2012-05-11T10:25:12-00:00 2011-06-30 PriceWaterhouseCoopers LLC 1301 K Street NW Suite 800W Washington DC 20005 990 2010-07-01 430653611 WASHINGTON UNIVERSITY WASH 3149358335 700 ROSEDALE AVENUE CB 1034 SAINT LOUIS MO 631121408 MICHAEL DUNLAP 2012-05-11 false Travis L Patton 2024141000 2012-05-11 2010 2016-02-24 21:20:13Z MARK S WRIGHTON ONE BROOKINGS DR ST LOUIS MO 63130 6267687710 false X www.wustl.edu X 1905 MO The Washington University is a co-educational, nondenominational university with a long and distinguished history of teaching, research and community service. Its schools and colleges encompass most areas of scholarship and professional training, with interschool centers (cont'd on Schedule O) The Washington University is a co-educational, nondenominational university with a long and distinguished history of teaching, research and community service. Its schools and colleges encompass most areas of scholarship and professional training, with interschool centers contd on Schedule O 55 42 21209 9200 5864791 -961639 792485641 691760778 1391414526 1502521086 226251000 289571000 36044833 36010136 2446196000 2519863000 241731182 247225175 0 1191081910 1258078711 0 29773076 704484908 780831114 2137298000 2286135000 308898000 233728000 8246595000 9293829000 1884326000 1941697000 6362269000 7352132000 X SEE SCHEDULE O false false 1312142048 185549714 1298813543 INSTRUCTION - THIS CATEGORY INCLUDES EXPENDITURES FOR ALL ACTIVITIES THAT ARE PART OF AN INSTITUTIONS INSTRUCTION PROGRAM, WITH THE EXCEPTION OF EXPENDITURES FOR REMEDIAL AND TUTORIAL INSTRUCTION, WHICH ARE CATEGORIZED AS STUDENT SERVICES. EXPENDITURES FOR CREDIT AND NON-CREDIT COURSES FOR ACADEMIC, OCCUPATIONAL, VOCATIONAL AND MEDICAL CARE INSTRUCTION, AND FOR REGULAR, SPECIAL AND EXTENSION SESSIONS ARE INCLUDED. ATTENDANCE FALL SEMESTER 13,995 AND SPRING SEMESTER 13,459. APPROXIMATELY 372,790 PATIENTS WERE TREATED BY MEDICAL SCHOOL FACULTY AND STUDENTS. 533426952 61585378 118460543 RESEARCH - THIS CATEGORY INCLUDES ALL EXPENDITURES FOR ACTIVITIES SPECIFICALLY ORGANIZED TO PRODUCE RESEARCH OUTCOMES, WHETHER COMMISSIONED BY AN AGENCY EXTERNAL TO THE INSTITUTION OR SEPARATELY BUDGETED BY AN ORGANIZATIONAL UNIT WITHIN THE INSTITUTION. SUBJECT TO THESE CONDITIONS, IT INCLUDES EXPENDITURES FOR INDIVIDUAL AND/OR PRODUCT RESEARCH AS WELL AS THOSE OF THE INSTITUTES AND RESEARCH CENTERS. REVENUES EXCLUDE GOVERNMENT GRANTS WHICH ARE REPORTED AS CONTRIBUTIONS. DURING FISCAL YEAR 2011, THE UNIVERSITY RECEIVED 2,464 DIRECT AND INDIRECT AWARDS. 163187000 90084 85247000 AUXILIARY AND STUDENT SUPPORT SERVICES - EXPENSES INCURRED ARE PRIMARILY FOR THE SUPPORT OF STUDENTS. AUXILIARY ACTIVITIES INCLUDING STUDENT HOUSING, FOOD SERVICE, TRANSPORTATION AND CAMPUS PARKING. STUDENT SERVICES ARE THOSE ACTIVITIES THAT DIRECTLY SUPPORT THE STUDENTS BUT DO NOT QUA- LIFY AS MANAGEMENT AND GENERAL COSTS. SIGNIFICANT COMPONENTS INCLUDE CENTRAL AND SCHOOL-SPECIFIC ADMISSIONS, REGISTRARS, CAREER PLANNING AND PLACEMENT OFFICES, STUDENT FINANCIAL AID LOAN OFFICES, STUDENT HEALTH SERVICES, ATHLETICS, STUDENT ACTIVITES OFFICE, INTERNATIONAL STUDENTS OFFICE, AND THE VICE CHANCELLOR FOR STUDENTS OFFICE. 163992428 31598483 2172748428 true true false true false false true false true true true false false true true false true true true true true true false true false false true true true true true false false false false true true true true true true true false false true true true true true false true 0 0 true 21209 true true true true CI CH FR GM IT SP false false false true true false false false false X 55 42 true false true false false false false true true false false true false true true false false true true true false X Washington University Accounting Services 3149358335 700 Rosedale Avenue CB 1034 Saint Louis MO 631121408 X JOHN W BACHMANN 001.00 X 0 0 0 GEORGE P BAUER 002.00 X 0 0 0 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UNITED CONSTRUCTION ENTERPRISE CO 12747 OLIVE BLVD STE 101 ST LOUIS MO 631416269 CONSTRUCTION 4325152 461 137266 488601778 203021734 20403439 691760778 CONTRACT REVENUE 541700 118460543 118460543 TUITION AND FEES 611600 457254000 457254000 PATIENT, LAB AND HOSPITAL SUPPORT 621110 778286000 778286000 AUXILIARY SALES AND SERVICE 611710 85247000 419569 84827431 EDUCATIONAL SALES AND SERVICE 611710 63273543 55851482 2857335 4564726 1502521086 40668961 1168870 -230615 39730706 987 987 4425065 4425065 3996698000 3739504948 8292000 257193052 -8292000 248901052 248901052 14350 137266 27762 -13412 -13412 OTHER EDUCATIONAL SERVICES 611710 31598483 15553664 2818502 13226317 31598483 2519863000 1308115003 5864791 514122428 32768207 32768207 206564785 206564785 7892183 7892183 0 9111356 1019038 6744505 1347813 22037233 13260816 7569609 1206808 989319397 945610098 30507827 13201472 61089717 58203517 2134168 752032 118029343 110560626 5593930 1874787 58491665 55178833 2407680 905152 0 5792507 2775722 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1884326000 1941697000 X 3102479000 3524552000 1949717000 2454645000 1310073000 1372935000 6362269000 7352132000 8246595000 9293829000 X 233728000 756135000 X false true true X true true X 0.00000 0.00000 0.00000 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 289375 289375 2275249836 2275539211 1000000 250000 1000000 1000000 1000000 1000000 4000000 6000000 448434 456155 483360 289375 1677324 250000 250000 250000 250000 1000000 1500000 10000 10000 X X X X X EDUCATION false false 4560044358 123932861 984746898 23059696 266131571 30661480 5348871370 4147461611 136995265 560129464 20038629 236834692 27668661 4560044358 5428641394 85863368 -1093096730 19310786 238440390 16195245 4147461611 0.35750 0.61460 0.02790 true false 90717000 90717000 2880304000 1123519000 1756785000 447654000 390122000 57532000 1905034000 Hedged strategies 1433128000 F Private equity 793898000 F Split-interest agreements 112844000 F Real assets and other 456785000 F Investment in affiliates 40338000 F 2836993000 Student loans, net 63611847 C Parent loans, net 67530380 C 131142227 Deposits and advances 89368372 Invested assets received from security borrowers 137699776 227068148 Liability under securities lending transactions 150293447 Deposits and advances 21659705 Professional liability 62252059 Liabilities under split-interest agreements 41671085 Government supported student loans 45154698 321030994 2519863000 2286135000 233728000 752501000 3634000 756135000 989863000 3112758000 752501000 -159606000 592895000 2519863000 2519863000 2122895000 2122895000 163240000 163240000 2286135000 III 1a - Collections - In addition to the Mildred Lane Kemper Art Museum, the University archives rare book collections, works of art, literary works, historical treasures and artifacts. These collections are protected and preserved for public exhibition, education, research and the furtherance of public service. They are neither disposed of for financial gain nor encumbered in any manner. Accordingly, such collections are not recognized or capitalized for financial statement purposes. III 4 - The Mildred Lane Kemper Art Museum dates back to 1881 with the founding of the St. Louis School and Museum of Fine Arts at Washington University. Its collection was formed in large part by acquiring significant works by artists of the time, a legacy that continues today. Now one of the finest university collections in the United States, the Museum contains strong holdings of 19th-, 20th, and 21st-century European and American paintings, sculptures, prints, installations, and photographs. III 4 - contd - The collection also includes some Egyptian and Greek antiquities and more than 100 Old Master prints. The Museum is committed to preserving and developing its art collection and continuing its legacy of collecting significant art of the time providing excellence in art historical scholarship, education, and exhibition inspiring social and intellectual inquiry into the connection between art and contemporary life and engaging audiences on campus, in the local community, III 4 - contd - across the nation, and worldwide. In addition to the Museum, the Libraries Department of Special Collections archives rare book collections, works of art, literary works, archival collections, historical treasures, and artifacts. These collections are protected and preserved for public exhibition, education, research, and the furtherance of public service. V 4 - Washington Universitys endowment is an important financial resource that provides a meaningful source of revenue for University programs and operations. This enduring support for purposes as designated by donors, including scholarships, professorships, research efforts, libraries and capital projects, enables the University to attract and retain outstanding faculty and students. X 2 - The University is exempt from federal income taxes under Section 501c3 of the Internal Revenue Code except to the extent the University has unrelated business income. There was no provision for income taxes due on unrelated business income in the current year. The University has no uncertain tax positions that result in material unrecognized tax benefits. XI 8 - Changes and reclassifications of split interest agreements 3,634,000 XII 2d - Changes and reclassifications of split interest agreements 3,634,000 and Scholarship Cost 163,240,000 XIII 4b - Scholarship Cost 163,240,000 true true true true true true true false false false false false false false false true false true Part I 6a - Washington University received funds from the Department of Education for the administration of campus-based student financial aid programs, including Perkins Loans, Pell Grants, SOEG Grants, and Federal Work Study funding. The State of Missouri provides similar funding. true East Asia and the Pacific Alumni Events 371159 Europe Alumni Events 