2012-05-08T17:11:14-05:00 2011-06-30 LOEB & TROPER LLP 655 THIRD AVENUE 12TH FLOOR NEW YORK NY 10017 990 2010-07-01 131635261 TREVOR DAY SCHOOL TREV 2124263300 11 EAST 89TH STREET NEW YORK NY 10128 WILLIAM F TRUFFA 2124263300 2012-05-07 1 FREDERICK H ROTHMAN 2128674000 2010 2016-02-24 21:20:13Z WILLIAM F TRUFFA 11 EAST 89TH STREET NEW YORK NY 10128 45037053 0 X WWW.TREVOR.ORG X 1932 NY TO OPERATE AN INDEPENDENT DAY SCHOOL FOR NURSERY THROUGH 12TH GRADE. 24 23 226 0 0 0 7983571 6655549 25994508 27743053 316711 766654 53876 101286 34348666 35266542 3678823 3731500 0 0 17209573 17685069 3507 0 768059 6761731 7384941 27653634 28801510 6695032 6465032 90277644 99691282 40070854 41369724 50206790 58321558 X TREVOR DAY SCHOOL BUILDS AN ACTIVITY-BASED SETTING TO EDUCATE EACH STUDENT FOR ACADEMIC EXCELLENCE AND PERSONAL INTEGRITY IN A DIVERSE CO-EDUCATIONAL COMMUNITY THAT EMPHASIZES RESPONSIBILITY, STIMULATES COLLABORATION, AND PROMOTES MUTUAL RESPECT. IN 2008-09 THE SCHOOL SERVED 790 STUDENTS ON ITS THREE CAMPUSES - THE EARLY CHILDHOOD DIVISION AT 11 EAST 89TH STREET, THE ELEMENTARY DIVSION AT 4 EAST 90TH STREET, AND THE MIDDLE AND HIGH SCHOOL DIVSIONS AT 1 WEST 88TH STREET. 0 0 22468429 3731500 27844339 PROVIDED EDUCATIONAL AN ACTIVITY-BASED SETTING IN ORDER TO EDUCATE EACH STUDENT FOR ACADEMIC EXCELLENCE AND PERSONAL INTEGRITY IN A DIVERSE COEDUCATIONAL COMMUNITY THAT EMPHASIZES RESPONSIBILITY, STIMULATES COLLABORATION, AND PROMOTES MUTUAL RESPECT. IN 2010-11THE SCHOOL SERVED 789 STUDENTS ON ITS THREE CAMPUSES. 22468429 1 1 0 0 0 0 0 0 1 1 0 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 27 0 1 226 1 0 0 0 0 0 0 0 0 0 0 X 24 23 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 0 0 NY X NICHOLAS ROBERTSHAW 2124263331 566 COLUMBUS AVENUE NEW YORK NY 10024 SALLY A ROCKER 2.00 X X 0 0 0 MARY KAY COYLE 2.00 X X 0 0 0 ANDREW GORDON 2.00 X X 0 0 0 RAYMOND J IWANOWSKI 2.00 X X 0 0 0 PAMELA J CLARKE 40.00 X X 351224 0 91238 SHARON AVNERI 2.00 X 0 0 0 HARVEY BERGER 2.00 X 0 0 0 GEORGE C BIDDLE 2.00 X 0 0 0 DAVID BLOOM 2.00 X 0 0 0 REVEREND JAMES L BURNS 2.00 X 0 0 0 DERRICK CEPHAS 2.00 X 0 0 0 JACK D COGEN 2.00 X 0 0 0 VALERIE FITCH 2.00 X 0 0 0 JOSEPH GROMEK 2.00 X 0 0 0 ANNE HAUBENSTRICKER 2.00 X 0 0 0 JANE HOFFMAN 2.00 X 0 0 0 GLENN MARKMAN 2.00 X 0 0 0 MARIA MONET MARKOWITZ 2.00 X 0 0 0 DAVID S NELSON 2.00 X 0 0 0 ANN O'CONNOR 2.00 X 0 0 0 OLAF OLAFSSON 2.00 X 0 0 0 BERYL SNYDER 2.00 X 0 0 0 ELIZABETH B STRICKLER 2.00 X 0 0 0 MERRYL ZEGAR 2.00 X 0 0 0 WILLIAM TRUFFA 40.00 X 188860 0 11883 PATRICIA PARK 40.00 X 150076 0 23521 DEBORAH BLACK 40.00 X 140093 0 16725 CHRISTOPHER SEELEY 40.00 X 135444 0 18697 KATHLEEN ROBERTS 