2012-07-13T12:15:16-05:00 2011-08-31 990 2010-09-01 136161036 NEW YORK UNIVERSITY SCHOOL OF LAW FOUNDATION NEWY 2129986245 110 WEST 3RD STREET 2ND FL NEW YORK NY 10012 GIANCARLO BONAGURA 2129986245 2012-07-13 2010 2016-02-24 21:20:13Z GIANCARLO BONAGURA 40 WASHINGTON SQ SO NEW YORK NY 10012 31738771 0 X N/A X 1949 NY FOSTERS LEGAL EDUCATION AND RESEARCH AT NEW YORK UNIVERSITY'S SCHOOL OF LAW. 56 49 0 0 0 0 0 0 16000660 22737052 2125540 0 10755962 8972499 28882162 31709551 6163037 12415587 0 0 0 0 0 0 0 21870172 22461373 28033209 34876960 848953 -3167409 173895469 174668630 23559722 28510609 150335747 146158021 THE FOUNDATION, A SUBSIDIARY OF NEW YORK UNIVERSITY, FOSTERS LEGAL EDUCATION AND RESEARCH AT NEW YORK UNIVERSITY'S SCHOOL OF LAW BY AWARDING SCHOLARSHIPS, MAKING GRANTS FOR EDUCATIONAL PURPOSES RELATED TO LAW, AND SUPPORTING PROGRAMS OF THE SCHOOL OF LAW. 0 0 34746914 12415587 22737052 SUPPORT EXEMPT ACTIVITIES OF NEW YORK UNIVERSITY SCHOOL OF LAW. 34746914 1 0 0 0 0 0 0 0 0 0 0 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0.20 X 0 0 0 JEROME KERN 0.20 X 0 0 0 ROBERT A KINDLER 0.20 X 0 0 0 CHARLES KLEIN 0.20 X 0 0 0 SLOAN LINDEMANN 0.20 X 0 0 0 BELLA L LINDEN ESQ 0.20 X 0 0 0 MARTIN LIPTON 0.20 X 0 0 0 GEORGE T LOWY 0.20 X 0 0 0 DAVID MALKIN 0.20 X 0 0 0 JEROME MANNING 0.20 X 0 0 0 DAVID MCLAUGHLIN 0.20 X 0 563785 34759 RONALD MOELIS 0.20 X 0 0 0 FRANCIS J MORISON 0.20 X 0 0 0 SARA E MOSS 0.20 X 0 0 0 BONNIE BRIER 0.20 X 0 561739 35988 DARILYN T OLIDGE 0.20 X 0 0 0 DWIGHT OPPERMAN 0.20 X 0 0 0 NORMA Z PAIGE 0.20 X 0 0 0 MARTIN D PAYSON 0.20 X 0 0 0 WAYNE M PERRY 0.20 X 0 0 0 HON STEWART G POLLOCK 0.20 X 0 0 0 LESTER POLLACK 0.20 X 0 0 0 KENNITH M RAISLER 0.20 X 0 0 0 NORMAN REDLICH 0.20 X 0 0 0 BONNIE FELDMAN REISS 0.20 X 0 0 0 INGEBORG RENNERT 0.20 X 0 0 0 RICHARD REVESZ 0.20 X 0 1012611 30042 RACHEL F ROBBINS 0.20 X 0 0 0 ERIC M ROTH 0.20 X 0 0 0 BRIAN L SCHORR 0.20 X 0 0 0 ANDREW J SEGAL 0.20 X 0 0 0 JOHN SEXTON 0.20 X 0 1307650 168975 O PETER SHERWOOD 0.20 X 0 0 0 WARREN J SINSHEIMER 0.20 X 0 0 0 MARTHA E STARK 0.20 X 0 0 0 LEWIS R STEINBERG 0.20 X 0 0 0 DANIEL E STRAUS 0.20 X 0 0 0 EILEEN FITZGERALD SUDLER 0.20 X 0 0 0 PETER D SUDLER 0.20 X 0 0 0 DAVID A TANNER 0.20 X 0 0 0 VINCENT S TESE 0.20 X 0 0 0 LOUIS B THALHEIMER 0.20 X 0 0 0 HERBERT M WACHTELL 0.20 X 0 0 0 LEONARD WILF 0.20 X 0 0 0 JOHN CREEDON 0.20 X 0 0 0 CIRO GAMBONI 0.20 X 0 0 0 R MAY LEE 0.20 X 0 0 0 JOSE MALDONADO 0.20 X 0 0 0 CATHERINE REIN 0.20 X 0 0 0 HON ROSE LUTTAN RUBIN 0.20 X 0 0 0 ELLEN SCHALL 0.20 X 0 0 0 WILLIAM J WILLIAMS JR 0.20 X 0 0 0 STEPHANIE ABRAMSON 0.20 X 0 0 0 DAVID BOIES II 0.20 X 0 0 0 PAUL FRANCIS 0.20 X 0 0 0 STEPHEN KAPLAN 0.20 X 0 0 0 JONATHAN MECHANIC 0.20 X 0 