2012-10-12T10:18:23-05:00 2012-05-31 631035228 JACKSON THORNTON & CO PC PO BOX 96 MONTGOMERY AL 361010096 990 2011-06-01 630329409 FAULKNER UNIVERSITY FAUL 3343867274 5345 ATLANTA HIGHWAY MONTGOMERY AL 36109 WILMA D PHILLIPS 3343867274 2012-10-11 1 LUCINDA S BOLLINGER P00187613 3348347660 2012-10-11 2011 2016-02-24 21:20:13Z BILLY D HILYER 5345 ATLANTA HIGHWAY MONTGOMERY AL 36109 54613066 0 X WWW.FAULKNER.EDU X 1942 AL EDUCATIONAL INSTITUTION 39 36 1087 225 27506 -79 5333465 5614491 45188095 48180504 548779 513397 649595 -117010 51719934 54191382 7715603 8700325 0 0 21518197 22491281 37240 11740 1531282 17811889 19980732 47082929 51184078 4637005 3007304 90319634 91622054 44864213 44264645 45455421 47357409 THE MISSION OF FAULKNER UNIVERSITY IS TO GLORIFY GOD THROUGH EDUCATION OF THE WHOLE PERSON EMPHASIZING INTEGRITY OF CHARACTER IN A CARING CHRISTIAN ENVIRONMENT WHERE EVERY INDIVIDUAL MATTERS EVERY DAY. 0 0 30541672 8700325 44393042 INSTRUCTION, PUBLIC SERVICE AND ACADEMIC SUPPORT-EDUCATIONAL COURSES LEADING TO A COLLEGE DEGREE 9750179 214538 STUDENT SERVICE - OTHER NON-INSTRUCTIONAL SERVICES PROVIDED FOR STUDENTS 4253861 3787462 AUXILIARY ENTERPRISES - PROVIDED LODGING, BOARD, BOOKS AND RELATED SUPPLIES AND NEEDS FOR STUDENTS AND THE CAMPUS COMMUNITY. 44545712 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 1 1 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 1 1 1 0 0 0 0 1 0 0 0 0 1 64 0 1 1087 1 1 1 0 0 0 0 1 1 0 0 0 0 X 39 36 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 X X WILMA D PHILLIPS 3343867274 5345 ATLANTA HIGHWAY MONTGOMERY AL 36109 DR BILLY D HILYER 60.00 X X 147160 0 68075 DR WENDELL MITCHELL 40.00 X 134350 0 20420 JOHN W HILL III 0.00 X X 0 0 0 DR BILLY LAMBERT 0.00 X X 0 0 0 MRS CARLTON L FREEMAN 0.00 X X 0 0 0 DR E R BRANNAN 0.50 X 12000 0 0 DR CHARLES W BRITNELL 0.00 X 0 0 0 MR ERNIE F CHAPPELL 0.00 X 0 0 0 MR DONALD R DAVIS 0.00 X 0 0 0 MR JOSEPH W DONALDSON 0.00 X 0 0 0 MR JUSTIN GARRETT 0.00 X 0 0 0 DR FRED D GRAY 0.00 X 0 0 0 DR JESS HALL JR 0.00 X 0 0 0 DR LAMAR A HARRISON 0.00 X 0 0 0 MR LAVON HENLEY 0.00 X 0 0 0 MR DAVID HOWELL 0.00 X 0 0 0 MR FRANK JONES 0.00 X 0 0 0 MR DALE KIRKLAND 0.00 X 0 0 0 MR H LOUIS LESTER JR 0.00 X 0 0 0 MR DON LEWIS 0.00 X 0 0 0 DR MANSEL LONG JR 0.00 X 0 0 0 MRS GLENDA MAJOR 0.00 X 0 0 0 MR ROY M MCCAIG 0.00 X 0 0 0 DR HENRI MCDANIEL 0.00 X 0 0 0 MR FLAVIL NICHOLS 0.00 X 0 0 0 MR PHIL NORTON 0.00 X 0 0 0 MR TED A NORTON 0.00 X 0 0 0 DR HENRY A PARKER 0.00 X 0 0 0 MR DAVID PHILLIPS 0.00 X 0 0 0 DR MELVINA PHILLIPS 0.00 X 0 0 0 MR MICHAEL PICKENS 0.00 X 0 0 0 MR B O RICHARDSON 0.00 X 0 0 0 MRS ELIZABETH H SMITH 32.00 X 33451 0 0 DR BUD STUMBAUGH 0.00 X 0 0 0 MR J T WAGGONER 0.00 X 0 0 0 MR ROBERT W WALTERS 0.00 X 0 0 0 MRS ANNA WEEKS 0.00 X 0 0 0 MR ED V WELCH 0.00 X 0 0 0 DR JACK ZORN 0.00 X 0 0 0 MRS CAROL MEDLEY 0.00 X 0 0 0 WILMA D PHILLIPS 45.00 X 108056 0 6889 CHARLES NELSON 50.00 X 192804 0 25385 GERALD JONES JR 50.00 X 139457 0 19482 L EDWARDS HICKS 40.00 X 137658 0 13215 TIM CHINARIS 50.00 X 170809 0 22791 DAVE KHADANGA 40.00 X 133964 0 19597 JACK TUCCI 50.00 X 120563 0 2797 1330272 0 198651 18 0 1 0 CULINARY MANAGEMENT SOLUTIONS 5345 ATLANTA HWY MONTGOMERY AL 36109 CAFETERIA & CATERING SERVICES 