589 North America Alumni Events 24328 South Asia Alumni Events 4652 East Asia and the Pacific Grantmaking 669832 Europe Grantmaking 1949914 Middle East and North Africa Grantmaking 76107 North America Grantmaking 29000 Russia and the Newly Independent States Grantmaking 694 South America Grantmaking 449250 South Asia Grantmaking 99600 Sub-Saharan Africa Grantmaking 311930 Central America and the Caribbean Investments 1611977132 East Asia and the Pacific Investments Europe Investments 58909815 North America Investments 67604063 Central America and the Caribbean 1 Program Services Education 19231 East Asia and the Pacific 11 42 Program Services Education 1878909 Europe 18 81 Program Services Education 4535270 Middle East and North Africa 1 Program Services Education 216176 North America 4 1 Program Services Education 29792 Russia and the Newly Independent States 5 Program Services Education 66696 South America 6 23 Program Services Education 856340 South Asia 1 2 Program Services Education 231203 Sub-Saharan Africa 12 Program Services Education 683070 Antarctica Program Services Research 1014 Central America and the Caribbean Program Services Research 132389 East Asia and the Pacific Program Services Research 2325205 Europe 2 Program Services Research 3008228 Middle East and North Africa Program Services Research 63032 North America Program Services Research 518371 Russia and the Newly Independent States Program Services Research 87505 South America Program Services Research 106665 South Asia Program Services Research 176907 Sub-Saharan Africa Program Services Research 936946 Central America and the Caribbean Program Services Seminars Conferences 46708 East Asia and the Pacific Program Services Seminars Conferences 501533 Europe Program Services Seminars Conferences 782178 Middle East and North Africa Program Services Seminars Conferences 138844 North America Program Services Seminars Conferences 323914 Russia and the Newly Independent States Program Services Seminars Conferences 14309 South America Program Services Seminars Conferences 125769 South Asia Program Services Seminars Conferences 96287 Sub-Saharan Africa Program Services Seminars Conferences 59292 1 40 169 40 170 1742497296 17942552 1760439848 East Asia and the Pacific Research Award 140292 Check East Asia and the Pacific Research Award 21837 Check East Asia and the Pacific Research Award 80450 Check East Asia and the Pacific Research Award 24281 Check East Asia and the Pacific Research Award 214999 Check East Asia and the Pacific Research Award 120960 Check East Asia and the Pacific Research Award 30840 Check East Asia and the Pacific Research Award 574027 Check East Asia and the Pacific Research Award 107617 Check East Asia and the Pacific Research Award 16000 Check East Asia and the Pacific Research Award 171700 Check Europe Research Award 16708 Check Europe Research Award 136500 Check Europe Research Award 80190 Check Europe Research Award 5319 Check Europe Research Award 40895 Check Europe Research Award 1523 Check Europe Research Award 24910 Check Europe Research Award 74333 Check Europe Research Award 90766 Check Europe Research Award 133980 Check Europe Research Award 78912 Check Europe Research Award 111550 Check Europe Research Award 260976 Check Europe Research Award 14754 Check Europe Research Award 203104 Check Europe Research Award 9828 Check Europe Research Award 240032 Check Europe Research Award 5889 Check North America Research Award 23866 Check North America Research Award 63403 Check North America Research Award 81457 Check Sub-Saharan Africa Research Award 91488 Check Europe General Support 4500 Wire Transfer Sub-Saharan Africa General Support 9000 Wire Transfer East Asia and the Pacific Research Award 10000 Wire Transfer East Asia and the Pacific Research Award 19699 Wire Transfer East Asia and the Pacific Research Award 50000 Wire Transfer East Asia and the Pacific Research Award 8810 Wire Transfer East Asia and the Pacific Research Award 4405 Wire Transfer East Asia and the Pacific Research Award 4405 Wire Transfer East Asia and the Pacific Research Award 33282 Wire Transfer East Asia and the Pacific Research Award 86113 Wire Transfer East Asia and the Pacific Research Award 6500 Wire Transfer East Asia and the Pacific Research Award 34560 Wire Transfer East Asia and the Pacific Research Award 35240 Wire Transfer East Asia and the Pacific Research Award 396 Wire Transfer East Asia and the Pacific Research Award 7628 Wire Transfer East Asia and the Pacific Research Award 3724 Wire Transfer Europe Research Award 22806 Wire Transfer Europe Research Award 31929 Wire Transfer Europe Research Award 27000 Wire Transfer Europe Research Award 21000 Wire Transfer Europe Research Award 12711 Wire Transfer Europe Research Award 15350 Wire Transfer Europe Research Award 30000 Wire Transfer Europe Research Award 40000 Wire Transfer Europe Research Award 30578 Wire Transfer Europe Research Award 43725 Wire Transfer Europe Research Award 52411 Wire Transfer Europe Research Award 28066 Wire Transfer Europe Research Award 27959 Wire Transfer Europe Research Award 27959 Wire Transfer Europe Research Award 3295 Wire Transfer Europe Research Award 1422 Wire Transfer Europe Research Award 26223 Wire Transfer South Asia Research Award 30000 Wire Transfer South Asia Research Award 7600 Wire Transfer South Asia Research Award 9681 Wire Transfer Sub-Saharan Africa Research Award 10804 Wire Transfer Sub-Saharan Africa Research Award 49699 Wire Transfer Sub-Saharan Africa Research Award 60824 Wire Transfer Sub-Saharan Africa Research Award 7610 Wire Transfer Sub-Saharan Africa Research Award 2925 Wire Transfer Sub-Saharan Africa Research Award 9218 Wire Transfer Sub-Saharan Africa Research Award 2937 Wire Transfer Sub-Saharan Africa Research Award 8940 Wire Transfer Sub-Saharan Africa Research Award 37073 Wire Transfer 78 Scholarships in study abroad programs East Asia and the Pacific 54 668404 See Part V Scholarships in study abroad programs Europe 155 1924914 See Part V Scholarships in study abroad programs Middle East and North Africa 4 61700 See Part V Scholarships in study abroad programs Russia and the Newly Independent States 1 694 See Part V Scholarships in study abroad programs South America 36 444964 See Part V Scholarships in study abroad programs South Asia 6 99600 See Part V Scholarships in study abroad programs Sub-Saharan Africa 16 270830 See Part V Prizes East Asia and the Pacific 1 1429 Check Prizes South America 2 4286 Check Prizes Europe 1 5000 Check Prizes North America 1 29000 Wire Fellowships Europe 1 12000 Wire Fellowships Europe 4 3500 Check Fellowships Middle East and North Africa 3 14407 Check Fellowships Sub-Saharan Africa 1 32100 Check true false true true true true I 2 - The University maintains a formal policy defining its procedures for monitoring the use of sponsored funds by subrecipients located outside of the United States who are performing a portion of a sponsored project externally awarded to the University. The policy provides guidance to ensure that subrecipients conduct their portions of a sponsored project in compliance with laws, regulations and terms and conditions of awards and subawards and that reimbursed costs incurred by subrecipients I 2 - contd are allowed. The policy addresses the roles and responsibilities of the central offices and academic departments of the University and describes the monitoring procedures for each area. The full text of the Universitys Subrecipent Policy is available online at the following web address http//spa.wustl.edu/. I 2 - The grants reported in Part III are scholarships to students. The use of scholarships is controlled by applying such amounts directly against balances owed by the student for tuition, fees, and other qualifying educational expenses. II 2 - The University does not keep records that identify the charitable status of subgrantees. Most subgrantees are universities, hospitals and research institutes. III - Column e - Scholarships are awarded by crediting directly to the students account with the University. Golf Scramble 143806 130236 13570 530 2404 22695 426 971 Womens Tennis Fundraiser 7810 7030 780 350 386 151616 137266 14350 530 2404 23045 812 971 27762 -13412 true ABT Associates Inc PO Box 845586 Boston MA 02284 042347643 18257 Research Award ACG St Louis One US Bank Plaza St Louis MO 63101 436163137 7500 Program Support Advanced MRI Technologies 652 Petaluma Ave Sebastopol CA 95472 943365404 157841 Research Award AIA St Louis 911 Washington Ave St Louis MO 63101 430720335 6000 Program Support Albert Einstein College of Medicine 1300 Morris Park Ave Bronx NY 10461 542127061 64815 Research Award American Cancer Society 250 Wiliams Street Atlanta GA 30303 131788491 501c3 83323 Research Award American Cancer Society 250 Wiliams Street Atlanta GA 30303 131788491 501c3 9000 Program Support American College of Radiology 1891 Preston White Dr Reston VA 20191 362261602 501c3 158149 Research Award American Educational Res Assoc 1430 K Str NW Washington DC 20005 237003537 501c3 6000 Program Support American Heart Association 3816 Paysphere Circle Chicago IL 60674 135613797 501c3 15104 Program Support Am Society For Neurochemistry 9037 Ron Den Lane Windermere FL 34786 237036552 501c3 10000 Program Support Arizona State University PO Box 873503 Tempe AZ 85287 860196697 State School 52606 Research Award Autism Speaks Inc 5455 Wilshire Blvd 2250 Los Angeles CA 90036 202329938 501c3 5000 Program Support Autism speaks Inc 5455 Wilshire Blvd 2250 Los Angeles CA 90036 202329938 501c3 14500 Research Award Battelle Memorial Institute PO Box 84262 Seattle WA 98124 314379427 501c3 73923 Research Award Baylor College of Medicine PO Box 201361 Houston TX 77216 741613878 501c3 34634 Research Award BJC Health Systems 600 South Taylor Ste 222 St Louis