40.00 X 131394 0 27409 LISA ALBERTI 40.00 X 128246 0 26119 DANIEL FEIGIN 40.00 X 125712 0 34547 1351049 0 250139 8 0 1 0 PETER GISOLFI ASSOCIATES 566 WARBURTON AVENUE HASTINGS ON HUDSON NY 10706 ARCHITECTURE 1567896 SCHULTE ROTH AND ZABEL LLP 919 3RD AVENUE NEW YORK NY 10022 LEGAL 139869 VVA LLC 117 EAST 31ST STREET NEW YORK NY 10016 OWNERS REP (CONSTRUCTION) 121193 3 249893 6405656 6655549 SCHOOL TUITION & FEES 611600 26684922 26684922 AUXILIARY 900099 780644 780644 EDUCATION AND GENERAL 611600 277487 277487 27743053 622085 622085 107037 107037 0 0 9808043 9663474 144569 144569 144569 OTHER INCOME 900099 101286 101286 101286 35266542 27844339 0 766654 3731500 3731500 540095 436008 82428 21659 13808299 11147190 2107373 553736 776377 491158 266895 18324 1523389 1301434 175474 46481 1036909 863412 135107 38390 75505 75505 42100 42100 756613 561457 192174 2982 343414 140179 195013 8222 1082846 862104 202268 18474 213090 174 212916 1367329 902799 429684 34846 232016 217579 13479 958 205970 77180 111595 17195 581419 581419 762270 586948 175322 324097 324097 MISCELLANEOUS 702538 453573 242173 6792 FOOD 440006 440006 PROFESSIONAL DEVELOPMEN 190597 190597 ALTERNATIVE EDUCATION E 63833 63833 BAD DEBT 1298 1298 28801510 22468429 5565022 768059 454 454 25529323 35766363 773143 782362 122287 59725 128565 288745 65200009 14398144 48872972 50801865 13410124 9428701 1440776 2563067 90277644 99691282 1765733 2081148 9870121 11043540 3435000 3245036 25000000 25000000 40070854 41369724 X 40000094 45841237 1654210 3762212 8552486 8718109 50206790 58321558 90277644 99691282 X 6465032 1649736 X X 0 1 1 X 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 14987100 165623 2218058 17370781 8632831 5247743 1319786 213260 14987100 10604585 -112000 -1813123 46631 8632831 0.31000 0.50000 0.19000 0 0 27040768 27040768 30623877 12564934 18058943 1830195 1801932 28263 5705169 31278 5673891 50801865 35266542 28801510 6465032 1649736 1649736 8114768 33291815 1649736 107037 1756773 31535042 3731500 3731500 35266542 25177047 107037 107037 25070010 3731500 3731500 28801510 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: FACULTY SUPPORT, FINANCIAL AID AND OTHER SCHOOL PROGRAMS DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE SCHOOL HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PERIODS ENDING JUNE 30, 2008 AND SUBSEQUENT REMAIN SUBJECT TO EXAMINATION BY APPLICABLE TAXING AUTHORITIES. PART XI, LINE 8 - OTHER ADJUSTMENTS: RENT EXPENSE PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE 107,037. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 3,731,500. PART XIII, LINE 2D - OTHER ADJUSTMENTS: RENT EXPENSE 107,037. PART XIII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 3,731,500. