2012-05-14T14:03:15-05:00 2011-06-30 PricewaterhouseCoopers LLP 125 High Street Boston MA 02110 990 2010-07-01 041679980 NORTHEASTERN UNIVERSITY NORT 6173735947 360 HUNTINGTON AVENUE BOSTON MA 02115 THOMAS NEDELL 2012-05-14 6175305000 2010 2016-02-24 21:20:13Z Joseph E Aoun 360 Huntington Ave Boston MA 02115 1229484121 false X www.neu.edu X 1898 MA SEE SCHEDULE O. 25 19 13734 695 9205292 -3609503 105704000 122376000 818898196 899102938 6415967 43062096 9034078 13392039 940052241 1077933073 192242148 213798136 0 0 367022571 411987558 300260 447593 14246579 300155240 321723934 859720219 947957221 80332022 129975852 1843883000 2021019000 1045069000 1034589000 798814000 986430000 X SEE SCHEDULE O. false false 281586312 0 785285963 Instruction NORTHEASTERN ENABLES 29,528 STUDENTS TO FULFILL THEIR EDUCATIONAL GOALS BY PROVIDING TEACHING AND ADVISING THAT RESULT IN THE GRANTING OF ASSOCIATE, BACHELOR, MASTER AND DOCTORAL DEGREES IN A VARIETY OF ACADEMIC DISCIPLINES. THE UNIVERSITYS ACADEMIC AREA CONSISTS OF THE BOUVE COLLEGE OF HEALTH SCIENCE, COLLEGE OF ARTS, MEDIA AND DESIGN, COLLEGE OF BUSINESS ADMINISTRATION, COLLEGE OF COMPUTER AND INFORMATION SCIENCE, COLLEGE OF ENGINEERING, COLLEGE OF PROFESSIONAL STUDIES, COLLEGE OF SCIENCE, COLLEGE OF SOCIAL SCIENCES AND HUMANITIES, AND SCHOOL OF LAW. 201669274 201669274 0 Student financial aid Northeastern awards grants and scholarships to students from several sources: federal and state governments, institutionally-funded and endowment/donor funded. The Office of Student Financial Services administers financial aid and is committed to working with students to identify financial aid options that can help make a Northeastern education affordable. 101782528 0 113816975 Auxiliary enterprises Northeastern provides student housing in 21 residential buildings and operates conference centers mainly use for University events. 280249415 12128862 0 865287529 true true false true false false false false true true true false false true false false true true false true true false true true false false true true true true false false false false false true true false true true true true false false true true true true false false true 40382 0 true 13734 true true true false false false false true true false false false false X 25 19 true false false false false true true true true false true true true true true true false false true true true false MA X THOMAS NEDELL 6173735374 360 HUNTINGTON AVE BOSTON MA 02115 JOSEPH E AOUN 40.0 X X 877561 0 191949 PETER B CAMERON 1.0 X 0 0 0 CHAD GIFFORD 1.0 X 0 0 0 WILLIAM J COTTER 1.0 X 0 0 0 EDMOND J ENGLISH 1.0 X 0 0 0 WILLIAM S HOWARD 2.0 X 0 0 0 KATHERINE S MCHUGH 2.0 X 0 0 0 HENRY J NASELLA 2.0 X 0 0 0 KATHRYN M NICHOLSON 1.0 X 0 0 0 RONALD L ROSSETTI 1.0 X 0 0 0 CAROLE J SHAPAZIAN 2.0 X 0 0 0 ROBERT J SHILLMAN 1.0 X 0 0 0 SEYMOUR STERNBERG 5.0 X 0 0 0 MICHAEL J ZAMKOW 2.0 X 0 0 0 GABRIEL JARAMILLO 1.0 X 0 0 0 MARGOT BOTSFORD 2.0 X 0 0 0 NONNIE S BURNES 1.0 X 0 0 0 VENETIA G KONTOGOURIS 1.0 X 0 0 0 BARBARA C ALLEYNE 1.0 X 0 0 0 Richard A D'Amore 1.0 X 0 0 0 Edward G Galante 2.0 X 0 0 0 Anthony R Manganaro 1.0 X 0 0 0 ALAN S MCKIM 1.0 X 0 0 0 RONALD SARGENT 1.0 X 0 0 0 Joseph M Tucci 1.0 X 0 0 0 JOHN H MCCARTHY 40.0 X 516342 0 53628 PHILOMENA V MANTELLA 40.0 X 391002 0 68066 MARK L PUTNAM 40.0 X 145394 0 22764 SAMUEL B SOLOMON 40.0 X 171055 0 34800 DIANE N MACGILLIVRAY 40.0 X 415259 0 61995 MICHAEL A ARMINI 40.0 X 278694 0 41214 STEPHEN W DIRECTOR 40.0 X 592562 0 59948 RALPH MARTIN 40.0 X 0 0 0 THOMAS NEDELL 40.0 X 362869 0 41156 NANCY MAY 40.0 X 180339 0 25749 DAVID LUZZI 40.0 X 372292 0 41080 THOMAS MOORE 40.0 X 402745 0 32017 MARC H MEYER 40.0 X 710367 0 26676 ALEXANDROS MAKRIYANNIS 40.0 X 474162 0 26144 MICHAEL B SILEVITCH 40.0 X 381640 0 38953 Albert-Laszlo Barabasi 40.0 X 425522 0 40996 MARIO MALETTA 40.0 X 406386 0 38895 RICHARD M FREELAND 5.0 X 239690 0 0 ROBERT P WEIR 40.0 X 231350 0 38587 VINCENT J LEMBO 40.0 X 259122 0 42578 CHRISTOPHER E HOPEY 40.0 X 175418 0 25391 ROBERT P GITTENS 40.0 X 199637 0 34759 EDWARD E KLOTZBIER 40.0 X 223163 0 36600 KATHERINE N PENDERGAST 40.0 X 189573 0 26352 JACK MOYNIHAN 40.0 X 201645 0 34688 8823789 0 1084985 745 true true false CHARTWELLS PO BOX 91337 CHICAGO IL 606931337 Food Services 20130608 CONSOLIDATED SERVICE CORP 176 WILLIAMS STREET CHELSEA MA 02150 CLEANING SERVICES 9303818 WALSH BROTHERS INC 210 COMMERCIAL ST BOSTON MA 021091314 CONSTRUCTION 3997653 KAPLAN 395 HUDSON ST NEW YORK NY 10014 HIGHER ED SERVICES 6535521 EMBANET 225 SPARKS AVENUE TORONTO 0 CA M2H 2S5 ONLINE LEARNING SVCS 4520691 239 79955 63375213 58920832 7416755 122376000 TUITION,RM BD,FEES 900099 890511072 890511072 PARKING 812930 6899313 3395320 3503993 FOOD SERVICE 900099 1692553 1692553 899102938 10501100 44357 10456743 1900 1900 0 7694571 13731 7680840 7680840 26564 7654276 178186000 5778996 150457125 