MO 63110 430653255 501c3 20907 Research Award Board of Trustees of Stanford Univ 340 Panama Street Stanford CA 94305 941156365 501c3 12561 Research Award Boston University 264 Bay State Road Boston MA 02215 042103547 501c3 312687 Research 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152670 Research Award Childrens Hospital Los Angeles 4650 Sunset Blvd MS 97 Los Angeles CA 90027 951690977 501c3 209979 Research Award Childrens Hospital Medical Center 3333 Burnet Avenue Cincinnati OH 45229 310833936 501c3 14312 Research Award Childrens Hospital of Philadelphia 3615 Civic Center Blvd Philadelphia PA 19104 231352166 501c3 233479 Research Award Childrens Memorial Hospital 2300 Childrens Plaza No 205 Chicago IL 60614 362170833 501c3 10959 Research Award Childrens Mercy Hosp and Clinic 2401 Gillham Road Kansas City MO 64108 440605373 501c3 17283 Research Award Childrens National Medical Ctr CRI 111 Michigan Avenue Washington DC 20010 521654453 501c3 26291 Research Award Chiristiana Care Health Systems 4755 Ogletown Stanton Road Neward DE 19713 521479538 501c3 5250 Research Award City of St Louis 1520 Market Street Room 4065 St Louis MO 63103 436003231 City Gov 63346 Research Award CJ Media Inc 261 East 12th Street Eugene OR 97401 931095523 23970 Research Award Clayton Century Foundation 10 North Bemiston St Louis MO 63105 431642179 501c3 10000 Program Support Cleveland Clinic Foundation PO Box 931562 Cleveland OH 44193 340714585 501c3 112036 Research Award Cold Spring Harbor Lab Assoc In 1 Bungtown Road Cold Spring Harbor NY 11724 112013303 501c3 377736 Research Award Colgate University 13 Oak Drive Hamilton NY 13346 150532078 501c3 26772 Research Award Colorado State Univeristy 6015 Campus Delivery OSP Fort Collins CO 80523 382526538 State Sch 54273 Research Award Columbia University 630 W 168th Street New York NY 10032 135598093 501c3 91293 Research Award Community Health in Partnership S 2431 N Grand Blvd St Louis MO 63106 431589851 501c3 8350 Research Award Dana Farber Cancer Institute 44 Binney Street LW 703 Boston MA 02115 042263040 501c3 528957 Research Award Dartmouth College 11 Rope Ferry Road No 6210 Hanover NH 03755 020222111 501c3 91944 Research Award Department of Veterans Affairs 1660 S Columbia Way Seattle WA 98108 741612229 Gov 40258 Research Award Dickinson College PO Box 1773 Carlisle PA 17013 231365954 501c3 47137 Research Award Donald Danforth Plant Science Ctr 975 North Warson Road St Louis MO 63132 311584621 501c3 188856 Research Award Donald Danforth Plant Science Ctr 975 North Warson Road St Louis MO 63132 311584621 501c3 25000 Program Support Duke University 2200 West Main Street Suite 300 Durham NC 27705 560532129 501c3 76624 Research Award Duke University 2351 Erwin Road Durham NC 27705 560532129 501c3 190451 Research Award Duquesne University 600 Forbes Avenue Pittsburgh PA 15282 251035663 State Sch 19740 Research Award East Carolina University 200 S Charles Road Suite 2900 Greenville NC 27858 566000403 501c3 29030 Research Award EFM Inc 1201 6th Avenue North Suit 100 Humboldt IA 50548 421521693 5000 Program Support Einstein Practice Plan Inc 5501 Old York Road Philadelphia PA 19141 232664784 501c3 5250 Research Award Emory University 1599 Clifton Road Atlanta GA 30322 580566256 501c3 182997 Research Award Exec MBA Council Sch One University Drive Beckman Hall Orange CA 92866 943095701 501c3 10000 Program Support Fathers Support Ctr of St Louis 4411 North Newstad St Louis MO 63115 431804267 501c3 70900 Research Award Ferguson Florissant School Dist 1005 Waterford Drive Florissant MO 63033 436005660 Public School 9126 Research Award Fisk University 1000 17th Ave N Nashville TN 37208 620202000 501c3 121869 Research Award Forest Park Forever 5595 Grand Dr St Louis MO 63112 431427062 501c3 5000 Program Support Fred Hutchinson Cancer Res Cent 1100 Fairview Ave N Seattle WA 98109 237156071 501c3 25062 Research Award Gateway Greening Inc 2211 Washington Ave St Louis MO 63103 431306778 501c3 21545 Research Award General Electric Global Research 1 Research Circle Niskayuna NY 12309 362656030 153743 Research Award General Hospital Corp 114 16th Street Charlestown MA 02129 042697983 501c3 285350 Research Award George Washington University 44983 Knoll Square Ashburn VA 20147 530196584 501c3 19166 Research Award Gordon Research Conference 512 Liberty Lane West Kingston RI 02892 050300482 5000 Program Support Gordon Research Center 512 Liberty Lane West Kingston RI 02892 260150662 501c3 5000 Program Support Harbor UCLA Res & Educ Inst 1124 W Carson Str Torrance CA 90502 952138184 501c3 15438 Research Award Harvard University PO Box 415649 Boston MA 02241 042103580 501c3 321844 Research Award Health Research Inc PO Box 2966 Buffalo NY 14240 141402155 501c3 227321 Research Award Healthcore Inc 800 Delaware Ave Wilmington DE 19801 510365660 123922 Research Award Henry Ford Health System One Ford Place Detroit MI 48202 381357020 501c3 8460 Research Award Holy Name Hospital 718 Teaneck Road Teaneck NJ 07666 221487322 5250 Research Award Hope College 35 E 12th Street Holland MI 49423 381381271 501c3 10000 Program Support Hospital for Special Surgery 535 E 70th Str New York NY 10021 136714749 501c3 52684 Research Award IHC Health Services Inc PO Box 57828 Salt Lake City UT 84157 942854057 501c3 36922 Research Award Illinois Institute of Technology 3300 S Federal St Chicago IL 60616 362170136 501c3 104054 Research Award Indiana University 620 Union Dr Indianapolis IN 46202 356001673 State School 191428 Research Award Innovate St Louis One Metropolitan Sqare St Louis MO 63102 205235736 501c3 15000 Program Support Institute for Family Medicine 4590 S Lindergh St Louis MO 63127 431863752 501c3 16025 Research Award Iowa State University 3609 Adminstrative Serv Bldg Ames IA 50011 426004224 State School 247449 Research Award John Hopkins University 720 Rutland Ave Baltimore MD 21205 520595110 501c3 680586 Research Award Kaiser Foundation Res Inst 1800 Harrison Oakland CA 94612 941105628 501c3 42586 Research Award Kansas State University Anderson Hall Manhattan KS 66506 480771751 State School 19884 Research Award Kent State University PO Box 5190 Kent OH 44242 316402079 State School 52007 Research Award Komen St Louis Race PO Box 66971 St Louis MO 63166 751835398 50000 Program Support Leukemia & Lymphoma Society 77 West Port Plaza St Louis MO 63146 135644916 501c3 7500 Program Support Macrogenics Inc 1500 E Gude Dr Rockville MD 20850 061591613 503899 Research Award Mayo Foundation PO Box 4008 Rochester MN 55903 416011702 501c3 201110 Research Award Medical College of Wisconsin Po Box 26509 Milwaukee WI 53226 390806261 501c3 87457 Research Award Metro Organization Strengthen 130 Stoneleigh Towers St Louis MO 63132 611537618 501c3 15000 Research Award Michigan State University 301 Adminstration Bldg East Lansing MI 48824 386005984 State School 201878 Research Award MS State Board of Health PO Box 1700 Jackson MS 39215 640323176 State Government 16167 Research Award MO Botanical Gardens PO Box 299 St Louis MO 63166 430666759 501c3 72412 Research Award Missouri Energy Initiative 238 E High Str Jefferson City MO 65101 264827677 501c3 20000 Program Support Most Worshipful Prince Hall Grand 4525 Olive St Louis MO 63108 980031117 7470 Research Award Mount Sinai School of Medicine One Gustave L Levy Pl New York NY 10029 136171197 501c3 81825 Research Award Myrtle Hillard Davis Comprehensive 5471 Dr Martin Luther King Dr St Louis MO 63112 430917230 501c3 42055 Research Award National Assoc of Chronic Dis 2872 Woodcock Blvd Atlanta GA 30341 731328414 501c3 20000 Research Award National Bureau of Econ Res 1050 Massachusetts Ave Cambridge MA 02138 131641075 501c3 61379 Research Award National Childhood Cancer Found 4600 E West Hwy Bethesda MD 20814 954132414 501c3 5000 Program Support National Council on Alcoholism 8790 Manchester Rd St Louis MO 63144 430827852 501c3 76889 Research Award National Marfan Foundation 22 Manhasset Ave Port Washington NY 11050 521265361 501c3 7500 Program Support NCSL Foundation for State Leg 7700 E First Place Denver CO 80230 742232576 501c3 15914 Research Award North Carolina State University PO Box 7214 Raleigh NC 27695 566000756 State School 269165 Research Award North Grand Neighborhood Svcs 3636 N Market St Louis MO 63113 010839874 501c3 30000 Program Support Northern California Inst for Res 4150 Clement St San Francisco CA 94121 943084159 501c3 15371 Research Award Northwestern University 633 Clark St Evanston IL 60208 362167817 501c3 122319 Research Award Nurses for Newborn Foundation 7259 Lansdowne St Louis MO 63119 431601329 501c3 14626 Research Award Ohio Health Corp 3545 Olentangy River Rd Columbus OH 43214 314394942 501c3 6750 Research Award Ohio State University 680 Ackerman Rd Columbus OH 43210 316025986 State School 199299 Research Award Ohio State Univ Res Founda 1960 Kenny Rd Columbus OH 43210 316401599 501c3 52142 Research Award One Legacy 221 S Figueroa Str Los Angeles CA 90012 953138799 501c3 42767 Research Award Oregon Health & Science Univ 2525 SW 1st Ave Portland OR 97201 045408239 State School 211707 Research Award Pacific Graduate Sch Of Psychology 1791 Arastradero Rd Palo Alto CA 94304 942340692 501c3 77587 Research Award Perennial 4314 Connecticut St Louis MO 63116 800638085 501c3 10000 Program Support Phelps Regional Health Care Found PO Box 261 Rolla MO 65402 431696258 501c3 7500 Program Support Phelps Medical Systems Inc 345 Scarborough Rd Briarcliff Manor NY 10510 131725183 319767 Research Award Places for People Inc 4130 Lindell Blve St Louis MO 63108 237433924 501c3 25185 Research Award Plaanned Parenthood 4251 Forest Park Ave St Louis MO 63108 430652666 501c3 22954 Research Award Project Inc 2828 Brannon St Louis MO 63139 430733936 501c3 10000 Program Support Public Health Foundation 12801 Crossroads Parkway City of Industry CA 