625 75770 1763395 GRANT/SCHOLARSHIP EUROPE 212 1511870 ELECTRONICALLY DEP TO STUDENT BILLING ACCOUNT GRANT/SCHOLARSHIP SOUTH AMERICA 9 71557 ELECTRONICALLY DEP TO STUDENT BILLING ACCOUNT GRANT/SCHOLARSHIP SUB-SAHARAN AFRICA 13 115728 ELECTRONICALLY DEP TO STUDENT BILLING ACCOUNT GRANT/SCHOLARSHIP EAST ASIAN AND THE PACIFIC 29 225732 ELECTRONICALLY DEP TO STUDENT BILLING ACCOUNT GRANT/SCHOLARSHIP MIDDLE EAST AND NORTH AFRICA 1 3000 ELECTRONICALLY DEP TO STUDENT BILLING ACCOUNT GRANT/SCHOLARSHIP SOUTH ASIA 3 39378 ELECTRONICALLY DEP TO STUDENT BILLING ACCOUNT GRANT/SCHOLARSHIP RUSSIA & THE NEWLY INDEPENDENT STATES 3 29650 ELECTRONICALLY DEP TO STUDENT BILLING ACCOUNT 1 0 1 0 1 0 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: SCHOLARSHIPS GIVEN ARE DEPOSITED INTO THE STUDENT'S ACCOUNT TO BE USED FOR TUITION IN EDUCATIONAL PROGRAM. THE FUNDS EXPENDED FOR TRAVEL AND ATTENDING CONFERENCES ARE ACCOUNTED FOR WHEN TRAVEL REPORTS ARE SUBMITTED TO ITHACA COLLEGE. METHOD USED TO ACCCOUNT FOR EXPENDITURES: SCHEDULE F, PART I, LINE 3: EXPENDITURES ARE REPORTED ON AN ACCRUAL BASIS ACCORDING TO GAAP, CONSISTENT WITH THE ITHACA COLLEGE METHOD OF ACCOUNTING. 1 SCHOLARSHIPS TO ATTEND ITHACA COLLEGE 5322 72373242 GRADUATE ASSISTANT SCHOLARSHIP 152 1206223 HIGHER EDUCATION OPPORTUNITY PROGRAM 60 1604440 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: STUDENTS MUST MEET THE REQUIREMENTS SPECIFIED IN THE SCHOLARSHIP PROGRAM IN ORDER TO RECEIVE THE SCHOLARSHIP. THE REQUIREMENTS INCLUDE CRITERIA, SUCH AS FINANCIAL NEED, OBTAINING/MAINTAINING THE REQUIRED GRADE POINT AVERAGE, STUDYING IN A CERTAIN ACADEMIC DISCIPLINE, ETC. IF THE SCHOLARSHIP IS AN ONGOING ONE, THE STUDENT MUST CONTINUE TO MEET THE SCHOLARSHIP REQUIREMENTS IN ORDER TO BE AWARDED A SCHOLARSHIP IN SUBSEQUENT YEARS. FINANCIAL NEED, GRADE POINT AVERAGES AND OTHER SCHOLARSHIP CRITERIA ARE MONITORED TO DETERMINE WHETHER THE STUDENT MEETS THE CRITERIA. THERE ARE A LIMITED NUMBER OF GRADUATE ASSISTANTSHIPS THAT ARE AWARDED TO INDIVIDUALS PURSUING A MASTERS DEGREE AT ITHACA COLLEGE. LIKE SCHOLARSHIPS, THE STUDENT MUST MEET THE APPLICABLE REQUIREMENTS IN ORDER TO BE AWARDED A GRADUATE ASSISTANTSHIP, SUCH AS OBTAINING/MAINTAINING THE REQUIRED GRADE POINT AVERAGE, STUDYING IN A CERTAIN ACADEMIC DISCIPLINE, ETC. X X 1 1 X X X X 0 0 0 0 0 0 0 0 0 THOMAS ROCHON 301605 0 1500 0 17226 0 54622 0 49295 0 424248 0 0 0 NANCY PRINGLE 166201 0 11500 0 20466 0 14779 0 9234 0 222180 0 0 0 ERIC MAGUIRE 147955 0 0 0 1040 0 13283 0 10362 0 172640 0 0 0 CARL SGRECCI 192592 0 1500 0 15801 