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 FULL PAGE ADVERTISEMENT IS TAKEN OUT ANNUALY IN METRO NEW YORK BY ISAAGNY (INDEPENDENT SCHOOLS ADMISSIONS ASSOCIATION OF GREATER NEW YORK). TREVOR DAY SCHOOL IS A MEMBER OF ISAAGNY AND NAMED IN THE ADVERTISEMENT. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 MANDATED SERVICES MONIES FROM NYS BOARD OF EDUCATION. 1 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 1034755 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 1520089 0 0 0 2554844 0 2554844 0 0 0 0 0 0 1 FINANCIAL AID 122 3731500 FINANCIAL AID GIVEN TO 153 STUDENTS. OTHER INFORMATION: PART IV: FINANCIAL AID IS PROVIDED TO QUALIFIED FAMILIES THAT ARE UNABLE TO PAY FULL TUITION. AWARDS ARE BASED ON A PERCENTAGE OF TUITION. CONSEQUENTLY, THE AMOUNT OF FINANCIAL AID GIVEN EACH YEAR CAN VARY A LOT. IN ORDER TO QUALIFY FOR FINANCIAL AID, A FAMILY MUST SUBMIT AN ANNUAL PERSONAL FINANCIAL STATEMENT TO SCHOOL AND STUDENT SERVICES BY THE NATIONAL ASSOCIATION OF INDEPENDENT SCHOOLS, WHICH TREVOR DAY SCHOOL USES TO DETERMINE EACH INDIVIDUAL'S AID. X 1 0 X X X X 0 0 0 0 0 0 0 0 0 PAMELA J CLARKE 334724 0 0 0 16500 0 28766 0 62472 0 442462 0 0 0 WILLIAM TRUFFA 188860 0 0 0 0 0 11480 0 403 0 200743 0 0 0 PATRICIA PARK 150076 0 0 0 0 0 9354 0 14167 0 173597 0 0 0 DEBORAH BLACK 140093 0 0 0 0 0 8406 0 8319 0 156818 0 0 0 CHRISTOPHER SEELEY 130444 0 5000 0 0 0 8659 0 10038 0 154141 0 0 0 KATHLEEN ROBERTS 131394 0 0 0 0 0 8435 0 18974 0 158803 0 0 0 LISA ALBERTI 128246 0 0 0 0 0 8058 0 18061 0 154365 0 0 0 DANIEL FEIGIN 120712 0 5000 0 0 0 7885 0 26662 0 160259 0 0 0 SUPPLEMENTAL INFORMATION PART III PART I, LINE 1A: PAMELA J. CLARKE RECEIVED EMPLOYER-PROVIDED HOUSING IN THE AMOUNT OF $50,000. THE VALUE OF THE HOUSING WAS NONTAXABLE PURSUANT TO THE CONVENIENCE PROVISION IN INTERNAL REVENUE CODE SECTION 119 FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS DISTRIBUTED TO THE FULL BOARD WITH THE EXCEPTION OF SCHEDULE B, IN CONFORMITY WITH THE BOARD'S DESIRE TO MAINTAIN THE CONFIDENTIALITY OF THE INFORMATION CONTAINED THEREIN. THE FULL BOARD IS GIVEN THE OPTION OF RECEIVING THIS INFORMATION, UPON THEIR REQUEST. EACH TRUSTEE WILL REVIEW A DRAFT OF THE 990 FOR COMMENTS. THESE COMMENTS WILL BE REVIEWED AND ACTED ON PRIOR TO FINAL SUBMISSION TO THE IRS. FORM 990, PART VI, SECTION B, LINE 12C REVIEW OF POTENTIAL OR ACTUAL CONFLICT: THE COMMITTEE ON TRUSTEES SHALL REVIEW INITIALLY AND ANNUALLY ALL TRANSACTIONS THAT MAY ARISE OR DO EXIST BETWEEN THE SCHOOL AND INDIVIDUALS WITH ACTUAL OR POTENTIAL CONFLICTS OF INTEREST. NO OFFICER OF THE SCHOOL OR MEMBER OF THE