2012-11-15T16:43:34-06:00 2011-12-31 521231901 GORFINE SCHILLER & GARDYN PA 10045 RED RUN BLVD SUITE 250 OWINGS MILLS MD 21117 990 2011-01-01 135565128 MM&P HEALTH & BENEFIT FUND MM&P 4108508500 700 MARITIME BLVD NO A LINTHICUM HEIGHTS MD 21090 DONALD MARCUS 4108595700 2012-11-15 1 SCOTT D RODGVILLE CPA P00365285 4103565900 2011 2016-02-24 21:20:13Z DONALD MARCUS 700 MARITIME BLVD NO A LINTHICUM HEIGHTS MD 21090 347512806 0 X N/A X 1950 MD TO PROVIDE HEALTH BENEFITS TO ELIGIBLE PARTICIPANTS AND BENEFICIARIES OF THE MEMBERSHIP OF THE INTERNATIONAL ORGANIZATION OF MASTERS, MATES, AND PILOTS AS SPECIFIED IN THE PLAN REGULATIONS 14 2 48 0 0 0 0 0 44582393 45183571 3552459 3376904 0 0 48134852 48560475 0 0 49276584 47678057 1682927 1682239 0 0 0 1777704 1695743 52737215 51056039 -4602363 -2495564 86556747 80956980 9342891 6764114 77213856 74192866 TO PROVIDE HEALTH BENEFITS TO ELIGIBLE PARTICIPANTS AND BENEFICIARIES OF THE MEMBERSHIP OF THE INTERNATIONAL ORGANIZATION OF MASTERS, MATES, AND PILOTS AS SPECIFIED IN THE PLAN REGULATIONS 0 0 EXPENSES FOR PROVIDING MEDICAL, LEGAL, HEALTH AND EDUCATIONAL BENEFITS. 0 0 0 0 0 0 0 0 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 1 0 0 0 1 4438 0 48 1 0 1 CA 0 0 0 0 X 14 2 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X PATRICK MCCULLOUGH ADMINISTRATOR 4108508500 700 MARITIME BLVD LINTHICUM MD 210901996 CAPT TIMOTHY BROWN 5.00 X X 0 230275 90326 CAPT DONALD MARCUS 5.00 X 0 201189 82164 CAPT KENNETH CARLSON JR 5.00 X 0 0 0 MR EDWARD MORGAN 5.00 X X 0 0 0 MR TIMOTHY GILL 5.00 X 0 0 0 MR WALCOTT BECKER 5.00 X 0 0 0 CAPT JOHN SULLIVAN 5.00 X 0 0 0 MR WILLIAM CAMERON 5.00 X 0 0 0 MR ROBERT STEPHENS 5.00 X 0 0 0 MR JEAN HARRINGTON 5.00 X 0 0 0 MR C MICHAEL MURRAY 5.00 X 0 162794 30975 MR MARK BLANKENSHIP 5.00 X 0 0 0 MR STEPHEN WERSE 5.00 X 0 145423 71855 MR DAVID BOATNER 5.00 X 0 143310 71855 MR WAYNE FARTHING 5.00 X 0 159114 71855 MR GERALD A CARBIENER 5.00 X 0 0 0 MR GEORGE QUICK 5.00 X 0 143520 0 MR JOHN SCHAEFFNER 5.00 X 0 0 0 MR PATRICK MCCULLOUGH 21.00 X 98054 76110 72023 MR LAWRENCE NEUBERT 21.00 X 38082 29558 20243 MS PAULA PHILLIPS 21.00 X 37353 28993 37120 MS ANN MARIE MCCULLOUGH 21.00 X 66918 51942 60171 MR KEN RYAN 21.00 X 72699 56430 59167 313106 1428658 667754 0 0 1 0 CIGNA 900 COTTAGE GROVE ROAD BLOOMFIELD CT 06002 MEDICAL CLAIMS PROCESSING 662121 STEPTOE & JOHNSON 1330 CONNECTICUT AVENUE NW WASHINGTON DC 20036 LEGAL SERVICES 327813 IOMM&P 700 MARITIME BOULEVARD SUITE B LINTHICUM HEIGHTS MD 21090 ADMINISTRATIVE SERVICES 270565 DELTA DENTAL ONE DELTA DRIVE MECHANICSBURG PA 17055 INSURANCE SERVICES 204833 MULTIPLAN 115 