2012-05-10T19:14:49-05:00 2011-06-30 LOEB & TROPER LLP 655 THIRD AVENUE 12TH FLOOR NEW YORK NY 10017 990 2010-07-01 131740499 THE WINDWARD SCHOOL WIND 9149496968 13 WINDWARD AVENUE WHITE PLAINS NY 10605 JOHN J RUSSELL 9149496968 2012-05-09 1 FREDERICK H ROTHMAN 2128674000 2010 2016-02-24 21:20:13Z JOHN J RUSSELL 13 WINDWARD AVENUE WHITE PLAINS NY 10605 30781275 0 X WWW.WINDWARDNY.ORG X 1926 NY THE WINDWARD SCHOOL PROVIDES FOR THE SPECIAL EDUCATIONAL NEEDS OF APPROXIMATELY 533 LEARNING DISABLED STUDENTS IN GRADES ONE THROUGH NINE. 23 23 246 0 0 0 2355997 3338332 23154310 23711951 1644036 630754 -43281 4846 27111062 27685883 1832700 2229230 0 0 16202250 16815246 23800 54739 653254 4498500 4921695 22557250 24020910 4553812 3664973 65422235 72518617 26983827 27986993 38438408 44531624 X WINDWARD IS A COEDUCATIONAL,INDEPENDENT DAY SCHOOL DEDICATED TO PROVIDING AN EXCELLENT INSTRUCTIONAL PROGRAM FOR CHILDREN WITH LANGUAGE-BASED LEARNING DISABILITIES. THE MULTISENSORY CURRICULUM IS DESIGNED FOR STUDENTS OF AVERAGE TO SUPERIOR INTELLIGENCE WHO CAN BENEFIT FROM THE UNIQUE EDUCATIONAL EXPERIENCE PROVIDED. THROUGH DIRECT INSTRUCTION IN SMALL CLASS SETTINGS,A TRAINED STAFF ASSISTS STUDENTS TO IMPROVE THEIR LANGUAGE SKILLS.ACADEMIC SUCCESS,COMBINED WITH OPPORTUNITIES FOR SOCIAL AND EMOTIONAL GROWTH WITHIN AN INTENTIONALLY DIVERSE AND INCLUSIVE SETTING,ENABLES STUDENTS TO UNDERSTAND THEIR LEARNING STYLES,BUILD CONFIDENCE AND DEVELOP SELF-ADVOCACY SKILLS.WINWARD IS COMMITTED TO HELPING STUDENTS ACHIEVE THEIR FULL POTENTIAL IN PREPARATION FOR A SUCCESSFUL RETURN TO MAINSTREAM EDUCATIONAL ENVIRONMENT. TO MEET THESE GOALS,THE SCHOOL PROVIDES ONGOING TRAINING TO ITS FACULTY BASED ON THE MOST CURRENT RESEARCH,AND ALSO SHARES ITS EXPERTISE WITH THE PARENT BODY AND OTHER EDUCATORS. 0 0 19775139 2229230 23555700 EDUCATION- 533 LEARNING DISABLED STUDENTS WERE SERVED DURING THE SCHOOL YEAR. APPROXIMATELY 20% OF THE STUDENT BODY IS REMEDIATED EACH YEAR AND RETURN TO MAINSTREAM EDUCATIONAL SETTINGS. 400447 156251 TTI- APPROXIMATELY 1000 TEACHERS AND PARENTS FROM THE NY STATE METROPOLITIAN AREA ATTEND COURSES, LECTURES AND CONFERENCES IN WINDWARD'S TEACHER TRAINING INSTITUTE. SOME STUDENTS RECEIVE IMSLEC CERTIFICATION THROUGH THE INSTITUTE OR RECEIVE GRADUATE CREDIT THROUGH MANHATTANVILLE COLLEGE. 