1763461 BEAR BROTHERS INC PO BOX 271 MONTGOMERY AL 36102 BUILDING PROJECTS 1456276 NATIONAL MANAGEMENT RESOURCES PO BOX 1224 LAGRANGE GA 30241 MAINTENANCE OUTSOURCING 1239338 EFC SYSTEMS INC 3026 OWEN DRIVE SUITE 101 ANTIOCH TN 37013 COMPUTER OUTSOURCING SERVICES 1073524 RUSSELL CONSTRUCTION OF ALABAMA 1616 MT MEIGS ROAD MONTGOMERY AL 36107 BUILDING PROJECTS 1056076 5 793241 1232790 3588460 240413 5614491 TUITION AND FEES 900099 44393042 44393042 AUXILIARY ENTERPRISES 900099 3787462 3787462 48180504 379967 379967 134590 1160 133430 133430 133430 61470 793241 420524 -359054 -359054 OTHER REVENUE 900099 214538 214538 SECURITY SERVICE REVEN 812900 21450 21450 TELEPHONE SERVICE 812900 6056 6056 242044 54191382 48395042 27506 154343 8700325 8700325 896002 95891 563565 236546 17744454 15098933 1804382 841139 696810 601487 68984 26339 1898626 1639084 187964 71578 1255389 1083651 124284 47454 23803 23803 45140 45140 11740 11740 314017 309869 1618 2530 1227297 1175188 52109 2324930 1804431 357345 163154 1114343 961901 110320 42122 1766709 1525023 174904 66782 804861 689260 65003 50598 123547 109505 11761 2281 1679831 1568928 87627 23276 2890074 2655979 184964 49131 193751 193751 INCOME TAX EXPENSE 182 182 CONTRACTED SERVICES 3244011 2860696 321077 62238 OTHER EXPENSES 1910381 1174294 963221 -227134 CAFETERIA PURCHASES 1543844 1526514 8267 9063 774011 771002 2673 336 51184078 44545712 5107084 1531282 8556227 8606341 573000 573000 2520013 1792020 2213128 2381703 161116 128639 231226 208242 87035524 31542829 50938047 55492695 21047531 20959267 4079346 1480147 90319634 91622054 4476569 5338065 102575 78460 4044330 3435100 36240739 35413020 44864213 44264645 X 31938647 33580620 3788748 3399717 9728026 10377072 45455421 47357409 90319634 91622054 X 3007304 -1105316 X X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 19746920 851709 -652470 -155264 19790895 17863232 726575 1876031 718918 19746920 15438871 841404 1622690 39733 17863232 17716652 208439 -2136914 349306 15438871 0.33340 0.52430 0.14230 0 0 5345410 5345410 48275907 11021497 37254410 10768593 2819361 7949232 18144867 13994133 4150734 4500747 3707838 792909 55492695 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE ENDOWMENT FUNDS SUPPORT THE MISSION OF THE UNIVERSITY. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 THE UNIVERSITY PUBLICIZES ITS POLICY IN ITS CATALOG. THE POLICY IS ALSO PUBLICIZED IN NEWSPAPER ADS AND OTHER MEDIA OUTLETS DURING THE REGISTRATION PERIOD. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 US DEPT OF EDUCATION-TITLE IV $509,908 US DEPT OF EDUCATION TIP $298,848 STATE AND LOCAL GRANTS & SCHOLARSHIPS $424,034 THE UNIVERSITY ALSO PARTICIPATES IN ADDITIONAL US DEPT OF EDUCATION TITLE IV PROGRAMS AND STATE OF ALABAMA STUDENT FINANCIAL AID PROGRAMS X X X X X X 1 JAMES NORWOOD 6366 EASTWOOD GLEN PLACE MONTGOMERY AL 36117 GRANT WRITER 0 7000 11840 -4840 7000 11840 -4840 BENEFIT DINNER 854711 793241 61470 141197 279327 854711 793241 61470 141197 279327 420524 -359054 1 INSTITUTIONAL AID 1020 7912239 FAIR MARKET VALUE FEDERAL AND STATE AID 365 439644 FAIR MARKET VALUE ENDOWED UNIVERSITY SCHOLARSHIPS 54 193946 FAIR MARKET VALUE OUTSIDE FUNDED SCHOLARSHIPS 92 154496 FAIR MARKET VALUE PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: GRANT FUNDS ARE ONLY AWARDED TO THOSE STUDENTS WHO MEET THE REQUIREMENTS FOR A PARTICULAR GRANT OR GRANTS. ALSO, THEY MUST MEET OUR SATISFACTORY PROGRESS POLICY TO CONTINUE RECEIVING THESE FUNDS, WHETHER IT IS FEDERAL GOVERNMENT OR FAULKNER UNIVERSITY FUNDS. X 1 1 X 0 0 0 0 0 0 0 0 0 DR BILLY D HILYER 124637 0 4500 0 18023 0 25393 0 42682 0 215235 0 0 0 DR WENDELL MITCHELL 110350 0 0 0 24000 0 6921 0 13499 0 154770 0 0 0 CHARLES NELSON 191842 0 0 0 962 0 11886 0 13499 0 218189 0 0 0 GERALD JONES JR 112620 0 26809 0 28 0 5687 0 13795 0 158939 0 0 0 L EDWARDS HICKS 135258 0 2400 0 0 0 5863 0 7352 0 150873 0 0 0 TIM CHINARIS 166062 0 0 0 4747 0 8996 0 13795 0 193600 0 0 0 DAVE KHADANGA 133037 0 0 0 927 0 6615 0 12982 0 153561 0 0 0 EDUCATIONAL BLDG AUTHORITY OF CITY OF MONTGOMERY 631104797 613045CM3 2007-05-10 25995000 2007 FACILITIES REVENUE BOND 0 0 0 PRIVATE COLLEGES & UNIVERSITIES FACILITIES AUTHORITY 521297592 010397FS1 2009-07-29 3375000 2009 FACILITIES REVENUE BOND 0 0 0 EDUCATIONAL BLDG AUTHORITY OF CITY OF MONTGOMERY 631104797 2011-03-03 5000000 2011 SPECIAL PROJECT 0 0 0 1665000 25995000 1622988 1816796 22555216 2008 0 0 0 1 570000 3375000 96050 3236000 42950 2009 0 0 0 1 5000000 60715 4939285 2011 0 0 0 1 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 EFC SYSTEMS OWNER ERNIE CHAPPELL IS MEMBER OF THE BOARD & CHAIR OF FINANCE COMMITTEE 1074050 MR. CHAPPELL'S COMPANY PROVIDES COMPUTER CONSULTATION, HARDWARE & SOFTWARE SERVICES 0 CULINARY MANAGEMENT SOLUTIONS OWNER JOHN HILL IS A MEMBER AND CHAIR OF THE BOARD OF TRUSTEES 1762229 MR HILL'S COMPANY PROVIDES THE FOOD SERVICE FOR THE CAFETERIA 0 LL&T INC OWNER LAMAR HARRISON IS A MEMBER OF THE BOARD OF TRUSTEES 350034 MR HARRISON'S COMPANY HOLDS THE LEASE FOR THE MOBILE, AL CAMPUS BUILDING 0 WELCH HORNSBY WELCH THE OWNER'S FATHER, ED WELCH IS A MEMBER OF THE BOARD (DECEASED SEPT 2011) 45973 THE COMPANY PROVIDES INVESTMENT ADVICE 0 0 0 0 0 X 2 60247 FMV X 1 171634 FMV X FURNITURE 1 270 FMV X LIBRARY BOOKS,VIDEOS 6 5026 FMV X EQUIPMENT 1 1000 FMV X SUPPLIES 1 2236 FMV 0 0 0 0 FORM 990, PART VI, SECTION A, LINE 2 DAVE KHADANGA, DEAN OF THE HARRIS SCHOOL AND ROSIE KHADANGA, PROFESSOR ARE HUSBAND AND WIFE. FORM 990, PART VI, SECTION A, LINE 2 PHIL NORTON, BOARD MEMBER AND TED A. NORTON, BOARD MEMBER ARE BROTHERS. FORM 990, PART VI, SECTION B, LINE 11 THE BOARD RECEIVES A COPY OF FORM 990 DURING THE FALL BOARD MEETING. FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS ARE REQUIRED TO COMPLETE THE CONFLICT OF INTEREST DISCLOSURE FORM ANNUALLY. ALL FORMS ARE REVIEWED BY THE BOARD CHAIR OR VICE CHAIR AND MAINTAINED IN THE OFFICE OF THE UNIVERSITY PRESIDENT. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -1,105,316. FORM 990, PART XII, LINE 2C THE ORGANIZATION HAS NOT CHANGED ITS OVERSIGHT PROCESS FROM THE PRIOR YEAR. FORM 990 JON HILYER, SON OF UNIVERSITY PRESIDENT BILLY D. HILYER, IS THE CONSTRUCTION MANAGER FOR BEAR BROTHERS,INC. BEAR BROTHERS, INC. PROVIDES CONSTRUCTION SERVICES. FAULKNER UNIVERSITY FOUNDATION 5345 ATLANTA HIGHWAY MONTGOMERY AL 36109 061697483 CHRISTIAN EDUCATION AT FAULKNER UNIVERSITY AL 501(C)(3) 170(B)(1)(A) 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1