2012-08-13T08:44:56-05:00 2011-12-31 742727133 Kirk Monroe & Klostermann LLP 1016 Santa Fe Suite 201 Corpus Christi TX 78404 990 2011-01-01 742190039 Coastal Bend Community Foundation COAS 3618829745 600 Leopard Street No 1716 Corpus Christi TX 78401 Karen W Selim 3618829745 2012-07-20 1 Phillip G Monroe P00231323 3618827131 2011 2016-02-24 21:20:13Z Karen W Selim 600 Leopard Street No 1716 Corpus Christi TX 78401 9074635 0 X www.cbcfoundation.org X 1980 TX To enhance the quality of life in the Coastal Bend area of Texas through charitable & educational grants. 25 24 6 0 34154 38802 3508881 5911828 5082 3680 2087434 2408602 611753 750525 6213150 9074635 2949109 2766890 0 0 360917 358027 0 0 114856 1103856 1212022 4413882 4336939 1799268 4737696 43412381 47066102 3914251 3905973 39498130 43160129 X To enhance the quality of life in the Coastal Bend area of Texas through charitable and educational grants. 0 0 2920057 1797472 2689455 The Foundation makes grants to nonprofit organizations to improve the quality of life in the Coastal Bend area of Texas from unrestricted, field-of-interest, designated, special project and donor advised funds. Ongoing activities from project funds include "Maps in Schools", whereby the Corpus christi Geological Society presents laminated, framed USGS Maps of Time and Terrain to schools across the country, primarily in Oklahoma and Texas. Other projects of the Corpus Christi Geological Society includes "Bones in Schools" whereby schools are presented with an Ice Age Mamoth bone, a framed Ice Age Mural along with a presentation by a geologist and "Boulders in Schools" whereby schools are presented with large boulders of three rock types - Sedimentary, metamorphic and igneous. The rocks are labeled as: rock type, composition, location and age. Another project fund provides bikes to needy children at Christmas time. In 2011, 160 bicycles with kickstands and helmets were presented to needy children. "Destination Bayfront Special Project Fund" is involved in coordinating the study of a land-use plan for the Corpus Christi Bayfront area, thereafter turning over the plan to the City of Corpus Christi for its consideration and implementation. New programs include the Corpus Christi Geological Society History Project which is in the process of recording a television documentary about how the oil and gas industry in South Texas was built called "Oilmen: Tales from the South Texas Oil Patch." The program is intended for broadcast by public television stations in South Texas, and other areas of Texas and beyond. A modified version will be offered to schools in South Texas. The project is incomplete at the end of 2011 but should be completed by the end of 2012. Another project fund, "Citizens in Support of the Corpus Christi Police Department" along with its ongoing programs for nonweapon police supplies, counseling and training for police personnel, sponsored two community programs in 2011. The first was a "Walk/Run to Honor the Fallen Heroes of September 11, 2001." The other project was "Decision House" a two day activity with skits and support to Help Children/Teenagers Understand the Consequences of Bad Decisions. 698602 621282 350174 The Foundation provides scholarships and fellowships to students from the seven county area of the Coastal Bend of Texas in accordance with the terms of the approximately 100 scholarship and fellowship funds it holds. During 2011, 412 scholarships were awarded. 379568 348136 94045 The Foundation provides hardship grants for employees of one organization. These grant requests are reviewed on a case by case basis in accordance with the terms of the employee assistance fund agreements. During 2011, 524 grants were awarded and 129 grants were denied, cancelled or withdrawn. 