20175586 1 1 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 1 0 0 0 0 1 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 14 0 1 246 1 0 0 0 0 0 1 1 0 0 0 0 X 23 23 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 1 1 1 1 0 NY X STEPHEN LITTELL 9149496968 13 WINDWARD AVE WHITE PLAINS NY 10605 MICHAEL S BRUNO JR 3.00 X X 0 0 0 DEVON S FREDERICKS 4.00 X X 0 0 0 THERESA DAVIDSON 3.00 X X 0 0 0 MICHAEL SALZER 2.00 X X 0 0 0 THOMAS E FLANAGAN 3.00 X X 0 0 0 SUSAN SALICE 2.00 X 0 0 0 ADAM SHAPIRO 2.00 X 0 0 0 ANN SULLIVAN 2.00 X 0 0 0 JOSEPH LORONO 2.00 X 0 0 0 ROB SWEENEY 2.00 X 0 0 0 ANDREW R FELDMAN 2.00 X 0 0 0 DR MICHAEL V MCGILL 2.00 X 0 0 0 FREDRICK CHAPEY JR 2.00 X 0 0 0 ELLEN BOWMAN 2.00 X 0 0 0 LORI GARBIN 2.00 X 0 0 0 CAROLYN SALZMAN 2.00 X 0 0 0 TAPLEY SHERESKY 2.00 X 0 0 0 LISA STERNBERG 2.00 X 0 0 0 MARK A ELLMAN 2.00 X 0 0 0 MARK GOLDBERG 2.00 X 0 0 0 ARTHUR A GOSNELL 2.00 X 0 0 0 MARGARET M GRACE 2.00 X 0 0 0 TIMOTHY M JONES 2.00 X 0 0 0 JOHN RUSSELL 40.00 X 402007 0 25061 STEPHEN LITTELL 40.00 X 207469 0 30815 MAUREEN SWEENEY 40.00 X 179030 0 25543 BETSY DUFFY 40.00 X 166513 0 16084 DAPHNE DADDINO 40.00 X 147676 0 29457 SANDRA SCHWARTZ 40.00 X 187553 0 17643 ROBERTA SOLAR 40.00 X 161129 0 32112 1451377 0 176715 17 0 1 0 CHARTWELLS DINING SERVICES 91337 COLLECTIONS DRIVE CHICAGO IL 60693 FOOD SERVICE PROVIDER 372055 DHI CONSTRUCTION 37-47 57TH STREET WOODSIDE NY 11377 CONSTRUCTION 200000 PETER GISOLFI ASSOCIATES 566 WARBURTON AVENUE HASTINGS ON HUDSON NY 10706 CONSTRUCTION 168370 3 25000 126850 3186482 66124 3338332 STUDENT TUITION AND FE 611600 23555700 23555700 TEACHER TRAINING INSTI 611710 156251 156251 23711951 218139 218139 3421613 3008998 412615 412615 412615 40125 126850 86394 -46269 -46269 CLUB YEARBOOK INCOME 900099 28730 28730 MISCELLANEOUS 900099 22385 22385 51115 27685883 23711951 0 635600 2229230 2229230 689782 111423 533790 44569 12871822 11170010 1341239 360573 935140 814203 94380 26557 1150200 968350 147373 34477 1168302 975441 158053 34808 187701 187701 47425 47425 54739 54739 1113 1113 280682 244602 36080 119437 44852 73920 665 1158484 874637 235882 47965 23881 23881 849787 769057 67983 12747 24226 24226 85884 85884 871490 788699 69719 13072 1012799 912520 84446 15833 86824 78576 6946 1302 WORKSHOPS 60990 55043 5947 BAD DEBT EXPENSE 57913 57913 AMORTIZATION OF FINANCI 45786 45786 MISC. 7273 7273 24020910 20175586 3192070 653254 811974 461506 15602021 14992832 188721 1105500 240320 384583 83862 0 36543 229282 36051181 11015674 24087355 25035507 21253999 6401232 2210793 23047314 906647 860861 65422235 72518617 750180 790973 8748741 10170664 17265000 16810000 219906 215356 26983827 27986993 X 33429550 37582386 678588 2555264 4330270 4393974 38438408 44531624 65422235 72518617 X 