2012-07-13T12:38:07-05:00 2011-08-31 990 2010-09-01 135562308 NEW YORK UNIVERSITY NEWY 2129982955 726 BROADWAY - NINTH FLOOR NEW YORK NY 100039580 MARTIN DORPH 2129982955 2012-07-13 2010 2016-02-24 21:20:13Z MARTIN DORPH 726 BROADWAY- 9TH FLOOR NEW YORK NY 100039580 3892603836 0 X WWW.NYU.EDU X 1831 NY NYU IS A PRIVATE UNIVERSITY WITH APPROXIMATELY 43,000 STUDENTS IN 18 SCHOOLS AND INSTITUTES. 60 54 33164 3859 6921721 -1934681 649126262 701545471 2522960807 2777285036 157477304 88187167 47377119 75060026 3376941492 3642077700 307579428 331052970 0 0 1847757713 1981443440 701858 756976 29599687 1071821195 1213254932 3227860194 3526508318 149081298 115569382 7118856002 7730797680 3733504562 3992143253 3385351440 3738654427 X NYU IS A PRIVATE UNIVERSITY WITH APPROXIMATELY 43,000 MATRICULATING STUDENTS IN 18 SCHOOLS AND INSTITUTES. NYU'S PRIMARY MISSIONS ARE EDUCATION, PATIENT CARE, RESEARCH AND SCHOLARSHIP. NYU IS RECOGNIZED BOTH NATIONALLY AND INTERNATIONALLY (SEE SCHEDULE O FOR CONTINUATION) 0 0 1554206835 331052970 2023732036 EDUCATION: FOUNDED IN 1831, NYU IS ONE OF THE LARGEST PRIVATE UNIVERSITIES IN THE U.S., WITH 18 SCHOOLS, AND INSTITUTION; AND APPROX 3,800 FULL-TIME FACULTY MEMBERS AND 43,000 MATRICULATING STUDENTS. NYU ANNUALLY CONFERS OVER 13,000 UNDERGRADUATE, GRADUATE AND PROFESSIONAL DEGREES; AND PROVIDES OVER $180 MILLION PER YEAR IN INSTITUTIONAL GRANT AID TO UNDERGRADUATES. THE WORLD'S FIRST "GLOBAL NETWORK UNIVERSITY," NYU HAS AN UNPARALLELED INTERNATIONAL PRESENCE WITH DEGREE-GRANTING LIBERAL ARTS PORTAL CAMPUSES (NYU NEW YORK; NYU ABU DHABI; AND THE RECENTLY ANNOUNCED NYU SHANGHAI); 13 ACADEMIC SITES ON SIX CONTINENTS; SENDS MORE STUDENT TO STUDY ABROAD THAN ANY OTHER U.S. COLLEGE OR UNIVERSITY; AND IS ONE OF THE LEADING U.S. UNIVERSITIES IN ATTRACTING INTERNATIONAL STUDENTS. 719165000 753553000 PATIENT CARE: NYU'S MEDICAL ACADEMIC PROGRAMS ARE A MAJOR ELEMENT OF THE UNIVERSITY'S MISSION. THE NYU SCHOOL OF MEDICINE WAS ESTABLISHED IN 1841; FROM ITS EARLIEST YEARS, IT HAS BEEN AT THE FOREFRONT OF ADVANCING THE MEDICAL PROFESSION AND MEDICAL RESEARCH, INCLUDING PARTICIPATING IN THE PROCESS THAT LED TO THE ESTABLISHMENT OF NEW YORK CITY'S HEALTH DEPARTMENT, ESTABLISHING THE FIRST OUTPATIENT CLINIC, ESTABLISHING THE FIRST LABORATORY DEVOTED TO TEACHING AND RESEARCH IN BACTERIOLOGY AND PATHOLOGY, CREATING THE FIRST DEPARTMENT OF FORENSIC MEDICINE, AND CREATING THE FIRST DEPARTMENT OF PHYSICAL MEDICINE AND REHABILITATION IN THE U.S., AND ESTABLISHING ONE OF THE FIRST MD-PHD PROGRAMS. ITS FACULTY AND GRADUATES HAVE INCLUDED NOBEL LAUREATES, THE DISCOVERER OF THE MOSQUITO (SEE SCHEDULE O FOR CONTINUATION) AS THE SOURCE OF TRANSMISSION OF YELLOW FEVER, BOTH CREATORS OF THE POLIO VACCINE, AND THE RESEARCHERS WHO FOUND THE LINKAGE BETWEEN KAPOSI'S SARCOMA AND IMMUNE DEFICIENCY IN A DISTINCT POPULATION OF GAY MEN (A KEY STEP IN IDENTIFYING AIDS) AMONG OTHER LEADERS IN MEDICINE. THROUGH AFFILIATION AGREEMENTS, THE DOCTORS AND STUDENTS AT NYU SCHOOL OF MEDICINE PLAY A CRUCIAL ROLE IN ENSURING TOP QUALITY CARE NOT ONLY AT THE NYU LANGONE MEDICAL CENTER, BUT ALSO AT THE MANHATTAN VA HOSPITAL AND BELLEVUE HOSPITAL (ARGUABLY THE FOREMOST PUBLIC HOSPITAL IN THE U.S). THE NYU COLLEGE OF DENTISTRY, WHICH AS THE LARGEST DENTAL SCHOOL IN THE UNITED STATES AND MOST COMPREHENSIVE ORAL HEALTH CENTER IN THE WORLD, CARES FOR SOME 50,000 POOR AND LOW INCOME NEW YORKERS EACH YEAR, AND OPERATES A MOBILE DENTAL CARE PROGRAM WHICH TRAVELS TO UNDERSERVED AREAS OF NEW YORK STATE. IN ADDITION, NYU OFFERS MASTERS DEGREES IN PUBLIC HEALTH, AND PROVIDES UNDERGRADUATE AND GRADUATE EDUCATION FOR OVER 1,200 NURSING STUDENTS. 510437000 541608000 RESEARCH AND SCHOLARSHIP: NYU IS A MAJOR RESEARCH INSTITUTION, WITH SIGNIFICANT SUPPORT FROM NIH, NSF AND OTHER FUNDERS. THE RESEARCH AND CREATIVE OUTPUT OF NYU'S SCHOLARS HAVE LED TO THE RECEIPT OF NOBEL PRIZES, ABEL PRIZES, PULITZER PRIZES, GUGGENHEIMS, THE NATIONAL MEDAL OF THE ARTS, THE NATIONAL MEDAL OF SCIENCE, NSF WATERMAN AWARDS, MAX PLANCK AWARDS, THE KAVLI PRIZE, ACADEMY AWARDS, AND TONY AWARDS, AMONG MANY OTHER HONORS FOR THE UNIVERSITY'S FACULTY. NYU FACULTY FINDINGS ARE REGULARLY PUBLISHED IN TOP JOURNALS ACROSS A BROAD RANGE OF SCHOLARLY DISCIPLINES. NYU HAS LEADING PROGRAMS IN ECONOMICS, MATHEMATICS (AND PARTICULARLY APPLIED MATHEMATICS), NEUROSCIENCE, GENOMICS, SOFT CONDENSED MATTER PHYSICS, SOCIOLOGY, AND PHILOSOPHY, AMONG MANY OTHER SCHOLARLY FIELDS. 