BOARD OF TRUSTEES WHO HAS SUCH AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST SHALL PARTICIPATE IN THE COMMITTEE'S REVIEW OF ANY SUCH TRANSACTION. THE COMMITTEE ON TRUSTEES SHALL TRANSMIT ITS RECOMMENDATIONS CONCERNING THE APPROPRIATENESS OF ANY SUCH TRANSACTIONS TO THE FULL BOARD OF TRUSTEES, WHICH SHALL DETERMINE WHETHER OR NOT TO PROCEED WITH SUCH TRANSACTION. DISCLOSURE: UPON ADOPTION OF THIS CONFLICT OF INTEREST POLICY, ALL OFFICERS AND TRUSTEES SHALL COMPLETE A CONFLICT OF INTEREST DISCLOSURE FORM PRIOR TO THEIR FURTHER PARTICIPATION IN THE AFFAIRS OF THE SCHOOL. SUBSEQUENTLY ELECTED TRUSTEES AND OFFICERS SUBSEQUENTLY APPOINTED SHALL COMPLETE A CONFLICT OF INTEREST DISCLOSURE FORM PRIOR TO THEIR FIRST PARTICIPATION IN THE AFFAIRS OF THE SCHOOL. DISCLOSURE FORMS SHALL BE UPDATED ANNUALLY, OR SOONER, IF CHANGED CIRCUMSTANCES REQUIRE DISCLOSURE. IN ADDITION, PERSONS SUBJECT TO THIS POLICY ARE EXPECTED TO UPDATE THE DISCLOSURE FORM AT ANY TIME DURING THE YEAR THAT THE INFORMATION REQUESTED ON THE FORM CHANGES. DISCLOSURES SHOULD BE SUBMITTED TO THE CHAIR, COMMITTEE ON TRUSTEES, WHO WILL BE THE CONFLICT OF INTEREST OFFICER, AND WILL ADMINISTER THIS POLICY. ACTUAL OR POTENTIAL CONFLICTS OF A MATERIAL NATURE SHALL BE REPORTED TO THE BUSINESS OFFICE OF THE SCHOOL. THE CHAIR OF THE COMMITTEE ON TRUSTEES IS CHARGED WITH ADMINISTERING ANY CONFLICTS OF INTEREST WHICH ARISE FROM THE BOARD FILLING OUT THE STATEMENT FORM. FORM 990, PART VI, SECTION B, LINE 15A THE COMPENSATION OF THE HEAD OF SCHOOL IS BASED ON A FIVE YEAR EMPLOYMENT CONTRACT, EFFECTIVE JULY 2010, AND RUNNING THROUGH JUNE 30, 2015 THE SALARY IS DETERMINED BY THE COMPENSATION COMMITTEE OF THE BOARD, SUBJECT TO FULL BOARD APPROVAL, AFTER RESEARCHING COMPARATIVE DATA OF HEADS OF SCHOOLS COMPENSATION AS PREPARED BY INDUSTRY ASSOCIATIONS SUCH AS THE NATIONAL ASSOCIATION OF INDEPENDENT SCHOOLS (NAIS). THE SALARY OF THE HEAD IS FURTHER REVIEWED FORMALLY, ON A YEAR TO YEAR BASIS, ON THE BASIS OF THE BOARDS EXPECTATIONS AND OVERALL PERFORMANCE OF THE HEAD. FORM 990, PART VI, SECTION C, LINE 18 FORMS 1023 AND 990 ARE AVAILABLE TO THE PUBLIC UPON WRITTEN REQUEST TO THE CHIEF FINANCIAL OFFICER AT THE SCHOOL'S ADDRESS LISTED ON THE FIRST PAGE OF THIS FILING. FORM 990, PART VI, SECTION C, LINE 19 TREVOR DAY SCHOOL DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY OR AUDITED FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 1,649,736. RENT EXPENSE FORM 990, PART XII, LINE 2C: THIS PROCESS HAS NOT CHANGED SINCE PRIOR YEAR. TDS ACQUISITION LLC 1 WEST 88TH STREET NEW YORK NY 10024 205991000 HOLDING OF REAL ESTATE PURCHASE, UNTIL OCCUPIED BY UPPER SCHOOL NY N/A