2012-05-11T15:43:15-07:00 2011-12-31 990 2011-01-01 710748158 SOUTHWEST POWER POOL INC SOUT 5016143200 415 North McKinley Suite 140 Little Rock AR 722053020 Thomas Dunn 5016143200 2012-05-11 2011 2016-02-24 21:20:13Z Thomas Dunn 415 North McKinley Suite 140 Little Rock AR 722053020 129097375 0 X www.spp.org X 1994 AR Regional transmission organization that provides the following services to its membership: tariff administration, electric reliability coordination, regional transmission scheduling, energy imbalance market operations, and regional transmission expansion planning. 7 6 544 0 0 0 360000 384000 115729104 128556128 56289 157247 0 0 116145393 129097375 0 0 0 0 57656582 65277313 0 0 0 59565024 72860477 117221606 138137790 -1076213 -9040415 177761100 246305588 198143158 275728061 -20382058 -29422473 Regional transmission organization that provides the following services to its membership: tariff administration, electric reliability coordination, regional transmission scheduling, energy imbalance market operations, and regional transmission expansion planning. 0 0 138137790 0 0 See Statement 1 0 0 0 138137790 0 0 0 1 0 0 0 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 1 57 0 1 544 1 0 0 0 0 1 1 0 X 7 6 1 0 0 0 1 1 0 1 1 0 0 0 1 0 0 0 1 1 0 0 X Thomas Dunn VP CFO 5016143200 415 N McKinley Suite 140 Little Rock AR 722053020 Larry Altenbaumer 5 X 66000 0 12612 Jim Eckelberger 5 X 95750 0 19840 Harry Skilton 5 X 90250 0 24644 Joshua Martin 5 X 67250 0 18624 Phyllis Bernard 5 X 98000 0 14086 David Christiano 5 X 39500 0 6086 Julian Brix 5 X 90000 0 26919 John Meyer 5 X 45000 0 7254 Gerry Burrows 5 X 36500 0 4555 Stacy Duckett 40 X 289915 0 18797 Thomas Dunn 40 X 300756 0 18236 Michael Desselle 40 X 314939 0 28469 Carl Monroe 40 X 493098 0 29620 Nicholas Brown 40 X 579404 0 24533 Les Dillahunty 40 X 279856 0 14184 Lanny Nickell 40 X 318418 0 23207 Bruce Rew 40 X 318076 0 28610 Barbara Sugg 40 X 308254 0 28092 Paul Suskie 40 X 231718 0 23492 Stacy Dochoda 40 X 328374 0 25177 Tom Fritsche 40 X 177235 0 8901 John Sam Ellis 40 X 218350 0 15146 Malinda See 40 X 179432 0 16076 Ron Ciesiel 40 X 232328 0 20133 Leonard Pat Bourne 40 X 217957 0 20230 Charles Yeung 40 X 222671 0 21073 Katherine Prewitt 40 X 212922 0 18752 Bert Bressers 40 X 210645 0 17072 6062598 0 534420 182 0 1 0 Nabholz Construction Services 1718 Aldersgate Road Little Rock AR 72205 Construction of corporate facility 37096336 Alstom Grid Inc PO Box 88808 Chicago IL 606951808 Consulting & Professional Services 11412860 Accenture PO Box 70629 Chicago IL 606730629 Consulting and professional services 9232357 Fishnet Security 3701 Solutions Center Chicago IL 606773007 Maintenance and support 6109778 OATI Inc 3660 Technology Drive NE Minneapolis MN 55418 Consulting and professional services 3668126 37 0 384000 0 0 0 0 0 384000 Tariff Administrative Service 900099 71702448 71702448 0 0 Fees &Assessments 900099 23738829 23738829 0 0 Contract Services Revenue 900099 26548611 26548611 0 0 6566240 6566240 0 0 128556128 157247 157247 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 129097375 128713375 0 0 0 0 0 0 0 0 0 0 5403235 5403235 0 0 0 0 0 46983706 46983706 0 0 5241438 5241438 0 0 4089476 4089476 0 0 3559458 3559458 0 0 0 0 0 0 4502787 4502787 0 0 80965 80965 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 3701 3701 0 0 996876 996876 0 0 7785566 7785566 0 0 0 0 0 0 2253033 2253033 0 0 1655172 1655172 0 0 0 0 0 0 837704 837704 0 0 6307262 6307262 0 0 0 0 0 0 13106982 13106982 0 0 896313 896313 0 0 Communication Expense 3203567 3203567 0 0 FERC Fees 16638934 16638934 0 0 Consulting Services 10313760 10313760 0 0 Change in Funded Status of Benefit Plan 3976279 3976279 0 0 301576 301576 0 0 138137790 138137790 0 0 96792 108076 106612242 108558092 0 0 18508485 15900968 0 0 0 0 0 0 0 0 3350872 6635512 204320660 92132891 46000398 112187769 0 0 0 0 0 0 0 0 3192311 2915171 177761100 246305588 36796350 43556821 0 0 6174403 7450419 0 0 0 0 0 0 125369000 182163400 0 0 29803405 42557421 198143158 275728061 X 0 0 0 0 -20382058 -29422473 -20382058 -29422473 177761100 246305588 -9040415 X 0 1 1 X 0 0 0 0 384000 0 0 0 0 0 0 4811902 0 4811902 5965433 0 1383751 4581682 1308587 0 1190495 118092 31819299 0 20465675 11353624 160415439 0 69092970 91322469 112187769 0 Deferred Compensation Liability, SERP 774559 Deferred Compensation Liability, 457f 690847 Derivative Liability 2531391 Accrued Pension Cost Liability 3657754 Customer Deposits 34902870 42557421 129097375 138137790 -9040415 0 0 0 0 0 0 -9040415 129097375 0 0 0 0 0 129097375 0 0 0 129097375 138137790 0 0 0 0 0 138137790 0 0 0 138137790 SchD_P10_S00_L01 Schedule D, Part X, Line 1 Consists of liabilities associated with defined benefit retirement plan and suppliemental non-qualified 457(b) and (f) plans in addition to liability associated with