380182000 STUDENT SERVICES; STUDENT AID; LIBRARY; AND OPERATION AND MAINTENANCE OF PLANTS. 380182000 3163990835 1 0 0 1 0 1 1 0 1 1 1 0 0 1 0 0 1 1 1 1 0 1 1 1 0 0 1 1 1 1 1 0 0 0 0 1 1 1 1 1 1 1 0 0 0 1 1 1 1 0 1 X 6798 0 33164 1 1 1 1 AR BD VI CJ CH EZ FR GM GH IT MP SN SP UK IS AE CY PM EI 0 0 0 1 1 0 0 0 0 X 60 54 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AK AZ CO KY ME MD MA MI NH OH OK OR WA CA CT FL AL NH DE X KERRI TRICARICO 2129982913 726 BROADWAY 9TH FLOOR NEW YORK NY 100039345 RONALD D ABRAMSON 2.00 X 0 0 0 KHALDOON KHALIFA AL MUBARAK 2.00 X 0 0 0 PHYLLIS PUTTER BARASCH 2.00 X 0 0 0 MARIA BARTIROMO 2.00 X 0 0 0 MARC H BELL 2.00 X 0 0 0 WILLIAM R BERKLEY 2.00 X X 0 0 0 DANIEL J BRODSKY 2.00 X 0 0 0 HEATHER CANNADY 2.00 X 0 0 0 ARTHUR L CARTER 2.00 X 0 0 0 SHARON CHANG 2.00 X 0 0 0 EVAN R CHESLER 2.00 X 0 0 0 WILLIAM T COMFORT III 2.00 X 0 0 0 MICHAEL R CUNNINGHAM 2.00 X 0 0 0 FLORENCE A DAVIS 2.00 X 0 0 0 BARRY DILLER 2.00 X 0 0 0 GALE DRUKIER 2.00 X 0 0 0 JOEL S EHRENKRANZ 2.00 X 0 0 0 LAURENCE D FINK 2.00 X X 0 0 0 JAY M FURMAN 2.00 X 0 0 0 H DALE HEMMERDINGER 2.00 X 0 0 0 JONATHAN L HERMAN 2.00 X 0 0 0 CHARLES J HINKATY 2.00 X 0 0 0 MITCHELL JACOBSON 2.00 X 0 0 0 BORIS JORDAN 2.00 X 0 0 0 RICHARD D KATCHER 2.00 X 0 0 0 RICHARD JAY KOGAN 2.00 X 0 0 0 JERRY HLABOWITZ 2.00 X 0 0 0 KENNETH G LANGONE 2.00 X X 0 0 0 MARTIN LIPTON 20.00 X X 0 0 0 JEFFREY H LYNFORD 2.00 X 0 0 0 KELLY KENNEDY MACK 2.00 X 0 0 0 DONALD B MARRON 2.00 X 0 0 0 HOWARD MEYERS 2.00 X 0 0 0 STEVENS S MILLER 2.00 X 0 0 0 CONSTANCE J MILSTEIN 2.00 X 0 0 0 DAVID C OXMAN 2.00 X 0 0 0 JOHN PAULSON 2.00 X 0 0 0 LESTER POLLACK 2.00 X 0 0 0 CATHERINE B REYNOLDS 2.00 X 0 0 0 BRETT B ROCHKIND 2.00 X 0 0 0 COURTNEY SALE ROSS 2.00 X 0 0 0 WILLIAM C RUDIN 2.00 X 0 0 0 SURESH SANI 2.00 X 0 0 0 CONSTANCE SILVER 2.00 X 0 0 0 LISA SILVERSTEIN 2.00 X 0 0 0 JAY STEIN 2.00 X 0 0 0 JOSEPH S STEINBERG 2.00 X 0 0 0 JUDY STEINHARDT 2.00 X 0 0 0 MICHAEL H STEINHARDT 2.00 X 0 0 0 CHANDRIKA TANDON 2.00 X 0 0 0 DANIEL R TISCH 2.00 X 0 0 0 JOHN L VOGELSTEIN 2.00 X 0 0 0 CASEY WASSERMAN 2.00 X 0 0 0 ANTHONY WELTERS 2.00 X X 0 0 0 SHELBY WHITE 2.00 X 0 0 0 LEONARD A WILF 2.00 X X 0 0 0 FRED WILSON 2.00 X 0 0 0 CHARLES ZEGAR 2.00 X 0 0 0 WILLIAM D ZABEL 2.00 X 0 0 0 JOHN E SEXTON 70.00 X X 1307650 0 168975 MICHAEL ALFANO 60.00 X 562483 0 45377 ROBERT BERNE 60.00 X 845826 0 34761 BONNIE BRIER 60.00 X 561739 0 35988 MARTIN DORPH 60.00 X 467693 0 39177 DAVID W MCLAUGHLIN 60.00 X 563785 0 34759 JESS BENHABIB 60.00 X 409072 0 34761 ANDREW BROTMAN 30.00 X 539064 539064 28660 ROBERT GROSSMAN 30.00 X 1486390 1486390 516180 ALISON LEARY 60.00 X 300230 0 38577 ROSEMARIE LOFFREDO 60.00 X 322447 0 30045 TINA SURH 60.00 X 665684 0 24581 DEBRA LAMORTE 40.00 X 499399 0 33801 MARILYN MCMILLAN 40.00 X 300471 0 30045 JAMES GRIFO MD 60.00 X 2925618 0 41845 JOHN G GOLFINOS 60.00 X 1926938 0 42437 NICOLE NOYES 60.00 X 1878157 0 42659 ALAN S BERKELEY 60.00 X 1872096 0 43239 RALPH S MOSCA 60.00 X 1801804 0 22726 LINDA MILLS 40.00 X 423362 0 39177 19659908 2025454 1327770 1760 1 1 0 STRUCTURE TONE INC 770 BROADWAY-9TH FL NEW YORK NY 10003 CONSTRUCTION 84635360 COLLINS BUILDING SERVICES INC 1775 BROADWAY STE 1420 NEW YORK NY 10019 CLEANING SERVICE 46614164 SKANSKA USA BUILDING INC 1633 LITTLETON ROAD PARSIPPANY NJ 07054 CONSTRUCTION 37979067 ARAMARK CORP POBOX 198532 ATLANTA GA 30384 CATERING 25708337 TURNER CONSTRUCTION COMPANY CORP 375 HUDSON STREET NEW YORK NY 10014 CONSTRUCTION 24169027 645 334970 13822092 459986497 227401912 3403380 701545471 TUITION & FEES 611600 1654677000 1654677000 PATIENT CARE 623990 753553000 753553000 HOUSING & DINING 721310 215420224 215420224 OTHER PROGRAM SERVICES 611600 153634812 153634812 2777285036 25695794 -4532263 30228057 66597497 64579780 2017717 2017717 5548578 -3530861 211088484 148597111 62491373 62491373 62491373 4917610 13822092 2029245 2888365 2888365 38003000 35320000 2683000 1156269 1526731 OTHER NON OPERATING 900099 27767000 27767000 OTHER AUX. ENTERPRISES 713940 26852716 4749137 22103579 INTERNAL INCOME 900099 12851228 12851228 67470944 3642077700 2777285036 6921721 