948775 27728875 4830221 32559096 32559096 103565 79955 131417 -27852 -27852 0 0 CONFERENCE CENTERS/ARENA 532000 4881770 4881770 ADVERTISING/SPORTS INCOME 900099 67640 67640 FEE FOR SERVICE INCOME 900099 789641 789641 5739051 1077933073 890511072 9205292 55840709 11863172 11863172 201669274 201669274 265690 265690 0 5225147 1457897 3321646 445604 54693 54693 328227073 302383974 18485084 7358015 19138143 17600698 1108267 429178 39791114 36296291 3192411 302412 19551388 17788478 1307241 455669 711371 711371 2538879 110101 2428778 677889 20790 657099 313613 253800 59813 447593 447593 1162263 1162263 210139 210139 5256568 2438083 2773936 44549 29052924 23974532 3604906 1473486 26978781 14975921 11552860 450000 96556 96556 50345365 46768955 3533635 42775 18503090 17530306 445528 527256 0 4349377 4253174 69793 26410 30870362 29635200 854053 381109 0 45298000 41459188 2654000 1184812 1737892 730763 1007129 CONSULTANTS 21088651 18969120 1632491 487040 CONTRACT CLEANING & RUBBISH 11422548 11419529 2949 70 MEAL PLAN AND FOOD COST 17076417 17075574 790 53 PUB, BOOKS & SUBSCRIPTIONS 8962067 8750925 117785 93357 EQUIPMENT 13772869 13525879 193996 52994 31298313 22997456 8256660 44197 947957221 865287529 68423113 14246579 198325000 205992000 46306000 43629000 40659000 42318000 2614000 1920000 32594000 33569000 12172000 15597000 1519626000 535011000 960120000 984615000 171782000 297165000 376533000 390967000 2778000 5247000 1843883000 2021019000 123427000 129577000 5053000 4171000 46692000 56875000 691314000 674996000 75460000 75460000 103123000 93510000 1045069000 1034589000 X 540009000 690856000 131604000 156331000 127201000 139243000 798814000 986430000 1843883000 2021019000 X 129975852 57640148 X false true true X true true X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true false true 480 false false true 313133 false false 313613 false Schedule C, Part II-B, Line 1 The University retains legal counsel and other firms and employs staff who perform occasional lobbying activities. The University also pays membership dues to membership organizations which may engage in lobbying activities. Lobbying activities are focused on the interests of Northeastern University (including scientific research & student aid), its students and the higher education industry. During Fiscal Year 2011, payments for these services totaled $313,613. 532487000 11705000 93060000 23780000 601000 1393000 611478000 507346000 5376000 30370000 7808000 1767000 1030000 532487000 676987000 5271000 -156021000 17982000 909000 507346000 0.62600 0.35200 0.02200 true false 24856000 24856000 1159575000 305513000 854062000 335195000 229498000 105697000 984615000 CASH AND CASH EQUIVALENTS 11850000 F PRIVATE EQUITY 124458000 F HEDGE FUNDS 180364000 F OTHER ALTERNATIVE INVESTMENTS 40429000 F OTHER INVESTMENTS 33866000 F 390967000 0 CAPITAL LEASE 32149000 INTEREST RATE SWAP AGREEMENTS 32428000 FEDERALLY FUNDED LOANS 28933000 93510000 Schedule D, Part V, Line 4 Spending policy income from Quasi endowment funds are to be used as designated by the board of trustees for operations. Term endowments are to be used as per the donor wishes upon termination of the contract. Spending policy income from True endowment funds are to be used as set forth by the donor. Currently these funds primarily support scholarships and professorships. true true true true true true true false false false false false false false false true false true RACIALLY NONDISCRIMINATORY POLICY SCHEDULE E, LINE 3 THE UNIVERSITY PUBLISHES ITS RACIALLY NONDISCRIMINATORY POLICY IN THE LEGAL NOTICE SECTION OF LOCAL NEWSPAPERS AND IN ALL UNIVERSITY PUBLICATIONS AND ADVERTISEMENTS. GOVERNMENTAL AID OR ASSISTANCE SCHEDULE E, LINE 6A THE UNIVERSITY RECEIVES FINANCIAL ASSISTANCE FOR ITS FINANCIAL AID PROGRAMS FROM VARIOUS PROGRAMS OF THE DEPARTMENT OF EDUCATION AND THE DEPARTMENT OF HEALTH AND HUMAN SERVICES. IN ADDITION, CERTAIN BONDS HAve BEEN ISSUED THROUGH THE DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT. true Central America and the Caribbean 0 0 Program Services Academic Support 0 Central America and the Caribbean 0 0 Program Services Conference 0 Central America and the Caribbean 0 0 Program Services Study Abroad 0 Central America and the Caribbean 0 0 Program Services Alumni Relations 0 Central America and the Caribbean 0 0 Investments 87135000 East Asia and the Pacific 0 0 Investments 596239 East Asia and the Pacific 0 0 Program Services Academic Support 0 East Asia and the Pacific 0 0 Program Services Conference 0 East Asia and the Pacific 0 0 Program Services Instruction 0 East Asia and the Pacific 0 0 Program Services Research Collaboration 0 East Asia and the Pacific 0 0 Program Services Student Advising Abroa 0 East Asia and the Pacific 0 0 Program Services Student Recruiting 0 East Asia and the Pacific 0 0 Program Services Study Abroad 0 East Asia and the Pacific 