0 0 RANDAL MILCH 0.20 X 0 0 0 ROBERT ROSENKRANZ 0.20 X 0 0 0 MARK WILF 0.20 X 0 0 0 STUYVESANT COMFORT 0.20 X 0 0 0 SCOTT HOFFMAN 0.20 X 0 0 0 JESSICA MALKIN 0.20 X 0 0 0 GREGORY RACZ 0.20 X 0 0 0 JOHN SUYDAM 0.20 X 0 0 0 ELIZABETH ROHLFING 0.20 X 0 134304 16363 BARBARA TIMPANO 0.20 X 0 204155 31530 0 4346727 361034 0 0 1 0 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2325802 215122 10644816 935576 2003868 9953520 12892964 20918001 21280345 29741151 29143202 31709551 132792250 0.82270 0.76070 0.08020 0.11280 X 0 BUILDINGS & EQUIPMENT 147166164 C 147166164 DUE TO NYU 28348303 28348303 0 NEW YORK UNIVERSITY 40 WASHINGTON SQUARE SOUTH NEW YORK NY 10012 135562308 501 (C) (3) 7469162 SUPPORT ACTIVITIES OF NYU SCHOOL OF LAW 1 0 FACULTY AND ADMINISTRATORS OF NYU SCHOOL OF LAW 139 4946425 1 X X X X X 0 1 0 0 0 0 0 0 0 MICHAEL ALFANO 0 562483 0 0 0 0 0 33500 0 9877 0 605860 0 0 DAVID MCLAUGHLIN 0 563785 0 0 0 0 0 24500 0 10259 0 598544 0 0 BONNIE BRIER 0 561739 0 0 0 0 0 24500 0 11488 0 597727 0 0 RICHARD REVESZ 0 531707 0 204711 0 276193 0 24500 0 5542 0 1042653 0 0 JOHN SEXTON 0 1242806 0 0 0 64844 0 101700 0 67275 0 1476625 0 0 ELIZABETH ROHLFING 0 104524 0 2760 0 27020 0 10759 0 5604 0 150667 0 0 BARBARA TIMPANO 0 204155 0 0 0 0 0 22232 0 9298 0 235685 0 0 PART I, LINE 4B PRESIDENT SEXTON IS ENTITLED TO RECEIVE A LENGTH OF SERVICE BONUS ON JANUARY 15, 2015, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, EQUAL TO $77,200 TIMES THE NUMBER OF YEARS HE HAS SERVED AS A FULL-TIME MEMBER OF THE NYU SCHOOL OF LAW (INCLUDING HIS SERVICES AS DEAN OF THE SCHOOL OF LAW AND AS PRESIDENT OF THE UNIVERSITY). THE $77,200 ALLOCABLE TO CALENDAR YEAR 2010 IS INCLUDED IN PART II, ABOVE, IN COLUMN C. IN ADDITION, COMMENCING ON SEPTEMBER 1, 2011, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, PRESIDENT SEXTON WILL BE ENTITLED TO RECEIVE PAYMENTS FOR THE REMAINDER OF HIS LIFE (THE "SERP ANNUAL PAYMENTS") EQUAL TO $800,000 PER YEAR, ADJUSTED BY THE LOCAL CONSUMER PRICE INDEX SINCE SEPTEMBER 1, 2008, REDUCED BY RETIREMENT BENEFITS OTHERWISE PROVIDED BY THE UNIVERSITY. THE OBLIGATION TO MAKE THE SERP ANNUAL PAYMENTS HAS BEEN PREVIOUSLY DESCRIBED ON THE UNIVERSITY'S FORMS 990. PRESIDENT SEXTON'S SALARY - WHILE PRESIDENT OR IN ANY POST-PRESIDENT EMPLOYMENT WITH NYU - IS REDUCED BY THE SERP ANNUAL PAYMENTS. FOR EXAMPLE, SO LONG AS PRESIDENT SEXTON REMAINS AS PRESIDENT, HE WILL NOT RECEIVE ANY ECONOMIC BENEFIT FROM THE SERP ANNUAL PAYMENTS BECAUSE EVERY DOLLAR HE RECEIVES FROM THE SERP ANNUAL PAYMENTS WILL REDUCE HIS SALARY AS PRESIDENT. EXECUTIVE VICE PRESIDENT ALFANO IS ENTITLED TO RECEIVE A LENGTH OF SERVICE BONUS ON JANUARY 15, 2013, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, EQUAL