3998227 1 1 0 0 0 1 0 0 0 1 1 0 0 0 1 1 1 0 0 0 1 1 0 0 1 0 0 1 1 0 0 0 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 1 1 64 0 1 6 1 1 1 1 CJ BD 0 0 0 1 1 0 0 0 0 0 X 25 24 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 TX X X Beverly Harper 3618829745 600 Leopard Street Suite 1716 Corpus Christi TX 78401 Clare Atkinson Wonders 1.00 X 0 0 0 Nancy Johnson Bellows 1.00 X 0 0 0 Rumaldo Juarez 1.00 X 0 0 0 F John Shepherd III 1.00 X 0 0 0 Laura Fischer 1.00 X 0 0 0 Richard Bianchi 1.00 X 0 0 0 Leah Pagan Olivarri 1.00 X 0 0 0 Dale K Wilson 1.00 X 0 0 0 Hank Nuss 1.00 X 0 0 0 Jack W Wright 1.00 X 0 0 0 Jon Whatley 1.00 X 0 0 0 Susan Hutchinson 1.00 X 0 0 0 Robert Furgason 1.00 X 0 0 0 Kathleen M White 1.00 X 0 0 0 Larry Aduddell 1.00 X 0 0 0 Laura Miller 1.00 X 0 0 0 Fred J Nemec 1.00 X 0 0 0 Joe Henkel 1.00 X 0 0 0 Karen O'Connor Urban 1.00 X 0 0 0 Bobby Galvan 1.00 X 0 0 0 Lou Adele May 5.00 X X 0 0 0 Sylvia Whitmore 1.00 X X 0 0 0 William Whitworth 1.00 X X 0 0 0 Jean Claire Turcotte 1.00 X X 0 0 0 Karen Selim 40.00 X 102682 0 18128 Martha Daniels 40.00 X 56700 0 9257 Susan Jackson 40.00 X 51950 0 14486 Beverly Harper 40.00 X 61500 0 17013 272832 0 58884 1 0 0 0 0 93093 5818735 2133886 5911828 Educational Maps/Books 900099 2615 2615 Asthma Camp 900099 1065 1065 3680 1187527 1187527 73861 73861 203856 42343 161513 161513 127359 34154 43517718 42296643 1221075 1221075 1221075 65032 93093 70053 -5021 -5021 Administrative Fees 561000 518299 518299 Class action lawsuit 900099 1873 1873 520172 9074635 3133674 34154 -5021 1786522 1786522 964968 964968 15400 15400 272832 97913 111702 63217 25554 11128 14426 8472 3110 3466 1896 28894 13497 12387 3010 22275 7908 9478 4889 31585 31585 28117 2015 15559 10543 10000 10000 229380 229380 448 448 19784 4207 15577 22613 10076 8300 4237 24641 11296 9395 3950 23424 10775 9135 3514 4307 2027 1116 1164 3545 2935 610 23555 23555 3271 3271 7547 1575 5972 Admistrative Fee Expens 518299 518299 Educational Projects 112809 112809 Community and health pr 101867 101867 Park Projects 27769 27769 19061 10098 6714 2249 4336939 3998227 223856 114856 353875 357195 67117 34070 66971 5424 18626 18889 25995 3264474 79120 2802459 3185354 40191431 43337156 6233 7688 43412381 47066102 9446 17535 547359 427114 3357446 3461324 3914251 3905973 X 2617611 2612979 10271984 12420544 26608535 28126606 39498130 43160129 43412381 47066102 X 4737696 -1075697 X X 0 1 1 X 0 X 3385409 3901035 2715892 3508881 5911828 19423045 3385409 3901035 2715892 3508881 5911828 19423045 19423045 1326920 1276052 945784 787477 1465244 5801477 298505 215987 392058 542918 585205 2034673 27259195 0.71250 0.70070 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 55 80 2722378 588454 791213 380898 5026863 6121380 1 1 31502191 1606139 1586864 -677387 -560093 -461603 32996111 27626385 1113826 4162305 -884644 -46792 -468889 31502191 22933799 672512 5116638 -592992 -503572 27626385 32771461 1020397 -9190204 -1149957 -63657 -454241 22933799 0.07300 0.78200 0.14500 0 0 2757952 2757952 349441 349441 69200 69200 87881 79120 8761 3185354 Funds Held as Agency Endowments 3461324 3461324 9074635 4336939 4737696 -976942 -98755 -1075697 3661999 7983793 -976942 18175 -958767 8942560 132075 132075 9074635 4321794 18175 18175 4303619 33320 33320 4336939 Description of Intended Use of Endowment Funds: Part V, Line 4: The Foundation's endowment funds are used for unrestricted grants to nonprofit organizations to improve the quality of life in the Coastal Bend area of Texas. Description of Uncertain Tax Positions Under FIN 48: Part X: Financial Accounting Standards Board(FASB)Interpretation 48, Accounting for Uncertainty in Income