91746 521237297 501c3 35015 Research Award Regents of Univ of California PO Box 951432 Los Angeles CA 90095 954487417 State School 15244 Research Award Regents of Univ of California 10911 Weyburn Ave Los Angeles CA 90024 956006143 State School 266130 Research Award Regents of Univ of Michigan 3003 S State Str Ann Arbor MI 48109 386066309 State School 271549 Research Award Regional Union Health Con Cen 6439 Plymouth Ave St Louis MO 63133 205160448 501c3 15000 Program Support Research Found at State Univ 35 State Str Albany NY 12207 141368361 501c3 15850 Research Award Research Inst at Nationwide PO Box 715245 Columbus OH 43271 316056230 501c3 64793 Research Award Research Triangle Institute PO Box 12194 Research TR Park NC 27709 560686338 501c3 1235342 Research Award Rhode Island Hospital 593 Eddy Str Providence RI 02903 050258954 501c3 68121 Research Award Rhodes College 2000 N Parkway Memphis TN 38112 620476301 501c3 91476 Research Award Robert H Jackson Center 305 E Fourth Str Jamestown NY 14702 161605121 501c3 18000 Program Support Rush Univesity 1700 W Van Buren Chicago IL 60612 362174823 501c3 125525 Research Award Rutgers State University 311 N 5th Str Camden NJ 08102 226001086 State School 10000 Program Support Schulman Ronca & Bucuvalas Inc 275 Seventh St New York NY 10001 133077900 85193 Research Award Semanticbits LLC 13921 Park Center Rd Herndon VA 20171 200466789 343771 Research Award Seti Institute 189 N Bernardo Ave Mountain View CA 94043 942951356 501c3 31500 Research Award Seimens Medical Solutions Inc 810 Innovation Dr Knoxville TN 37932 222417778 104258 Research Award Smith College 100 Green St Northampton MA 01063 041843040 501c3 7459 Research Award Society of Interventional Rad 3975 Fair Ridge Fairfax VA 22033 391345331 501c3 10148 Research Award Southern Illinois University PO Box 19607 Springfield IL 62794 376005961 501c3 41140 Research Award SRI International PO Box 2767 Menlo Park CA 94025 941160950 501c3 6675 Research Award St Joseph Hospital 1100 W Stewart Dr Orange CA 92868 951643359 501c3 10500 Research Award St Louis American Foundation 4242 Lindell Blvd St Louis MO 63108 431686282 501c3 9700 Program Support St Louis Childrens Hospital 4444 Forest Park Blvd St Louis MO 63108 430654870 501c3 8895 Research Award St Louis Integrated Health Network 1520 Market St St Louis MO 63103 203288245 501c3 5000 Program Support St Louis Public Schools Founda 801 N 11th St St Louis MO 63101 431813849 Public School 34762 Research Award St Louis Rams 1 Rams Way St Louis MO 63045 431717152 41750 Program Support St Louis Regional Health Comm 1113 Mississippi Ave St Louis MO 63104 431883638 501c3 250000 Program Support St Louis Science Center Founda 5050 Oakland Ave St Louis MO 63110 430984610 501c3 295454 Research Award St Louis Science Center Founda 5050 Oakland Ave St Louis MO 63110 430984610 501c3 5190 Program Support St Louis University 3700 West Pine Mall St Louis MO 63108 430654872 501c3 1437062 Research Award Sudden Infant Death Syndrome Res 1120 S Sixth St St Louis MO 63104 431344645 501c3 42154 Research Award Swedish Health Services SRC PO Box 94085 Seattle WA 98124 910433740 501c3 76496 Research Award Sycracuse University 721 University Ave Syracuse NY 13211 150532081 501c3 10000 Program Support Task Force for Global Health 325 Swanton Way Decatur GA 30030 581698648 501c3 6882 Research Award Temple University PO Box 824242 Philadelphia PA 19182 231365971 501c3 132723 Research Award Texas A&M University System 1470 William D Fitch Parkway College Station TX 77845 741974733 State School 5719 Research Award Texas A&M Research Found PO Box 201918 Dallas TX 75320 741238434 501c3 56543 Research Award Texas A&M Univ Sys Health Sci PO Box 201918 Dallas TX 75320 746000531 State School 188865 Research Award Texas Tech University PO Box 41105 Lubbock TX 79409 756002622 State School 120700 Research Award Toledo Hospital Jobst Vascular 2142 N Cove Toledo OH 43606 344428256 501c3 7000 Research Award Trustees of Purdue University 915 W State St West Lafayette IN 47907 356002041 State School 324369 Research Award United Way of Greater St Louis PO Box 503485 St Louis MO 63150 430714167 501c3 102038 Research Award University City Childrens Center 6646 Vernon St Louis MO 63130 430958608 501c3 5000 Program Support University Community Hospital 3100 E Fletcher Ave Tampa FL 33613 591113901 501c3 6750 Research Award University of Akron 302 Buchtel Common Akron OH 44325 010725371 State School 40425 Research Award University of Alabama Birmingham 1600 7th Ave S Birmingham AL 35233 636005396 State School 223234 Research Award University of Arizona PO Box 3520 Tucson AZ 85722 742652689 State School 169221 Research Award University of California Berkeley 9500 Gilman Dr La Jolla CA 92093 946002123 State School 1331737 Research Award University of California Davis PO Box 989062 Wet Sacramento CA 95798 654684995 State School 462582 Research Award University of California Riverside University Office Bldg Riverside CA 92521 946602123 State School 156351 Research Award University of California San Francisco 3333 California St San Francisco CA 94118 946036493 State School 441269 Research Award University of Chicago 6054 S Drexel Ave Chicago IL 60637 362177139 501c3 5024 Research Award University of Cincinnati 231 Albert Sabin Way Cincinnati OH 45267 316000989 State School 53344 Research Award University of Colorado PO Box 173364 Denver CO 80217 846000555 State School 801229 Research Award University of Delaware 116 Student Svcs Bldg Newark DE 19716 516000297 State School 62079 Research Award University of Georgia Athens 475 N Lumpkin St Athens GA 30602 580652518 501c3 20993 Research Award University of Houston PO Box 988 Houston TX 77001 746001399 State School 290566 Research Award University of Illinois Champaign PO Box 4610 Springfield IL 62708 376000511 State School 705174 Research Award University of Iowa B5 Jessup Hall Iowa City IA 52242 426004813 State School 535421 Research Award University of Kentucky 201 Kinkead Hall Lexington KY 40506 616001218 State School 269238 Research Award University of Louisville 522 E Market St Louisville KY 40202 611014882 State School 5284 Research Award University of Maryland PO Box 41428 Baltimore MD 21203 526002033 State School 867002 Research Award University of Massachusetts 55 Lake Ave N Worchester MA 01655 042052723 State School 340260 Research Award University of Massachusetts 100 Morrissey Blvd Boston MA 02125 043167352 State School 139927 Research Award University of Miami PO Box 025405 Miami FL 33102 590624458 501c3 289797 Research Award University of Minnesota PO Box 1450 Minneapolis MN 55485 416007513 State School 1029832 Research Award University of Mississippi Med Ctr 2500 N State St Jackson MS 39216 646008520 State School 100901 Research Award University of Missouri PO Box 808008 Kansas City MO 64180 436003859 State School 10500 Program Support University of Missouri PO Box 808008 Kansas City MO 64180 436003859 State School 1559667 Research Award University of Nebraska 985100 NE Medical Center Omaha NE 68198 470049123 State School 7498 Research Award University of Nevada Las Vegas 4505 Maryland Parkway Las Vegas NV 89154 942790134 State School 122902 Research Award University of New Mexico 1 Univ of NM Albuquerque NM 87131 856000642 State School 85083 Research Award University of North Carolina 104 Airport Dr Chapel Hill NC 27599 566001393 State School 359695 Research Award University of North Texas Health 3500 Camp Bowie Blvd Fort Worth TX 76107 756064033 State School 31201 Research Award University of Oklahoma 660 Parrington Oval Norman OK 73019 736017987 State School 20430 Research Award University of Pennsylvania PO Box 785541 Philadelphia PA 19178 231352685 501c3 34374 Research Award University of Pennsylvania PO Box 785541 Philadelphia PA 19178 232743077 501c3 483435 Research Award University of Pittsburgh 200 Lothrop St Pittsburgh PA 15213 250965591 501c3 327958 Research Award University of Rochester 1351 Mount Hope Ave Rochester NY 14620 160743209 501c3 108191 Research Award University of South Carolina 901 Sumter St Columbia SC 29208 576001153 State School 15527 Research Award University of Southern California 3500 S figueroa St Los Angeles CA 90089 951642394 State School 52475 Research Award University of Tennessee 210 Student Svcs Bldg Knoxville TN 37996 626001636 State School 64850 Research Award University of Texas Austin PO Box 4391 Houston TX 77210 746001118 State School 209313 Research Award University of Texas Dallas 800 W Campbell Rd Richardson TX 75080 050559514 State School 95371 Research Award University of Texas Health Sci Po Box 1898 San Antonio TX 78297 741586031 State School 16143 Research Award University of Texas Health Sci 7000 Fannin St Houston TX 77030 741761309 State School 6794 Research Award University of Texas Medical Bra PO Box 4786750 Houston TX 77210 746000949 State School 385142 Research Award University of Texas Southwestern PO Box 841765 Dallas TX 75284 746002868 State School 311088 Research Award University of Texas Southwestern PO Box 841766 Dallas TX 75284 746042147 State School 216390 Research Award University of Utah 50 N Medical Dr Salt Lake City UT 84132 876000525 State School 548248 Research Award University of Virginia 101 Hospital Dr Charlottesville VA 22908 546001796 State School 123093 Research Award University of Washington 3917 University Way NAE Seattle WA 98105 916001537 State School 1252601 Research Award University of Wisconsin 1930 Monroe St Madison WI 53711 391805963 State School 68580 Research Award US Department of Agriculture 13800 Old Gentilly Rd New Orleans LA 70129 410696271 Government 38323 Research Award Vaccine Research Institute 10835 Road to the Cure San Diego CA 92121 330903864 501c3 116974 Research Award Vanderbilt University 3319 West End Ave Nashville TN 37203 620476822 