2012-05-22T17:20:00-05:00 2011-12-31 953680171 MCGOWAN GUNTERMANN 111 E VICTORIA ST 2ND FLOOR SANTA BARBARA CA 931012018 990 2011-01-01 770405779 DALMATIAN DREAMS DBA DREAM FOUNDATION DALM 8055642131 1528 CHAPALA STREET SUITE 304 SANTA BARBARA CA 93101 THOMAS ROLLERSON 8055642131 2012-05-21 1 CHRISLEY N REED CPA P00025230 8059629175 2011 2016-02-24 21:20:13Z DREAM FOUNDATION THOMAS W ROLLERSON 1528 CHAPALA ST SUITE 304 SANTA BARBARA CA 93101 4434055 0 X WWW.DREAMFOUNDATION.ORG X 1994 CA TO GRANT DREAMS TO ADULTS WHO ARE IN THEIR LAST YEAR OF LIFE WHO DO NOT HAVE THE FINANCIAL MEANS TO FULFILL THEIR OWN WISHES. 13 12 23 600 0 0 2476807 3562324 0 0 45164 61922 579584 -31395 3101555 3592851 0 1689308 0 0 938537 1085779 0 0 271286 2003393 468239 2941930 3243326 159625 349525 2635762 2953970 3453 10814 2632309 2943156 X THE MISSION OF THE DREAM FOUNDATION IS TO ENHANCE THE QUALITY OF LIFE FOR INDIVIDUALS AND THEIR FAMILIES WHO ARE BATTLING LIFE-LIMITING ILLNESSES. 0 0 2712571 1689308 THE DREAM FOUNDATION IS THE FIRST AND LARGEST NATIONAL ADULT WISH GRANTING ORGANIZATION AND HAS COMPLETED OVER 13,000 DREAMS FOR ADULTS BATTLING LIFE-LIMITING ILLNESS SINCE 1994. EACH DREAM FULFILLED ENHANCES THE QUALITY OF LIFE FOR THE INDIVIDUALS AND THEIR FAMILIES DURING THE END OF LIFE'S JOURNEY. IN 2011 THE AGENCY PROCESSED 2355 REQUESTS FOR ASSISTANCE, AN INCREASE OF 13% FROM 2010, WITH INCREASED DONATED RESOURCES AND NO ADDITIONAL STAFF. IN 2012 THE ORGANIZATION PROJECTS 2,500 REFERRALS FROM OVER 600 HOSPICES THROUGHOUT THE UNITED STATES. ADDITIONAL REFERRALS ARE RECEIVED FROM DOCTORS, NURSES, SOCIAL WORKERS, HEALTH CARE FACILITIES, AND VIA THE INTERNET. 40% OF DREAM REFERRALS INCLUDE ADULTS THAT HAVE YOUNG CHILDREN WHO WILL BE FACING THE IMPENDING LOSS OF A PARENT. THE TOY PROGRAM WAS ESTABLISHED TO LET CHILDREN KNOW THAT THEY ARE NOT FORGOTTEN IN THE MIDST OF THE EMOTIONAL TURMOIL THE FAMILY IS FACING. THE TOY PROGRAM PROVIDES A BOX OF NEW GENDER AND AGE APPROPRIATE TOYS FOR EACH CHILD WITH HUNDREDS OF TOY BOXES SENT EACH YEAR. 2712571 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 6 0 1 23 0 0 0 0 0 0 1 1 0 0 0 0 X 13 12 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X X CINDY HELLRIEGEL 8055642131 1528 CHAPALA STREET SUITE 304 SANTA BARBARA CA 93101 THOMAS W ROLLERSON 40.00 X X 103317 0 14528 GREG GRABOWSKI 1.00 X 0 0 0 DAVID GLICKMAN 1.00 X X 0 0 0 RONALD R MACLEOD 1.00 X X 0 0 0 RICHARD BURNHAM 1.00 X 0 0 0 HOLLYE HARRINGTON JACOBS 1.00 X 0 0 0 DAVID JOHNSON 1.00 X 0 0 0 KIRSTEN CAVENDISH 1.00 X 0 0 0 BOB MURPHY 1.00 X 0 0 0 AJ RICE 1.00 X 0 0 0 KENNETH P SLAUGHT 1.00 X 0 0 0 RICHARD WESTON-SMITH 1.00 X 0 0 0 DIANA WILSON 1.00 X 0 0 0 CAROL L BROWN 40.00 X 102949 0 23433 206266 0 37961 2 0 0 0 0 1013586 2548738 917025 3562324 25507 25507 264979 228564 36415 36415 36415 581245 1013586 612640 -31395 -31395 3592851 0 0 30527 1689308 1689308 244227 107382 62124 74721 618179 445670 72147 100362 223373 152703 28597 42073 2551 2551 17500 17500 9902 9902 96053 67373 14340 14340 13770 9880 2217 1673 68139 47697 10221 10221 30862 22484 4189 4189 22621 15835 3393 3393 5605 3923 841 841 PRINTING AND REPRODUCTI 52952 42072 2120 8760 OTHER PROGRAM EXPENSES 29552 29552 TELEPHONE 27786 20454 3666 3666 UTILITIES 23879 16715 3582 3582 67067 41523 22079 3465 3243326 2712571 259469 271286 169623 9003 1123812 1709725 112541 115400 5867 6057 252059 169670 80147 82389 994446 1006112 149326 25284 2635762 2953970 3453 10814 3453 10814 X 2077571 2360559 112541 140400 442197 442197 2632309 2943156 2635762 2953970 X 349525 -38678 X X 0 1 1 X 0 X 2115561 2335526 2607053 2476807 3595225 13130172 2115561 2335526 2607053 2476807 3595225 13130172 3826432 9303740 138080 19860 -5818 45164 61922 259208 13389380 2052744 0.69490 0.66490 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 994446 21568 9902 1006112 892069 111530 9153 994446 582639 159930 156474 6974 892069 742569 -153304 6626 582639 0.56000 0.44000 0 0 252059 169670 82389 82389 3592851 3243326 349525 -38678 -38678 310847 3634785 -38678 80612 41934 3592851 0 3592851 3323938 80612 80612 3243326 0 3243326 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: ASSETS ARE TO BE HELD INDEFINITELY WITH INCOME AVAILABLE FOR USE TO SUPPORT THE GENERAL ACTIVITIES OF THE ORGANIZATION. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE ORGANIZATION EVALUATES UNCERTAIN TAX POSITIONS, WHEREBY THE EFFECT OF THE UNCERTAINTY WOULD BE RECORDED IF THE OUTCOME WAS CONSIDERED PROBABLE AND REASONABLY ESTIMABLE. AS OF DECEMBER 31, 2011, THE ORGANIZATION HAD NO UNCERTAIN TAX POSITIONS REQUIRING ACCRUAL. THE ORGANIZATION FILES TAX RETURNS IN CALIFORNIA AND U.S. FEDERAL JURISDICTIONS. THE ORGANIZATION IS NO LONGER SUBJECT TO U.S. FEDERAL, STATE AND LOCAL TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE 2008. CELEBRATION OF DREAMS - BACARA 2011 1003958 718150 285808 136012 106330 17039 221204 CSI - 2011 190420 95210 95210 21200 79247 7 400453 200226 200227 31608 1594831 1013586 581245 136012 106330 38239 332059 612640 -31395 1 DREAMS TO ADULTS WHO ARE IN THEIR LAST YEAR OF LIFE AND WHO DO NOT HAVE THE FINANCIAL MEANS TO FULFILL THEM ON THEIR