2012-05-15T11:06:25-05:00 2011-06-30 Deloitte Tax LLP 250 East Fifth Street Suite 1900 Cincinnati OH 45202 990 2010-07-01 060702617 St Vincent's Special Needs Center Inc STVI 2033756400 95 Merritt Boulevard Trumbull CT 06611 John C Gleckler 2033756400 2012-05-15 1 Alicia Janisch 5137847100 2010 2016-02-24 21:20:13Z Raymond Baldwin 95 Merritt Boulevard Trumbull CT 06611 23787583 0 0928 X www.stvincentsspecialneeds.org X 1955 CT St. Vincent's Special Needs Center, Inc. is a major provider in Southern Connecticut of specialized lifelong educational and therapeutic programs for children and adults with multiple developmental disabilities and special healthcare needs. 14 12 449 95 116580 -156774 33438 901967 21632927 21084018 1155813 1753278 81146 48320 22903324 23787583 0 0 0 0 15323591 15538935 0 0 0 5662151 5467142 20985742 21006077 1917582 2781506 33612207 31635806 11379544 3456645 22232663 28179161 X As stated in its mission, the organization "seeks to foster the physical, educational, spiritual, emotional and social development of persons with disabilities so that they may play, learn, work and live in the community." 0 0 9172809 11346230 The Feroleto Children's Development Center provides a special education school for children with multiple developmental and medical conditions. The school has been certified by the State of Connecticut as an approved private special education program since 1960. It is offered as an alternative placement to school systems for children ages three to 21 with multiple developmental and/or medical needs such as cerebral palsy, acquired brain injury, seizure disorders, neuro motor diseases and medical conditions requiring nursing support services. The school provided services to approximately 67 students during the fiscal year ending June 30, 2011. The Feroleto Center also provides a birth-to-three early intervention service which assists the families of special needs children from birth to age three. Various departments of the State of Connecticut provided approximately $4.3 million in funding for these programs. 5876989 6091949 St. Vincent's Special Needs Center operates residential programs to provide living facilities for multi handicapped adults. There were approximately 47 adults in this program at the end of the fiscal year. St. Vincent's Special Needs Center also operates residential services for children who require 24 hour nursing care. Approximately 17 children were in this program at the end of the fiscal year. The State of Connecticut provided approximately $5.2 million dollars of funding for these programs. The adult program was initiated in 1985 and the program for children was introduced in 2001. These programs allow individuals with disabilities "to live in the community" with the assistance of a dedicated residential services staff and support services. Children in residential services receive education and therapeutic services five days a week. 2803312 3498061 Changing Images Work Services addresses the goal of working in the community. St. Vincent's Special Needs Services provides the support, training, job development and on-site assistance, which enable men and women challenged by developmental disabilities to break free of the old stereotypes of "handicapped" workers. For our program participants it means new opportunities for doing productive, meaningful work and being paid for it in the business community. Approximately 146 adults were in this program at the end of the fiscal year. The State of Connecticut provided approximately $3.5 million of funding for these programs. 273354 37019 Other program service revenue includes revenue from the therapy programs run by St. Vincent's Special Needs Center and revenue for patient transportation and for other miscellaneous services provided to clients and employees. The therapy program provides physical, speech, and occupational therapy to students in the school program. Transportation and other revenue are received from services provided for the convenience of program clients and employees. 