2012-06-13T13:43:42-05:00 2011-10-31 FERGUSON CAMP POLL PC 1800 BERING DR STE 950 HOUSTON TX 77057 990PF 2010-11-01 760555849 FLEMING ENDOWMENT FLEM 7136217944 2800 POST OAK BLVD NO 4000 HOUSTON TX 770566109 GEORGE M FLEMING 7136217944 2012-06-13 1 GEOFF POLL 7137835200 2010 2016-02-24 21:20:13Z X X 6180436 X X 284216 284216 20632 1971889 20632 1086 1086 305934 305934 0 0 0 5472 2736 0 4000 0 4000 5083 3025 63 14555 5761 4063 906967 906967 921522 5761 911030 -615588 300173 674895 342736 342736 5719295 5465604 5590441 555198 528462 244014 6247 3245 3245 6955635 6340047 6180436 353428 353428 353428 353428 X 0 0 0 0 6602207 5986619 6602207 5986619 6955635 6340047 6602207 -615588 0 5986619 0 5986619 22000 CORNING INC P 2009-07-31 2010-11-10 24685 23325 1360 1360 5000 FHLMC PARTIAL CALL P 2010-01-14 2010-11-15 5000 7185 -2185 -2185 270000 WACHOVIA BANK P 2009-04-09 2010-11-18 50483 32600 17883 17883 67000 WACHOVIA BANK P 2009-12-10 2010-11-18 12527 12606 -79 -79 125000 TRANSOCEAN P 2010-06-10 2010-12-08 122025 110318 11707 11707 7000 FHLMC PARTIAL CALL P 2010-01-14 2010-12-17 7000 10059 -3059 -3059 5000 FHLMC PARTIAL CALL P 2010-01-14 2011-01-18 5000 7185 -2185 -2185 100000 ARCELORMITTAL SA LUX P 2010-08-26 2011-02-03 98494 99000 -506 -506 643000 BANK OF AMERICA MTG P 2010-08-30 2011-02-17 154838 153927 911 911 2000 FHLMC PARTIAL CALL P 2010-01-14 2011-02-15 2000 2874 -874 -874 97000 JP MORGAN CHASE COML MTG P 2009-12-15 2011-02-18 63 269 -206 -206 125000 CLAYTON WILLIAMS ENERGY P 2010-05-20 2011-03-16 127423 124375 3048 3048 50000 SPECIALTY UNDERWRITING P 2010-12-28 2011-03-25 35057 35913 -856 -856 2000000 TERWIN MTG P 2010-10-01 2011-03-31 193862 190852 3010 3010 2000 FHLMC PARTIAL CALL P 2010-01-14 2011-03-15 2000 2874 -874 -874 100000 ML CFC COML MTG TR P 2010-06-30 2011-04-14 103224 99980 3244 3244 40000 SARA LEE CORP P 2011-02-15 2011-04-25 38736 37046 1690 1690 2000 FHLMC PARTIAL CALL P 2010-01-14 2011-04-15 2000 2874 -874 -874 675000 DSLA MTG LN P 2010-12-07 2011-05-04 53635 53319 316 316 1250000 MASTER ADJ RATE MTG P 2010-12-21 2011-05-24 22338 21266 1072 1072 2000 FHLMC PARTIAL CALL P 2010-01-14 2011-05-14 2000 2874 -874 -874 100000 CONTINENTAL AIRLINES P 2011-05-19 2011-06-17 49610 50665 -1055 -1055 50000 HASBRO INC P 2011-04-28 2011-06-17 52744 53659 -915 -915 1000 FHLMC PARITAL CALL P 2010-01-14 2011-06-15 1000 1437 -437 -437 1000 FHLMC PARITAL CALL P 2010-01-14 2011-07-15 1000 1437 -437 -437 50000 GOLDMAN SACHS P 2011-05-18 2011-08-02 49994 50857 -863 -863 63000 CWABS ASSET BKD REMIC P 2011-07-19 