501c3 99704 Research Award Virginia Commonwealth Univ 1001 W Franklin St Richmond VA 23284 546001758 State School 85345 Research Award Wake Forest University Medical Center Bldg Winston Salem NC 27157 560532138 501c3 114385 Research Award Wayne State University 540 E Canfield Detroit MI 48202 386028429 State School 44087 Research Award White Mountain Research Assoc PO Box 169 Danbury NH 03230 223783652 105118 Research Award Womens Sports Foundation 1899 Hempstead Turnpike East Meadow NY 11554 237380557 501c3 5000 Program Support WU Student Media Inc One Brookings Drive St Louis MO 63130 431869208 501c3 75144 Program Support Yale University Po Box 1873 New Haven CT 06508 060646973 501c3 18650 Research Award Youth in Need 1815 Boones Lick Road St Charles MO 63301 431033862 501c3 17205 Research Award 140 89 Scholarships to students attending the University 7762 159756061 Fellowship stipends paid to University students 2901 46104958 Prizes to Graduate and Undergraduate students 712 703766 I 2 The University maintains a formal policy defining its procedures for monitoring the use of sponsored funds by subrecipients who are performing a portion of a sponsored project externally awarded to the University. The policy provides guidance to ensure that subrecipients conduct their portions of a sponsored project in compliance with laws, regulations and terms and conditions of awards and subawards and that reimbursed costs incurred by subrecipients are allowed. The policy addresses the roles and responsibilities of the central offices and academic departments of the University and describes the monitoring procedures for each area. The full text of the Universitys Subrecipent Policy is available online at the following web address http//spa.wustl.edu/. III 1 The grants reported in Part III line 1 are scholarships to students. The use of scholarships is controlled by applying such amounts directly against balances owed by the student for tuition, fees and other qualifying educational expenses. III 2 The grants reported in Part III line 2 are fellowships awarded to students who may use them to pay qualified educational expenses or to support their living expenses while completing their course of study. The use of fellowship awards is not monitored by the University however an award is discontinued if the recipient student discontinues his/her course of study. III 3 Prizes and awards reported in Part III are awarded to students for among other reasons, academic excellence, writing competitions, design competitions, research and service to the local community and other students. X X X X X false false X X X X X false true false false false true false true true false SHIRLEY K BAKER 230142 6658 26853 9462 273115 DAVID T BLASINGAME 439114 299211 28175 9462 775962 250000 MICHAEL R CANNON 425393 299469 28175 9462 762499 250000 IDA H EARLY 94120 699 11098 9462 115379 BARBARA A FEINER 309072 2020 28175 9462 348729 EVAN D KHARASCH 341858 18503 761 28175 9462 398759 AMY B KWESKIN 182823 492 15980 9462 208757 PAM LOKKEN 197386 411 22885 9462 230144 EDWARD S MACIAS 443108 27590 68175 9462 548335 20000 JAMES E MCLEOD 267325 3614 28175 9462 308576 ANN PRENATT 200572 2000 792 23403 9462 236229 LARRY J SHAPIRO 809660 42226 28175 9462 889523 M FREDERIC VOLKMAN 215595 2659 25818 9462 253534 KIMBERLY G WALKER 537938 291831 1352 17150 9462 857733 HENRY S WEBBER 362170 58145 17150 9462 446927 MARK S WRIGHTON 761732 1158375 299675 49055 2268837 1138000 JACOB M BUCHOWSKI 418937 713650 392 17150 9062 1159191 RALPH DACEY 998025 11226 28175 9062 1046488 RICHARD H GELBERMAN 1120087 15042 28175 9462 1172766 EVA A HURST 259822 832728 603 17150 9062 1119365 K DANIEL RIEW 691848 323936 1656 28175 9462 1055077 THEODORE J CICERO 268918 114015 28175 9062 420170 83000 KENNETH POLONSKY 535898 4233 28175 6677 574983 RICHARD A ROLOFF 195984 23000 4712 223696 I 1a - A First-class or charter travel For a listed person, the universitys travel policy provides reimbursement of standard commercial coach or equivalent airfare but does allow upgrade on flights in excess of five hours or for medical reasons. B Health or Social club dues or initiation fees Four members of executive management listed persons are reimbursed for the dues of a single social club. The membership is provided to be used primarily for business purposes including fundraising. This benefit was not treated as taxable income. I 1a - C Benefits to officer Mark Wrighton 1 Residence for personal use - not treated as taxable income 2 Automobile for business and personal use - value of the personal use of auto treated as taxable compensation 3 Personal house-keeping services - not treated as taxable income 4 First class travel - not treated as taxable income - 5Travel for companions - spousal travel to co-attend University business-related events - not treated as taxable income. D Benefit to officer David Blasingame Housing allowance benefit treated as taxable income. E Benefit to officer Larry Shapiro 1 Housing allowance - benefit treated as taxable income - 2 First class travel - not treated as taxable income. I 1b - A First class or charter travel is made available in accordance with the universitys travel policy. B Travel for companions is made available in accordance with the universitys travel policy. C Housing allowance or residence for personal use is subject to review and approval of the Board of Trustees or applicable committee thereof. D Social club dues are paid for a limited number of members of executive management for the purpose of providing a venue conducive to the success of alumni and university business-related activities. The decision to make these payments was approved by the Chancellor for senior executives and by the Chairman of the Board of Trustees for the Chancellor. I 1b - E Personal services were made available in the form of housekeeping for the Chancellors residence, a university owned property, concurrent with his employment. As a condition of his employment and as necessary for performance of his duties and the convenience of the university as his employer, the Chancellor is required to reside on campus and housekeeping was included as part of the agreement. I 4b - David T. Blasingame - university contribution to 457f plan of 50,000. - Michael R. Cannon - university contribution to 457f plan of 50,000. - Edward S. Macias - employee contribution to 457f plan of 40,000. - Mark S. Wrighton - employee contribution to 457f plan of 40,000 and accrued employer contribution of 271,500 under a defined benefit plan. I 6 7 - The universitys School of Medicine is organized into major Departments. Each department has a faculty compensation plan that provides guidelines to the Chair of the Department for setting annual compensation of the individual faculty members. Three of the five highest compensated employees listed in Part VII, Section A of the Form 990 are faculty in two departments that had salaries determined under departmental guidelines that provide for base salaries that are fixed payments. In these two departments however, there is an element of compensation under the guidelines that is not a fixed payment or determined by fixed formula. The Chair of the Department determines, in full or in part, the amount of this element based on the employees performance. Further, there is an element expressed as a percent of net surplus generated by the efforts of the employee. I 7 - An incentive arrangement between the university and its Chief Investment Officer became effective during fiscal year 2009. The agreement provides for three components of compensation two of which are based upon a fixed formula, and one of which is based on qualitative factors. The level of the latter component is determined at the discretion of a governing board under authority assigned by the university Board of Trustees to oversee management of the universitys endowment. I 8 - The Executive Chancellor for Administration and the Chief Investment Officer CIO received payments under initial employment agreements during 2010. Neither was a disqualified person with respect to the university prior to entering into their employment agreements. The employment agreements with these individuals provided for most or all of the compensation reported in Form 990, Part VII. All amounts, except for an amount paid under the incentive agreement with the CIO discussed above, are fixed payments and subject to the initial contract exception described in Regulation 53.4958-4a3. I 9 - The 2010 compensation payments referred to in line 8 above were subject to rebuttable presumption procedures described in Regulation section 53.4958-6c but the initial contracts under which they were paid were not. II Columns Biii and F - Other reportable compensation for officers Blasingame, Cannon, Macias and Wrighton and former officer Cicero include a distribution or vesting of amounts under nonqualified deferred compensation plans reviewed and approved by the Compensation Committee of the Board of Trustees, individually or as part of their overall compensation. The amounts distributed, excluding earnings and current year vested contributions, accrued over a number of years and had all been reported in prior years Form 990. The amounts reported in prior years, excluding current year vested contributions, is also reported in column F. Column C - The retirement compensation reported for officer Wrighton includes, among other amounts, the annual increase in value of a defined benefit plan. The university has agreed to supplement officer Wrightons retirement income contingent on continuing service as Chancellor, based on an annual accrual of 3 of average earnings. Health & Educational Facilities Authority 431178966 60635HWT2 2003-01-08 93196425 See Part V - Bond A false false false Health & Educational Facilities