273354 37019 18126464 1 1 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 61 0 1 449 1 1 1 0 0 0 0 0 0 0 0 0 X 14 12 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 CT X John C Gleckler 2035766000 2800 Main Street Bridgeport CT 06606 X Christine Donahue-Brown 1.00 X 0 0 0 Anthony V Milano 1.00 X 0 0 0 Lisa Framularo 1.00 X 0 0 0 Michael J Rolleri CPA 1.00 X 0 0 0 Carm Adimando 1.00 X 0 0 0 Dianne Auger 1.00 X 0 0 0 Sister Marie Burns DC 1.00 X 0 0 0 James Keegan 1.00 X 0 0 0 Leonard Krizan 1.00 X 0 0 0 Caroline Owens-Crawford 1.00 X 0 0 0 Diane M Pivirotto 1.00 X 0 0 0 Kathleen Young 1.00 X 0 0 0 Susan L Davis RN EdD Sch J 1.00 X 0 747154 743912 Raymond Baldwin Sch J 40.00 X X 0 152237 23147 John C Gleckler Sch J 40.00 X 0 476441 57523 Harry Schaeffer 40.00 X 171292 0 58331 Beth Jezierney 40.00 X 100239 0 20732 Virginia Smith 40.00 X 107380 0 57944 378911 1375832 961589 3 0 1 0 People to Places 5840 Red Bug Lake Road Suite 165 Wintersprings FL 32708 Transportation Services 477526 Maxim Staffing Solutions 12558 Collections Center Drive Chicago IL 60693 Contracted Staffing 175952 Servpro of Stamford (Sch O) 20 Garland Drive Stamford CT 06907 Property Restoration Services 124317 3 140376 761591 761591 901967 School Program 611600 11346230 11346230 Residential Program 623990 6091949 6091949 Adult Day Program 900099 3498061 3498061 Childcare 624410 130619 101005 29614 Audiology 621400 15575 15575 1584 1584 21084018 1749142 1749142 4136 4136 4136 4136 Insurance Proceeds 900099 30987 30987 Transportation 900099 914 914 Loss on Abandonment 900099 -18102 -18102 34521 34521 48320 23787583 20973259 116580 1795777 361970 172535 189435 10998910 10385887 613023 863697 800961 62736 2303605 2104580 199025 1010753 960273 50480 7476 7476 59700 59700 382868 378525 4343 32287 14351 17936 799689 725899 73790 232800 232800 1085619 840880 244739 460041 430740 29301 6720 5735 985 190726 154232 36494 577314 493608 83706 413840 68412 345428 Corporate Allocations 747000 142881 604119 0 Client Transportation 373661 373661 0 0 Medical Svcs. from Aff. 44242 43844 398 0 Dues and Subscriptions 8480 6455 2025 0 44679 23005 21674 21006077 18126464 2879613 0 66279 13655 3114076 2601870 1974293 2090829 41986 13773 15724732 7002779 8400132 8721953 20015441 18193726 33612207 31635806 1252858 1405076 322940 322940 9803746 1728629 11379544 3456645 X 19886262 25276381 1640521 2196880 705880 705900 22232663 28179161 33612207 31635806 X 2781506 3164992 X 0 1 1 X 1 1 X 815072 893780 197644 33438 901967 2841901 17798611 18898497 20465740 21431017 20937824 99531689 67200 68752 42564 29614 208130 18613683 19859477 20732136 21507019 21869405 102581720 0 0 0 102581720 1225323 958902 -1655897 1154413 1749142 3431883 -9776 -186070 -202510 -194293 -156774 -749423 1215547 772832 -1858407 960120 1592368 2682460 18238 46754 38355 81146 35435 219928 19847468 20679063 18912084 22548285 23497208 105484108 0.97250 0.98080 0.02540 0.01660 X Schedule A, Part IV, Supplemental Information: Amounts in Schedule A, Section B, Line 12 include transportation income and other miscellaneous income amounts such as vending machine revenue and medical record copying fees as shown in Form 990, Part VIII, Line 11. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 38 38 0 Explanation of Other Lobbying Activities: Part II-B, Line 1i: Lobbying expenses represent that portion of due paid to Connecticut Community Providers Association that are specifically allocable to lobbying. St. Vincent's Special Needs Center does not participate in or intervene in (including the publishing or distributing of statements) any political campaign on behalf of (or in opposition to) any candidate for public office. 705880 20 124586 124586 705900 700000 5880 109950 109950 705880 700000 -164635 -164635 700000 1.00000 0 1 1 871147 871147 11981570 4543620 7437950 221398 93548 127850 2650617 2365611 285006 8721953 Health System Depository Account 14522898 Investment Held by St. Vincent's Foundation 3655828 Security Deposits 15000 18193726 Due to St. Vincent's Foundation 55970 Due to St. Vincent's Development 18000 Payable to State of Connecticut 3396 Unclaimed Property Liability 1521 Accrued Pension Liability 1586856 Defined Contribution Liability 43915 Due to St. Vincent's Medical Center 18971 1728629 23787583 21006077 2781506 1564748 1600244 3164992 5946498 24569890 1564748 101424 1666172 22903718 883865 883865 23787583 21024179 18102 18102 21006077 0 21006077 Description of Intended Use of Endowment Funds: Part V, Line 4: Income from the Leanna Candelario Endowment is used to train healthcare professionals in providing services to children with medically complex and medically fragile special needs. Income from the Feroleto