Taxes(FASB)Accounting Standards Codification(ASC)740 requires the Foundation to disclose its policy for evaluating uncertain tax positions. The Foundation evaluates its uncertain tax positions using the provisions of ASC 450, Contingencies. Accordingly, a loss continguency is recognized when it is probable that a liability has been incurred as of the date of the financial statements and the amount of the loss can be reasonably estimate. The amount recognized is subject to estimate and management judgment with respect to the likely outcome of each uncertain tax position. Managment has evaluated all tax positions taken by the Foundation and has recognized no liability as of the date of the financial statements. The amount that is ultimately sustained for an individual uncertain tax position or for all uncertain tax positions in the aggregate could differ from the amount recognized. With few exceptions, the Foundation is no longer subject to examinations by the U.S. federal, state or local tax authorities for years before 2008, which is the standard statute of limitations look-back period. Part XI, Line 8 - Other Adjustments: Change in Agency Endowment Funds -98,755. Part XI,Line 8 - Change in Agency Endowment Funds -98,755 Part XII,Line 4b - Agency Endowment Revenue 248,468, Expenses Netted Against Revenue -116,393 Part XIII,Line 4b -Agency Endowment Expenses 149,713, Expenses Netted Against Revenue -116,393 Part X, Line 2: See Schedule O 0 North Atlantic-Bermuda 0 0 Investments 1690111 Central America-Caribbean 0 0 Investments 4927593 0 0 0 0 0 0 6617704 0 6617704 Global Help build spiritual movements everywhere. 5300 Check 0 Book 6 0 0 0 0 0 0 0 Accounting Method and Expenses Part 1, line 3, column f Accounting method used for investments is Fair Market Value. There are no expenditures in this column, only investment values. Harvey Weil Fundraising Dinner 125996 70087 55909 381 14318 43613 Citizens-Support of Pol Dept Dinner 23000 13877 9123 11454 1 9129 9129 287 158125 93093 65032 381 14318 55067 287 70053 -5021 1 Foster Youth Life Investment Partners PO Box 7743 Corpus Christi TX 78467 200014082 501 (c) (3) 13385 College assistance, Housing,medical and utility assistance Coastal Bend Wildlife Habitat Educational Program Inc 711 N Carancahua Street Ste 120 Corpus Christi TX 78475 200960059 501 (c) (3) 15593 General Program Support Aransas County ISD Education Foundation Inc PO Box 195 Rockport TX 78381 742998660 501 (c) (3) 10500 General Educational Program Support Texas State Aquarium Association 2710 N Shoreline Blvd Corpus Christi TX 78402 237044950 501 (c) (3) 8000 General program support Aransas County Medical Services Inc PO Box 821 Rockport TX 78381 741850482 501 (c) (3) 18441 Communication system Salvation Army 416 West Colonial Orlando FL 32804 580660607 501 (c) (3) 42972 Diabetic shoe program, Operating expenses,General Program Support Baker Middle School 3445 Pecas Street Corpus Christi TX 78411 746000581 State Agency 8000 Educational support Young Womens Christian Association of Corpus Christi 4601 Corona Drive Corpus Christi TX 78411 741157366 501 (c) (3) 5250 General Program support First United Methodist Church 900 South Shoreline Blvd Corpus Christi TX 78401 741166910 501 (c) (3) 106500 General Program support Wesley Community Center PO Box 586 Robstown TX 78380 741185657 501 (c) (3) 12972 Senior food and nutrition program and General Program support Camp Aranzazu Inc 5420 FM 1781 Rockport TX 78382 743032285 501 (c) (3) 7300 Scholarships for children to attend camp American Red Cross Coastal Bend Texas Chapter PO Box 3429 Corpus Christi TX 78463 741207551 501 (c) (3) 12500 General Program support United Way of the Coastal Bend Inc 711 N Carancahua