2012-05-03T16:03:19-05:00 2011-12-31 942290202 SHEA LABAGH DOBBERSTEIN PC 1700 S EL CAMINO REAL SUITE 500 SAN MATEO CA 94402 990PF 2011-01-01 680344239 SIEBEL FAMILY CHARITABLE FOUNDATION C/O KENNETH F SIEBEL SIEB 4154613850 80 E SIR FRANCIS DRAKE BOULEVARD LARKSPUR CA 94939 KEN SIEBEL 4154613850 2012-05-01 1 FRANK J ESPINA P00536573 6505797200 2011 2016-02-24 21:20:13Z X 442931 X 103480 11 11 22568 22568 28091 315790 103656 154150 126235 0 0 0 2465 0 2465 39 39 0 157 157 0 30 0 30 2691 196 2495 124405 124405 127096 196 126900 27054 126039 1500 1500 1500 82366 188376 188376 133156 54315 53760 194329 194214 199295 411351 438405 442931 0 0 X 0 0 0 0 411351 438405 411351 438405 411351 438405 411351 27054 0 438405 0 438405 500 SHS VEOLIA ENVIRON ADR F P 2010-09-21 2011-03-10 15262 13371 1891 1891 300 SHS LIFE TECHNOLOGIES CORP COM P 2010-11-08 2011-03-10 15473 15494 -21 -21 1600 SHS ILLUMINA INC D 2011-03-30 109240 27915 81325 81325 50000 GE CAP AUSTRALIA FUNDING 6% P 2011-01-27 2011-06-15 53285 49734 3551 3551 500 SHS TEVA PHARM INDS LTD P 2010-06-18 2011-07-15 23740 26667 -2927 -2927 1000 SHS PETROLEO BRASILEIRO P 2008-12-12 2011-09-30 22990 22493 497 497 600 SHS VERIZON COMMUNICATIONS P 2010-04-14 2011-10-04 21297 16763 4534 4534 1000 SHS VODAPHONE GROUP NEW P 2010-05-13 2011-10-04 25604 20359 5245 5245 1000 SHS HARBIN ELECTRIC INC P 2010-11-19 2011-11-03 24000 18009 5991 5991 CALL OPTIONS P 2011-01-01 2011-12-31 4359 1329 3030 3030 CAPITAL GAINS DIVIDENDS P 540 540 540 103656 0 110669 479658 0.230725 96880 528079 0.183457 210335 609267 0.345226 133945 714873 0.187369 99310 678790 0.146304 1.093081 0.218616 483220 105640 1260 106900 126900 X 1260 0 1260 0 1260 112 112 1 1149 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A KENNETH F SIEBEL 4156313850 80 E SIR FRANCIS DRAKE BOULEVARD LARKSPUR CA 94939 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 KENNETH F SIEBEL 80 E SIR FRANICIS DRAKE BLVD LARKSPUR CA 94939 0.00 0 0 0 JUDY A SIEBEL 80 E SIR FRANICIS DRAKE BLVD LARKSPUR CA 94939 0.00 0 0 0 JENNIFER SIEBEL NEWSOM 80 E SIR FRANICIS DRAKE BLVD LARKSPUR CA 94939 0.00 0 0 0 BROOKE S MITCHELL 80 E SIR FRANICIS DRAKE BLVD LARKSPUR CA 94939 0.00 0 0 0 MELISSA A SIEBEL SCHILLER 80 E SIR FRANICIS DRAKE BLVD LARKSPUR CA 94939 0.00 0 0 0 JESSICA E SIEBEL 80 E SIR FRANICIS DRAKE BLVD LARKSPUR CA 94939 0.00 0 0 0 NONE 0 NONE 0 0 377867 112712 0 490579 0 0 490579 7359 483220 24161 24161 1260 1260 22901 0 22901 0 22901 126900 0 126900 1260 125640 22901 0 0 66168 99126 180992 70688 87158 504132 126900 0 0 0 22901 103999 0 0 608131 0 0 0 0 0 0 66168 541963 