2012-08-01T08:16:34-05:00 2012-04-30 060312590 Cummings & Lockwood LLC PO Box 271820 West Hartford CT 06127 990PF 2011-05-01 223457387 EDWARD & VERNA GERBIC FAMILY FOUNDATION EDWA 8603134930 Cummings Lockwood PO Box 271820 West Hartford CT 06127 Paul L Bourdeau 8603134930 2012-08-01 1 Carol J DeRosier P01246704 8603134900 2012-08-01 2011 2016-02-24 21:20:13Z X 7265802 X 293243 16919 16919 204128 204128 -116695 1214800 0 397595 221047 0 0 0 14040 14040 0 4385 0 0 18425 14040 0 348000 348000 366425 14040 348000 31170 207007 163886 209189 209189 99805 5284656 5370328 6744050 300678 300678 312563 5849025 5880195 7265802 0 0 X 0 0 0 0 5849025 5880195 5849025 5880195 5849025 5880195 5849025 31170 0 5880195 0 5880195 3,326.68 Shs. Davis New York Venture Fund Inc. P 2006-05-18 2011-10-12 100000 115236 -15236 -15236 8,220.664 Shs. Davis New York Venture Fund Inc. P 2006-05-18 2012-01-25 281886 284764 -2878 -2878 82.788 Shs. Davis New York Venture Fund Inc. P 2006-12-01 2012-01-25 2839 3118 -279 -279 5,095.541 Shs. Davis New York Venture Fund Inc. P 2007-02-16 2012-01-25 174726 200000 -25274 -25274 177.866 Shs. Davis New York Venture Fund Inc. P 2007-12-03 2012-01-25 6099 7150 -1051 -1051 268.739 Shs. Davis New York Venture Fund Inc. P 2008-12-03 2012-01-25 9215 5713 3502 3502 118.158 Shs. Davis New York Venture Fund Inc. P 2009-12-03 2012-01-25 4052 3606 446 446 197.56 Shs. Davis New York Venture Fund Inc. P 2010-12-02 2012-01-25 6774 6484 290 290 2,000 Shs. Powershares QQQ Trust Unit Ser 1 P 2005-09-08 2011-10-12 105594 79468 26126 26126 $100,000 Federal Home Loan Banks Debenture Stepped 4.0% ue 4/14/2025 P 2010-04-15 2011-07-14 100000 99805 195 195 86.146 Shs. Davis New York Venture Fund Inc. P 2011-12-22 2012-01-25 2954 2776 178 178 6,240.639 Shs. Capital World Growth & Income Fund Inc. (Exchange) P 2006-08-31 2011-10-11 193772 250000 -56228 -56228 31.392 Shs. Capital World Growth & Income Fund Inc. (Exchange) P 2006-09-19 2011-10-11 975 1248 -273 -273 37.6743 Shs. Capital World Growth & Income Fund Inc. (Exchange) P 2006-12-20 2011-10-11 1170 1568 -398 -398 131.5187 Shs. Capital World Growth & Income Fund Inc. (Exchange) P 2006-12-20 2011-10-11 4084 5474 -1390 -1390 5,925 Shs. Euro Pacific Growth Fund Class A P 2006-05-18 2012-01-24 219521 265085 -45564 -45564 Capital Gains Dividends P 1139 1139 1139 -116695 0 303000 6576635 0.046072 230000 6111572 0.037634 319198 5991925 0.053271 263500 6633191 0.039724 260500 6164707 0.042257 0.218958 0.043792 7095053 310707 2070 312777 348000 X 2070 0 2070 0 2070 3844 3844 1774 1774 0 0 0 0 0 0 0 0 0 0 0 1 1 CT 1 0 1 0 0 1 N/A Paul L Bourdeau Esquire 8603134930 Cummings Lockwood PO Box 271820 W Hartford CT 06127 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Peter E Gerbic PO Box 88 Wolfanger Road Middlesex NY 14507 0.00 0 0 0 Joseph Caruso 1824 Seventh Street SW Apt 2 Washington DC 20009 0.00 0 0 0 Celina Gerbic 1824 Seventh Street SW Apt 2 Washington DC 20009 0.00 0 0 0 Paul L Bourdeau Cummings Lockwood PO Box 271820 West Hartford CT 06127 0.00 0 0 0 NONE 0 NONE 0 0 7011822 191277 0 7203099 0 0 7203099 108046 7095053 354753 354753 2070 2070 352683 0 352683 0 352683 348000 0 348000 2070 345930 352683 0 0 5504 5504 348000 0 0 0 348000 0 4683 4683 821 0 0 0 0 0 0 0 821 821 X Paul L Bourdeau Esquire Cummings Lo PO Box 271820 West Hartford CT 06127 8603134930 N/A N/A N/A American Friends Service Committee 1501 Cherry Street Philadelphia PA 19102 None Public Current Use for General Charitable Purposes 5000 American Indian College Fund 8333 Greenwood Blvd Denver CO 80221 None Public Current Use for General Charitable Purposes 5000 Anti-Cruelty Society 157 W Grand Avenue Chicago IL 60654 None Public Current Use for General Charitable Purposes 1000 Borinquen Dance Theatre Inc PO Box 10493 Rochester NY 14610 None Public Current Use for General Charitable Purposes 1000 Bristol Valley Theater (Friends of Brisol Valley Playhouse Foundation) PO Box 218 Naples NY 14512 None Public Current Use for General Charitable Purposes 1000 Camp Good Days and Special Times Inc 1332 Pittsford-Mendon Road PO Box 665 Mendon NY 14506 None Public Current Use for General Charitable Purposes 1000 Center for Development in Central America (Jubilee House Community) 1019 Troy Medlin Road Monroe NC 28112 None Public Current Use for General Charitable Purposes 3000 Children's Defense Fund 25 E Street NW Washington DC 20001 None Public Current Use for General Charitable Purposes 2000 Crudem Foundation 362 Sewall St PO Box 804 Ludlow MA 01056 None Public Current Use for General Charitable Purposes 10000 Delancey Street Foundation 600 Embarcadero San Francisco CA 94107 None Public Current Use for General Charitable Purposes 1000 Doctors Without Borders USA Inc 333 Seventh Ave 2nd Floor New York NY 10001 None Public Current Use for General Charitable Purposes 10000 Environmental Defense Fund Inc 257 Park Avenue South New York NY 10010 None Public Current Use for General Charitable Purposes 10000 Finger Lakes Land Trust 202 East Court Street Ithaca NY 14850 None Public Current Use for General Charitable Purposes 10000 Free Arts of Arizona 103 W Highland Ave Suite 200 Phoenix AZ 85013 None Public Current Use for General Charitable Purposes 1000 Friends of Chicago Animal Care and Control Inc 9704 S Charles St Chicago IL 60643 None Public Current Use for General Charitable Purposes 1000 Friends of Ganondagan Inc 1488 Route 444 Victor NY 14564 None Public Current Use for General Charitable Purposes 10000 Garth Fagan Dance Inc 50 Chestnut Street Rochester NY 14604 None Public Current Use for General Charitable Purposes 1000 Hillside Children's Center 1183 Monroe Avenue Rochester NY 14620 None Public Current Use for General Charitable Purposes 10000 HOUSE Inc 24730 State Highway 171 Webb City MO 64870 None Public Current Use for General Charitable Purposes 5000 Human Rights Watch Inc 350 Fifth Avenue 34th Floor New York NY 10118 None Public Current Use for General Charitable Purposes 10000 Jobs for YouthChicago 17 North State Street 6th Floor Chicago IL 60602 None Public Current Use for General Charitable Purposes 10000 Make it Right Foundation PO Box 58009 New Orleans LA 70158 None Public Current Use for General Charitable Purposes 1000 Middlebury College 5 Court Street Middlebury VT 05753 None Public Current Use for General Charitable Purposes 1000 Mount Desert Island Biological Laboratory PO Box 35 Old Bar Harbor Road Salisbury Cove ME 04672 None Public Current Use for General Charitable Purposes 1000 Native American Rights Fund 1506 Broadway Boulder CO 80302 None Public Current Use for General Charitable Purposes 10000 New Directions Youth and Family Services Inc 6395 Old Niagara Road Lockport NY 14094 None Public Current Use for General Charitable Purposes 1000 Northwestern University 633 Clark Street Evanston IL 60208 None Public Current Use for General Charitable Purposes 150000 Peruvian Amazon Conservation Inc 1759 Dyson Dr NE Atlanta GA 30307 None Public Current Use for General Charitable Purposes 2000 Physicians for Social Responsibility Inc 1875 Connecticut Ave NW Suite 1012 Washington DC 20009 None Public Current Use for General Charitable Purposes 5000 Potters for Peace PO Box 1043 Bisbee AZ 85603 None Public Current Use for General Charitable Purposes 1000 Rochester Rehabilitation Center Inc 1000 Elmwood Avenue Rochester NY 14620 None Public Current Use for General Charitable Purposes 1000 Southern Poverty