0 0 Program Services Advancement 0 East Asia and the Pacific 0 0 Program Services Alumni Relations 0 Europe (Including Iceland and Greenland) 0 0 Program Services Academic Support 0 Europe (Including Iceland and Greenland) 0 0 Program Services Advancement 0 Europe (Including Iceland and Greenland) 0 0 Program Services Alumni Relations 0 Europe (Including Iceland and Greenland) 0 0 Program Services Conference 0 Europe (Including Iceland and Greenland) 0 0 Program Services Research 0 Europe (Including Iceland and Greenland) 0 0 Program Services Research Collaboration 0 Europe (Including Iceland and Greenland) 0 0 Program Services Student Recruiting 0 Europe (Including Iceland and Greenland) 0 0 Program Services Study Abroad 0 Europe (Including Iceland and Greenland) 0 0 Investments 64512688 Middle East and North Africa 0 0 Program Services Conference 0 Middle East and North Africa 0 0 Program Services Research Collaboration 0 Middle East and North Africa 0 0 Program Services Academic Support 0 Middle East and North Africa 0 0 Program Services Alumni Relations 0 Middle East and North Africa 0 0 Program Services Conference 0 Middle East and North Africa 0 0 Program Services Student Recruiting 0 Middle East and North Africa 0 0 Program Services Study Abroad 0 Russia and the Newly Independent States 0 0 Program Services Student Recruiting 0 Russia and the Newly Independent States 0 0 Program Services Study Abroad 0 South America 0 0 Program Services Academic Support 0 South America 0 0 Program Services Research Collaboration 0 South America 0 0 Program Services Student Recruiting 0 South America 0 0 Program Services Study Abroad 0 South Asia 0 0 Program Services Alumni Relations 0 South Asia 0 0 Program Services Research Collaboration 0 South Asia 0 0 Program Services Student Recruiting 0 South Asia 0 0 Program Services Study Abroad 0 Sub-Saharan Africa 0 0 Program Services Study Abroad 0 North America 0 0 Program Services CONFERENCE 0 North America 0 0 Program Services STUDENT RECRUITING 0 North America 0 0 Program Services STUDY ABROAD 0 North America 0 0 Program Services TEAM TRAVEL 0 0 0 0 0 0 0 87731239 64512688 152243927 Europe/Iceland/Greenland Sub-award 14633 Europe/Iceland/Greenland Sub-award 70040 Europe/Iceland/Greenland Sub-award 64800 Middle East/North Africa Sub-award 7200 East Asia/Pacific Sub-award 46972 North America Sub-award 25000 East Asia/Pacific Sub-award 31320 7 true false true true true false Schedule F, Part I, Column (F) Northeastern University does not currently track foreign expenditures separately. Therefore, pursuant to IRS guidance, disclosure in this column is not required in the current year. Schedule F, Part I, Line 2 Northeastern University (NU) charges research administration and finance to monitor awards and subawards related to sponsored programs. They perform the following: - NU follows Federal regulations as part of the subrecipient monitoring under A-133 - NU reviews the Federal Audit clearinghouse and institution's A-133 reports - Desk reviews are performed, and principal investigators approve all invoices. X X X X X X X true Ruffalo Cody Phonathon Management false 969302 447593 521709 969302 447593 521709 MA GOLF TOURNAMENT 129190 79955 49235 9907 34467 15659 4483 GOLF TOURNAMENT 22710 22710 6750 11676 4797 4 31620 31620 9302 20008 13902 466 183520 79955 103565 25959 66151 34358 4949 131417 -27852 true Auburn University 126 Ingram Hall Auburn AL 36849 636000724 501c3 67583 Sub-award Beth Israel Deaconess Medical Center 330 Brookline Avenue Boston MA 02115 041203881 501c3 271954 Sub-award Boston University 25 Buick Street Boston MA 02215 042103547 501c3 705925 Sub-award Boston University Medical Campus 1 Medical Center Pl Boston MA 02118 043314093 501c3 34855 Sub-award Brigham & Women's Hospital 75 Francis Street Boston MA 02115 042312909 501c3 35693 Sub-award Children's Hospital Boston 300 Longwood Avenue Boston MA 02115 042774441 501c3 35910 Sub-award Congressional Management Foundation 513 Capitol Court Washington DC 20002 521076614 501c3 21432 Sub-award Consumer Quality Initiatives 132 Kemble Street Boston MA 02119 043503523 501c3 113654 Sub-award Ellenzweig Associates Inc 1280 Massachusetts Ave Cambridge MA 02138 042745662 126633 Sub-award Emory University 1599 Clifton road Atlanta GA 30332 580566256 501c3 45365 Sub-award Forsythe Institute 140 The Fenway Boston MA 02115 042104230 501c3 57829 Sub-award Fred Hutchinson Cancer Research Center 1100 Fairview Ave Seattle WA 98109 237156071 501c3 178828 Sub-award Georgia Tech Research Corp 505 10th Street NW Atlanta GA 30332 580603146 501c3 74374 Sub-award Harvard University 1350 Massachusetts Ave Cambridge MA 02138 042103580 501c3 152321 Sub-award Health Research Inc PO Box 2966 Buffalo NY 14240 141402155 501c3 5318 Sub-award Hyspeed Computing LLC 6830 SW 75Th Terrace South Miami FL 33143 213842314 26842 