Street Suite 302 Corpus Christi TX 78475 741207552 501 (c) (3) 6209 Christmas appeal, Jim Wells County Support, General program support YMCA of Corpus Christi 417 South Upper Broadway Corpus Christi TX 78401 741211670 501 (c) (3) 19450 Partner with Youth Campaign,General Program support Braggin Rights Volleyball Club Inc PO Box 2861 Corpus Christi TX 78403 320163434 501 (c) (3) 40000 Sports program support Mary McLeod Bethune Day Nursery Inc 900 Kinney Street Corpus Christi TX 78401 741238426 501 (c) (3) 10114 General operating support Cathedral Conert Series Inc 505 N Upper Broadway Corpus Christi TX 78401 742863573 501 (c) (3) 12000 Arts support Catholic Charities of Corpus Christi Inc 1322 Comanche Street Corpus Christi TX 78401 742330464 501 (c) (3) 16582 General Program support Gulf Coast Humane Society 3118 Cabaniss Pkwy Corpus Christi TX 78415 741266245 501 (c) (3) 7339 General Program support Boys & Girls Club of Corpus Christi Inc 3902 Greenwood Drive Corpus Christi TX 78416 741294586 501 (c) (3) 8000 After School program support, underserved youth support general program support Family Counseling Service 3833 South Staples St Suite S203 Corpus Christi TX 78411 741321308 501 (c) (3) 10000 Senior Counseling Support Coastal Bend Council of Governments PO Box 9909 Corpus Christi TX 784699909 741586230 State Agency 7500 General program support Corpus Christi Chamber Music Society Inc PO Box 60124 Corpus Christi TX 784660124 742217829 501 (c) (3) 10000 General program support Coastal Bend Alcohol-Drug Rehab Center PO Box 4996 Corpus Christi TX 78469 741595867 501 (c) (3) 20972 Support Drug & Alcohol Abuse for Homeless, General operating support Good Samaritan Rescue Mission PO Box 65 Corpus Christi TX 78403 741611894 501 (c) (3) 27972 Unfunded Meals for Low Income Clients, General Program Support South Texas Public Broadcasting System Inc 939 South Stadium Road Columbia SC 29201 741616224 501 (c) (3) 31200 Challenge Program, General Program Support Art Community Center of Corpus Christi 100 North Shoreline Blvd Corpus Christi TX 78401 741716003 501 (c) (3) 12500 General Program and Operating Support Texas A & M University at Corpus Christi 6300 Ocean Drive Corpus Christi TX 78412 741760663 State Agency 64760 President's Council Support,Scholarship Programs,mechanical engineering program, diabetes research support, MoM student research program, general program support Aransas County Council on Aging 912 South Church Street Rockport TX 78382 741796095 501 (c) (3) 12972 General Program support Christus Spohn Health System Development Foundation 600 Elizabeth Street Corpus Christi TX 78404 741906005 501 (c) (3) 45750 General program support Women's Shelter of South Texas PO Box 3368 Corpus Christi TX 78463 741943398 501 (c) (3) 19972 Battering Program, General Program Support Special Olympics Texas Inc 7715 Chevy Chase Drive Suite 120 Austin TX 78752 741998367 501 (c) (3) 10000 General Program Support Episcopal Church of the Advent PO Box 1937 Alice TX 78333 746022217 501 (c) (3) 7543 General Program Support Palmer Drug Abuse Program of Corpus Christi Inc 3104 South Alameda Street Corpus Christi TX 78404 742200058 501 (c) (3) 25805 General Progam Support Food Bank of Corpus Christi 826 Krill Street Corpus Christi TX 78408 742234089 501 (c) (3) 35582 Fund Mobile Food Pantries, General Program Support Corpus Christi Metro Ministries PO Box 4899 Corpus Christi TX 78469 742247261 501 (c) (3) 184437 Loaves and Fishes Program Support, Breakfast Fund, General Program Support Beeville Vineyard Inc 210 North Monroe Street Beeville TX 78102 742314158 501 (c) (3) 15549 General Program Support Cru PO Box 628222 Orlando FL 328629841 956006173 501 (c) (3) 5300 General