156325472 604970 604970 282745377 282745377 47702623 47702623 20898681 20898681 11539159 11539159 1561779587 1434086802 112399039 15293746 103646671 90727458 11805451 1113762 195078051 171397132 21467177 2213742 88501291 77449433 10099861 951997 6412247 6412247 410732 410732 835784 835784 756976 756976 6476901 6476901 176047124 158274849 16898998 873277 4750508 4277854 27728 444926 130271889 116801696 10106303 3363890 36051154 13432519 22585149 33486 594000 594000 91978778 89829727 2060597 88454 72771799 66528923 5515168 727708 6570766 3946008 685560 1939198 100105000 78255000 21850000 199576067 140381067 59195000 10270399 10270399 RENTAL OF EQUIPMENT 79126483 79121244 5239 SERVICE CONTRACTS 63855424 63187424 668000 SOM EXPENSES 53104000 49523000 3581000 UTILITIES 44662502 42837502 1825000 ALLOCATIONS 40129740 29898268 10231472 89253635 82291356 5168993 1793286 3526508318 3163990835 332917796 29599687 683912712 821321988 213623462 115052929 355255639 334239465 157306594 164347362 1177175 1158970 5727685 6283652 98027088 91242620 11176000 10058000 77378786 71167098 5220698772 1910538303 2958498949 3310160469 2501816878 2764842759 54955034 40922368 7118856002 7730797680 424356346 413650780 578364661 799365000 1871206000 1800754000 128992000 226865000 730585555 751508473 3733504562 3992143253 X 1823584800 1831238622 354412918 625315306 1207353722 1282100499 3385351440 3738654427 7118856002 7730797680 X 115569382 237733605 X X 0 1 1 X 1 1 X 1 1 1 2625 1 250 1 1250 1 3130 1 799524 1 29005 0 835784 0 X 1 0.29 1 1 1 0 0.00 0 1 X X X X 0 2375939165 142888000 301857827 18645572 105415479 6254279 2690369662 2134635606 160162000 172386687 14219178 81135377 3040411 2368789327 2394484490 102440000 -258404408 21727000 78727904 3429572 2134635606 0.43000 0.57000 0 0 153620428 153620428 4154425907 1469447312 2684978595 531970437 441090991 90879446 380682000 380682000 3310160469 ABSOLUTE RETURN 760758818 F COLLATERAL FOR SECURITIES LOANED 4909867 F EQUITY SECURITIES 1147790166 F FIXED INCOME SECURITIES 345327385 F OTHER LONG - TERM INVESTMENTS 133811659 F OTHER SHORT - TERM INVESTMENTS 47935734 F PRIVATE EQUITY 324309130 F 2764842759 ACCRUED BENEFIT OBLIGATION 77478846 ACCRUED POSTRETIREMENT OBLIGATION 358051548 ASSET RETIREMENT OBLIGATION 115291611 FEDERAL GRANTS REFUNDABLE 68187425 SECURITY LOAN AGREEMENTS PAYABLE 4745592 TAXABLE BONDS 127753451 751508473 PART III, LINE 1A: "THE UNIVERSITY DOES NOT ASSIGN VALUES TO COLLECTION ITEMS. COLLECTION ITEMS ARE GENERALLY HELD FOR EDUCATIONAL PURPOSES AND ARE NOT DISPOSED OF FOR FINANCIAL GAIN OR OTHERWISE ENCUMBERED IN ANY MANNER". PART III, LINE 4: COLLECTIONS AT THE UNIVERSITY INCLUDE WORKS OF ART, LITERARY WORKS, HISTORICAL TREASURES, AND ARTIFACTS THAT ARE MAINTAINED IN THE UNIVERSITY'S GALLERIES, LIBRARIES, AND BUILDINGS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE AND, THEREFORE, ARE NOT RECOGNIZED AS ASSETS ON THE CONSOLIDATED BALANCE SHEET. COSTS ASSOCIATED WITH ACQUISITION AND MAINTENANCE OF THESE COLLECTIONS ARE RECORDED AS EXPENSES IN THE PERIOD IN WHICH THEY ARE INCURRED. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: NYU'S ENDOWMENT CONSISTS OF INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES SUCH AS: PROGRAM SUPPORT, FACULTY AND STAFF SALARIES, SCHOLARSHIPS AND FELLOWSHIPS, LIBRARY BOOKS, RESEARCH, BUILDINGS AND EQUIPMENT, AND STUDENT LOANS. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 ALL ADVERTISEMENTS AND MARKETING MATERIALS, INCLUDING ADVERTISEMENTS IN NEWSPAPERS, CONTAIN THE NYU NONDISCRIMINATORY POLICY STATEMENT. ADDITIONALLY, THE UNIVERSITY'S WEB-SITE (WWW.NYU.EDU) PROMINENTLY FEATURES INSTITUTIONAL POLICIES ON NONDISCRIMINATION AND EQUAL OPPORTUNITY. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES FINANCIAL ASSISTANCE FROM VARIOUS FEDERAL, STATE & LOCAL AGENCIES. 