TO $11,000 TIMES THE NUMBER OF YEARS HE HAS SERVED AS A FULL-TIME MEMBER OF THE NYU COLLEGE OF DENTISTRY (INCLUDING HIS SERVICES AS DEAN OF THE NYU COLLEGE OF DENTISTRY, A MEMBER OF THE FACULTY OF THE NYU COLLEGE OF DENTISTRY, AND/OR EVP OF NYU). THE $11,000 ALLOCABLE TO CALENDAR YEAR 2010 IS INCLUDED IN PART II, ABOVE, IN COLUMN C. RICHARD REVESZ FACULTY MORTGAGE X 1875000 1875000 0 1 1 1875000 FORM 990, PART VI, SECTION A, LINE 2 1) TRUSTEES MARK WILF AND LEONARD WILF ARE COUSINS. 2) TRUSTEES PETER SUDLER AND EILEEN SUDLER ARE SPOUSES. 3) TRUSTEES WILLIAM T. COMFORT, JR. AND WILLIAM T. COMFORT, III ARE FATHER AND SON, RESPECTIVELY. FORM 990, PART VI, SECTION B, LINE 11 THE FOLLOWING STEPS WERE TAKEN TO REVIEW THIS IRS FORM 990: 1.THE FORM 990 WAS REVIEWED AND APPROVED BY THE UNIVERSITY CONTROLLER. 2.THE FOUNDATION TREASURER SHARED THE FORM 990 HAS BEEN SHARED WITH THE CHAIRMAN AND GENERAL COUNSEL AND MADE IT AVAILABLE FOR INSPECTION TO TRUSTEES AND OFFICERS. 3.FOLLOWING THE REVIEW PERIOD FOR THE BOARD OF TRUSTEES, THE FORM 990 WAS FILED ELECTRONICALLY WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C IN GENERAL, AT FOUNDATION BOARD MEETINGS AND KEY COMMITTEE MEETINGS (I.E. INVESTMENT AND BUDGET), TRUSTEES ARE REMINDED OF THE NEED TO RECUSE THEMSELVES FROM PARTICIPATION SHOULD A CONFLICT OF INTEREST (REAL OR PERCEIVED) EXIST. IN ADDITION, FOR FOUNDATION TRUSTEES AND OFFICERS THERE IS AN ANNUAL PROCESS THAT REQUIRES THE FILING OF A COI FORM WITH THE UNIVERSITY. WITH RESPECT TO INDIVIDUALS OTHER THAN TRUSTEES AND OFFICERS, THERE ARE NO EMPLOYEES OF THE FOUNDATION; RATHER ALL EMPLOYEES ARE EMPLOYEES OF THE UNIVERSITY AND ARE THEREFORE REQUIRED TO FOLLOW UNIVERSITY POLICIES. FORM 990, PART VI, SECTION B, LINE 15 THERE ARE NO EMPLOYEES OF THE FOUNDATION; RATHER ALL EMPLOYEES ARE EMPLOYEES OF THE UNIVERSITY AND THEREFORE THE SETTING OF THEIR COMPENSATION IS CONSISTENT WITH THE UNIVERSITY STANDARD PRACTICES FOR DETERMINING REASONABLE COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. NEW YORK UNIVERSITY SCHOOL OF LAW FOUNDATION - OFFICE OF THE DEAN MAINTAINS COPIES OF THE GOVERNING DOCUMENTS. CONFLICT OF INTEREST POLICY AND CONSOLIDATED FINANCIAL STATEMENTS ARE AVAILABLE ON NYU'S WEBSITE (WWW.NYU.EDU). CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: CHANGE IN BEGINING NET ASSETS -1,010,317. TOTAL TO FORM 990, PART XI, LINE 5: -1,010,317. FORM 990, PART XII, LINE 2C THE AUDIT AND COMPLIANCE COMMITTEE OF THE NYU BOARD OF TRUSTEES HAS RESPONSIBILITY FOR OVERSIGHT OF NYU'S FINANCIAL STATEMENT AUDIT AND SELECTION OF ITS INDEPENDENT AUDITOR. THERE HAS BEEN NO CHANGE IN PROCESS SINCE LAST YEAR. 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