program support Communities in School Corpus Christi Inc PO Box 331203 Corpus Christi TX 78463 742429445 501 (c) (3) 8750 General Program Support First United Methodist Church PO Box 808 Taft TX 78390 742524820 501 (c) (3) 6500 Exercise equipment Corpus Christi Hope House Inc 658 Robinston Street Corpus Christi TX 78404 742480299 501 (c) (3) 7172 Celebration for Life Project Support, General Program Support Foster Angels of South Texas Foundation PO Box 18863 Corpus Christi TX 78480 410604440 501 (c) (3) 16472 General program support Junior League of Corpus Christi 4050 Weber Road Corpus Christi TX 78411 746053163 501 (c) (3) 5250 Fairy Tale Ball, general program support Make-A-Wish Foundation of the Texas Gulf Coast and Louisiana Inc Suite 255 Houston TX 77005 760116615 501 (c) (3) 9138 General Program Support Driscoll Children's Hospital PO Box 6530 Corpus Christi TX 78466 742577746 501 (c) (3) 11750 Fiesta de los Ninos, Child Life Program, General Program Support Coastal Bend Bays Foundation Inc PO Box 23025 Corpus Christi TX 78403 742603919 501 (c) (3) 10139 General Program Support K Space Contemporary 415D Starr Street Corpus Christi TX 78401 743006446 501 (c) (3) 10000 Arts support Ark Assessment Center & Emergency Shelter for Youth 12960 Leopard Street Corpus Christi TX 78410 742859907 501 (c) (3) 19072 General Progam Support Rockport-Fulton Good Samaritans Inc 507 S Ann Street Rockport TX 78382 742592626 501 (c) (3) 12972 General Program Support Make-A-Wish of Central and South Texas 2224 Walsh Tarlton Lane Ste 200 Austin TX 78746 742357788 501 (c) (3) 10000 General program support Locher Food Pantry 501 S Staples Street Corpus Christi TX 78401 742393413 501 (c) (3) 7500 General program support Corpus Christi Symphony Society Inc 555 N Carancahua Ste 410 Corpus Christi TX 78401 746011470 501 (c) (3) 47000 Sponser 2011/2012 season, General Program Support Taft Little League PO Box 481 Taft TX 78390 742724361 501 (c) (3) 6307 Concession stand equipment` South Texas Institute for the Arts 1902 North Shoreline Blvd Corpus Christi TX 78401 746025882 501 (c) (3) 40050 Exhibit Support, collector's club,General Program Support Most Precious Blood Catholic Church 3502 Saratoga Blvd Corpus Christi TX 78415 746089686 501 (c) (3) 10000 General Program Supprt. HALO Flight Inc 315 Pinson Drive Corpus Christi TX 78406 742235660 501 (c) (3) 13974 General Program Support Boy Scouts of America Council 700 Everhart Terrace Bldg A Corpus Christi TX 78411 752675978 501 (c) (3) 18383 General Program Support Christ Evangelical Presbyterian Church 8300 Katy Freeway Houston TX 77024 760332175 501 (c) (3) 20000 General Program Support Mission of Mercy Inc PO Box 102 Fairfield PA 17320 860704883 501 (c) (3) 8672 General Program support Timon's Ministries 10501 South Padre Island Drive Corpus Christi TX 78418 311638327 501 (c) (3) 38772 General Program support University of Texas at Austin PO Box 7758 UT Station Austin TX 787137758 746000203 State Agency 18850 Conservation research projects, other projects and general support USS Lexington Museum on the Bay PO Box 23076 Corpus Christi TX 784033076 742615466 501 (c) (3) 7500 Museum support Windsor Park Elementary School 4525 S Alameda Corpus Christi TX 78412 746000581 State Agency 9000 General school support Virginia Tech Foundation Inc 902 Prices Fork Road Blacksburg VA 24060 540721690 501 (c) (3) 8750 Scholarship and educational support Del Mar College Foundation Inc 101 Baldwin Corpus Christi TX 78404 742286234 501 (c) (3) 38471 Vocational Scholarships, General Program Support Congregation Beth Israel 4402 Saratoga Blvd Corpus Christi TX 78413 746000619 501 (c) (3) 16085 Rabbi's Discretionary Fund, General program support Youth