2012-11-07T13:57:34-06:00 2011-12-31 010747208 CLIFTONLARSONALLENLLP 5001 SPRING VALLEY ROAD SUITE 600W DALLAS TX 75244 990PF 2011-01-01 752736174 MICHAEL L ROSENBERG FOUNDATION MICH 9724638586 4831 BROOKVIEW DRIVE DALLAS TX 75229 LAWRENCE S BARZUNE 9725674954 2012-11-05 1 MICHAEL HELD P00123116 9723835700 2011 2016-02-24 21:20:13Z X 3998468 X 48445 72693 72693 -29148 3201479 0 3298 3298 95288 75991 0 0 0 26143 26143 0 3164 3164 0 583 583 0 11940 11940 0 11688 9476 0 3359 3359 0 56877 54665 0 466113 466113 522990 54665 466113 -427702 21326 12725 191534 191534 104824 338404 338404 2172594 1633617 1623083 2130722 1812422 1822148 5440 23299 23299 4426305 3999276 3998468 0 0 X 0 0 0 0 4426305 3999276 4426305 3999276 4426305 3999276 4426305 -427702 673 3999276 0 3999276 CAPITAL GAIN DISTRIBUTIONS P 23792 23792 SECURITY SALES P 1008895 1040318 -31423 -31423 SECURITY SALES P 2164084 2184101 -20017 -20017 -27648 1 427 0 427 0 427 1200 500 1700 1273 1273 0 0 0 0 0 0 0 0 0 0 0 1 1 TX 1 0 0 0 0 1 N/A LAWRENCE BARZUNE MD 9727333202 4831 BROOKVIEW DALLAS TX 75220 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 LAWRENCE BARZUNE MD 4831 BROOKVIEW DALLAS TX 75220 0.25 0 0 0 DEBORAH GAGE 38 OLD BOND STREET UNITED KINGDOM UK 0.25 0 0 0 BOB HARRISON STERLING PLAZA SUITE 770 5949 SHERRY LANE DALLAS TX 75225 0.25 0 0 0 NONE 0 NONE 0 0 4389170 201935 0 4591105 0 0 4591105 68867 4522238 226112 226112 427 427 225685 0 225685 0 225685 466113 0 466113 0 466113 225685 218506 0 0 466113 218506 0 0 225685 21922 0 0 21922 0 0 0 0 0 0 0 21922 21922 X BIG THOUGHT 2501 OAK LAWN AVE SUITE 550 LB-42 DALLAS TX 75219 NONE PUBLIC GENERAL SUPPORT FOR PERFORMING ARTS 5000 BOOKER T WASHINGTON HIGH SCHOOL FOR THE PERFOMRING AND VISUAL ARTS PO BOX 192618 DALLAS TX 75319 NONE PUBLIC GENERAL SUPPORT FOR COMMUNITY EDUCATION 5000 DALLAS MUSEUM OF ART 1717 N HARWOOD DALLAS TX 75201 NONE PUBLIC GENERAL SUPPORT FOR THE PUBLIC ART MUSEUM 75000 DALLAS SYMPHONY ORCHESTRA 2301 FLORA STREET DALLAS TX 75201 NONE PUBLIC GENERAL SUPPORT FOR PERFORMING ARTS 75000 EAST DALLAS COMMUNITY SCHOOL 924 WAYNE ST DALLAS TX 75223 NONE PUBLIC GENERAL SUPPORT FOR COMMUNITY EDUCATION 2500 THE DALLAS FOUNDATION- JOAQUIN ACHUCARRO FOUNDATION FUND 900 JACKSON STREET SUITE 705 DALLAS TX 75202 NONE PUBLIC GENERAL SUPPORT FOR PERFORMING ARTS 5000 DALLAS MUSEUM OF ART 1717 N HARWOOD DALLAS TX 75201 NONE PUBLIC SECRETAIRE A' ABATTANT - LELEU / PURCHASED BY THE FOUNDATION FOR EDUCATION PURPOSES 298613 466113 0 14 72693 14 3298 18 -29148 0 46843 0 46843 0 0 0 0 0 0 0 0 0 0 X X 1 ESTATE OF MICHAEL ROSENBERG 4831 BROOKVIEW DALLAS TX 75229 48445 X ACCOUNTING FEES 583 583 0 PURSUANT TO IRC SEC. 4942(H)(2) AND REG. 53.4942(A)-3(D)(2), THE ABOVE REFERENCED FOUNDATION