Sub-award Indiana University 509 E 3rd Street Bloomington IN 47401 356001673 501c3 278523 Sub-award Louisiana State University 202 Himes Hall Baton Rouge LA 70803 726000828 501c3 52564 Sub-award Louisiana Tech University 1051 N First St Baton Rouge LA 70804 726000720 501c3 64712 Sub-award Marine Biological Laboratory 7 MBL Street Woods Hole MA 02543 042104690 501c3 249229 Sub-award Massachusetts General Hospital 55 Fruit Street Boston MA 02114 042697983 501c3 739013 Sub-award McLean Hospital 115 Mill Street Belmont MA 02478 042697981 501c3 431295 Sub-award Michigan State University 301 Admin Bldg East Lansing MI 48824 386005984 501c3 80980 Sub-award Middlesex Community College 591 Springs Road Bedford MA 01730 046002284 501c3 23524 Sub-award Morehouse College 830 Westview Drive Atlanta GA 30314 580566205 501c3 32826 Sub-award Museum of Science Science Park Boston MA 02114 042103916 501c3 151680 Sub-award National Institute of Aerospace 100 Exploration Way Hampton VA 23666 542065665 501c3 66378 Sub-award Nemucore Medical Innovations Inc 33 Kirkland Circle Wellesley MA 02481 261903758 63166 Sub-award Nissan Technical Center NA PO Box 9200 Farmington MI 48338 992108010 50000 Sub-award Northern Essex Community College 100 Elliott Street Haverhill MA 01830 046002284 501c3 20111 Sub-award Northern Illinois University 201 Lowden Hall Dekalb IL 60115 366008480 501c3 21342 Sub-award Northwestern University 619 Clark Street Evanston IL 60208 362167817 501c3 13015 Sub-award Ohio State University 901 Woody Hayes Dr Columbus OH 43210 316025986 501c3 12676 Sub-award Oregon Health & Science University 2525 SW First Avenue Portland OR 97201 931176109 501c3 20504 Sub-award Public Health Advocacy Institute 102 the Fenway Boston MA 02115 042668916 501c3 449914 Sub-award Purdue University 1065 Freehafer Hall West Lafayette IN 47907 356002041 501c3 30381 Sub-award Rensselaer Polytechnic Institute 110 8th Street Troy NY 12180 141340095 501c3 693483 Sub-award Research Foundation CUNY 230 West 41ST Street Albany NY 10036 131988190 501c3 9449 Sub-award Rochester Institute of Technology 7 Lomb Memorial Dr Rochester NY 14623 160743140 501c3 8854 Sub-award San Diego State University Research 5250 Campanile Drive San Diego CA 92182 956042721 501c3 16364 Sub-award Sandia National Laboratory PO Box 840140 Dallas TX 75284 850097942 36636 Sub-award Schepens Eye Research Institute 20 Staniford Street Boston MA 02114 042129889 501c3 28681 Sub-award Spaulding Rehabilitation Hospital 125 Nashua Street Boston MA 02114 042551124 501c3 176879 Sub-award Spelman College 350 Spelman Lane SW Atlanta GA 30314 580566243 501c3 55822 Sub-award Temple University 1853 N 10th Street Philapelphia PA 19122 231365971 501c3 36991 Sub-award Texas Technical University Broadway Lubbock TX 79409 756002622 501c3 226909 Sub-award Trilion Quality Systems 500 Davis Road Plymouth Meeting PA 19462 232980410 449599 Sub-award Tufts University 169 Holland Street Somerville MA 02144 042103634 501c3 994656 Sub-award Umass Donahue Institute 70 Butterfield Terr Amherst MA 01003 043167352 501c3 24179 Sub-award University of Connecticut 438 Whitney Street Storrs CT 06269 060772160 501c3 32594 Sub-award University of Hawaii 2530 Dole Street Honolulu HI 99164 996000354 501c3 166207 Sub-award University of Massachusetts Amherst 70 Butterfield Terr Amherst MA 01003 043167352 501c3 38842 Sub-award University of Massachusetts Lowell 600 Suffolk Street Lowell MA 01854 043167352 501c3 403950 Sub-award University of Medicine & Dentistry 335 George Street New Brunswick NJ 08903 221775306 501c3 7967 Sub-award University of Michigan 3089 Wolverine Tower Ann Arbor MI 48109 386006309 501c3 129373 Sub-award University of Minnesota 200 Oak Street Minneapolis MN 55455 416007513 501c3 224887 Sub-award University of Missouri 118 University Hall Columbia MO 65211 436003859 501c3 237046 Sub-award University of New Hampshire 51 College Road Durham NH 03824 026000937 501c3 522498 Sub-award University of New Mexico 1700 Lomas NE Albuquerque NM 87131 856000642 501c3 38110 Sub-award University of North Carolina 104 Airport Drive Chapel Hill NC 27599 566001393 501c3 36315 Sub-award University of Puerto Rico 1187 Flamboyan St San Juan PR 00926 660177776 501c3 1094045 Sub-award University of Tennessee 1st Floor State Capitol Nashville TN 37243 626001445 501c3 122195 Sub-award University of Utah 2110 State Office bldg Salt Lake City UT 84114 876000545 501c3 109303 Sub-award University of Vermont 222 waterman Bldg Burlington VT 05404 030179440 501c3 36828 Sub-award University of Washington PO Box 43113 Olympia WA 98504 916001089 501c3 55254 Sub-award University of Wisconsin Drawer 538 Milwaukee WI 53278 396006492 501c3 12472 Sub-award Urban Institute 2100 M Street NW Washington DC 20037 520880375 501c3 304620 Sub-award Virginia Polytechnic Institute 201 Burruss Hall Blacksburg PA 24061 