Endowment is used to support the programs and capital needs of the Center, as well as, any needy individual children who attend the Center. Description of Uncertain Tax Positions Under FIN 48: Part X: The following ASC 740 footnote is included in the Audited Financial Statements of St. Vincent's Special Needs Center, Inc.: Special Needs is a tax-exempt organization under Internal Revenue Code Section 501(c)(3) and its related income is exempt from federal income tax under Section 501(a) except for unrelated business income. Special Needs accounts for uncertainty in income tax positions by applying a recognition threshold and measurement attribute for financial statement recognition and measurement of a tax position taken or expected to be taken in a tax return. Management has analyzed the tax positions taken and has concluded that as of June 30, 2011, there are no uncertain tax positions taken or expected to be taken that would require recognition of a liability (or asset) or disclosure in the financial statements. Special Needs is subject to routine audits by taxing jurisdictions; however there are currently no audits for any tax periods in progress. Management believes Special Needs is no longer subject to income tax examinations prior to 2008. Part XI, Line 8 - Other Adjustments: Change in FAS 158 Liability 360,295. Adjustment to Debt with Ascension Health -542,792. Change in Assets held by St. Vincent's Foundation 644,644. Minimum Pension Liability 1,138,097. Part XII, Line 2d - Other Adjustments: Net Assets Released from Restriction 101,424. Part XII, Line 4b - Other Adjustments: Donated Land and Buildings 761,591. Temporarily Restricted Contributions 140,376. Loss on Asset Abandonment -18,102. Part XIII, Line 2d - Other Adjustments: Loss on Asset Abandonment 18,102. 0 1 0 0 0 0 0 0 0 Susan L Davis RN EdD Sch J 0 266704 0 435554 0 44896 0 714390 0 29522 0 1491066 0 0 Raymond Baldwin Sch J 0 147951 0 0 0 4286 0 6614 0 16533 0 175384 0 0 John C Gleckler Sch J 0 328385 0 102720 0 45336 0 28132 0 29391 0 533964 0 0 Harry Schaeffer 150677 0 7744 0 12871 0 30575 0 27756 0 229623 0 0 0 Virginia Smith 97171 0 4927 0 5282 0 47655 0 10289 0 165324 0 0 0 Part I, Line 4b Susan L. Davis participates in a 457f plan. During calendar year 2010, Ms. Davis received elective deferred compensation under the plan in the amount of $689,958. Form 990, Part VII, Section A: Compensation for Susan L. Davis is paid by St. Vincent's Medical Center, a related organization of St. Vincent's Special Needs Center, Inc. The compensation she receives is for her role as President/CEO of St. Vincent's Medical Center of which O% is allocated to Special Needs. She is not compensated for her role as a board member of St. Vincent's Special Needs Center, Inc. Compensation for Raymond Baldwin is for his services as the CEO of St. Vincent's Special Needs Center, Inc., of which 100% is allocated to St. Vincent's Special Needs, but is paid by St. Vincent's Medical Center, a related organization of St. Vincent's Special Needs Center, Inc. Compensation for John Gleckler is paid by St. Vincent's Medical Center, Inc., a related organization of St. Vincent's Special Needs Center, Inc. The compensation he receives is for his services as CFO of St. Vincent's Medical Center, Inc. and for services he provides to other related organizations. A portion of his compensation is charged back to St. Vincent's Special Needs Center as a management fee. Supplemental Information Part III Part I, Line 3: The following methods are used by St. Vincent's Health Services Corporation, a related organization of St. Vincent's Special Needs Center, Inc., to establish the compensation of the organization's CEO/Executive Director: -Compensation Committee -Independent Compensation Consultant -Compensation Survey or Study -Approval by the Board or Compensation Committee X 1 761591 Opinions of Experts 0 1 0 Method for Determining Number of Contributors: Part I, Column (b): Part I, Column (b), Line 15: Amount reported in Column (b) represents total number of contributors. Form 990, Part VI, Section A, line 2 The Board of Directors consists of community volunteers, who may interact with each other in the normal course of business (i.e. banker, lawyer, accountant, etc.) unrelated to the activities of the Organization. Form 990, Part VI, Section A, line 6 St. Vincent's Special Needs