Authority 431178966 606901N93 2003-02-05 25135000 See Part V - Bond B false false false Health & Educational Facilities Authority 431178966 60635HXV6 2004-11-23 100000000 See Part V - Bond C false false false Health & Educational Facilities Authority 431178966 606901P91 2005-04-05 21386605 See Part V - Bond D false false false 94096060 4395628 673070 88127727 899635 2004 false false true true false true true false false 0.01960 0.00120 0.02080 true false true true true false 0.01430 0.01430 true false false true true false 0.00600 0.00050 0.00650 true false false false false false 0.01690 0.01690 true false false false Not Applicable true AIG Matched Funding Corporation (AIGMFC) 0000000001.700000000000 true true true false true false Not Applicable false Not Applicable true false true false true true JPMorgan Chase Bank 0000000030.000000000000 true false false Not Applicable true false true false false false Not Applicable false Not Applicable true false true Health & Educational Facilities Authority 431178966 6069012U9 2007-01-04 239525742 See Part V - Bond E false false false Health & Educational Facilities Authority 431178966 6069015E2 2008-11-05 191448400 See Part V - Bond F false false false Health & Educational Facilities Authority 431178966 6069016J0 2009-11-10 98872250 See Part V - Bond G false false false Health & Educational Facilities Authority 431178966 60636AAS2 2011-06-29 127122717 See Part V - Bond H false false false 242292018 4510607 126522833 1446281 109781234 31063 2008 false true true true false false true true false 0.00790 0.00020 0.00810 true false true true true false 0.00870 0.00870 true false false true true false 0.00840 0.00840 true false false false false false 0.00040 0.00010 0.00050 true false false false Not Applicable false Not Applicable true false true false false false Not Applicable false Not Applicable true false true false false false Not Applicable false Not Applicable true false true false false false Not Applicable false Not Applicable true false true David Blasingame Mortgage loan X 415000 289948 false true true William Chapman Faculty loan X 50000 6411 false false true Dennis Hallahan Faculty loan X 500000 500000 false false true 796359 NA 41,900 Merit Scholarship. Andrew Sobel Tenured faculty spouse of officer Pamela Lokken 138752 Employment false Denise Field Spouse of officer Michael Cannon 58531 Employment false Gerald Early Spouse of officer Ida Early 259892 Employment false Julia Garcia Daughter of officer Edward Macias 53376 Employment false Karen Kharasch Spouse of officer Evan Kharasch 94390 Employment false Ameren Corporation Trustee Harvey Saligman is board member of Ameren 20123303 Purchases utility services false Ameren Corporation Trustee Steven Lipstein is board member of Ameren 20123303 Purchases utility services false AT&T Inc & Cingular Wireless Trustee Cynthia Brinkely was an officer of ATT 127676 WU leases space for cell phone towers false AT&T Inc & Cingular Wireless Trustee Cynthia Brinkely was an officer of ATT 2473473 Purchases communication services false College & University Trust Associaton Officer Amy Kweskin is a Director of CUTA 1671836 Insurance premium payments false Commerce Bancshares Inc (CBI) Officer Kim Walker is member of CBI board of directors 138391 Line of credit and other bank fees false Commerce Bancshares Inc (CBI) Officer Kim Walker is member of CBI board of directors 19187 Interest earned on cash deposits false Commerce Bancshares Inc (CBI) Trustee David Kemper is an officer of Commerce. 138391 Line of credit and other bank fees false Commerce Bancshares Inc (CBI) Trustee David Kemper is an officer of Commerce. 19187 Interest earned on cash deposits false Enterprise Rent-A-Car Company and Trustee Andrew Taylor is officer and board member 175802 Auto leasing, auto rentals fleet false Enterprise Fleet Management management Exegy Inc Trustee James ODonnell owns 52 of Exegy Inc 326766 Receipt of technology royaties by WU false Monsanto Company (MC) Trustee Hugh Grant is officer board member of MC 100000 Funding of research projects at WU false Monsanto Company (MC) Trustee Hugh Grant is officer board member of MC 33313 Receipt of technology royaties by WU false Monsanto Company (MC) Trustee Hugh Grant is officer board member of MC 383229 Receipt of training payment for MC empl false Monsanto Company (MC) Trustee Hugh Grant is officer board member of MC 236350 Support of research, best practices, false Monsanto Company MC student projects and admin center for Monsanto Company MC technology, information and manufacture Monsanto Company (MC) Trustee Hugh Grant is officer board member of MC 43681 Receipts for space rental, archives sup false Monsanto Company MC and misc supplies and services Morgan Stanley (MS) Trustee James Hance is a board member of MS 510875 Remarketing and underwriting fees false NISA Investment Advisors LLC Trustee William Marshall is officer and 34 owner 417992 Investment management false Schnuck Markets Inc Trustee Craig Schnuck is board member of Schnuck 460046 Purchase foodstuff,supplies, gift cert,et al false Sigma Aldrich Corporation Trustee Jai Nagarkatti was officer and board member 2530278 Purchases res chemicals, tools and sup false Sprint Nextel Trustee James Hance is a board member of Sprint 167336 Purchases communication services false Sprint Nextel Trustee James Hance is a board member of Sprint 78100 WU leases space for cell phone towers false Wells Fargo Inc Trustee Daniel Ludeman is an officer of Wells Fargo 635123 Payment of bond remarketing fees false Wells Fargo Inc Advisory, a subsidiary of Wells Fargo Inc X 5 X 10321 Opinion of expert/appraisal X 1 Fair Market Value X 342 18198809 Quoted mrkt price-date of gift X 16 1060680 Discounted value of amt recd X 1 55364 Cash surrender value X 21 1070320 Opinion of expert/appraisal X Faculty travel expense 1 7944 Cash value 13 false true false I 33 - Revenue was not reported on Line 1 because these items were placed in collections, which, as permitted under SFAS 116, are not capitalized nor reported as revenue when received. I Column b - Number of contributions reported. Form 990 Part I 1 - contd and institutes, libraries, computing facilities, athletic programs and undergraduate and graduate housing. The University offers undergraduate and graduate degrees and sponsors interdisciplinary institutes and centers engaged principally in research and advanced training. Many educational programs include one or more practicum or experiential learning components. The School of Medicine WUSM is among the leading medical research institutions in the nation. WUSM carries out its educational, research, and clinical programs through 20 departments, 60 divisions, and 4 programs in allied health professions, and provides patient care as part of its educational and research programs. WUSM provides emergency and non-emergency medical care to all patients in its community, including those who are underinsured and non-insured as well as those who have adequate insurance coverage or the ability to pay for such care. Form 990 Part I 6 - Volunteers support and benefit the organization in a wide variety of activities, programs, and services, including service as Trustees or advisors who receive no compensation for their service on various University Councils. The total count provided is an estimate based on surveying departmental administrators. Form 990 Part III 1 - Washington Universitys educational mission is the promotion of learning - learning by students and by faculty. Teaching, the transmission of knowledge, is central to our mission, as is research, the creation of new knowledge. The faculty, composed of scholars, scientists, artists, and members of the learned professions, serve society by teaching by adding to the store of human art, understanding, and wisdom and by providing direct services, such as health care. Central to our mission are our goals which are to foster excellence in our teaching, research, scholarship, and service to prepare students with the attitudes, skills, and habits of lifelong learning and with leadership skills, enabling them to be useful members of a global society and to be an exemplary institution in our home community of St. Louis, as well as in the nation and the world. Through our goals, Washington University intends to judge itself by the most demanding standards to attract people of great ability from all types of backgrounds to encourage faculty and students to be bold, independent, and creative thinkers and to provide the infrastructure to support teaching, research, scholarship, and service for present and future generations. Form 990 Part III 4d - ACADEMIC SUPPORT Represents primarily administrative activities that directly support program services but do not qualify as management and general costs. Significant components include the central and school libraries, animal care, environmental compliance, the Deans offices, school information systems, school-specific human resource activities, and human research participant protection. Form 990 Part IV 24b - Unspent proceeds of Bond A Schedule K were completely withdrawn from the GIC during the available temporary period and transferred to a money market fund. A residual balance of 7,109 in the money market fund was withdrawn 12 days late. There was no positive arbitrage on the investment. Form 990 Part VI 2 - Officer Kim Walker and trustee David Kemper have a business relationship. Trustees John Bachmann and Lawrence Thomas have a business relationship. Trustees Steven Lipstein and Harvey Saligman have a business relationship. Form 990 Part VI 4 - Bylaws amended to add a Chief Investment Officer to the composition of Corporate Officers and to define the duties of the Chief Investment Officer. Copy of amendments sent to Cincinnati IRS service