FIFTH AVENUE 7TH FLOOR NEW YORK NY 10003 INSURANCE SERVICES 157662 7 CONTRIBUTIONS - EMPLOY 900099 40780457 40780457 CONTRIBUTIONS - VOLUNT 900099 4374006 4374006 OTHER CONTRIBUTIONS 900099 29108 29108 45183571 1915572 1915572 300413663 298952331 1461332 1461332 1461332 48560475 46644903 0 1915572 47678057 246333 837326 169930 347044 81606 397918 48128 187282 249422 246133 159832 523 65053 3564 29604 HIRING HALL EXPENSE 253559 BANK SERVICE CHARGES 48676 PAYROLL PROCESSING SERV 5168 DUES & SUBSCRIPTIONS, L 881 51056039 72477 69142 2203375 1935824 4481865 3939088 48047773 40154004 31751257 34858922 86556747 80956980 455627 262801 8887264 6501313 9342891 6764114 X 77213856 74192866 77213856 74192866 86556747 80956980 X -2495564 -525426 X X 0 1 1 X 0 0 PIMCO TOTAL RETURN FUND 5178593 F VANGUARD INSTITUTIONAL TOTAL STOCK MARKET INDEX FUND 23744590 F LOOMIS SAYLES LONG/SHORT CREDIT FUND 2881911 F WELLINGTON CTF GBL TOTAL RTN 3053828 F 34858922 BURIAL FUND 3176 DUE TO OTHER MM&P PLANS 362305 SECURITIES PURCHASED PENDING SETTLEMENT 6135832 6501313 48560475 51056039 -2495564 -525426 -525426 -3020990 47847767 -525426 -525426 48373193 187282 187282 48560475 50868757 0 50868757 187282 187282 51056039 PART X, LINE 2: THE FASB ISSUED NEW GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES (ASC 740-10). THE PLAN ADOPTED THIS NEW GUIDANCE FOR THE YEAR ENDED DECEMBER 31, 2010. MANAGEMENT EVALUATED THE PLAN'S TAX POSITIONS AND CONCLUDED THAT THE PLAN HAD MAINTAINED ITS TAX EXEMPT STATUS AND HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS. THEREFORE, NO PROVISION OR LIABILITY FOR INCOME TAXES HAS BEEN INCLUDED IN THE FINANCIAL STATEMENTS. X X X 0 0 0 CAPT TIMOTHY BROWN 0 215968 0 0 0 14307 0 67174 0 23152 0 320601 0 0 CAPT DONALD MARCUS 0 187775 0 0 0 13414 0 58783 0 23381 0 283353 0 0 MR C MICHAEL MURRAY 0 150794 0 0 0 12000 0 17167 0 13808 0 193769 0 0 MR STEPHEN WERSE 0 132009 0 0 0 13414 0 48183 0 23672 0 217278 0 0 MR DAVID BOATNER 0 130009 0 0 0 13301 0 48183 0 23672 0 215165 0 0 MR WAYNE FARTHING 0 145412 0 0 0 13702 0 48183 0 23672 0 230969 0 0 MR PATRICK MCCULLOUGH 98054 76110 0 0 0 0 27233 21138 13316 10336 138603 107584 0 0 MS ANN MARIE MCCULLOUGH 66918 51942 0 0 0 0 20344 15792 13532 10503 100794 78237 0 0 MR KEN RYAN 72699 56430 0 0 0 0 19761 15339 13550 10517 106010 82286 0 0 ANN MARIE MCCULLOUGH WIFE OF PATRICK MCCULLOUGH 100794 EMPLOYEE 0 MICHAEL MCCULLOUGH SON OF PATRICK MCCULLOUGH 36150 EMPLOYEE 0 MM&P PENSION PLAN COMMON BOARD MEMBERS 646877 ADMINISTRATIVE SERVICES INCURRED BY MM&P HEALTH & BENEFIT PLAN AND REIMBURSED BY MM&P PENSION PLAN 0 MM&P JOINT EMPLOYMENT