0 16497 0 4726 0 231116 0 0 0 ROCHELLE SEMMLER 176829 0 1500 0 11137 0 15696 0 9086 0 214248 0 0 0 BRIAN MCAREE 140999 0 1500 0 900 0 12612 0 30499 0 186510 0 0 0 GREGORY WOODWARD 154808 0 1500 0 675 0 13679 0 5796 0 176458 0 0 0 JEFFREY LIPPITT 140461 0 1500 0 9666 0 12607 0 10139 0 174373 0 0 0 LESLIE LEWIS 157772 0 1500 0 975 0 13806 0 6537 0 180590 0 0 0 DAVID NEWMAN 145336 0 1500 0 935 0 12926 0 8914 0 169611 0 0 0 GWEN SEAQUIST 112310 0 1500 0 36264 0 10192 0 10674 0 170940 0 0 0 DIANE GAYESKI 154425 0 1500 0 455 0 13526 0 6674 0 176580 0 0 0 PART I, LINE 1A ITHACA COLLEGE PROVIDES HOUSING AND COUNTRY CLUB MEMBERSHIP TO ITS PRESIDENT. DORMITORY AUTH OF THE STATE OF NEW YORK 146000293 649905QU3 2009-09-17 36903147 REISSUANCE OF SERIES 2008 BONDS 0 0 0 TOMPKINS CTY INDUSTRIAL DEV AGENCY 161214039 890099CQ5 2004-11-10 31100000 CONSTRUCTION AND RENOVATION OF CAMPUS FACILITIES 0 0 0 TOMPKINS CTY INDUSTRIAL DEV AGENCY 161214039 890099CZ5 2005-09-29 49624325 ADVANCED REFUNDING OF SERIES 1997 AND SERIES 1998 0 0 0 TOMPKINS CTY INDUSTRIAL DEV AGENCY 161214039 890099DU5 2009-08-20 30924994 REISSUANCE OF SERIES 2007 BONDS 0 0 0 1470000 36903147 439564 36463583 2009 1 0 1 1 2905000 32424139 343050 412183 31325726 343180 2007 0 0 1 1 5255000 49624325 497030 525210 48602085 2005 0 1 1 1 1000000 30924994 581248 30343746 2009 1 0 1 1 0 0 1 0 1 0.00200 0.00200 1 0 0 0 0 0.00000 0.00000 0.00000 1 0 0 0 0 0 0 0 0 0 0.00000 0.00000 0.00000 1 0 0 0 NA 0 NA 0 0 0 1 1 UBS AG 30.000000000000 0 0 0 NA 0 0 0 1 1 BANK OF AMERICA 20.770000000000 0 0 0 NA 0 0 0 0 0 NA 0 NA 0 0 FORM 990, SCHEDULE K, PART I, LINE B PART I(E) AND PART II QUESTION 3 THE DIFFERENCE BETWEEN PART I(E) AND PART II QUESTION 3 IS DUE TO INTEREST EARNED FROM THE PROJECT FUND. FORM 990, SCHEDULE K, COLUMN B PART II, QUESTION 11 AMOUNT LISTED INCLUDES $343,179.59 FOR STATE AND ISSUER ADMINISTRATIVE FEES. FORM 990, SCHEDULE K, COLUMN C PART II, QUESTION 11 AMOUNT LISTED INCLUDES $393,187 FOR STATE AND ISSUER ADMINISTRATIVE FEES. FORM 990, SCHEDULE K, PART I, LINE C PART I(F) THE SERIES 1997 BONDS WERE ISSUED ON MARCH 4, 1997 AND THE SERIES 1998 BONDS WERE ISSUED ON MAY 7, 1998. FORM 990, SCHEDULE K, PART I, LINE C PART IV, QUESTION 3 A SWAP WITH DEXIA CREDIT LOCAL WAS NOVATED ON SEPTEMBER 29, 2005 TO BANK OF AMERICA, N.A. TOMPKINS CTY DEVELOPMENT CORPORATION 272290745 890096AT7 2011-04-07 25869342 ACQUISITION, CONSTRUCTION AND REFURBISHMENT OF DORM AND COMMUNITY CENTER 0 0 0 25869424 420463 257657 24991305 200000 0 0 0 1 0 0 1 0 1 0.00000 0.00000 0.00000 1 0 0 0 NA 