2012-10-05T14:52:49-05:00 2011-12-31 BDO USA LLP 40 NE Loop 410 Suite 200 San Antonio TX 78216 990 2011-01-01 742311260 TEXAS RESEARCH AND TECHNOLOGY FOUNDATION % C DENISE BREEDLOVE TEXA 2106744177 14785 OMICRON DRIVE SAN ANTONIO TX 78245 YORK DUNCAN 2012-09-21 true Joy Reiner 2103428000 2011 2016-02-24 21:20:13Z JOHN YORK DUNCAN 14785 OMICRON DRIVE NO 100 SAN ANTONIO TX 78245 996777 false X WWW.TRTF-T3DC.ORG X 1984 TX THE ORGANIZATIONS PRIMARY MISSION IS TO BUILD A WORLD-CLASS CENTER OF BIOSCIENCE RESEARCH, MEDICAL EDUCATION AND JOB CREATION. TO THIS END A BUSINESS ACCELERATOR AND PRE-SEED FUND HAVE BEEN (SEE SCHEDULE O) 39 39 8 0 0 55400 20600 0 572076 24426 16282 563085 120553 642911 729511 1067145 34145 0 0 398667 391730 0 0 0 660684 918587 2126496 1344462 -1483585 -614951 18872726 17550238 2062137 1418503 16810589 16131735 X THE ORGANIZATIONS PRIMARY MISSION IS TO BUILD A WORLD-CLASS CENTER OF BIOSCIENCE RESEARCH, MEDICAL EDUCATION AND JOB CREATION. THE GOAL IS TO PROVIDE HEALTH CARE BENEFITS FOR MANKIND, AND EDUCATION FOR BIOSCIENCE PROFESSIONALS AT THE UNDERGRADUATE AND (SEE SCHEDULE O) false false 997876 34145 572076 TEXAS RESEARCH PARK OPERATIONS: PAWEL VILLAGE APARTMENTS OFFERS ON-SITE HOUSING FOR THE GRADUATE LEVEL RESEARCHERS AND EMPLOYEES OF THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER WEST CAMPUS LOCATE IN THE TEXAS RESEARCH PARK. THESE APARTMENTS ARE LEASED AT BELOW MARKET RATES, WITH TRTF SUBSIDIZING RENT, MANAGEMENT AND ADMINISTRATIVE OPERATIONS. TRTF MAINTAINS THE NATURE TRAIL THAT IS OPEN TO THE PUBLIC AND ALL THE GROUNDS IN THE 1200 ACRE PARK. FUNDING OF LONG-TERM INITIATIVES: TRTF PLEDGED SUPPORT OF INITIATIVES THAT EXTEND OVER THE NEXT 2 YEARS: FUNDING OF THE MASTER PARTICIPATION AGREEMENT WHICH BROUGHT (SEE SCHEDULE O) 997876 true false false false false false false false false true true false false true false false true false false false false false false false false false true false true false false false false false false false false false false false false true true false false false false true 17 0 true 8 true false false false false false false false false false false X 39 39 false false false false false false false true true false false true true true true true true true true false X C DENISE BREEDLOVE 2106744177 14785 OMICRON DRIVE NO 100 SAN ANTONIO TX 78245 JAMES R DUBLIN 3.0 X X 0 0 STEPHEN M DUFILHO 3.0 X X 0 0 JOHN F LEFLORE 2.0 X X 0 0 J BRUCE BUGG JR 0.25 X X 0 0 BRUCE BARSHOP 0.25 X 0 0 J DAN BATES 0.25 X 0 0 JIM BERG 0.25 X 0 0 GLENN BIGGS 0.25 X 0 0 PHYLLIS BROWNING 0.25 X 0 0 ROBERT M CAVENDER 0.25 X 0 0 PAT DUNCAN 0.25 X 0 0 JOHN W FEIK 0.25 X 0 0 DONALD B FROST 0.25 X 0 0 ROBERT W GRACY PH D 0.25 X 0 0 WILLIAM E GREEHEY 0.25 X 0 0 STEVE HALL 0.25 X 0 0 J RANDOLPH HARIG 0.25 X 0 0 WILLIAM E HENRICH 0.25 X 0 0 BRIAN HERMAN 0.25 X 0 0 FRANK E HOLMES 0.25 X 0 0 JOHN HOWE III MD 0.25 X 0 0 MURRAY L JOHNSTON JR 0.25 X 0 0 JOHN KERR 0.25 X 0 0 H DRAKE LEDDY 0.25 X 0 0 MILTON B LEE 0.25 X 0 0 STEPHEN Q LEE 0.25 X 0 0 BRUCE LESLIE 0.25 