540231393 501c3 15985 Sub-award Washington State University PO Box 64133 Pullman WA 99164 916033434 501c3 342664 Sub-award Wellesley College 106 Central Street Wellesley MA 02481 042103637 501c3 6883 Sub-award West Virginia University One Waterfront Place Morgantown WV 26506 550665758 501c3 24750 Sub-award Woods Hole Oceanographic Institute 569 Woods Hole Road Woods Hole MA 02543 042105850 501c3 75140 Sub-award Regents of the Univ of Ca at Berkeley 10920 Wilshire Blvd Los Angles CA 90024 946002123 501c3 21548 Sub-award Roger Williams University One Old Ferry Road Bristol RI 02809 050277222 501c3 14435 Sub-award Sam Houston State University Campus Box 2179 Huntsville TX 77341 746001430 501c3 60072 Sub-award Siemens Corp Research 755 College Road East Princeton NJ 08540 132623356 501c3 30976 Sub-award University of Notre Dame 415 Main bldg Notre Dame IN 46556 350868188 501c3 125973 Sub-award 71 6 STUDENT FINANCIAL AID 16078 201669274 COST TUITION OFFSET Schedule I, Part I, Line 2 Grant funding is awarded to students by student financial services within established budget levels based on University policies. Grant funds are credited to individual student accounts electronically. Student financial services works with advancement staff to ensure that restricted funds are awarded within established criteria, and with finance staff to determine availability of funds. Student financial services maintains internal policies and procedures for the correct awarding and adjusting of institutional funds. Annual audits are conducted to assure compliance with all policies and procedures. Northeastern University (NU) has a full time employee to monitor subawards. - NU follows federal regulations as part of the subrecipient monitoring under A-133. - NU reviews the Federal Audit clearinghouse and institution's A-133 reports. - Desk reviews are performed, and principal investigator's approve all invoices. X X X X true true X X X X X true true false false false false false true true true JOSEPH E AOUN 652161 0 165000 0 60400 0 91500 0 100449 0 1069510 0 JOHN H MCCARTHY 411492 0 80500 0 24350 0 44500 0 9128 0 569970 0 PHILOMENA V MANTELLA 321352 0 56500 0 13150 0 66167 0 1899 0 459068 0 MARK L PUTNAM 124394 0 21000 0 0 0 14850 0 7914 0 168158 0 SAMUEL B SOLOMON 156055 0 15000 0 0 0 17900 0 16900 0 205855 0 DIANE N MACGILLIVRAY 340179 0 59000 0 16080 0 45334 0 16661 0 477254 0 MICHAEL A ARMINI 257004 0 18000 0 3690 0 24500 0 16714 0 319908 0 STEPHEN W DIRECTOR 453177 0 85500 0 53885 0 24500 0 35448 0 652510 0 THOMAS NEDELL 336359 0 15000 0 11510 0 24500 0 16656 0 404025 0 NANCY MAY 168339 0 12000 0 0 0 18550 0 7199 0 206088 0 DAVID LUZZI 310156 0 50000 0 12136 0 24500 0 16580 0 413372 0 THOMAS MOORE 328720 0 60000 0 14025 0 24500 0 7517 0 434762 0 MARC H MEYER 233565 0 0 0 476802 0 24500 0 2176 0 737043 0 ALEXANDROS MAKRIYANNIS 326272 0 0 0 147890 0 24500 0 1644 0 500306 0 MICHAEL B SILEVITCH 262532 0 0 0 119108 0 24500 0 14453 0 420593 0 Albert-Laszlo Barabasi 274526 0 0 0 150996 0 24500 0 16496 0 466518 0 MARIO MALETTA 209664 0 0 0 196722 0 24500 0 14395 0 445281 0 RICHARD M FREELAND 30000 0 0 0 209690 0 0 0 0 0 239690 0 ROBERT P WEIR 230150 0 1200 0 0 0 24070 0 14517 0 269937 0 VINCENT J LEMBO 242478 0 15000 0 1644 0 24500 0 18078 0 301700 0 CHRISTOPHER E HOPEY 149818 0 25600 0 0 0 17859 0 7532 0 200809 0 ROBERT P GITTENS 196637 0 3000 0 0 0 20448 0 14311 0 234396 0 EDWARD E KLOTZBIER 219763 0 3400 0 0 0 20446 0 16154 0 259763 0 KATHERINE N PENDERGAST 177573 0 12000 0 0 0 19345 0 7007 0 215925 0 JACK MOYNIHAN 192360 0 9285 0 0 0 20774 0 13914 0 236333 0 SCHEDULE J, PART I, LINE 1 First class travel is provided for the President. First class travel is AVAILABLE ONLY ON TRANSCONTINENTAL TRAVEL ONLY WHEN BUSINESS CLASS IS NOT AVAILABLE AND UPON APPROVAL OF THE CHAIRMAN OF THE BOARD. TRAVEL FOR BUSINESS PURPOSES IS NOT INCLUDED IN TAXABLE WAGES. THE PRESIDENT'S SPOUSE TRAVELS ON OCCASION WITH THE PRESIDENT WHEN NECESSARY FOR BUSINESS PURPOSES AND UPON APPROVAL OF THE CHAIRMAN OF THE BOARD. TRAVEL FOR BUSINESS PURPOSES IS NOT INCLUDED IN TAXABLE WAGES. HOUSING IS PROVIDED FOR THE PRESIDENT AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE EMPLOYER AND IS NOT INCLUDED IN TAXABLE WAGES. A HOUSING ALLOWANCE IS PROVIDED TO THE PROVOST AND IS INCLUDED IN TAXABLE WAGES. SOCIAL CLUB DUES ARE PROVIDED FOR THE PRESIDENT UPON APPROVAL OF THE COMPENSATION COMMITTEE OF THE BOARD. USE OF THE SOCIAL CLUB IS FOR BUSINESS PURPOSES ONLY AND DUES ARE NOT INCLUDED IN TAXABLE WAGES. Schedule J, Part I, Line 4A As part of his retirement agreement, Northeastern makes payments to RICHARD M. FREELAND, FORMER PRESIDENT, UNTIL HIS DEATH. MR. FREELAND WAS COMPENSATED $209,690 IN 2010. MR. FREELAND ALSO RECEIVEd A PAYMENT OF $30,000 FOR TEACHING A COURSE AS AN ADJUNCT FACULTY MEMBER. Schedule J, Part I, Line 4b President Aoun's employment