Center, Inc. has a single corporate member, St. Vincent's Health Services Corporation. Form 990, Part VI, Section A, line 7a St. Vincent's Special Needs Center, Inc. has a single corporate member, St. Vincent's Health Services Corporation, who has the ability to elect members to the governing body of St. Vincent's Special Needs Center. Form 990, Part VI, Section A, line 7b All decisions that have a material impact on St. Vincent's Special Needs Center, Inc. financial information or corporation as a whole are subject to approval by its sole corporate member, St. Vincent's Health Services Corporation. Form 990, Part VI, Section B, line 11 Management including certain officers, works diligently to complete the Form 990 and attached schedules in a thorough manner. Management presents the form to the board, or a designated committee, to review and answer any questions. Prior to filing the return, all Board Members are provided the Form 990 and management team members are available to answer any Board Members' questions. Form 990, Part VI, Section B, line 12c The organization regularly and consistently monitors and enforces compliance with the conflict of interest policy in that any director, officer, key employee, or member of a committee with governing board delegated powers, who has a direct or indirect financial interest, must disclose the existence of the financial interest and be given the opportunity to disclose all material facts to the directors and members of the committees with governing board delegated powers considering the proposed transaction or arrangement. The remaining individuals on the governing board or committee meeting will decide if conflicts of interest exist. Each director, officer, key employee, or member of a committee with governing board delegated powers annually signs a statement which affirms such person has received a copy of the conflict of interest policy, has read and understands the policy, has agreed to comply with the policy, and understands that the organization is charitable and in order to maintain its federal tax exemption it must engage primarily in activities which accomplish its tax-exempt purpose. Form 990, Part VI, Section B, line 15 In determining compensation of the organization's CEO, the process, performed by St. Vincent's Health Services Corporation a related organization of St. Vincent's Special Needs Center, Inc., included a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision. St. Vincent's Health Services Executive Compensation Committee reviewed and approved the compensation. In the review of the compensation, the CEO was compared to other similar organizations in the area that hold the same title. During the review and approval of the compensation, documentation of the decision was recorded in the board minutes. The individual was not present when his compensation was decided. In determining compensation of other officers or key employees of the organization, the process, performed by St. Vincent's Health Services Corporation a related organization of St. Vincent's Special Needs Center, Inc., included a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision. St. Vincent's Health Services Executive Compensation Committee reviewed and approved the compensation. In the review of the compensation, the other officers or key employees of the organization were compared to other similar organizations' employees in the area that hold the same title. During the review and approval of the compensation, documentation of the decision was recorded in the board minutes. Form 990, Part VI, Section C, line 19 The organization will provide any documents open to public inspection upon request. Form 990, Part VII, Section B: Amounts paid to Servpro of Stamford represent amounts paid for services and materials. These amounts cannot be separated. Changes in Net Assets or Fund Balances: Form 990, Part XI, line 5: Net unrealized gains on investments: 1,564,748. Change in FAS 158 Liability 360,295. Adjustment to Debt with Ascension Health -542,792. Change in Assets held by St. Vincent's Foundation 644,644. Minimum Pension Liability 1,138,097. Total to Form 990, Part XI, Line 5: 3,164,992. Form 990, Part III: St. Vincent's Special Needs Center began in Bridgeport, CT in 1955 as a therapy treatment program for children with cerebral palsy, and has evolved to become a major provider