X 0 0 JOE C MCKINNEY 0.25 X 0 0 ELAINE MENDOZA 0.25 X 0 0 ROLANDO PABLOS 0.25 X 0 0 PHILLIP PFEIFFER 0.25 X 0 0 ROBERT PRICE 0.25 X 0 0 FERNANDO REYES 0.25 X 0 0 RICARDO ROMO 0.25 X 0 0 DAVID SPENCER 0.25 X 0 0 JAMES SUMMERS 0.25 X 0 0 KEN TREVETT 0.25 X 0 0 KENNETH L WILSON 0.25 X 0 0 DAVID WEISS 0.25 X 0 0 JOHN YORK DUNCAN 40.0 X 173928 0 12096 CARYN DENISE BREEDLOVE 40.0 X 86600 0 14051 260528 0 26147 1 false true false 0 20600 20600 LEASE OF FACILITIES FOR RESEARCH/MEDICAL 531120 572076 572076 572076 16282 16282 0 0 380339 267266 113073 113073 113073 0 0 0 0 WORKSHOPS 900099 7347 7347 MISCELLANEOUS 900099 21587 21587 LOSS IN PARTNERSHIP INVESTMENT 900099 -21454 -21454 7480 729511 572076 136835 34145 34145 0 0 0 286675 183472 103203 0 47862 30632 17230 6294 4029 2265 23874 15279 8595 27025 17296 9729 0 23900 23900 34814 34814 0 0 0 220775 210135 10640 3400 3400 66533 12425 54108 0 0 0 1644 1644 0 4718 4718 0 0 30006 30006 15714 15714 RESEARCH/MED FAC RENTAL EXP 488628 488628 OPERATING EXPENSES 14647 1835 12812 FEES AND DUES 8976 8976 AUTO/TRUCK EXPENSES 3754 3754 1078 1078 1344462 997876 346586 0 174959 440619 1855478 513402 0 0 111641 370919 0 0 0 0 0 0 0 0 12371 50519 20195199 5104818 15333959 15090381 0 0 1384179 1084259 0 0 0 0 139 139 18872726 17550238 41366 131115 1030000 757500 400 750 0 0 0 0 0 0 0 0 0 0 990371 529138 2062137 1418503 X 16566754 15882980 243835 248755 0 0 16810589 16131735 18872726 17550238 X -614951 -63903 X false true true X false X 229425 50330 188479 59726 20600 548560 229425 50330 188479 59726 20600 548560 548560 542219 434637 483690 422846 396621 2280013 1504 28884 14410 44798 2873371 3959299 0.19091 0.10400 X THE GOVERNING BODY, WITH ITS DIVERSE GROUP OF INDIVIDUALS, REPRESENTS THE BROAD INTEREST OF THE PUBLIC. THE FOUNDATION PROVIDES A PARK AND NATURE TRAIL THAT IS AVAILABLE TO THE GENERAL PUBLIC. AN APARTMENT IS PROVIDED TO THE NORTHSIDE INDEPENDENT SCHOOL DISTRICT (NISD) FREE OF CHARGE TO BE USED AS AN OFFICE FOR THE NATURE TRAIL INSTRUCTOR, WHO COORDINATES THE VISITATION OF ALL THE 5TH GRADERS IN NISD (APPROXIMATELY 5,000 STUDENTS PER YEAR). THE FOUNDATION PROVIDES REDUCED RATE APARTMENTS FOR RESEARCHERS AND STUDENTS AFFILIATED WITH THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER. THE FOUNDATION SUPPORTS VARIOUS LOCAL ORGANIZATIONS, SUCH AS BIOMED SA, IN THE JOINT EFFORT TO ATTRACT LEADING COMPANIES TO SAN ANTONIO AND GROW THE BIO-TECH INFRASTRUCTURE OF THE CITY. THE FOUNDATION IS A LEADING SPONSOR OF THE CITE SCHOLARSHIP COMPETITION AT THE UNIVERSITY OF TEXAS AT SAN ANTONIO AND IN 2011 FOUNDED AND UNDERWRITES THE SAN ANTONIO EMERGING VENTURE PIPELINE LUNCHEONS, A QUARTERLY GATHERING OF EMERGING AND NEW TECHNOLOGY COMPANIES, INVESTORS AND SERVICE PROVIDERS WITH THE GOAL TO CREATE INVESTMENT NETWORKS THAT FURTHER THE GROWTH OF THE BIO-TECH ECONOMY. THE FOUNDATION, THROUGH ITS LONG TERM INITIATIVES AND JOINT VENTURES WITH THE CITY OF SAN ANTONIO, INVESTED OVER $450,000 IN THE BIO-TECH COMPANIES. THE FOUNDATION HOSTED TWO FORUMS WITH JOINT BASE SAN ANTONIO, CPS ENERGY AND THE CITY OF SAN ANTONIO TO PROMOTE AND GROW RENEWABLE ENERGY INITIATIVES, RESEARCH AND ECONOMIC DEVELOPMENT. 