center. Form 990 Part VI 11b - The Form 990 is initially prepared by the Universitys Tax Department and then reviewed by the Universitys auditor. The auditors review is thorough and provides sufficient assurance for them to sign as paid preparers. The return is then reviewed by the Universitys Controller who signs the return and its CFO. It is then reviewed with the Universitys Board of Trustees Audit Committee. Following their review, the final return is made available to the full Board. All reviews take place prior to filing the return. Form 990 Part VI 12a - The Washington University Conflict of Interest Policy was adopted by the University Faculty Senate in 1993. A Washington University School of Medicine Conflicts of Interest Policy was adopted in 1993 and revised in 1996 by the Executive Faculty of the School of Medicine. The Form 990 instructions require a No response unless this policy has been formally adopted by the Board of Trustees or an authorized committee. This policy was formally approved by the Executive Committee of the Board of Trustees during fiscal year 2012 Form 990 Part VI 12c - The University regularly monitors and enforces compliance with its conflict of interest policy COI Policy. Faculty members may be required to submit disclosures of potential conflicts for resolution annually to the appropriate standing Disclosure Review Committee DRC which includes faculty, or through the department head for referral to the DRC. Faculty disclosures are also required at the time of proposal of company-funded research or clinical trials. The DRC is to promptly review the potential conflict and provide written recommendations. A University Conflict of Interest Review Committee established by the Provost reviews and manages unresolved conflicts that cross school boundaries and that are referred to it by the DRC and the schools. Implementation of recommendations is by the relevant Dean. Disclosures by staff employees are made to their immediate supervisors. Form 990 Part VI 12c - contd Disclosures by officers and Deans are made to the Chancellor for resolution, and the Chancellor reports on those and his own disclosures to the Chair of the Board. The Board of Trustees has approved a separate conflict of interest policy applicable to its members. Under that policy, members of the Board are required to make annual disclosure of existing or prospective matters that reasonably create an actual or potential conflict of interest involving the University including 50 or more affiliated entities and the member including certain affiliated business entities and family members. With certain limited exceptions, that policy further requires a member to be excused from participation in or vote on a matter with respect to which she/he has a conflict of interest. Form 990 Part VI 13 - The University Code of Conduct was created in 2000 by the University Compliance Office under the guidance of the Board of Trustees. The Code of Conduct includes whistleblower protection and applies to University faculty and staff consultants, vendors, and contractors and volunteers. The Form 990 instructions require a No response unless this policy has been formally adopted by the Board of Trustees or an authorized committee. This policy was formally approved by the Executive Committee of the Board of Trustees during fiscal year 2012 Form 990 Part VI 14 - The University has a written record retention policy. The policy does not specifically address record destruction. Form 990 Part VI 15 - The recommended compensation of the Chancellor and all officers and key employees collectively, the executive group is reviewed and approved annually by the Compensation Committee, a committee of independent voting members of the Board of Trustees. The Committees discussion and review includes examination of multiple sources of comparator market data specific to those institutions with which the University compares itself. Additionally, the Committee has available market data provided by industry specific professional organizations and the Executive Compensation Report published annually by The Chronicle of Higher Education. The Chairman of the Board of Trustees makes a recommendation to the Committee for the Chancellors compensation. The Chancellor recommends to the Committee the compensation of all officers. Form 990 Part VI 16 - The Universitys Administration adopted the Joint Venture Policy effective May, 2010. The policy was written to ensure that when the University engages in a joint venture appropriate steps will be taken to safeguard the Universitys tax-exempt status. The Form 990 instructions require a No response unless this policy has been formally adopted by the Board of Trustees or an authorized committee. This policy was formally approved by the Executive Committee of the Board of Trustees during fiscal year 2012. Form 990 Part VI 19 - The University makes its charter, conflict of interest policy, and annual reports available to the public through the University website see 990 Page 1 Box J. Form 990 Part VII 1a - Column D - Reportable compensation for officers Blasingame, Cannon, Macias and Wrighton and former officer Cicero include a distribution or vesting of amounts under nonqualified deferred compensation plans reviewed and approved by the Compensation Committee of the Board of Trustees, individually or as part of their overall compensation. The amounts distributed, excluding earnings and current year vested contributions, accrued over a number of years and had all been reported in prior years Form 990. The amounts reported in prior years, excluding current year vested contributions, are also reported on Schedule J, Part II, column F. Form 990 Part VII 1a - Column F - The other compensation reported for officer Wrighton includes, among other amounts, the annual increase in value of a defined benefit plan. The university has agreed to supplement officer Wrightons retirement income contingent on continuing service as Chancellor, based on an annual accrual of 3 of final average earnings. Form 990 Part XI 5 - The University follows FASB guidance for fair value measurement of its investments. 752,501,000 of investment unrealized gains and 3,634,000 of changes and reclassifications in split interest agreements are included in the amount entered on line 5. Form 990 Part III Program Service Accomplishments Line 4d Other Activities Program Service Expenses 163,992,428, Grants and allocations 0, Revenue 31,598,483 ACADEMIC SUPPORT - COMMUNITY SERVICE AND AUXILIARY SERVICES TO THE CAMPUS COMMUNITY AND TO VISITORS TO THE UNIVERSITY. Form 990, Part III, Line 4d Program Service Expenses 163,992,428, Grants and allocations 0, Revenue 31,598,483 ACADEMIC SUPPORT - COMMUNITY SERVICE AND AUXILIARY SERVICES TO THE CAMPUS COMMUNITY AND TO VISITORS TO THE UNIVERSITY. Form 990 Part I Line 1 - contd and institutes, libraries, computing facilities, athletic programs and undergraduate and graduate housing. The University offers undergraduate and graduate degrees and sponsors interdisciplinary institutes and centers engaged principally in research and advanced training. Many educational programs include one or more practicum or experiential learning components. The School of Medicine WUSM is among the leading medical research institutions in the nation. WUSM carries out its educational, research, and clinical programs through 20 departments, 60 divisions, and 4 programs in allied health professions, and provides patient care as part of its educational and research programs. WUSM provides emergency and non-emergency medical care to all patients in its community, including those who are underinsured and non-insured as well as those who have adequate insurance coverage or the ability to pay for such care. Form 990 Part I Line 6 - Volunteers support and benefit the organization in a wide variety of activities, programs, and services, including service as Trustees or advisors who receive no compensation for their service on various University Councils. The total count provided is an estimate based on surveying departmental administrators. Form 990 Part III Line 1 - Washington Universitys educational mission is the promotion of learning - learning by students and by faculty. Teaching, the transmission of knowledge, is central to our mission, as is research, the creation of new knowledge. The faculty, composed of scholars, scientists, artists, and members of the learned professions, serve society by teaching by adding to the store of human art, understanding, and wisdom and by providing direct services, such as health care. Central to our mission are our goals which are to foster excellence in our teaching, research, scholarship, and service to prepare students with the attitudes, skills, and habits of lifelong learning and with leadership skills, enabling them to be useful members of a global society and to be an exemplary institution in our home community of St. Louis, as well as in the nation and the world. Through our goals, Washington University intends to judge itself by the most demanding standards to attract people of great ability from all types of backgrounds to encourage faculty and students to be bold, independent, and creative thinkers and to provide the infrastructure to support teaching, research, scholarship, and service for present and future generations. Form 990 Part III Line 4d - ACADEMIC SUPPORT Represents primarily administrative activities that directly support program services but do not qualify as management and general costs. Significant components include the central and school libraries, animal care, environmental compliance, the Deans offices, school information systems, school-specific human resource activities, and human research participant protection. Form 990 Part IV Line 24b - Unspent proceeds of Bond