in Southern Connecticut of specialized lifelong education and therapeutic programs for children and adults with multiple developmental disabilities and special healthcare needs. As a subsidiary of St. Vincent's Health Services, they extend the system's circle of care and support to individuals and their families challenged by special needs through all ages and stages of life. St. Vincent's Special Needs Center furthers this goal through a broad spectrum of educational, therapeutic and recreational programming and services. Whenever possible, these programs are inclusive offering individuals with and without special needs opportunities to participate in activities side by side. St. Vincent's Special Needs Center's concern for all human life and the dignity of each person leads the organization to provide these programs and services to all people in the community without regard to the patient's race, creed, national origin, economic status, or ability to pay. In addition to the program services listed on Form 990, Part III, Line 4, the organization has engaged in additional activities to ensure that its mission is accomplished. These include Kids Connection Childcare, the First Connections Family Center, and rehabilitation services. In regard to community outreach activities, the organization seeks to improve the physical, mental, social and spiritual health status of its surrounding community. In addition to the programs listed above and in Form 990, Part III, Line 4, the Special Needs Center has developed programs to help achieve its mission. Independently, or in cooperation with other organizations, St. Vincent's Special Needs Center sponsors speaker programs and takes a leading role in organizing more intensive family education formats. It also provides families with special needs children referrals to specific programs and professional services in other communities. Its website also provides many links to other helpful resources. For children with special needs enrolled in public school programs, it offers an experienced educational consultant to provide objectives, review educational records, provide classroom observation, pre-PPT planning, and support for the child's PPT meeting. In cooperation with Child First of Greater Bridgeport, the organization coordinates donation and distribution of gently used and new infant and children's furniture, toys, and books to families in need referred by social service agencies. In all these ways, St. Vincent's Special Needs Center, Inc. accomplishes its stated mission. Ascension Health PO Box 45998 St Louis MO 63135 311662309 National Health System MO Section 501(c)(3) Schedule A, Line 11a N/A 0 St Vincent's Health Services Corporation 2800 Main Street Bridgeport CT 06606 222558134 System Parent CT Section 501(c)(3) Schedule A, Line 11a Ascension Health 0 St Vincent's Medical Center 2800 Main Street Bridgeport CT 06606 060646886 Hospital CT Section 501(c)(3) Schedule A, Line 3 St Vincent's Health Services Corp 1 St Vincent's Medical Center Foundation 2800 Main Street Bridgeport CT 06606 222558132 Fundraising CT Section 501(c)(3) Schedule A, Line 7 St Vincent's Health Services Corp 1 Hall-Brooke Behavioral Health Services Inc 47 Long Lots Road Westport CT 06880 060813283 Behavioral Health Services CT Section 501(c)(3) Schedule A, Line 9 St Vincent's Health Services Corp 1 St Vincent's Development Inc 95 Merritt Boulevard Trumbull CT 06611 222554128 Real Estate Holdings CT Section 501(c)(25) N/A St Vincent's Health Services Corp 1 St Vincent's College 2800 Main Street Bridgeport CT 06606 061331677 College of Health Services CT Section 501(c)(3) Schedule A, Line 2 St Vincent's Medical Center 1 St Vincent's Multispecialty Group Inc 2800 Main Street Bridgeport CT 06606 800458769 Physician Practices CT Section 501(c)(3) Schedule A, Line 11a St Vincent's Medical Center 1 Vincentures Inc 95 Merritt Boulevard Trumbull CT 06611 061211417 Inactive CT N/A Pequot Medical Associates 115 Technology Drive Trumbull CT 06611 061498813 Inactive CT N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 St Vincent's Medical Center Foundation C 140510 Actual Amount Transferred St Vincent's Medical Center O 4645000 Actual Amount Paid St Vincent's Development Inc O 201000 Actual Amount Paid Ascension Health R 1498392 Actual Amount Transferred Ascension Health O 6502435 Actual Amount Transferred