8430706 8430706 11378434 4844019 6534415 0 0 0 342807 217547 125260 0 0 0 15090381 BUILDING CORPORATION 106735 C TECHNOLOGY FUND I, LP 923856 C COMMON STOCK 53668 C 1084259 0 DEVELOPMENT CENTER, LLC 529138 529138 true THE TEXAS TECHNOLOGY DEVELOPMENT CENTER 14815 OMICRON DRIVE SAN ANTONIO TX 78245 203680872 501(C)(3) 28750 FMV MODULAR WORK STATION FURNISH BUSINESS ACCELERATOR 1 SCHEDULE I, PART I, LINE 2 TEXAS RESEARCH AND TECHNOLOGY FOUNDATION DONATED $28,750 IN OFFICE FURNITURE TO THE TEXAS TECHNOLOGY DEVELOPMENT CENTER, WHICH IS MANAGED AND CONTROLLED BY THE FOUNDATION. X X false false false false false false false false false JOHN YORK DUNCAN 148928 0 25000 10360 1736 186024 0 FORM 990, PART I, LINE 1 DESCRIPTION OF ORGANIZATION MISSION: ESTABLISHED TO SUPPORT AND CONTINUE THE GROWTH OF BIO-MEDICAL EDUCATION AND INDUSTRY IN SAN ANTONIO AND BEXAR COUNTY. FORM 990, PART III, LINE 1 DESCRIPTION OF ORGANIZATION MISSION: GRADUATE LEVEL, AND TO CREATE HIGH-PAYING JOBS IN THE INDUSTRY. TO THIS END A BUSINESS ACCELERATOR AND PRE-SEED FUND HAVE BEEN ESTABLISHED TO SUPPORT AND CONTINUE THE GROWTH OF BIO-MEDICAL EDUCATION AND INDUSTRY IN SAN ANTONIO AND BEXAR COUNTY. FORM 990, PART III, LINE 4A PROGRAM SERVICE ACCOMPLISHMENTS: INCUBE LABS TO SAN ANTONIO, AND THE MCDERMOTT PRE-SEED FUND ESTABLISHED TO FUND EARLY STAGE EMERGING TECHNOLOGY COMPANIES AND OPERATE A BUSINESS ACCELERATOR. FUNDRAISING AND SUPPORT OF TECHNOLOGY-BASED ECONOMIC DEVELOPMENT: A QUARTERLY LUNCHEON PROGRAM WAS INSTITUTED WHEREBY EMERGING TECHNOLOGY AND EARLY STAGE TECHNOLOGY COMPANIES ARE INTRODUCED TO INVESTORS AND SERVICE PROVIDERS. TRTF SUBSIDIZES THESE EVENTS, THE GOAL OF WHICH IS TO ADVANCE THE RESEARCH AND GROWTH OF THE COMPANIES. IN ADDITION, FUND RAISING EFFORTS CONTINUE TO SUPPORT TECHNOLOGY-BASED ECONOMIC DEVELOPMENT PROJECTS, TO CONSTRUCT LABORATORY FACILITIES FOR START-UPS AND TO PROMOTE THE EXPANSION OF THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER WEST CAMPUS. LEASING OF PROPERTY TO SUPPORT RESEARCH: TRTF LEASES OFFICE AND LAB SPACE IN FOUR BUILDINGS LOCATED IN THE TEXAS RESEARCH PARK FOR PURPOSES OF MEDICAL RESEARCH AND PRODUCTION OF MEDICAL DEVICES. FORM 990, PART VI, SECTION B, LINE 11 THE TRTF'S CFO WILL PROVIDE A COPY OF THE COMPLETED FORM 990 AND REQUIRED SCHEDULES TO THE FOUNDATION'S BUSINESS AFFAIRS COMMITTEE, WITH NOTES DESCRIBING EACH SECTION AND SCHEDULE, PLUS A COPY OF THE 2011 AUDITED FINANCIAL STATEMENTS. ANY QUESTIONS WILL BE REVIEWED WITH THE PREPARER. AFTER A FINAL REVIEW AND APPROVAL, A COPY OF THE FORM WILL BE PROVIDED TO THE FOUNDATION'S TRUSTEES AT ITS ANNUAL MEETING. FORM 990, PART VI, SECTION B, LINE 12C THE TRTF REQUIRES THAT EACH TRUSTEE REVIEW AND RETURN A SIGNED COPY OF THE CONFLICT OF INTEREST POLICY EACH YEAR AT ITS ANNUAL MEETING. TRTF'S PRESIDENT AND COMPLIANCE COMMITTEE MEMBERS FOLLOW-UP WITH INDIVIDUAL TRUSTEES TO ENSURE