2011-08-23 33134 34629 -1495 -1495 230000 BANKC AMERICA ALT LN P 2010-06-04 2011-08-02 82897 86416 -3519 -3519 424000 CITIGROUP MTG LN TR P 2010-06-11 2011-08-12 48938 48643 295 295 2000 FHLMC PARTIAL CALL P 2010-01-14 2011-08-15 2000 2874 -874 -874 440000 HOME EQUITY ASSET TR P 2010-06-25 2011-08-31 48913 47674 1239 1239 445000 HOME EQUITY ASSET TR P 2010-06-24 2011-08-31 49469 48215 1254 1254 48000 CIT HOME EQUITY TR P 2011-01-07 2011-09-29 21805 22294 -489 -489 3000 FHLMC PARTIAL CALL P 2010-01-14 2011-09-15 3000 4311 -1311 -1311 52000 JP MORGAN CHASE COML MTG P 2011-02-18 2011-10-26 39899 41708 -1809 -1809 4000 FHLMC PARTIAL CALL P 2010-01-14 2011-10-17 4000 5748 -1748 -1748 35000 JP MORGAN CHASE COML MTG P 2009-06-11 2011-10-26 11202 11036 166 166 230000 JP MORGAN CHASE COML MTG P 2009-05-13 2011-10-26 73612 72521 1091 1091 65000 JP MORGAN CHASE COML MTG P 2010-04-12 2011-10-26 20803 21299 -496 -496 200000 LB UBS COML MTG TR P 2010-01-06 2011-10-26 200294 199875 419 419 150000 LB UBS COML MTG TR P 2009-07-31 2011-10-26 98730 97873 857 857 25000 LB UBS COML MTG TR P 2010-08-19 2011-10-26 16455 17365 -910 -910 20632 0 611040 7104125 0.086012 1685280 6311453 0.267019 2606769 12135942 0.214797 1955909 18187579 0.107541 683964 16283526 0.042003 0.717372 0.143474 6139466 880854 3002 883856 911030 X 3002 0 3002 0 3002 6247 6247 3245 3245 0 0 0 0 0 0 0 0 0 0 0 0 1 TX 1 0 0 0 0 1 N/A RAYMOND KINZER 7136217944 2800 POST OAK BLVD SUITE 4000 HOUSTON TX 770566109 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 GEORGE M FLEMING 2800 POST OAK BLVD SUITE 4000 HOUSTON TX 770566109 4.00 0 0 0 SCOTT FLEMING 2800 POST OAK BLVD SUITE 4000 HOUSTON TX 770566109 4.00 0 0 0 RAYMOND E KINZER 2800 POST OAK BLVD SUITE 4000 HOUSTON TX 770566109 4.00 0 0 0 NONE 0 NONE 0 0 6074407 158553 0 6232960 0 0 6232960 93494 6139466 306973 306973 3002 3002 303971 0 303971 0 303971 911030 0 911030 3002 908028 303971 0 0 2007828 1375387 262124 3645339 911030 0 0 0 303971 607059 0 0 4252398 0 0 0 0 0 0 0 4252398 2007828 1375387 262124 607059 GEORGE M FLEMING X BAY AREA COUNCIL OF BOY SCOUTS OF AMERICA - RETURN OF 2008 CONTRIBUTION 3020 53RD STREET GALVESTON TX 775515917 NONE NON PROFIT ORGANIZAT RETURN OF CONTRIBUTION DUE TO DEFAULT OF AGREEMENT -100000 THE BRIARWOOD SCHOOL 12207 WHITTINGTON HOUSTON TX 77077 NONE PRIVATE NON PROFIT S UNDERWRITE EVENT 12500 HOUSTON LIVESTOCK SHOW & RODEO PO BOX 20070 HOUSTON TX 772250070 NONE NON PROFIT ORGANIZAT SCHOLARSHIP FUND 1000 MAGNIFICAT HOUSE INC PO BOX 25415 HOUSTON TX 772655415 NONE PUBLIC