contract has a provision for post-presidential EMPLOYMENT AS A NORTHEASTERN UNIVERSITY PROFESSOR OR AN ANNUITY, PROVIDED HE REMAINS THROUGH THE TERM OF HIS CONTRACT. Schedule J, Part I, Line 7 Payments which are part of a Variable pay plan are included in the SECTION ON BONUS AND INCENTIVE COMPENSATION. THIS PLAN IS BASED ON ACHIEVEMENT OF PRE-ESTABLISHED GOALS. IT IS APPROVED BY THE BOARD OF TRUSTEES FOR THE PRESIDENT AND OTHER OFFICERS. Schedule J, Part I, Line 8 The President's contract is a 5 year contract, effective August 15, 2006 THROUGH AUGUST 14, 2011. THE PROVOST'S CONTRACT IS A 5 YEAR CONTRACT, EFFECTIVE JULY 1, 2008 THROUGH JUNE 30, 2013. Schedule J, Part II PRESIDENT AOUN RECEIVED PAYMENT OF HIS 2009 BONUS AND 2010 BONUS DURING CALENDAR YEAR 2010. THE AMOUNT IS REPORTED IN "BONUS & INCENTIVE COMPENSATION" (COLUMN BII). AS OF 7/1/2009, THE BY-LAWS OF NORTHEASTERN UNIVERSITY WERE AMENDED SUCH THAT THE VICE PRESIDENTS ARE NO LONGER CONSIDERED OFFICERS OF THE UNIVERSITY. THEREFORE, THEY ARE DISCLOSED, AS APPLICABLE, AS FORMER OFFICERS. MHEFA SERIES R 042456011 57586c2z7 2008-05-22 92267998 REFUND SERIES N BONDS false false false MHEFA SERIES S 042456011 57586c3b9 2008-05-22 58747141 REFUND SERIES O BONDS false false false MHEFA SERIES T 042456011 57586cz40 2008-05-22 210000000 REFUND SERIES P BONDS false false false MHEFA SERIES Y 042456011 57586efe6 2009-02-05 64431595 NEW PROJECT/REFUND SERIES F,H,K false false false 4858132 92267998 396997 3771000 88100000 true false 714246 58747141 197141 4050000 54500000 true false 225098866 8470410 283183 209716817 2010 true false true true 10683371 66093741 1517334 536194 38000000 25895401 2010 true false true true false false false false true 0.00000 0.00000 0.00000 true false false false false true 0.00000 0.00000 0.00000 true false true true false true 0.04260 0.00000 0.04260 true false true true false true 0.02850 0.00130 0.02980 true false false false false false false false false false false false false false false false false false true true AIG 30.8 false false false false false false false false false false false false false PART II, LINE 3 - TOTAL PROCEEDS OF ISSUE MHEFA SERIES T - PROCEEDS REPORTED ON LINE 3 INCLUDES $8,470,410 OF CAPITALIZED INTEREST AND $6,628,457 OF INVESTMENT EARNINGS. ACTUAL PROCEEDS OF ISSUE IS $210,000,000. MHEFA SERIES Y - PROCEEDS REPORTED ON LINE 3 INCLUDES $1,517,334 OF CAPITALIZED INTEREST AND $144,812 OF INVESTMENT EARNINGS. ACTUAL PROCEEDS OF ISSUE IS $64,431,595. Stephen W Director Home Loan X 2000000 1920000 false true true 1920000 948 DISC TUITION Peter Lembo BROTHER OF NU FMR OFFICER 82877 NU Employee false Ruffalo Cody TRUSTEE RICHARD D'AMORE 447593 Professional Fundraising Fees false EMC Corporation TRUSTEE JOSEPH TUCCI 139244 provision of goods & services false Sally Solomon SISTER OF NU OFFICER 51612 NU Employee false CLEAN HARBORS TRUSTEES GALANTE & MCKIM 118916 CLEANING SERVICES false Blue Cross Blue Shield OFFICER RALPH MARTIN 46746239 Health Insurance false Staples TRUSTEE RONALD SARGENT 798063 Provision of Goods false X 3 0 X 0 X 51 5933887 MARKET VALUE X 1 1380000 MARKET VALUE X EQUIPMENT 7 102868 MARKET VALUE 2 false true true SCHEDULE M, PART I, COLUMN (B) NORTHEASTERN UNIVERSITY REPORTED THE NUMBER OF CONTRIBUTIONS. SCHEDULE M, PART I, LINE 32 NORTHEASTERN UNIVERSITY HIRES A BANK TO SELL ITS DONATED SECURITIES. SCHEDULE M, PART I, LINE 33 NORTHEASTERN UNIVERSITY'S ACCOUNTING POLICY STATES THAT NO REVENUE IS TO BE RECOGNIZED FOR GIFTS IN KIND UNLESS THERE IS AN IDENTIFIABLE USEFUL LIFE OR DETERMINABLE MARKET VALUE. ALL GIFTS IN KIND ARE REVIEWED TO DETERMINE IF THEY MEET EITHER CRITERIA. Mission Statement Form 990, Parts I and III, line 1 To educate students for a life of fulfillment and accomplishment. To create and translate knowledge to meet global and societal needs. This mission statement will inspire members of the University in whatever they do-as scholars, as teachers, as mentors, and as members of the Northeastern community. Northeastern's commitment to excellence, distinctiveness, and innovation led to the identification of five strategic themes that characterize the University's uniqueness: Experiential Learning, Interdisciplinary and Translational Research, Intellectual Life and Creative Expression, Urban Engagement, Global Opportunities. By concentrating efforts on these initiatives the University is better positioned to set priorities, make decisions, and focus resources that allow the institution to achieve its ambitions. Form 990, Part III, Line 4d Other program services consist of: Research, academic support, student services, and cooperative education. Form 990, Part VI, Line 2 Edward G. Galante Alan S. McKim Business Relationship Form 990, Part VI, Lines 7a & 7b Members of the Corporation have the responsibility of electing members of the Corporation and the Board