Law Center 400 Washington Avenue Montgomery AL 36104 None Public Current Use for General Charitable Purposes 10000 Spinal Cord Society 19051 Co Rd 1 Fergus Falls MN 56537 None Public Current Use for General Charitable Purposes 10000 The Sentencing Project 1705 Desales St NW 8th Floor Washington DC 20036 None Public Current Use for General Charitable Purposes 1000 The Tracking Project PO Box 266 Corrales NM 87048 None Public Current Use for General Charitable Purposes 1000 The Trevor Project 8704 Santa Monica Boulevard Suite 200 West Hollywood CA 90069 None Public Current Use for General Charitable Purposes 1000 Trust for Public Lands 666 Broadway 9th Floor New York NY 10012 None Public Current Use for General Charitable Purposes 10000 United Negro College Fund Inc 8260 Willow Oaks Corporate Dr Fairfax VA 22031 None Public Current Use for General Charitable Purposes 5000 US Fund for UNICEF 125 Maiden Lane New York NY 10038 None Public Current Use for General Charitable Purposes 10000 Water for South Sudan Inc PO Box 25551 Rochester NY 14625 None Public Current Use for General Charitable Purposes 1000 Wheelchair Foundation (Global Health and Education Foundation) 3820 Blackhawk Road Danville CA 94506 None Public Current Use for General Charitable Purposes 5000 Yates County ARC (NYSARC INC) 235 North Avenue Penn Yan NY 14527 None Public Current Use for General Charitable Purposes 1000 Yates County Arts Council 119 Elm Street Penn Yan NY 14527 None Public Current Use for General Charitable Purposes 1000 Abbe Museum 26 Mount Desert St PO Box 286 Bar Harbor ME 04609 None Public Current Use for General Charitable Purposes 1000 Brockport Foundation Inc 350 New Campus Drive Brockport NY 14420 None Public Current Use for General Charitable Purposes 1000 Nancy Spanier Dance Theater of Colorado PO Box 2493 Longmont CO 80502 None Public Current Use for General Charitable Purposes 1000 Rochester Chapter National Spinal Cord Injury Association PO Box 20516 Rochester NY 14602 None Public Current Use for General Charitable Purposes 1000 Rochester Institute of Technology 7 Lomb Memorial Drive Rochester NY 14623 None Public Current Use for General Charitable Purposes 5000 Rotaplast International Inc 1663 Mission St Ste 320 San Francisco CA 94103 None Public Current Use for General Charitable Purposes 1000 Habitat for Humanity (Yates County) PO Box 391 Penn Yan NY 14527 None Public Current Use for General Charitable Purposes 1000 348000 0 14 16919 14 204128 18 -116695 0 104352 0 104352 0 0 0 0 0 0 0 0 0 0 X X 1 Verna A Gerbic Charitable Lead Annuity Trust DTD 7797 Cummings Lockwood PO Box 271820 West Hartford CT 06127 293243 X $100,000 HSBC Finance Corp Internotes 6% 8/15/14 100000 106198 $100,000 Southtrust Corp Nts 5.8% due 6/15/2014 100673 107809 $100,000 Morgan Stanley Dean Witter Mtn Stepped Spn Isin 4% due 9/22/2020 100005 98556 7,300 Shs. Johnson & Johnson 290744 475230 800 Shs. Standard & Poor's 500 Depositary Receipts Trust, Ser 1 68075 111896 2,754 Shs. Johnson & Johnson 146995 179285 35,703 Shs. Johnson & Johnson 1802466 2324265 17,000 Shs. Johnson & Johnson 508937 1106700 5,167 Shs. Johnson & Johnson 291109 336372 25,154.729 Shs. American Mutual Fund Class A 626678 698295 17,464.15 Shs. Capital World Growth & Income Fund Inc 720303 616485 5,924.398 Shs. Euro Pacific Growth Fund Class A 253778 232829 12,555.804 Shs. Franklin Rising Dividends Fund Class A 450000 465820 15,028.501 Shs. Templeton Global Bond Fund Class A 211243 196873 Cummings & Lockwood LLC 14040 14040 0 Verna A Gerbic Charitable Lead Annuity Trust Cummings Lockwood PO Box 271820 West Hartford CT 06127 U.S. Treasury - Excise Tax fye 4/30/11 541 0 0 U.S. Treasury - Estimated Excise Tax fye 4/30/12 3844 0 0