Odyssey Inc PO Box 331394 Corpus Christi TX 78463 742817641 501 (c) (3) 8550 General program support Texas A&M University - Kingsville 700 University Blvd MSC 101 Kingsville TX 78363 746001530 state Agency 17500 Historic Documentation Program; Symphony Support St Anthony Catholic Church 3818 CR 61 Robstown TX 783805737 741483603 501 (c) (3) 11000 Program Support American Cancer Society 4101 S Alameda Corpus Christi TX 78411 131788491 501 (c) (3) 7500 Program Support Nueces County Dept of Human Services 901 Leopard St Rm 302 Corpus Christi TX 78401 746000585 State Agency 10000 Elderly Program Support Corpus Christi ISD PO Box 110 Corpus Christi TX 78403 746000581 State Agency 10000 Educational support Texas A & M University-Kingsville Foundation Inc PO Box 2202 Kingsville TX 78363 237166534 501 (c) (3) 7500 Javelina Camp Peewee's Pet Adoption World 1307 Saratoga Corpus Christi TX 78417 742746680 501 (c) (3) 9932 General Program Support Island Presbyterian Church 14031 Fortuna Bay Drive Corpus Christi TX 78418 742781786 501 (c) (3) 10006 General Program Support University of Iowa Foundation PO Box 4550 Iowa City IA 522444550 420796760 501 (c) (3) 8000 College of Medicine Funeral Assistance 43 111990 Rent/Mortgage Assistance 220 133661 Medical/Prescription Assistance 96 55025 Food/Clothing Assistance 50 13350 Utility Assistance 105 23049 Scholarship/Fellowship Awards 412 616832 Other Assistance 10 11061 Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: Unrestricted grant requests are reviewed by the Grants Committee and recommendations are given to the Board of Directors for approval in our spring and fall grant award process. The Director of Grants obtains reports from the grantees annually for their use of funds to determine the grantee's compliance with the intended use of the funds. Scholarship applications are reviewed by the Scholarship Committee and recommendations are given to the Board of Directors for approval in our spring and fall scholarship review process in accordance with the scholarship agreements. The scholarship checks are sent to the college or university financial aid office. The Director of Development obtains outside scholarship and fellowship committee information to determine their compliance with IRS regulations. Employee assistance grant requests are reviewed by our Director of Development for compliance with the fund agreement specifications. These grants are not sent directly to the individuals except for hurricane relief, which are restricted for redemption. Grants from donor advised, field-of-interest, designated or other types of funds are reviewed for compliance with the terms of the fund agreement. The Director of Grants reviews the 501(c)(3) status for all grantees. The Foundaiton does not send grants to nonexempt organizations. All grants are approved by the Board of Directors at the quarterly board meeting. Joe Henkel Director 43000 Purchased CD at Kleberg Bank 0 X 10 2127671 Stock Market Quotation X Mineral Interests 4 4 Fair Market Value X Note Receivable 2 6211 Fair Market Value 0 1 0 Method for Determining Number of Contributors: Part I, Column (b): Part 1, column b The number of contributions for gifts of securities is the number of gifts by gift date without regard to the quantity of stock certificates or other securities. For all other types of property the number of gifts is the quatity of items received. Form 990, Part VI, Section A, line 2 Chairman of Board is parent to one of the Directors. Form 990, Part VI, Section B, line 11 Draft input for the Form 990 is prepared by the Director of Finance for review and approval by the President/CEO. That information is then provided to our tax preparer for input to the form. A