HEREBY ELECTS TO TREAT CURRENT YEAR QUALIFYING DISTRIBUTIONS IN EXCESS OF THE IMMEDIATELY PRECEDING TAX YEAR'S UNDISTRIBUTED INCOME AS BEING MADE OUT OF UNDISTRIBUTED INCOME FROM THE TAX YEAR ENDING 12/31/2009, IN THE AMOUNT OF $150,530.SIGNED: ___________________________ DATE: ____________NAME & TITLE: _____________________ SALE OF SECURITIES - ORDINARY LOSS PURCHASED 28500 30000 0 -1500 60,000 BARC BREN SPX 60000 60846 70,000 BARC REN SPX 70000 67284 90,000 BNP CONT BUFF 90000 87367 5,924.916 SHS CULLEN HIGH DIVIDNED EQUITY FUND 61614 76965 95,000 DB REN SPX 95000 89101 3,587.424 SHS BD REN SPX 74706 76986 8,231.233 SHS JPM US LARGE CAP CORE PLUS 165448 162485 2,101.181 SHS MANNING & NAPIER 35699 36540 75,000 MS CONT BUFF EQU 75000 71614 4,501.884 SHS PROFESSIONALLY MANAGED 103502 115383 1,159 SHS ISHARES RUSSELL MIDCAP INDEX FUND 89807 114069 4,859.92 SHS JPM TR I MIDCAP CORE 85000 78099 6,111.307 SHS DODGE & COX INT'L STOCK 185423 178695 45,000 SG BREN EAFE 45000 39342 45,000 GS BREN EAFE 45000 43632 45,00 JPM BREN EAFE 45000 40023 45,000 JPM BREN EAFE 45000 39605 50,000 BE BREN ASIA BASKET 50000 45935 888.767 SHS JPM ASIA EQUITY 25659 25561 7,037.449 SHS T ROWE PRICE INT'L FUNDS 108740 97891 2,438.652 SHS DELAWARE EMERGING MARKETS FUND 33019 30410 45,000 GS BREN EEM 45000 45250 2,674.193 SHS ARBITRAGE FUNDS AT COST 35059 35032 3,792.996 SHS EATON VANCE MUT FUDS AT COST 38716 37247 1,428.169 SHS GAETWAY FUND AT COST 36847 37689 3,767.63 SHS JPM REALTY INCOME FD AT COST 37187 38468 45,000 BARC MARKET PLUS GOLD AT COST 45000 39236 45,000 BD BREN BRENT CRUDE AT COST 45000 45878 3,642.212 SHS HIGHBRIDGE DYNAMIC AT COST 53216 62391 8,238.19 SHS JPM STR INC AT COST 95000 93327 8,535.16 SHS DOUBLELINE FDS AT COST 94826 94143 19,698.72 SHS EATON VANCE MUT FDS AT COST 175000 173546 19.946.86 SH SJPM HIGH YIELD AT COST 154146 151995 45,643.09 SHS JPM SHORT DURATION BOND FD AT COST 485186 499792 10,609.99 SHS JPM TR I INFL MANAGED BD AT COST 112217 111182 14,793.55 SHS BLACKROCK HIGH YIELD BOND AT COST 108585 109324 12,596.83 SHS RIDGEWORTH FDS AT COST 108585 108963 30,000 BARC 95% 99N AT COST 30185 28749 30,000 SHS HSBC STEP UP AT COST 30000 29850 5,733.74 SHS JPM INTL CURRENCY INCOME AT COST 63706 62096 4,805.47 SHS DREYFUS LAUREL AT COST 63961 63240 LEGAL FEES 3164 3164 0 RECEIVABLE FROM TRUSTS 5440 16874 16874 RECEIVABLE FROM ESTATE 2000 2000 DIVIDENDS RECEIVABLE 4425 4425 TELEPHONE 1884 1884 0 DELIVERY CHARGES 224 224 0 CREDIT CARDS 633 633 0 MISCELLANEOUS 571 571 0 BANK CHARGES 47 47 0 OTHER 3298 3298 3298 NON DIVIDEND DISTRIBUTIONS 673 JP MORGAN CHASE MANAGEMENT FEES 11940 11940 0 FOREIGN TAX EXPENSE 1371 1371 0 FEDERAL INCOME TAX 2212 0 0 PAYROLL TAXES 8100 8100 0 OTHER TAXES 5 5 0