1 CENTRAL AMERICA 0 0 EDUCATION/RESEARCH INSTRUCTION 203419 EAST ASIA AND THE PACIFIC 4 45 EDUCATION/RESEARCH INSTRUCTION 11548695 EUROPE 9 95 EDUCATION/RESEARCH INSTRUCTION 46016187 MIDDLE EAST AND NORTH AFRICA 4 228 EDUCATION/RESEARCH INSTRUCTION 49138690 SOUTH AMERICA 1 8 EDUCATION/RESEARCH INSTRUCTION 1637048 SUB-SAHARAN AFRICA 1 8 EDUCATION/RESEARCH INSTRUCTION 1588340 19 384 0 0 19 384 110132379 0 110132379 SCHOLARSHIPS, FELLOWSHIPS, GRANTS CENTRAL AMERICA 14 466635 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS, GRANTS EAST ASIA 442 15171134 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS, GRANTS EUROPE 380 12784198 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS, GRANTS MIDDLE EAST & NORTH AFRICA 94 3352196 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS, GRANTS NORTH AMERICA 156 4569618 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS, GRANTS RUSSIA-NEWLY INDEPENDENT 29 1255501 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS, GRANTS SOUTH AMERICA 142 4536454 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS. GRANTS SOUTH ASIA 111 3893990 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS, GRANTS SUB-SAHARAN AFRICA 47 1672897 CREDIT TO BURSAR ACCOUNTS 1 0 1 0 1 1 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: GRANTS AND OTHER ASSISTANCE AWARDED TO INDIVIDUALS OUTSIDE THE UNITED STATES REPRESENT STUDENT FINANCIAL AID. STUDENTS RECEIVING FINANCIAL AID ARE DETERMINED TO BE WORTHY BY THE UNIVERSITY'S ASSESSMENT ON THE BASIS OF ACADEMIC ACHIEVEMENT, FINANCIAL NEED AND OTHER SIMILAR STANDARDS. THE OFFICE OF FINANCIAL AID AND THE FINANCE OFFICE FOR EACH COLLEGE CONTINUOUSLY MONITOR STUDENT ELIGIBILITY FOR THESE AWARDS. X X X X X X X 1 RUFFALOCODY 65 KIRKWOOD N RD CEDAR RAPIDS IA 52406 PHONATHON 0 1565335 756976 808359 1565335 756976 808359 AL AK AZ AR CA CO CT FL GA HI IL KS KY LA MA ME MD MI MN MO MS NC ND NH NJ NM NY OH OK OR PA RI SC TN UT VA WA WI WV DC VIOLET BALL 9701381 8381381 1320000 393069 FACES 4221651 3614901 606750 253655 30 4816670 1825810 2990860 1382521 18739702 13822092 4917610 2029245 2029245 2888365 1 UNITED WAY OF NEW YORK CITY 2 PARK AVENUE NEW YORK NY 10016 132617681 501(C)(3) 53030 SUPPORT NATIONAL CENTER ON PHILANTHROPY AND THE LAW 110 WEST 3RD STREET - DAGOSTINO HALL NEW YORK NY 10012 133954405 501(C)(3) 270000 SUPPORT CARING COMMUNITY INC 20 WASHINGTON SQUARE NORTH NEW YORK NY 10011 132980755 501(C)(3) 7000 SUPPORT AND COMMUNITY GALA JUDSON MEMORIAL CHURCH INC 55 WASHINGTON SQUARE SOUTH NEW YORK NY 10012 135563018 501(C)(3) 6000 SUPPORT AND SANCTUARY OF THE ARTS SPONSORSHIP LOWER EAST SIDE GIRLS CLUB OF NY 56 EAST 1ST STREET NEW YORK NY 10003 133942063 501(C)(3) 7500 SUPPORT AND WALK-A-THON THE JED FOUNDATION 583 BROADWAY SUITE 8B NEW YORK NY 10012 134131139 501(C)(3) 10000 SUPPORT (ANNUAL GALA) UNION SQUARE PARTNERSHIP 4 IRVING PL NO 1148S NEW YORK NY 10003 133004730 501(C)(3) 10500 HARVEST IN THE SQUARE/SUMMER IN THE SQUARE UNIVERSITY SETTLEMENT SOCIETY OF NEW YORK INC 184 ELRIDGE STREET NEW YORK NY 10002 135562374 501(C)(3) 12300 SUPPORT, ANNUAL FINE WINE DINNER AND AUCTION AND SUMMER CAMP SPONSORSHIP URBAN JUSTICE CENTER PETER CICCHINO YOUTH PROJECT 123 WILLIAM ST 16TH FLOOR NEW YORK NY 10038 133442022 501(C)(3) 5000 SUPPORT VILLAGE ALLIANCE 8 EAST 8TH STREET NEW YORK NY 10003 133743340 501(C)(3) 15000 TASTE OF THE VILLAGE - 2009, 2010 AND 2011 VILLAGE CENTER FOR CARE FUND 154 CHRISTOPHER ST NEW YORK NY 10014 132911059 501(C)(3) 8500 VILLAGE CARE AND NEW YORK LEGENDS OF THE VILLAGE SPONSORSHIP 11 0 STUDENT FINANCIAL AID 17233 282745377 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: GRANTS AND OTHER ASSISTANCE AWARDED TO INDIVIDUALS IN THE UNITED STATES REPRESENT STUDENT FINANCIAL AID. STUDENTS RECEIVING FINANCIAL AID ARE DETERMINED TO BE WORTHY BY THE UNIVERSITY'S ASSESSMENT ON THE BASIS OF ACADEMIC ACHIEVEMENT, FINANCIAL NEED AND OTHER SIMILAR STANDARDS. THE OFFICE OF FINANCIAL AID AND THE FINANCE OFFICE FOR EACH COLLEGE CONTINUOUSLY MONITOR STUDENT ELIGIBILITY FOR THESE AWARDS. X X X X X 1 1 X X X X X 0 1 0 1 0 0 0 1 0 JOHN E SEXTON 1242806 0 0 0 64844 0 101700 0 67275 0 1476625 0 0 0 MICHAEL ALFANO 562483 0 0 0 0 0 35500 0 9877 0 607860 0 0 0 ROBERT BERNE 845826 0 0 0 0 0 24500 0 10261 0 880587 0 0 0 BONNIE BRIER 561739 0 0 0 0 0 24500 0 11488 0 597727 0 0 0 MARTIN DORPH 446056 0 0 0 21637 0 24500 0 14677 0 506870 0 0 0 DAVID W MCLAUGHLIN 563785 0 0 0 0 0 24500 0 10259 0 598544 0 0 0 JESS BENHABIB 395297 0 0 0 13775 0 24500 0 10261 0 443833 0 0 0 ANDREW BROTMAN 421559 421559 115000 115000 2505 2505 12250 12250 2080 2080 553394 553394 0 0 ROBERT GROSSMAN 940768 940768 239406 239406 306216 306216 250642 250642 7448 7448 1744480 1744480 211987 211987 ALISON LEARY 300230 0 0 0 0 