the valuation of the outstanding interest rate swaps. X 1 1 X X 0 1 0 Paul Suskie 231718 0 0 0 0 0 10232 0 13260 0 255210 0 0 0 Les Dillahunty 240000 0 39856 0 0 0 13300 0 884 0 294040 0 0 0 Stacy Duckett 220000 0 69915 0 0 0 13775 0 5022 0 308712 0 0 0 Thomas Dunn 225000 0 75756 0 0 0 13214 0 5022 0 318992 0 0 0 Barbara Sugg 220000 0 88254 0 0 0 14725 0 13367 0 336346 0 0 0 Michael Desselle 235000 0 79939 0 0 0 14962 0 13506 0 343407 0 0 0 Bruce Rew 225000 0 93076 0 0 0 15200 0 13410 0 346686 0 0 0 Lanny Nickell 225000 0 93418 0 0 0 9797 0 13410 0 341625 0 0 0 Carl Monroe 325000 0 168098 0 0 0 19359 0 10262 0 522719 0 0 0 Nicholas Brown 405000 0 174404 0 0 0 14631 0 9902 0 603937 0 0 0 Ron Ciesiel 181308 0 51020 0 0 0 10642 0 9491 0 252461 0 0 0 Charles Yeung 178023 0 44648 0 0 0 7838 0 13235 0 243744 0 0 0 Leonard Pat Bourne 175000 0 42957 0 0 0 10569 0 9662 0 238188 0 0 0 Katherine Prewitt 155000 0 57922 0 0 0 10141 0 8611 0 231674 0 0 0 Bert Bressers 157730 0 52915 0 0 0 7492 0 9580 0 227717 0 0 0 Stacy Dochoda 242000 0 86374 0 0 0 11638 0 13540 0 353552 0 0 0 John Sam Ellis 162190 0 56160 0 0 0 10397 0 4748 0 233495 0 0 0 Malinda See 148000 0 31432 0 0 0 6297 0 9779 0 195508 0 0 0 Tom Fritsche 155000 0 22235 0 0 0 8343 0 558 0 186136 0 0 0 SchJ_P01_S00_L01a Schedule J, Part I, Line 1a Tom Dunn, CFO and Nicholas Brown, President are co-owners of Off We Go, LLC, a corporation holding ownership of one 4-seat propellor driven private aircraft that is used for business purposes. SchJ_P01_S00_L03 Schedule J, Part I, Line 3 The Human Resources Committee is responsible for ensuring the critical job functions and goals of the SPP President are documented and communicated to the SPP President annually. Included in this annual review, the committee ensures the SPP President receives a documented review of performance against the stated critical job functions and goals. The committee recommends compensation and benefit adjustments for the SPP President during their annual review. The chair of the SPP Human Resources Committee, in conjunction with the chair of the SPP Board of Directors, reviews the recommendations and documentation and approves any compensation adjustments for the SPP President. This annual review is conducted in January. SchJ_P01_S00_L04 Schedule J, Part I, Line 4 A nonqualified 457(f) tax deferred compensation plan was established for select members (Nick Brown, President/CEO and Carl Monroe, Executive Vice President/COO) of executive management in 2009. The plan is intended to be exempt from the participation, vesting, funding and fiduciary requirements of Title I of ERISA and serves to further supplement benefits lost due to IRS limitations on compensation and benefits. Thomas Dunn Co-Owner 20153 See Part V for description 0 Nicholas Brown Co-owner 20153 See Part V for description 0 SchL_P04_S00_L00 Schedule L, Part IV Thomas Dunn, VP Finance/CFO and Nicholas Brown, President/CEO are co-owners of Off We Go, LLC, a corporation holding ownership of one 4-seat propeller driven private aircraft. F990_P06_S0A_L02 Form 990, Part VI, Section A, Line 2 Thomas Dunn, VP Finance/CFO and Nicholas Brown, President/CEO are co-owners of Off We Go, LLC, a corporation holding ownership of one 4-seat propeller driven private aircraft. F990_P06_S0A_L06 Form 990, Part VI, Section A, Line 6 The organization consists of members. F990_P06_S0A_L07a Form 990, Part VI, Section A, Line 7a Members are responsible for electing the independent positions of Board of Directors. F990_P06_S0B_L11b Form 990, Part VI, Section B, Line 11b Data is accumulated from various sources and entered in the 990 forms by senior accountant. The form is then reviewed by the accounting manager and controller prior to submission to the CFO for final concurrence. F990_P06_S0B_L15 Form 990, Part VI, Section B, Line 15 The HR committee is responsible for ensuring the critical job functions and goals of the SPP President are documented and communicated to the SPP President annually. Included in this annual review, the committee ensures the SPP President receives a documented review of performance against the stated critical job functions and goals. The committee recommends compensation and benefit adjustments for the SPP President during their annual review. The Chair of the HR Committee, in conjunction with the chair of the SPP Board of Directors, reviews the recommendations and documentation and approves any compensation adjustments for the SPP President. This annual review is conducted every January. The HR committee reviews compensation for SPP officers but does not make recommendations. All compensation decisions for the SPP officers are determined by the SPP President and CEO. F990_P06_S0C_L19 Form 990, Part VI, Section C, Line 19 These are available for viewing on the spp.org web site.