99126 180992 70688 87158 103999 KENNETH F SIEBEL JUDY A SIEBEL X AUTRY NATIONAL CENTER 4700 WESTERN HERITAGE WAY LOS ANGELES CA 900271462 NONE PUBLIC CHARITY 2012 MASTERS OF THE AMERICAN WEST FINE ART EXHIBITION SPONSORSHIP 1500 BAY AREA DISCOVERY MUSEUM FORT BAKER 557 MCREYNOLDS ROAD SAUSALITO CA 94965 NONE OPERATING FOUNDATION SUPPORT 2930 CHEETAH CONSERVATION FUND PO BOX 2496 ALEXANDRIA VA 223010496 NONE PUBLIC CHARITY CHEETAH CONSERVATION 2500 CONSERVATION INTERNATIONAL 2011 CRYSTAL DRIVE SUITE 500 ARLINGTON VA 22202 NONE PUBLIC CHARITY 2011 DINNER IN SF 48750 DUKE UNIVERSITY BOX 90581 DURHAM NC 277080581 NONE UNIVERSITY $1000 ALUMNI; $5000 NASHER MUSEUM OF ART; $5000 IRON 10000 SAN FRANCISCO MUSEUM OF MODERN ART 151 THIRD STREET SAN FRANCISCO CA 94103 NONE OPERATING FOUNDATION SUPPORT 3350 THE BRANSON SCHOOL PO BOX 887 ROSS CA 94957 NONE SCHOOL ANNUAL FUND 3000 THE RAPE FOUNDATION 1223 WILSHIRE BOULEVARD 410 SANTA MONICA CA 90403 NONE PUBLIC CHARITY DONATION 325 MONTANA PEREGRINE FOUNDATION BOX 317 ARLEE MT 59821 NONE PUBLIC CHARITY SUPPORT 250 TIPPING POINT COMMUNITY 703 MARKET STREET SUITE 708 SAN FRANCISCO CA 94103 NONE PUBLIC CHARITY SUPPORT 1000 DIPSEA RACE FOUNDATION PO BOX 10 MILL VALLEY CA 94942 NONE PUBLIC CHARITY SCHOLARSHIP 2500 PRINCETON UNIVERSITY PO BOX 5357 PRINCETON NJ 08543 NONE UNIVERSITY TENNIS FACILITY - PLEDGE PAYMENT 3 OF 5 40000 ADOPT A FAMILY 1930 FOURTH STREET SAN RAFAEL CA 94901 NONE PUBLIC CHARITY SUPPORT 800 ROSS SCHOOL FOUNDATION PO BOX 582 ROSS CA 94957 NONE SCHOOL SUPPORT 2500 THE STANFORD FUND 326 GALVEZ STREET STANFORD CA 94305 NONE UNIVERSITY SUPPORT 5000 124405 0 14 11 14 22568 18 28091 0 50670 0 50670 0 0 0 0 0 0 0 0 0 0 X X 1 KEN AND JUDY SIEBEL 110 E BELL CROSSING RD STEVENSVILLE MT 59870 103480 X 1 1600 SHS ILLUMINA INC 103480 2011-03-15 TAX PREP FEES 2465 0 2465 1000 SHS JPMORGAN CHASE 8.625% PFD 24950 27600 1000 SHS ALLIANZ SE 8.375% ADR F 24013 25531 1000 SHS BARCLAYS BK 8.125% ADR F 24513 22280 1000 DEUTSCHE BANK 8.05% PFD F 24513 22810 1000 HSBC HOLDINGS 8.125% PFD F 25863 25750 1000 JPMORGAN CHASE 8.625% PFD 25460 27600 1000 WELLS FARGO XII 7.875% 24911 25990 20000 GE CAP AUSTRALIA 7.5% NOTES 19991 21734 1000 SHS PETROLEO BRASILEIRO ADRF 0 0 1000 HARBIN ELECTRIC 0 0 300 LIFE TECHNOLOGIES CORP 0 0 500 SHS TEVA PHARM INDS STD ADRF 0 0 500 SHS VEOLIA ENVIRON ADR F 0 0 600 SHS VERIZON COMMUNICATIONS 0 0 1000 VODAPHONE GROUP NEW ADR F 0 0 3000 CREXUS INVESTMENT CORP 34279 31140 600 SHS MERCK & CO INC NEW 20036 22620 STATE REGISTRATION/FILING FEES 30 0 30 PRIME BROKER FEES 39 39 0 FOREIGN TAXES PAID 157 157 0