0 24500 0 14077 0 338807 0 0 0 ROSEMARIE LOFFREDO 322447 0 0 0 0 0 24500 0 5545 0 352492 0 0 0 TINA SURH 410671 0 255000 0 13 0 24500 0 81 0 690265 0 0 0 DEBRA LAMORTE 494095 0 5304 0 0 0 24500 0 9301 0 533200 0 0 0 MARILYN MCMILLAN 300471 0 0 0 0 0 24500 0 5545 0 330516 0 0 0 JAMES GRIFO MD 207656 0 2717962 0 0 0 22000 0 19845 0 2967463 0 0 0 JOHN G GOLFINOS 402038 0 1524900 0 0 0 24500 0 17937 0 1969375 0 0 0 NICOLE NOYES 208296 0 1669861 0 0 0 22000 0 20659 0 1920816 0 0 0 ALAN S BERKELEY 211294 0 1660802 0 0 0 22000 0 21239 0 1915335 0 0 0 RALPH S MOSCA 221804 0 1580000 0 0 0 22000 0 726 0 1824530 0 0 0 LINDA MILLS 423362 0 0 0 0 0 24500 0 14677 0 462539 0 0 0 PART I, LINE 1A ONE OFFICER RECEIVED REIMBURSEMENT FOR ACCOUNTING, FINANCIAL PLANNING AND LEGAL EXPENSES. ONE OFFICER, ONE KEY EMPLOYEE, AND ONE HIGHEST COMPENSATED EMPLOYEE TRAVELED FIRST CLASS. ONE KEY EMPLOYEE WAS PROVIDED TRAVEL FOR COMPANIONS, ON WHICH TAX WAS IMPUTED. ONE KEY EMPLOYEE RECEIVED A TAX GROSS-UP PAYMENT. ONE OFFICER AND ONE KEY EMPLOYEE RECEIVED UNIVERSITY HOUSING WITHOUT CHARGE. IN ONE CASE, THE HOUSING QUALIFIED FOR EXCLUSION FROM INCOME UNDER IRC 119. IN THE OTHER, TAX IN ITS ENTIRETY, WAS IMPUTED. ONE KEY EMPLOYEE HAD A CAR AND DRIVER AVAILABLE FOR USE, AND TAX WAS IMPUTED ON THE PERSONAL USE OF THE VEHICLE AND DRIVER. PART I, LINE 4B ROBERT GROSSMAN, MD - DEAN OF NYU SCHOOL OF MEDICINE- PARTICIPATES IN A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN, WHICH IS INTENDED TO PROVIDE HIM WITH A SERIES OF LUMP SUM PAYMENTS THAT, WHEN COMBINED WITH HIS PRIMARY SOCIAL SECURITY BENEFIT AND THE UNIVERSITY'S CONTRIBUTIONS TO HIS 403(B) ACCOUNT, REPRESENT AN AMOUNT EQUAL TO THE VALUE OF A LIFETIME PENSION CALCULATED AS 3% OF HIS FINAL AVERAGE BASE SALARY MULTIPLIED BY HIS YEARS OF SERVICE. THIS AMOUNT IS INCLUDED IN COLUMN (C) OF PART II. PRESIDENT SEXTON IS ENTITLED TO RECEIVE A LENGTH OF SERVICE BONUS ON JANUARY 15, 2015, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, EQUAL TO $77,200 TIMES THE NUMBER OF YEARS HE HAS SERVED AS A FULL-TIME MEMBER OF THE NYU SCHOOL OF LAW (INCLUDING HIS SERVICES AS DEAN OF THE SCHOOL OF LAW AND AS PRESIDENT OF THE UNIVERSITY). THE $77,200 ALLOCABLE TO CALENDAR YEAR 2010 IS INCLUDED IN PART II, ABOVE, IN COLUMN C. IN ADDITION, COMMENCING ON SEPTEMBER 1, 2011, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, PRESIDENT SEXTON WILL BE ENTITLED TO RECEIVE PAYMENTS FOR THE REMAINDER OF HIS LIFE (THE "SERP ANNUAL PAYMENTS") EQUAL TO $800,000 PER YEAR, ADJUSTED BY THE LOCAL CONSUMER PRICE INDEX SINCE SEPTEMBER 1, 2008, REDUCED BY RETIREMENT BENEFITS OTHERWISE PROVIDED BY THE UNIVERSITY. THE OBLIGATION TO MAKE THE SERP ANNUAL PAYMENTS HAS BEEN PREVIOUSLY DESCRIBED ON THE UNIVERSITY'S FORMS 990. PRESIDENT SEXTON'S SALARY - WHILE PRESIDENT OR IN ANY POST-PRESIDENT EMPLOYMENT WITH NYU - IS REDUCED BY THE SERP ANNUAL PAYMENTS. FOR EXAMPLE, SO LONG AS PRESIDENT SEXTON REMAINS AS PRESIDENT, HE WILL NOT RECEIVE ANY ECONOMIC BENEFIT FROM THE SERP ANNUAL PAYMENTS BECAUSE EVERY DOLLAR HE RECEIVES FROM THE SERP ANNUAL PAYMENTS WILL REDUCE HIS SALARY AS PRESIDENT. EXECUTIVE VICE PRESIDENT ALFANO IS ENTITLED TO RECEIVE A LENGTH OF SERVICE BONUS ON JANUARY 15, 2013, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, EQUAL TO $11,000 TIMES THE NUMBER OF YEARS HE HAS SERVED AS A FULL-TIME MEMBER OF THE NYU COLLEGE OF DENTISTRY (INCLUDING HIS SERVICES AS DEAN OF THE NYU COLLEGE OF DENTISTRY, A MEMBER OF THE FACULTY OF THE NYU COLLEGE OF DENTISTRY, AND/OR EVP OF NYU). THE $11,000 ALLOCABLE TO CALENDAR YEAR 2010 IS INCLUDED IN PART II, ABOVE, IN COLUMN C. PART I, LINE 5 ONE HIGHEST COMPENSATED EMPLOYEE RECEIVED COMPENSATION OVER A BASE SALARY BASED ON THE SURPLUS OF REVENUES AFTER EXPENSES FOR THE IVF FACULTY PRACTICE GROUP. PART I, LINE 7 TWO KEY EMPLOYEES RECEIVED COMPENSATION OVER BASE SALARY INCLUDING THE BONUS DETERMINED BY THE ORGANIZATION'S COMPENSATION COMMITTEE, DETERMINED AS REASONABLE. SUPPLEMENTAL INFORMATION PART III FORM 990, SCHEDULE J, PART II, COL. (F): DR. GROSSMAN'S OTHER REPORTABLE COMPENSATION (COL. (B)(III)) INCLUDES AMOUNTS THAT WERE REPORTED AS DEFERRED COMPENSATION IN A PRIOR FORM 990. DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 64983TF24 2004-09-09 154646150 SEE SUPPLEMENTAL