0 NA 0 0 X 1 20000 APPRAISED VALUE X 26 267463 STOCK MARKET VALUE X MUSICAL INSTRUMENTS 1 4410 COMPARABLE SALES X BOOKS, PLAYS, SCRIPTS 3 5571 COMPARABLE SALES X SATELLITE DISH 1 1 DE MINIMUS VALUE X 75 T-SHIRTS 1 1686 COMPARABLE SALES X PAYMENT FOR FOOTBALL EVENT 1 4508 CASH VALUE X PAYMENT FOR HOTEL CHARGES 1 4181 CASH VALUE X ATHLETIC EQUIPMENT 1 335 COMPARABLE SALES X MUSICAL SUPPLIES 5 3083 COMPARABLE SALES X WOLF CHALMEUA 3 1267 COMPARABLE SALES X PHYSICAL THERAPY EQUIP 1 1 DE MINIMUS VALUE 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 ITHACA COLLEGE'S AUDIT COMMITTEE OF THE BOARD RECEIVED THE PRESENTATION AND REVIEW OF THE DRAFT FORM 990 BY THE COLLEGE ADMINISTRATION AND THE OUTSIDE TAX ACCOUNTANTS. THE COMMITTEE PASSED A RESOLUTION APPROVING THE DRAFT FORM 990 AS PRESENTED. A REPORT WILL BE PRESENTED TO THE FULL BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12C ALL TRUSTEES AND SENIOR MANAGEMENT COMPLETE ANNUAL CONFLICT OF INTEREST FORMS. THE FORMS ARE SUBMITTED TO THE SECRETARY OF THE BOARD AND ALL DISCLOSED CONFLICTS ARE FORWARDED TO THE CHAIR OF THE AUDIT COMMITTEE FOR REVIEW AND ON-GOING MONITORING. FORM 990, PART VI, SECTION B, LINE 15 A. THE BOARD OF TRUSTEES SUB-COMMITTEE ON COMPENSATION ANNUALLY COLLECTS COMPARABILITY DATA TO BE USED IN ESTABLISHING PRESIDENTIAL COMPENSATION. THIS DATA IS GATHERED USING THE ASSISTANCE OF NON-INTERESTED PARTIES INCLUDING EXTERNAL CONSULTANTS AND THE COLLEGE'S OFFICE OF HUMAN RESOURCES. THE SUB-COMMITTEE ON COMPENSATION MAKES A RECOMMENDATION TO THE EXECUTIVE COMMITTEE, WHICH HAS AUTHORITY TO APPROVE THE RECOMMENDATION. THE EXECUTIVE COMMITTEE REPORTS TO THE FULL BOARD THE DETAILS OF THE REVIEW AND COMPENSATION. B. HUMAN RESOURCES OBTAINS COMPARABILITY DATA ON COMPENSATION WHICH IS SHARED WITH THE PRESIDENT. THE DATA IS REVIEWED AND THE COMPENSATION COMMITTEE IS INFORMED OF THE DECISIONS. THE PRESIDENT ANNUALLY REVIEWS THE COMPENSATION POLICIES OF THE COLLEGE RELATED TO SENIOR OFFICERS. FORM 990, PART VI, SECTION C, LINE 19 THE PUBLIC MAY CONTACT THE OFFICE OF THE VP OF FINANCE AND ADMINISTRATION IN ORDER TO REVIEW THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 35,261,332. CHANGE IN VALUE OF INT RATE SWAP AGREEMENTS 340,463. POSTRETIREMENT BENEFITS EXPENSE OTHER THAN NET PERIODIC COST -1,987,448. TOTAL TO FORM 990, PART XI, LINE 5: 33,614,347. AUDIT COMMITTEE 990, PART XI, LINE 2C THE AUDIT COMMITTEE IS RESPONSIBLE FOR THE OVERSIGHT OF THE SELECTION OF THE AUDITORS AND THE CONDUCT OF THE AUDIT. THAT FUNCTION HAS NOT CHANGED IN THE PAST YEAR.