THAT EACH TRUSTEE HAS MADE THE REQUIRED ANNUAL DISCLOSURES. TRUSTEES ARE REMINDED THAT THEY ARE REQUIRED TO PROVIDE WRITTEN UPDATES TO THE CHAIRMAN IF CIRCUMSTANCES CHANGE DURING THE YEAR, REQUIRING AN AMENDED REPORT. BOARD OF TRUSTEE MEETING MINUTES ALSO RECORD SPECIFIC INSTANCES WHERE A TRUSTEE ABSTAINS FROM VOTING BECAUSE HE/SHE BELIEVES THEY HAVE A CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE TRTF BUSINESS AFFAIRS COMMITTEE IS AUTHORIZED BY THE BOARD OF TRUSTEES TO REVIEW, EVALUATE AND MAKE RECOMMENDATIONS TO SET SALARIES AND TO APPROVE INCREASES. THE COMMITTEE USES DATA OBTAINED FROM LOCAL INSTITUTIONS AND/OR FOUNDATIONS IN ADDITION TO COMPENSATION SURVEYS OBTAINED FROM NATIONAL AND LOCAL STAFFING ORGANIZATIONS TO DETERMINE A RANGE OF RATES BEFORE MAKING A RECOMMENDATION TO THE BOARD OF TRUSTEES. FINAL REVIEW AND APPROVAL IS REQUIRED BY THE BOARD OF TRUSTEES AT THE NEXT SCHEDULED MEETING BEFORE THE RATE IS EFFECTED. DOCUMENTATION INCLUDES COMPARATIVE DATA, COMMITTEE NOTES, AND APPROVED MINUTES FROM THE COMMITTEE AND BOARD MEETINGS. THE LAST COMPENSATION REVIEW WAS PERFORMED IN DECEMBER 2010. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, FINANCIAL STATEMENTS, AND FORM 990 ARE AVAILABLE UPON REQUEST, AT NO CHARGE, AT THE FOUNDATION'S OFFICE, 14785 OMICRON DRIVE, SUITE 100, SAN ANTONIO, TX 78245. FORM 990, PART XI, LINE 5 CHANGE IN NET ASSETS: NET UNREALIZED LOSS ON SALE OF INVESTMENTS: -150,311 DISSOLUTION OF T3DC: 86,408 ---------- TOTAL - 63,903 DEFENSE TRANSFORMATION INSTITUTE LLC 14785 OMICRON DRIVE STE 100 SAN ANTONIO TX 78245 412181707 SEE PART VII TX 2476 28196 SEE PART VII T3DC LLC 14785 OMICRON DRIVE STE 100 SAN ANTONIO TX 78245 273188112 SEE PART VII TX 0 1041673 SEE PART VII TRTFCTRCRF BUILDING CORPORATION 14785 OMICRON DRIVE STE 100 SAN ANTONIO TX 78245 742731138 SEE PART VI TX 501(C)(25) SEE PART VII false THE TEXAS TECHNOLOGY DEVELOPMENT CENTER 14785 OMICRON DRIVE STE 100 SAN ANTONIO TX 78245 203680872 SEE PART VI TX 501(C)(3) LINE 7 SEE PART VII false false false false false false false false false false false false false true true false false false false SCHEDULE R, PART I, COLUMN (B) DEFENSE TRANSFORMATION INSTITUTE - MILITARY-COMMUNITY INITIATIVES THROUGH EDUCATION AND COMMUNICATION T3DC, LLC - ATTRACT HIGH-TECH AND BIOTECH BUSINESSES TO SAN ANTONIO SCHEDULE R, PART I, COLUMN (F) DEFENSE TRANSFORMATION INSTITUTE - TEXAS RESEARCH AND TECHNOLOGY FOUNDATION T3DC, LLC - TEXAS RESEARCH AND TECHNOLOGY FOUNDATION SCHEDULE R, PART I WITH THE TERMINATION OF T3DC, T3DC, LLC HAS BEEN MERGED WITH TEXAS RESEARCH AND TECHNOLOGY FOUNDATION AS OF 12/31/2011. SCHEDULE R, PART II, COLUMN (B) TRTF/CTRCRF BUILDING CORPORATION - TO SUPPORT THE TRTF AND THE CTRC RESEARCH FOUNDATION THE TEXAS TECHNOLOGY DEVELOPMENT CENTER - ATTRACT HIGH-TECH AND BIOTECH BUSINESSES TO SAN ANTONIO SCHEDULE R, PART II, COLUMN (F) TRTF/CTRCRF BUILDING CORPORATION - TEXAS RESEARCH AND TECHNOLOGY FOUNDATION THE TEXAS TECHNOLOGY DEVELOPMENT CENTER - TEXAS RESEARCH AND TECHNOLOGY FOUNDATION