draft copy of that form is then provided to staff for review. Staff then presents it to the Board's Executive Committee for review and discussion. Upon adoption by the Executive Committee, it is then presented to the full Board of Directors for review and approval. Form 990, Part VI, Section B, line 12c Annually, staff provides copies of the foundation's conflict of interest policy to all Board members. For new Board members, the policy is presented and discussed during their orientation briefing. After review, all Board members sign and submit to the President a certification of compliance with the policy, noting any potential conflicts they may have, if any. During committee meetings, Board members are asked to identify any potential conflicts of interest if they arise and those are dealt with by the committee chairman at that time. Form 990, Part VI, Section B, line 15 The Board Chairman is annually provided with a compensation history for the CEO. He is also provided with a performance evaluation form to complete for the CEO as well as the most recent salary comparability data available from independent sources, like the Council on Foundations. These documents are used by the Chairman to review the CEO's performance with the Executive Committee (in executive session) and to determine a compensation amount for the CEO for that year. For key employees, the process is similar except that the independent review official is the CEO. He uses comparable salary information provided by the independent Council on Foundations as well as performance appraisal information to make salary adjustment determinations. The latter are proposed by the CEO and approval, in turn, by the Finance Committee, the Executive Committee and the full Board of Directors as part of the annual budget determination. Form 990, Part VI, Section C, line 19 Governing documents, conflict of interest policy and financial statements are available to the public upon request. Financial statements are also published in the foundation's annual report, which is available online. Changes in Net Assets or Fund Balances: Form 990, Part XI, line 5: Net unrealized losses on investments: -976,942. Change in Agency Endowment Funds -98,755. Total to Form 990, Part XI, Line 5: -1,075,697. Review by Audit Committee Form 990, Part XII, line 3c There has been no change since 2010. Duff & Phelps Real Estate Securities Trust 20 Trafalgar Square Suite 449 Nashua NH 03063 306070384 See Part VII Supplemental Information NH Related 0 8 2568650 0 0 0.08116 Barrow Hanley Mewhinney & Strauss Core Fixed Income Fund 200 Clarendon Street 52nd Floor Boston MA 02116 016233058 See Part VII Supplemental Information MA Related 0 8 8139020 0 0 0.06835 Kayne Anderson MLP Fund LP 1800 Avenue of the Stars 3rd Floor Los Angeles CA 90067 611437017 See Part VII Supplemental Information CA Unrelated 0 0 2982459 0 0 0.00310 Primary Activity Line 1, Line 2 and Line 3 Line 1 Duff & Phelps Real Estate Securities Trust's primary activity is investing primarily in real estate investment trusts for the investment objective of capial appreciation and income. Line 2 Kayne Anderson MLP Fund, LP's primary activity is investing in the marketable securities of issuers of energy-related master limited partnerships, MLP affiliates, and other midstream or infrastructure energy companies, particularly those participating in the business of operating oil and gas pipelines, terminals and storage facilities. The investment objective is to provide high reurns with capital preservation. Line 3 Barrow, Hanley, Mewhinney & Strauss Core Fixed Income Fund's primary activity is investing in stocks, bonds and any other securities. The investment objective is income.