INFORMATION 0 0 0 DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 649903QP9 2007-07-12 129995163 SEE SUPPLEMENTAL INFORMATION 0 0 0 DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 649903U66 2008-07-18 616076776 SEE SUPPLEMENTAL INFORMATION 0 0 0 DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 649905VF0 2009-12-10 419957678 SEE SUPPLEMENTAL INFORMATION 0 0 0 98525000 172937356 13075261 1126137 1604166 155744844 1386949 2010 0 0 1 1 138192783 13768830 1043964 970225 116684628 876883 4848253 2010 0 0 0 1 8260000 618722218 28000894 98525000 3966386 484039612 4190326 2009 1 0 1 1 420401548 2518568 332470063 3349589 82063329 0 0 0 1 0 1 1 1 1 0.00470 0.00960 0.01430 1 0 1 1 1 1 0.03930 0.01080 0.05010 1 0 1 1 1 1 0.02600 0.00810 0.03410 1 0 1 1 1 1 0.00290 0.00640 0.00930 1 0 1 0 NA 0 1 0 0 0 0 NA 0 1 0 0 0 0 NA 0 1 0 0 0 NA 0 0 SCHEDULE K SUPPLENTAL INFORMATION PART IV - "ARBITRAGE", LINE 2 ADDITIONAL INFORMATION: BOND NUMBER 3 (CUSIP # 649903U66): THE SERIES 2004 BONDS ISSUED IN VARIABLE RATE FORM WERE REPAID WITH FUNDS DRAWN UNDER A LINE OF CREDIT IN 2008 AND THE LINE OF CREDIT WAS THEN REFINANCED BY OUR 2008 SERIES BONDS. THE SERIES 2004 BONDS ISSUED IN FIXED RATE FORM WERE NOT REFINANCED AND ARE CURRENTLY OUTSTANDING. BOND NUMBER 1 (CUSIP # 64983TF24): TO: (I) PAY THE COSTS OF THE 2004 PROJECT, CONSISTING OF THE FINANCING OR REIMBURSEMENT OF THE COSTS OF ACQUISITION, CONSTRUCTION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO PROJECTS AT VARIOUS CAMPUS LOCATIONS OF THE UNIVERSITY, (II) PAY CAPITALIZED INTEREST AND CAPITALIZED BROKER-DEALER FEES ON THE SERIES 2004 BONDS AND (III) PAY THE COSTS OF ISSUANCE OF THE SERIES 2004 BONDS. BOND NUMBER 2 (CUSIP # 649903QP9): TO: (I) PAY THE COSTS OF THE 2007A PROJECT, CONSISTING OF THE FINANCING OR REIMBURSEMENT OF THE COSTS OF ACQUISITION, CONSTRUCTION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO PROJECTS AT VARIOUS CAMPUS LOCATIONS OF THE UNIVERSITY, (II) PAY CAPITALIZED INTEREST ON THE SERIES 2007A BONDS, AND (III) PAY THE COSTS OF ISSUANCE OF THE SERIES 2007A BONDS. BOND NUMBER 3 (CUSIP # 649903U66): TO: (I) PAY THE COSTS OF THE 2008 PROJECT, CONSISTING OF THE FINANCING OR REIMBURSEMENT OF THE COSTS OF ACQUISITION, CONSTRUCTION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO PROJECTS AT VARIOUS CAMPUS LOCATIONS OF THE UNIVERSITY (II) REPAY A LINE OF CREDIT USED TO CURRENT REFUND THE DORMITORY AUTHORITY OF THE STATE OF NEW YORK, NEW YORK UNIVERSITY INSURED REVENUE BONDS, SERIES 2004B1 AND SERIES 2004B2 ISSUED ON 9/9/2004 (III) PAY CAPITALIZED INTEREST ON THE SERIES 2008 BONDS AND (IV) PAY THE COSTS OF ISSUANCE OF THE SERIES 2008 BONDS. BOND NUMBER 4 (CUSIP # 649905VF0): TO (I) PAY THE COSTS OF THE 2009 PROJECT, CONSISTING OF THE FINANCING, REIMBURSEMENT OF THE COSTS OF CONSTRUCTION, ACQUISITION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO PROJECTS AT VARIOUS CAMPUS LOCATIONS OF THE UNIVERSITY AND (II) PAY THE COSTS OF ISSUANCE OF THE SERIES 2009A BONDS. BOND NUMBER 5 (CUSIP # 649905WC6): TO (I) REPAY A LINE OF CREDIT USED TO REPAY TAXABLE INDEBTEDNESS INCURRED IN CONNECTION WITH A FACILITY FOR THE SCHOOL OF MEDICINE, AND (II) PAY THE COST OF ISSUANCE OF THE 2009B BONDS. PART III - "PRIVATE BUSINESS USE;" BONDS NUMBER 1,2 & 3; LINES 4,5 & 6 NEW YORK UNIVERSITY (THE "UNIVERSITY") IS ALLOCATING EQUITY ON A PRO-RATA BASIS FOR PURPOSES OF THIS TAX-YEAR'S FORM 990, BUT THIS ALLOCATION DOES NOT PRECLUDE THE UNIVERSITY'S ABILITY TO USE OTHER EQUITY ALLOCATION METHODS IN THE FUTURE. OTHER ADDITIONAL INFORMATION ON JULY 1, 2011, THE UNIVERSITY PAID THE MATURING PRINCIPAL OF THE DORMITORY AUTHORITY OF THE STATE OF NEW YORK INSURED REVENUE BONDS, SERIES 2003B (THE "SERIES 2003B BONDS") WITH PROCEEDS OF A DRAW ON A TAXABLE LINE OF CREDIT ISSUED BY A COMMERCIAL BANK. AT THE TIME OF SUCH DRAW, THE UNIVERSITY EXPECTED THAT THE DRAW WOULD BE REFINANCED WITH TAX-EXEMPT PROCEEDS. SINCE NO PORTION OF THE SERIES 2003B BONDS WERE OUTSTANDING AS OF AUGUST 31, 2010, THE SERIES 2003B BONDS ARE NOT LISTED AS A "BOND ISSUE" ON SCHEDULE K. DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 649905WC6 2009-12-10 65343341 SEE SUPPLEMENTAL INFORMATION 0 0 0 65344481 64400000 402575 536422 5485 2009 0 0 1 1 0 1 0 1 1 0.00000 0.00000 0.00000 1 0 0 0 NA 0 