of Trustees, and approving the University's independent auditor. Form 990, Part VI, Line 11B The University's Form 990 review process is a collaborative effort. The core Form 990 and related schedules were reviewed by four committees of the Board of Trustees, senior management, an independent compensation consultant and a paid tax preparer. All feedback from the above parties was incorporated in the form. The Form 990 as filed is provided to the full board. Form 990, Part VI, Line 12c The Conflict of Interest Policy For Trustees, Overseers, Officers and Other Institutional Decision-Makers applies to all voting, lifetime and honorary members of the Board of Trustees; certain members of the Corporation; all officers; and all other Institutional Decision-Makers of Northeastern University. The policy requires that all Trustees, Officers and other Governing Board Members who serve on standing committees are required to adhere to a policy which requires disclosure in advance of any conflict; non-participation in decisions regarding the potential conflict; and an annual reporting of any conflicts for personal or third party involvement. The Secretary to the Board reviews the disclosures to determine whether any disclosures are sufficiently material that they should be brought to the attention of a sub-committee of the Trusteeship Committee. The sub-committee of the Trusteeship Committee shall determine whether any disclosed matter is of such significance that it merits reporting to the Board of Trustees or the Executive Committee. If so, the sub-committee shall recommend whether the disclosure requires approval or other action by the Board of Trustees or the Executive Committee. It shall be sole prerogative of the Board of Trustees or Executive Committee to approve or take other action related to a conflicts disclosure, including determining whether or not a transaction related to a disclosure should be permitted (if the transaction has not been finalized) or continued (if the transaction has already begun). Persons covered by this policy are required to refrain from making any decision about, and from participating in any consideration of, any transaction or other matter within the letter or spirit of this policy, except that he or she may respond to requests for information by the President or any disinterested Trustee concerning the matter. The Conflict of Interest and Commitment Policy in the Faculty Handbook applies to all members of Northeastern's faculty and research staff including faculty members serving as University officers (collectively referred to as 'the Faculty.') Annually, Faculty are required to submit a Conflict of Interest and Commitment Disclosure statement that requires disclosure of any relationships that would present the appearance of a conflict. These disclosure forms are reviewed by the Director of Institutional Audit, Compliance & Risk Services to determine whether any disclosures are sufficiently material that they should be brought to the attention of the appropriate College Dean for review. The policy provides College Deans with the primary responsibility for ensuring implementation of this policy and authority to review and approve exceptions to the policy. All employees are required to submit a Conflict of Interest and Commitment Disclosure statement that requires disclosure of any significant financial interest relationship as defined and disclosure of any gift over $100 from a single third party seeking benefit from the University. These disclosure forms are reviewed by the Director of Institutional Audit, Compliance & Risk Services to determine whether any disclosures are sufficiently material that they should be brought to the attention of the appropriate unit Dean, Vice-President or Director for review. The unit Dean, Vice-President or Director are responsible for reviewing the identified conflict and for resolving those conflicts appropriately. FORM 990, PART VI, LINES 13, 14 AND 16B NORTHEASTERN UNIVERSITY'S DRAFTS OF THE WHISTLEBLOWER POLICY, DOCUMENT RETENTION AND DESTRUCTION POLICY, AND JOINT VENTURE POLICY ARE CURRENTLY IN THE REVIEW PROCESS AND WILL BE APPROVED BY THE UNIVERSITY'S BOARD OF TRUSTEES BEFORE JUNE 30, 2012. Form 990, Part VI, Section B, Line 15a & 15b NORTHEASTERN UNIVERSITY FOLLOWS A CAREFULLY DEFINED PROCESS FOR REVIEWING SENIOR EXECUTIVE COMPENSATION LEVELS. THE POSITIONS INCLUDED IN THIS PROCESS ARE THE PRESIDENT, SENIOR VICE PRESIDENT FOR ACADEMIC AFFAIRS AND PROVOST, SENIOR VICE PRESIDENT FOR UNIVERSITY ADVANCEMENT, SENIOR VICE PRESIDENT FOR ENROLLMENT MANAGEMENT AND STUDENT LIFE, SENIOR VICE PRESIDENT FOR ADMINISTRATION & FINANCE, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT FOR EXTERNAL AFFAIRS, AND THE DIRECTOR OF FINANCE & TREASURER. OTHER POSITIONS INCLUDING, BUT NOT LIMITED TO, DEANS MAY BE INCLUDED EACH YEAR. THIS