3664973 2428243 X X 0 1 1 X 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 4330270 63704 671130 215014 4850090 3880810 449460 283547 -267620 -15927 4330270 3813500 67310 3880810 0.90060 0.09940 0 0 1591206 1591206 31372745 8278672 23094073 2963674 2688246 275428 123556 48756 74800 25035507 LIMITED LIABILITY PARTNERSHIP 23047314 F 23047314 ACCRUED INTEREST - BONDS 215356 215356 27685883 24020910 3664973 2428243 2428243 6093216 27883783 2428243 2428243 25455540 1113 2229230 2230343 27685883 21790567 0 21790567 1113 2229230 2230343 24020910 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE SCHOOL'S PERMANENTLY RESTRICTED NET ASSETS CONSIST OF ENDOWMENT FUND ASSETS TO BE HELD IN PERPETUITY. THE INCOME FROM THE ASSETS CAN BE USED TO SUPPORT THE SCHOOL'S GENERAL PURPOSES, SCHOLARSHIPS, STEERS SCHOLARSHIP, GALST SCHOLARSHIP, BALMUTH SCHOLARSHIP, STANBACK SCHOLARSHIP, JCH PROFESSIONAL DEVELOPMENT, FACULTY AND STAFF, AND THE SCHWARTZ LECTURE FUND. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: UNCERTAINTY IN INCOME TAXES - THE SCHOOL HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PERIODS ENDING JUNE 30, 2008 AND SUBSEQUENT REMAIN SUBJECT TO EXAMINATION BY APPLICABLE TAXING AUTHORITIES. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID TO STUDENTS 2,229,230. PART XIII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID TO STUDENTS 2,229,230. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 NONDISCRIMINATION POLICY IS PUBLISHED JOINTLY WITH THE FAIRCHESTER GROUP OF INDEPENDENT SCHOOLS ONCE PER YEAR IN THE NEWSPAPER. IT IS ALSO PUBLISHED REGULARLY IN SCHOOL PUBLICATIONS. X X X X X X 1 BROWNING ASSOCIATION 209 COOPER AVENUE UPPER MONTCLAIR NJ 07043 CONSULTANT FOR INSTITUTIONAL ADVANCEMENT OFFICE 0 0 14013 0 14013 NY GOLF OUTING 166975 126850 40125 86394 166975 126850 40125 86394 86394 -46269 1 SCHOLARSHIPS FOR STUDENTS 91 2229230 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE ONLY GRANTS / ASSISTANCE GIVEN BY THE ORGANIZATION ARE FOR FINANCIAL AID TO STUDENTS. ALL GRANTS / ASSISTANCE ARE ISSUED BASED ON FINANCIAL NEED AND ARE PROCESSED, MONITORED AND CONTINUOUSLY REVIEWED BY A FINANCIAL AID COMMITTEE. FINANCIAL AID FOR ONE YEAR IS NOT CARRIED INTO THE NEXT SCHOOL YEAR; AT THE BEGINNING OF EACH NEW SCHOOL YEAR, NEW FINANCIAL AID REQUESTS ARE PROCESSED BY THE FINANCIAL AID COMMITTEE. X X X 1 1 X X X X X 0 0 0 0 0 0 0 1 0 JOHN RUSSELL 320354 0 35000 0 46653 0 24500 0 561 0 427068 0 0 0 STEPHEN LITTELL 191309 0 15000 0 1160 0 19548 0 11267 0 238284 0 0 0 MAUREEN