1 JOHN E SEXTON X 600000 542970 0 1 1 MARTIN DORPH X 200000 116000 0 1 1 RICHARD REVESZ X 5738909 5683652 0 1 1 ANDREW BROTMAN X 100000 100000 0 1 1 JESS BENHABIB X 400000 400000 0 1 1 CAROL A MANDEL X 100000 100000 0 1 1 MARY M BRABECK X 500000 500000 0 1 1 7442622 7530 SCHOLARSHIP LAURENCE D FINK TRUSTEE 343931 INV. MGT. 0 JOHN SAUNDERS SON IN LAW TRUSTEE B. BERKLEY 165962 EMPLOYEE 0 MARTIN SILVER SPOUSE TRUSTEE C. SILVER 1060369 CONSULTING 0 WILLIAM RUDIN TRUSTEE 1316854 LEASE SPACE 0 HARVEY DALE SPOUSE KEY EMPL. D.LAMORTE 170041 EMPLOYEE 0 JONATHAN HERMAN TRUSTEE 385208 LEGAL 0 X 10 555532 SEE SCHEDULE O X 1584531 SEE SCHEDULE O X 36380 SEE SCHEDULE O X 25 893325 SEE SCHEDULE O X 2 4760 SEE SCHEDULE O X 8 312528 SEE SCHEDULE O X CERTIFICATES 12 16325 SEE SCHEDULE O 19 0 1 0 FORM 990, PART VI, SECTION A, LINE 2 1) MICHAEL STEINHARDT (TRUSTEE) AND JUDY STEINHARDT (TRUSTEE) HAD A FAMILY RELATIONSHIP DURING THE YEAR ENDED AUGUST 31, 2011. 2) H. DALE HEMMERDINGER (TRUSTEE) AND SURESH SANI (TRUSTEE) HAD A BUSINESS RELATIONSHIP DURING THE YEAR ENDED AUGUST 31, 2011. 3) JAY FURMAN (TRUSTEE) AND JOHN SEXTON (TRUSTEE) HAD A BUSINESS RELATIONSHIP DURING THE YEAR ENDED AUGUST 31, 2011. FORM 990, PART VI, SECTION B, LINE 11 THE FOLLOWING STEPS WERE TAKEN TO REVIEW THIS IRS FORM 990: 1. THE FORM 990 WAS REVIEWED AND APPROVED BY THE UNIVERSITY CONTROLLER. 2. THE FORM 990 WAS THEN REVIEWED AND APPROVED BY THE UNIVERSITY'S CHIEF FINANCIAL OFFICER AND GENERAL COUNSEL. 3. THE FORM 990 WAS THEN PRESENTED TO THE UNIVERSITY'S AUDIT COMMITTEE FOR REVIEW. 4. THE FORM 990 WAS DISTRIBUTED TO THE FULL BOARD OF TRUSTEES FOR REVIEW. 5. THE COMPENSATION COMMITTEE OF BOARD OF TRUSTEES REVIEWED THE COMPENSATION SECTIONS OF THE FORM 990. 6. FOLLOWING THE REVIEW PERIOD, THE FORM 990 WAS ELECTRONICALLY FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE OFFICE OF GENERAL COUNSEL ANNUALLY SENDS OUT CONFLICT OF INTEREST QUESTIONNAIRES TO OFFICERS, TRUSTEES AND KEY EMPLOYEES, REVIEWS COMPLETED QUESTIONNAIRES AND CONSULTS WITH THOSE COMPLETING FORMS AS APPROPRIATE. IN ADDITION, QUESTIONS ARISE PERIODICALLY THROUGHOUT THE YEAR AND ARE HANDLED BY THE OFFICE OF GENERAL COUNSEL AS APPROPRIATE. FORM 990, PART VI, SECTION B, LINE 15 THE PROPOSED COMPENSATION OF OFFICERS, TRUSTEES, KEY EMPLOYEES, DISQUALIFIED PERSONS AND CERTAIN OTHERS (EXCEPT THE PRESIDENT) IS REVIEWED ANNUALLY BY AN OUTSIDE CONSULTING FIRM AND THAT FIRM'S ANALYSIS IS PRESENTED TO THE COMPENSATION COMMITTEE OF THE BOARD FOR ITS REVIEW AND APPROVAL. WHEN IT IS PROPOSED TO CHANGE THE COMPENSATION OF THE PRESIDENT, THE BOARD CHAIRMAN ENGAGES A COMPENSATION CONSULTANT TO PREPARE A CUSTOM SURVEY FOR CONSIDERATION BY THE COMPENSATION COMMITTEE OF THE BOARD, WHICH THEN SETS HIS COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE ON NYU'S WEBSITE (WWW.NYU.EDU). CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 226,100,169. ADJUSTMENT TO BEGINING OF YEAR NET ASSETS 11,633,436. TOTAL TO FORM 990, PART XI, LINE 5: 237,733,605. FORM 990, PART XI, LINE 2C, THE AUDIT AND COMPLIANCE COMMITTEE OF THE NYU BOARD OF TRUSTEES HAS RESPONSIBILITY FOR OVERSIGHT OF NYU'S FINANCIAL STATEMENT AUDIT AND SELECTION OF ITS INDEPENDENT AUDITOR. THERE HAS BEEN NO CHANGE IN PROCESS SINCE LAST YEAR. DESCRIPTION OF ORGANIZATION MISSION: FORM 990, PART III, LINE 1, FORM 990 PART III, LINE 1 - (CONTINUED FROM PAGE 2) AS A LEADER IN SCHOLARSHIP AND IS A MEMBER OF THE DISTINGUISHED ASSOCIATION OF AMERICAN UNIVERSITIES. THE UNIVERSITY'S SCHOOLS AND INSTITUTES, EACH WITH ITS OWN TRADITIONS, PROGRAMS AND FACULTY, ARE IN ORDER OF FOUNDING DATE: COLLEGE OF ARTS AND SCIENCE, SCHOOL OF LAW, SCHOOL OF MEDICINE, COLLEGE OF DENTISTRY, GRADUATE SCHOOL OF ARTS AND SCIENCE, STEINHARDT SCHOOL OF CULTURE EDUCATION AND HUMAN DEVELOPMENT, LEONARD N. STERN SCHOOL OF BUSINESS, COURANT INSTITUTE OF MATHEMATICAL SCIENCES, SCHOOL OF CONTINUING AND PROFESSIONAL STUDIES, INSTITUTE OF FINE ARTS, ROBERT F.WAGNER GRADUATE SCHOOL OF PUBLIC SERVICE, POST-GRADUATE MEDICAL SCHOOL, SILVER SCHOOL OF SOCIAL WORK, TISCH SCHOOL OF THE ARTS, GALLATIN SCHOOL OF INDIVIDUALIZED STUDY, COLLEGE OF NURSING, AND THE INSTITUTE FOR THE STUDY OF THE ANCIENT WORLD.IN ADDITION, NYU OPERATES A DEGREE-GRANTING RESEARCH UNIVERSITY WITH A HIGHLY SELECTIVE UNDERGRADUATE