A Schedule K were completely withdrawn from the GIC during the available temporary period and transferred to a money market fund. A residual balance of 7,109 in the money market fund was withdrawn 12 days late. There was no positive arbitrage on the investment. Form 990 Part VI Section A Line 2 - Officer Kim Walker and trustee David Kemper have a business relationship. Trustees John Bachmann and Lawrence Thomas have a business relationship. Trustees Steven Lipstein and Harvey Saligman have a business relationship. Form 990 Part VI Section A Line 4 - Bylaws amended to add a Chief Investment Officer to the composition of Corporate Officers and to define the duties of the Chief Investment Officer. Copy of amendments sent to Cincinnati IRS service center. Form 990 Part VI Section B Line 11b - The Form 990 is initially prepared by the Universitys Tax Department and then reviewed by the Universitys auditor. The auditors review is thorough and provides sufficient assurance for them to sign as paid preparers. The return is then reviewed by the Universitys Controller who signs the return and its CFO. It is then reviewed with the Universitys Board of Trustees Audit Committee. Following their review, the final return is made available to the full Board. All reviews take place prior to filing the return. Form 990 Part VI Section B Line 12a - The Washington University Conflict of Interest Policy was adopted by the University Faculty Senate in 1993. A Washington University School of Medicine Conflicts of Interest Policy was adopted in 1993 and revised in 1996 by the Executive Faculty of the School of Medicine. The Form 990 instructions require a No response unless this policy has been formally adopted by the Board of Trustees or an authorized committee. This policy was formally approved by the Executive Committee of the Board of Trustees during fiscal year 2012 Form 990 Part VI Section B Line 12c - The University regularly monitors and enforces compliance with its conflict of interest policy COI Policy. Faculty members may be required to submit disclosures of potential conflicts for resolution annually to the appropriate standing Disclosure Review Committee DRC which includes faculty, or through the department head for referral to the DRC. Faculty disclosures are also required at the time of proposal of company-funded research or clinical trials. The DRC is to promptly review the potential conflict and provide written recommendations. A University Conflict of Interest Review Committee established by the Provost reviews and manages unresolved conflicts that cross school boundaries and that are referred to it by the DRC and the schools. Implementation of recommendations is by the relevant Dean. Disclosures by staff employees are made to their immediate supervisors. Form 990 Part VI Section B Line 12c - contd Disclosures by officers and Deans are made to the Chancellor for resolution, and the Chancellor reports on those and his own disclosures to the Chair of the Board. The Board of Trustees has approved a separate conflict of interest policy applicable to its members. Under that policy, members of the Board are required to make annual disclosure of existing or prospective matters that reasonably create an actual or potential conflict of interest involving the University including 50 or more affiliated entities and the member including certain affiliated business entities and family members. With certain limited exceptions, that policy further requires a member to be excused from participation in or vote on a matter with respect to which she/he has a conflict of interest. Form 990 Part VI Section B Line 13 - The University Code of Conduct was created in 2000 by the University Compliance Office under the guidance of the Board of Trustees. The Code of Conduct includes whistleblower protection and applies to University faculty and staff consultants, vendors, and contractors and volunteers. The Form 990 instructions require a No response unless this policy has been formally adopted by the Board of Trustees or an authorized committee. This policy was formally approved by the Executive Committee of the Board of Trustees during fiscal year 2012 Form 990 Part VI Section B Line 14 - The University has a written record retention policy. The policy does not specifically address record destruction. Form 990 Part VI Section B Line 15 - The recommended compensation of the Chancellor and all officers and key employees collectively, the executive group is reviewed and approved annually by the Compensation Committee, a committee of independent voting members of the Board of Trustees. The Committees discussion and review includes examination of multiple sources of comparator market data specific to those institutions with which the University compares itself. Additionally, the Committee has available market data provided by industry specific professional organizations and the Executive Compensation Report published annually by The Chronicle of Higher Education. The Chairman of the Board of Trustees makes a recommendation to the Committee for the Chancellors compensation. The Chancellor recommends to the Committee the compensation of all officers. Form 990 Part VI Section B Line 16 - The Universitys Administration adopted the Joint Venture Policy effective May, 2010. The policy was written to ensure that when the University engages in a joint venture appropriate steps will be taken to safeguard the Universitys tax-exempt status. The Form 990 instructions require a No response unless this policy has been formally adopted by the Board of Trustees or an authorized committee. This policy was formally approved by the Executive Committee of the Board of Trustees during fiscal year 2012. Cardiothoracic Surgery North LLC 11155 Dunn Rd Suite 209E St Louis MO 63136 364301434 Patient Care MO 1298495 505193 University Quadrangle Pharmacy LLC One Brookings Dr CB 1058 St Louis MO 63130 430653611 to students MO 287454 145709 University SCHF I-3 Investor WU GP LLC 700 Rosedale Ave CB 1034 St Louis MO 63112 430653611 manager DE University Washington University Clinical Associates LLC 660 South Euclid St Louis MO 63108 200708217 Patient Care MO 6512196 2686353 University Washington University Clinical Associates - MMG LLC 660 South Euclid St Louis MO 63108 272046978 Patient Care MO 2121285 44460 WUCA LLC Washington University Clinical Assoc - Univ Pers Phys 660 South Euclid St Louis MO 63108 263917142 Patient Care MO 1227871 576167 WUCA LLC Washington University Pain Control LLC 969 Mason Rd St Louis MO 63141 431852291 Patient Care MO 1959367 161711 University Barnard Free Skin & Cancer Hospital (Barnard Cancer Institute) One Barnes Hospital Plaza St Louis MO 63110 436033760 Cancer patient care MO 501c3 11a University true Quadrangle Housing Company 700 Rosedale Ave CB 1016 St Louis MO 63112 431767210 support services MO 501c3 11a University true Quadrangle Management Company 700 Rosedale Ave CB 1034 St Louis MO 63112 431558136 Property title holding company MO 501c25 University true Washington University Medical Center 4400 Chouteau Ave St Louis MO 631101661 237060605 support services MO 501c3 11a University false Correlation Ventures LP 9393 Towne Centre Dr Ste 200 San Diego CA 92121 273134052 Investment DE University Investment -88693 1335460 false false 0.60550 Correlation Ventures Executives Fund LP 9393 Towne Centre Dr Ste 200 San Diego CA 92121 273134073 Investment DE University Investment -44347 733294 false false 0.63052 Foundation Energy Fund III-B LP 14800 Landmark Blvd Ste 220 Dallas TX 75254 270669946 management DE University Investment -436623 6397533 false false 0.46465 St Louis Land Company LLC 911 Washington Ave 7th Floor St Louis MO 631011290 134229138 Real Estate MO University Investment 90606 15257882 false false 0.51730 UV Partners IV-A LP 2755 E Cottonwood Parkway Ste 520 Salt Lake City UT 84121 263732855 Investment DE University Investment 4417 12622461 false false 0.98000 Washington University Physicians Network 7425 Forsyth Blvd CB 8221 St Louis MO 63105 431660462 negotiation MO University C Corp 27107 34540 1.00000 SCHF I-3 WU LP 700 Rosedale Ave CB 1034 St Louis MO 631121408 980464397 Investments University C Corp 1641145 13243539 1.00000 18 Charitable Remainder Asset Trusts 700 Rosedale Ave CB 1034 St Louis MO 631121408 430653611 Charitable Trust MO University Trust 4953473 1.00000 67 Charitable Remainer Unitrusts 700 Rosedale Ave CB 1034 St Louis MO 631121408 430653611 Charitable Trust MO University Trust 12748479 1.00000 9 Net Income with Makeup CRUTs 700 Rosedale Ave CB 1034 St Louis MO 631121408 430653611 Charitable Trust MO University Trust 2944642 1.00000 3 Pooled Interest Funds 700 Rosedale Ave CB 1034 St Louis MO 631121408 430653611 Charitable Trust MO University Trust 2149671 1.00000 true true true false false true false false true true true true false false false false false true Washington University Physician Network a 29741 Arms length transaction Correlation Ventures LP b 1500000 Cash contribution Correlation Ventures Executives Fund LP b 750000 Cash contribution Foundation Energy Fund III-B LP b 5340862 Cash contribution Quadrangle Management Company b 1732889 Cash value UV Partners IV-A LP b 4500000 Cash contribution Barnard Free Skin & Cancer Hospital c 500000 Cash value Quadrangle Management Company f 1589000 FMV Quadrangle Management Company i 616331 Arms length transaction Barnard Free Skin & Cancer Hospital j 463941 Arms length transaction Barnard Free Skin & Cancer Hospital k 88377 Actual cost Quadrangle Management Company k 74699 Arms length transaction Quadrangle Housing Company l 2751655 Cost Washington University Physician Network l 540581 Cash value Quadrangle Management Company r 33297 Contractual agreement Washington University Physician Network r 27107 Contractual agreement