PROCESS EMBRACES THE BEST PRACTICES UTILIZED IN THE HIGHER EDUCATION INDUSTRY. IN 2010, A COMPETITIVE PAY ASSESSMENT WAS CONDUCTED BY A THIRD PARTY INDEPENDENT COMPENSATION CONSULTING FIRM, USING MULTIPLE MARKET REFERENCES, INCLUDING SURVEYS REPRESENTING SIMILAR UNIVERSITIES AND OTHER RELEVANT LABOR MARKETS (AS APPLICABLE FOR CERTAIN POSITIONS). THE ASSESSMENT IS BASED ON PEER REFERENCES THAT REFLECT OTHER UNIVERSITIES OF SIMILAR SIZE AND PROMINENCE WITH WHICH NORTHEASTERN COMPETES FOR EXECUTIVE TALENT. THE INDEPENDENT CONSULTANT ALSO PROVIDED ADDITIONAL PROPRIETARY COMPENSATION MARKET DATA AND AN ASSESSMENT OF THE REASONABLENESS OF THE DATA. THE COMPENSATION COMMITTEE CONSISTS OF THE CHAIRMAN OF THE BOARD OF TRUSTEES, ALSO SERVING AS THE CHAIR, ALONG WITH FIVE OTHER INDEPENDENT TRUSTEE MEMBERS. THIS COMMITTEE HAS CONTINUED TO ENGAGE TOWERS WATSON AS ITS INDEPENDENT COMPENSATION CONSULTANT, WITH THE EXPECTATION THAT ITS PROCESSES AND PROCEDURES WOULD CONTINUE TO EVOLVE TO REFLECT EMERGING BEST PRACTICES. THE COMPETITIVE PAY ASSESSMENT AND INDEPENDENT CONSULTANT REVIEW WERE PROVIDED TO THE PRESIDENT FOR HIS USE IN MAKING SALARY AND BONUS RECOMMENDATIONS TO THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES FOR THE POSITIONS INCLUDED IN THE PROCESS, EXCLUDING HIS OWN. THE PRESIDENT'S RECOMMENDATIONS TO THE COMPENSATION COMMITTEE TAKE INTO CONSIDERATION THE MARKET INFORMATION, AS WELL AS THE RESULTS OF A FORMAL ANNUAL PERFORMANCE ASSESSMENT PROCESS BASED ON PRE-DETERMINED GOALS AND OBJECTIVES. THE COMPENSATION COMMITTEE REVIEWED THE COMPETITIVE INFORMATION AND THE RESULTS OF THE PERFORMANCE ASSESSMENT PROCESS PRESENTED BY THE PRESIDENT, DISCUSSED POTENTIAL CHANGES, AND VOTED TO APPROVE THE FINAL RECOMMENDATIONS, WHICH WERE THEN PRESENTED TO THE FULL BOARD OF TRUSTEES. THE BOARD ALSO VOTED TO APPROVE THE RECOMMENDATIONS. THESE DISCUSSIONS AND RESULTING APPROVALS ARE DOCUMENTED IN THE MINUTES OF EACH MEETING. IN DETERMINING THE PRESIDENT'S COMPENSATION, THE INDEPENDENT CONSULTANT PROVIDED THE RESULTS OF THE MARKET PAY ASSESSMENT FOR THE PRESIDENT DIRECTLY TO THE COMMITTEE. THE COMMITTEE ALSO CONDUCTED A FORMAL PERFORMANCE ASSESSMENT OF THE PRESIDENT, UTILIZING PRE-DETERMINED GOALS AND OBJECTIVES. THE COMMITTEE THEN DISCUSSED POTENTIAL CHANGES TO THE PRESIDENT'S COMPENSATION BASED ON THE MARKET DATA AND THE RESULTS OF THE PERFORMANCE ASSESSMENT, AND PRESENTED ITS RECOMMENDATIONS TO THE FULL BOARD OF TRUSTEES FOR THEIR APPROVAL. THE BOARD VOTED TO APPROVE THE RECOMMENDATIONS. THESE DISCUSSIONS AND RESULTING APROVALS ARE DOCUMENTED IN THE MINUTES OF EACH MEETING. THE OFFICERS INCLUDED IN THIS PROCESS DURING 2010 WERE: JOSEPH E. AOUN, PRESIDENT STEPHEN W. DIRECTOR, SENIOR VICE PRESIDENT FOR ACADEMIC AFFAIRS AND PROVOST DIANE N. MACGILLIVRAY, SENIOR VICE PRESIDENT FOR UNIVERSITY ADVANCEMENT PHILOMENA V. MANTELLA, SENIOR VICE PRESIDENT FOR ENROLLMENT MANAGEMENT AND STUDENT LIFE JOHN H. MCCARTHY, SENIOR VICE PRESIDENT FOR ADMINISTRATION & FINANCE THOMAS NEDELL, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER MICHAEL ARMINI, SENIOR VICE PRESIDENT FOR EXTERNAL AFFAIRS SAMUEL B. SOLOMON, DIRECTOR OF FINANCE & TREASURER Form 990, Part VI, Section C, Line 19 Original hard cover Financial Statements and Governing documents are available upon request. The Conflict of interest policy and the annual financial statements are available via the internet at www.NEU.EDU. Form 990, Part VII, Column (B) 40 hours constitutes a full-time equivalent employee at Northeastern University. Form 990, Part XI, Line 5 Unrealized Gain ($56,691,125) Gain on Swaps ($1,225,000) Change in Annuity & life income funds $592,000 Rounding Variance ($316,023) ____________ ($57,640,148) Renaissance Park Garage LLC 1209 Orange St Wilmington DE 19801 043480384 Parking svcs DE 2123241 19061525 NA NU Research LLC 360 Huntington Ave Boston MA 02115 170388661 Research Ctr MA 0 467 na NU Innovation LLC 360 Huntington Ave Boston MA 02115 270388561 Research Ctr MA 0 467 na NU Housing Corporation c/o NU 716 Columbus Ave Boston MA 02120 260874402 Real Estate MA 501(c)(3) 9 NORTHEASTERN true The Mass Green High Perf Computing Ctr 77 Mass Ave Cambridge MA 02139 273014805 Research Ctr MA 501(c)(3) 11A-I NA false MGHPCC Holyoke Inc 77 Mass Ave CAMBRIDGE MA 02139 452257442 RESEARCH CTR MA 501(C)(3) 11A-I NA false Azland Inc c/o NU 360 Huntington Avenue Boston MA 02115 042454917 real estate DE na c corp 28347 221099 1.00000 Charitable Remainder Trust (1) INVESTING CA NA TRUST Charitable Remainder Trust (1) Investing LA NA TRUST Charitable Remainder Trusts (5) INVESTING MA NA TRUST Charitable Remainder Trust (1) INVESTING NH NA TRUST POOLED INCOME FUND INVESTING MA NA TRUST false false false false false false false false false false false false false false false true false true NU Housing Corporation p 2850 FMV NU Housing Corporation R 600000 FMV