LIBERAL ARTS AND SCIENCES COLLEGE IN ABU DHABI - NYU ABU DHABI - AS PART OF ITS GLOBAL NETWORK OF ACADEMIC PROGRAM SITES AND RESEARCH PROGRAMS IN OTHER PARTS OF THE UNITED STATES AND ABROAD, AND HAS ANNOUNCED THE CREATION OF A NEW DEGREE-GRANTING RESEARCH UNIVERSITY IN CHINA AS PART OF THE NETWORK - NYU SHANGHAI. METHOD OF DETERMINING REVENUES SCHEDULE M-PART I COLUMN (D) THE VALUATION RECORDED IN THE UNIVERSITY'S FUNDRAISING SYSTEM IS USUALLY BASED UP ON THE PROFESSIONAL APPRAISAL SUBMITTED WITH THE GIFT. IN THE EVENT THERE IS NO APPRAISAL AND VALUATION CANNOT BE DETERMINED, A NOMINAL VALUE OF $1 IS RECORDED. INSTITUTE OF FINE ARTS FOUNDATION 1 EAST 78TH STREET NEW YORK NY 10021 237184242 SUPPORT NYU'S INSTITUTE OF FINE ARTS NY 501 (C) (3) LINE 11A, I NEW YORK UNIVERSITY 0 NATIONAL CENTER ON PHILANTHROPY AND THE LAW 110 WEST 3RD STREET - DAGOSTINO HAL NEW YORK NY 10012 133954405 STUDY, RESEARCH, EDUCATION ON PHILANTHROPY & THE LAW NY 501 (C) (3) LINE 11A, I NEW YORK UNIVERSITY 0 NEW YORK UNIVERSITY REAL ESTATE CORPORATION 70 WASHINGTON SQUARE SOUTH NEW YORK NY 10013 134141728 OWNS REAL PROPERTY NY 501 (C) (25) NEW YORK UNIVERSITY 0 NEW YORK UNIVERSITY SCHOOL OF BUSINESS FOUNDATION C/O KAUFMAN MGMT CENTER-44 WEST 4TH NEW YORK NY 10022 134168015 SUPPORT NYU'S L.N. STERN SCHOOL OF BUSINESS NY 501 (C) (3) LINE 7 NEW YORK UNIVERSITY 0 NEW YORK UNIVERSITY SCHOOL OF LAW FOUNDATION 161 AVENUE OF THE AMERICAS - 504 NEW YORK NY 10016 136161036 SUPPORT NYU'S SCHOOL OF LAW NY 501 (C) (3) LINE 9 NEW YORK UNIVERSITY 0 NYU IMAGING INC 545 FIRST AVENUE NEW YORK NY 10016 134000622 PERFORMS MEDICAL ACTIVITIES NY 501 (C) (3) LINE 11A, I NEW YORK UNIVERSITY 0 NYU SCHOOL OF LAW RETENTION ASSISTANCE CORP 161 AVENUE OF THE AMERICAS - 504 NEW YORK NY 10016 134047911 SUPPORT NYU'S SCHOOL OF LAW NY 501 (C) (3) LINE 11A, I NYU'S SCHOOL OF LAW FOUNDATION 0 NYU SCHOOL OF LAW HOUSING ASSISTANCE CORP 161 AVENUE OF THE AMERICAS - 504 NEW YORK NY 10016 134043221 SUPPORT NYU'S SCHOOL OF LAW NY 501 (C) (3) LINE 11A, I NYU'S SCHOOL OF LAW FOUNDATION 0 NYU SCHOOL OF LAW RECRUITMENT ASSISTANCE CORPORATION 161 AVENUE OF THE AMERICAS - 504 NEW YORK NY 10016 134043182 SUPPORT NYU'S SCHOOL OF LAW NY 501 (C) (3) LINE 11A, I NYU'S SCHOOL OF LAW FOUNDATION 0 HAROLD ACTON TRUST 726 BROADWAY - 9TH FLOOR NEW YORK NY 10003 137050560 SUPPORT OF NYU'S CAMPUS IN FLORENCE, ITLAY NY 501 (C) (3) LINE 11A, I NEW YORK UNIVERSITY 0 WASHINGTON SQUARE LEGAL SERVICES INC 161 AVENUE OF THE AMERICAS - 504 NEW YORK NY 10016 237392120 CERTAIN PUBLIC INTEREST ACTIVITIES OF NYU'S SCHOOL OF LAW NY 501 (C) (3) LINE 11A, I NEW YORK UNIVERSITY 0 NEW YORK UNIVERSITY IN ABU DHABI CORPORATION 70 WASHINGTON SQUARE SOUTH NEW YORK ABU DHABI AE 10013 262652713 SUPPORT NYU COLLEGE IN ABU DHABI NY 501 (C) (3) LINE 11A, I NEW YORK UNIVERSITY 0 HORTENSE ACTON TRUST 70 WASHINGTON SQUARE SOUTH NEW YORK NY 10013 367110976 SUPPORT NYU'S CAMPUS IN FLORENCE, ITLAY NY 501 (C) (3) LINE 11A, I NEW YORK UNIVERSITY 0 NYU HOSPITALS CENTER 70 WASHINGTON SQUARE SOUTH NEW YORK NY 10013 133971298 OPERATES NYU'S HOSPITALS NY 501 (C) (3) LINE 3 NEW YORK UNIVERSITY 0 POLYTECHNIC INSTITUTE OF NEW YORK UNIVERSITY 70 WASHINGTON SQUARE SOUTH NEW YORK NY 10013 111630820 ENGINEERING COLLEGE NY 501 (C) (3) LINE 2 NEW YORK UNIVERSITY 0 34TH STREET CANCER CENTER INC 70 WASHINGTON SQUARE SOUTH NEW YORK NY 10013 300262470 CANCER CARE NY 501 (C) (3) LINE 11A, I NYU HOSPITALS CENTER 0 JURODIN FUND PO BOX 6089 NEWARK DE 197146089 136169166 SILVER FUNDS DE 501 (C) (3) PF NEW YORK UNIVERSITY 0 NEW YORK UNIVERSITY VEBA TRUST 70 WASHINGTON SQUARE SOUTH NEW YORK NY 10013 016274657 POSTRETIREMENT HEALTH CARE BENEFITS NY 501 (C) (9) NEW YORK UNIVERSITY 0 NYU IN LONDON 6 BEDFORD SQUARE LONDON UK WC1B 3RA SUPPORT NYU'S PROGRAM IN LONDON UK NEW YORK UNIVERSITY 0 NYU TISCH SCHOOL OF ARTS ASIA LTD 3 KAY SIANG ROAD SN 248923 SUPPORTS NYU'S TSOA'S PROGRAM IN SINGAPORE SN NEW YORK UNIVERSITY 0 NYU IN TEL-AVIV LTD TUVAL 13 RAMAT GAN IS 52522 SUPPORT NYU'S PROGRAM IN TEL-AVIV IS NEW YORK UNIVERSITY 0 NEW YORK UNIVERSITY IN FRANCE 56 RUE DE PASSY PARIS FR 75016 SUPPORTS NYU'S PROGRAM IN FRANCE FR NEW YORK UNIVERSITY 0 CCC 550 INSURANCE SCC 550 FIRST AVENUE NEW YORK BB 10016 EXCESS PROF. 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