SWEENEY 166101 0 10000 0 2929 0 16789 0 8754 0 204573 0 0 0 BETSY DUFFY 155966 0 10000 0 547 0 15523 0 561 0 182597 0 0 0 DAPHNE DADDINO 136884 0 10000 0 792 0 14912 0 14545 0 177133 0 0 0 SANDRA SCHWARTZ 171591 0 15000 0 962 0 17080 0 563 0 205196 0 0 0 ROBERTA SOLAR 154564 0 6000 0 565 0 15881 0 16231 0 193241 0 0 0 PART I, LINE 1A JOHN RUSSELL, HEAD OF SCHOOL, RECEIVES THE FOLLOWING BENEFITS: TRAVEL FOR COMPANION, DISCRETIONARY SPENDING ACCOUNT REVIEWED AND APPROVED BY THE TREASURER OF THE BOARD OF TRUSTEES, HOUSING ALLOWANCE AND HEALTH OR SOCIAL CLUB DUES. THE HOUSING ALLOWANCE IS TAXABLE, AND ALL OTHER BENEFITS ARE NON-TAXABLE. PART I, LINE 7 THE HEADMASTER'S BONUS IS DETERMINED BY THE EXECUTIVE COMMITTEE AND APPROVED BY THE BOARD. ALL OTHER EMPLOYEES BONUSES ARE DETERMINED BY THE HEADMASTER. THEY ARE BASED ON MERIT. X 25 66124 COST 0 1 0 METHOD FOR DETERMINING NUMBER OF CONTRIBUTORS: PART I, COLUMN (B): SCHEDULE M, PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTORS. FORM 990, PART VI, SECTION A, LINE 8B THE WINDWARD SCHOOL DOES NOT HAVE ANY COMMITTEES THAT ACT INDEPENDENT. FORM 990, PART VI, SECTION B, LINE 11 A COPY OF THE 990 IS PROVIDED TO EACH MEMBER OF THE GOVERNING BODY BY EITHER E-MAIL OR HARD COPY - THE 990 IS NOT FILED UNTIL EACH MEMBER A) HAS CONFIRMED THAT THEY HAVE REVIEWED THE 990 AND B) HAS RECEIVED ANSWERS FOR ANY QUESTIONS, IF ANY, THEY MAY HAVE HAD REGARDING ANYTHING CONTAINED IN THE 990. FORM 990, PART VI, SECTION B, LINE 12C THERE IS A WRITTEN CONFLICT OF INTEREST POLICY THAT IS REVIEWED AND SIGNED BY EACH TRUSTEE. TRUSTEES WHO HAVE DECLARED OR WHO HAVE BEEN FOUND TO HAVE A CONFLICT OF INTEREST MUST REFRAIN FROM PARTICIPATING IN THE CONSIDERATION OF A PROPOSED TRANSACTION, UNLESS FOR SPECIAL REASONS THE BOARD REQUESTS INFORMATION OR INTERPRETATIONS. FORM 990, PART VI, SECTION B, LINE 15 SALARY INCREASES AND/OR BONUSES FOR THE HEAD OF SCHOOL IS APPROVED BY THE BOARD. SALARY INCREASES AND BONUSES FOR ALL OTHER EMPLOYEES ARE DETERMINED BY THE HEAD OF SCHOOL AT THE END OF THE SCHOOL YEAR BASED ON MERIT. THE LAST REVIEW WAS PERFORMED IN JUNE 2011. FORM 990, PART VI, SECTION C, LINE 19 AUDITED FINANCIAL STATEMENTS & FOOTNOTES ARE SUBMITTED TO THE EMMA WEBSITE FOR PUBLIC VIEWING - GOVERNING DOCUMENTS & CONFLICT OF INTEREST POLICY ARE NOT SUBMITTED, HOWEVER OTHER GOVERNING DOCUMENTS, POLICIES, ETC. ARE AVAILABLE TO THE PUBLIC UPON REQUEST CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 2,428,243. FORM 990, PART XI, LINE 2C THE PROCESS HAS NOT CHANGED FROM PRIOR YEAR.