CHARITY LOAVES & FISHES PROGRAM FOR THE HOMELESS 1000 MD ANDERSON CANCER CENTER PO BOX 301439 HOUSTON TX 772301439 NONE NON PROFIT ORGANIZAT FLEMING ENDOWED FELLOWSHIP FOR MESOTHELIOMA RESEARCH 80000 MD ANDERSON CANCER CENTER PO BOX 301439 HOUSTON TX 772301439 NONE NON PROFIT ORGANIZAT UNDERWRITE CHARITABLE EVENT 5000 SOCIETY OF ST VINCENT DE PAUL 2430 HOLCOMBE BLVD HOUSTON TX 77021 NONE NON PROFIT ORGANIZAT UNDERWRITE 9/29/11 PARSLEY GOLF TOURNAMENT 2437 ST JOHN VIANNEY CATHOLIC CHURCH 325 NOTTINGHAM OAKS TRAIL HOUSTON TX 77079 NONE NON PROFIT ORGANIZAT GENERAL FUND 900 ST MICHAEL'S CATHOLIC CHURCH 1801 SAGE ROAD HOUSTON TX 77056 NONE NON PROFIT ORGANIZAT GENERAL FUND 1000 ST AGNES ACADEMY 9000 BELLAIRE BLVD HOUSTON TX 77036 NONE NON PROFIT SCHOOL 3 OF 5 PLEDGES 50000 UNIVERSITY OF HOUSTON LAW FOUNDATION 100 LAW CENTER HOUSTON TX 77204 NONE NON PROFIT ORGANIZAT UNDERWRITE EVENT 3500 UNIVERSITY OF TEXAS FOUNDATION PO BOX 250 HOUSTON TX 787670250 NONE NON PROFIT ORGANIZAT UT SYSTEM INITIATIVES 5000 STAR OF HOPE PO BOX 1505 HOUSTON TX 772519869 NONE PUBLIC CHARITY 1000 THANKSGIVING DINNERS 1630 STRAKE JESUIT 8900 BELLAIRE BOULEVARD HOUSTON TX 77036 NONE NON PROFIT SCHOOL 2010-11 ANNUAL FUND 82000 UNIVERSITY OF TEXAS LAW SCHOOL FOUNDATION 727 E DEAN KEETON ST AUSTIN TX 78705 NONE NON PROFIT SCHOOL GEORGE MCMILLAN FLEMING CENTER ON HEALTH LAW & POLICY 500000 UNIVERSITY OF TEXAS LAW SCHOOL FOUNDATION 727 E DEAN KEETON ST AUSTIN TX 78705 NONE NON PROFIT ORGANIZAT PLATINUM UNDERWRITER REUNION WEEKEND 8500 UNIVERSITY OF TEXAS MEDICAL BRANCH GALVESTON 301 UNIVERSITY BLVD GALVESTON TX 77555 NONE NON PROFIT SCHOOL PRESIDENT'S CABINET 1000 UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER 7000 FANNIN SUITE 1200 HOUSTON TX 77030 NONE NON PROFIT SCHOOL GEORGE MCMILLAN FLEMING CENTER 250000 UNIVERSITY OF TEXAS SCHOOL OF PUBLIC HEALTH 1200 HERMAN PRESSLER HOUSTON TX 77030 NONE NON PROFIT SCHOOL GENERAL FUND 1500 906967 0 14 284216 20632 OTHER INCOME 14 1086 0 285302 20632 305934 8 SALES OF SECURITIES PROVIDES CASH TO MAKE CONTRIBUTIONS, GIFTS, GRANTS 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 5472 2736 0 AMERICAN ENTERPRISE INVESTMENT 5465604 5590441 GOLDENTREE HIGH YIELD PROPERTIES AT COST 336158 51710 EQUITY HERITAGE "SIDE POCKET" AT COST 192304 192304 PREPAID FEDRAL EXCISE TAX 6247 3245 3245 EXPENSE REIMBURSEMENT 1995 0 0 OTHER DEDUCTIONS 63 0 63 INVESTMENT MANAGEMENT FEES 23 23 0 EXCISE TAX 3002 3002 0 OTHER INCOME 1086 1086 1086 EXCISE TAXES PAYBLE 3446 3446 UNREALIZED GAIN/LOSS 349982 349982