OWN. 2355 892691 796617 FAIR MARKET VALUE DIRECT PROGRAM EXPENSES ASSOCIATES WITH FULFILLING DREAMS PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE DREAM FOUNDATION DOES NOT PROVIDE CASH GRANTS TO INDIVIDUALS, BUT RATHER GRANTS DREAMS TO ADULT INDIVIDUALS THAT ARE IN THEIR LAST YEAR OF LIFE. THE FOUNDATION ALLOCATED FUNDS DIRECTLY TO THE VENDORS, OR ARRANGES IN-KIND DONATION OF GOODS AND TRAVEL, WITH THE EXCEPTION OF SMALL DAILY STEIPINDS FOR MEALS, GAS, AND INCIDENTAL EXPENSES. ALL DREAMS ARE MANAGED BY DREAM CAPTAINS BASED UPON SPECIFIC GUIDELINES AND RULES AND EXPENSES ARE APPROVED BY THE PROGRAM MANAGER OR COO. ALL SUPPORTING DOCUMENTATION FOR EACH DREAM, INCLUDING APPLICATION, STATEMENTS, AND INVOICES ARE MAINTAINED BY THE FOUNDATION. X AIRLINE MILEAGE 5000 237853 ESTIMATION PER AIRLINE GUIDELINES X FUNDRAISING EVENTS 600 187998 FAIR VALUE OF DONATED PRODUCTS X DREAM EXEPNSE 1000 527786 FAIR VALUE OF DONATED PRODUCTS 0 0 0 0 FORM 990, PART VI, SECTION A, LINE 2 TWO BOARD MEMBERS, RICHARD WESTON-SMITH AND KIRSTEN CAVENDISH, ARE HUSBAND AND WIFE. FORM 990, PART VI, SECTION B, LINE 11 THE ORGANIZATION'S CHIEF OPERATING OFFICER DISTRIBUTES A COPY OF THE FINAL VERSION OF THE FORM 990 TO ALL BOARD MEMBERS REQUESTING THEY REVIEW THE FORM 990 PRIOR TO FILING. THE BOARD MEMBERS ARE GIVEN AN OPPORTUNITY AND ASKED TO REVIEW AND RAISE QUESTIONS, IF ANY. ONCE THIS PROCESS IS COMPLETE AND BOARD APPROVAL IS OBTAINED, THE FORM 990 IS FILED. FORM 990, PART VI, SECTION B, LINE 12C EACH EMPLOYEE AT TIME OF HIRE AND BOARD MEMBER AT TIME OF APPOINTMENT FILLS OUT AND SIGNS CONFLICT OF INTEREST QUESTIONNAIRE AND THESE ARE MAINTAINED IN THE EMPLOYEE/BOARD MEMBERS FOLDER. THE ORGANIZATION SENDS OUT AN ANNUAL LETTER ASKING FOR CONFIRMATION OF NO CHANGES OR CHANGES IN POSSIBLE CONFLICTS AND CHANGES TO QUESTIONNAIRE ANSWERS. FORM 990, PART VI, SECTION B, LINE 15 PAGE 6, PART VI, LINE 15A&B - THE SALARIES OF THE PRESIDENT, COO AND SENIOR STAFF ARE REVIEWED ANNUALLY BY THE BOARD OF DIRECTORS AND ANY CHANGES ARE VOTED ON. FORM 990, PART VI, SECTION C, LINE 19 HARD COPIES OF ALL DOCUMENTS ARE AVAILABLE UPON REQUEST AND ELECTRONIC VERSIONS ARE POSTED ON OUR WEBSITE, GUIDESTAR, AND CHARITY NAVIGATOR. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -38,678. THE ORGANIZATION'S AUDIT COMMITTEE REIVEWS PROPOSALS AND SELECTS FIRM TO CONDUCT AUDIT AND PREPARE FORM 990. COMMITTEE REIVEWS AND DISTRIBUTES A COPY OF THE AUDIT REPORT AND ANY CORRESPONDENCE TO ALL BOARD MEMBERS. BOARD MEMBERS ARE GIVEN AN OPPORTUNITY TO DISCUSS AND RAISE QUESTIONS, IF ANY.