COMMITTEE COMMON BOARD MEMBERS 34247 ADMINISTRATIVE SERVICES INCURRED BY MM&P HEALTH & BENEFIT PLAN AND REIMBURSED BY MM&P JOINT EMPLOYMENT COMMITTEE 0 MM&P IRA PLAN COMMON BOARD MEMBERS 304413 ADMINISTRATIVE SERVICES INCURRED BY MM&P HEALTH & BENEFIT PLAN AND REIMBURSED BY MM&P IRA PLAN 0 PART IV, COLUMN B RELATIONSHIP BETWEEN INTERESTED PERSONS AND THE ORGANIZATIONTHE FOLLOWING TRUSTEES OF THE MM&P HEALTH AND BENEFIT PLAN SIT AS TRUSTEES ON THE VARIOUS ENTITIES IDENTIFIED IN COLUMN A OF PART IV:EDWARD MORGANWALCOTT BECKERJOHN SULLIVANWILLIAM CAMERONJEAN HARRINGTONTIMOTHY GILLROBERT STEPHENSGERALD CARBIENERMARK BLANKENSHIPTIMOTHY BROWNMICHAEL MURRAYDONALD MARCUSSTEVEN WERSEGEORGE QUICKDAVID BOATNERWAYNE FARTHINGJOHN SCHAEFFNERKENNETH CARLSON FORM 990, PART VI, SECTION A, LINE 7A EMPLOYERS APPOINT TRUSTEES BASED UPON LEVEL OF PARTICIPATION. EACH OF THE SIX LARGEST EMPLOYERS THAT PARTICIPATE IN ALL OF THE RELATED PLANS ARE ELIGIBLE TO APPOINT A TRUSTEE. THE REMAINING EMPLOYERS ARE ALLOWED TO APPOINT AN ALTERNATE TRUSTEE. IN ADDITION, THE GENERAL EXECUTIVE BOARD OF THE INTERNATIONAL ORGANIZATION OF MASTERS, MATES, AND PILOTS, THE SPONSORING UNION, APPOINTS SIX REGULAR TRUSTEES AND AN ALTERNATE. FORM 990, PART VI, SECTION B, LINE 11 AN ELECTRONIC COPY OF THE DRAFT FORM 990 IS DISTRIBUTED TO ALL MEMBERS OF THE GOVERNING BODY BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C QUESTIONNAIRES ARE DISTRIBUTED PERIODICALLY TO EACH TRUSTEE AND KEY EMPLOYEE FOR DISCLOSURE OF ALL POTENTIAL OR ACTUAL CONFLICTS. FORM 990, PART VI, SECTION B, LINE 15 THE PLAN CONDUCTS PERIODIC REVIEW OF COMPENSATION AND COMPARES CURRENT COMPENSATION AND COST OF LIVING ADJUSTMENTS TO SIMILAR ORGANIZATIONS IN THE SAME GEOGRAPHIC REGION BASED UPON REVIEW OF THEIR RESPECTIVE FORM 990'S. IN ADDITION, THE PLAN WILL PERIODICALLY RETAIN ITS ACTUARIAL FIRM TO PERFORM A COMPENSATION STUDY. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION MAKES ITS FORMS 990 AND 1023 AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 THE PLAN MAKES ITS GOVERNING DOCUMENTS, POLICIES, AND FINANCIAL STATEMENTS AVAILABLE TO PARTICIPANTS, BENEFICIARIES, THE SPONSORING UNION, AND CONTRIBUTING EMPLOYERS AS REQUIRED BY ERISA. ERISA DOES NOT REQUIRE THAT THE FUND MAKE THESE DOCUMENTS AVAILABLE TO THE PUBLIC AND THE FUND DOES NOT DO SO. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -525,426. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS NOT CHANGED EITHER ITS OVERSIGHT PROCESS OR SELECTION PROCESS DURING THE YEAR. MM&P JOINT EMPLOYMENT COMMITTEE 700 MARITIME BLVD SUITE A LINTHICUM HEIGHTS MD 210901996 237051736 LABOR MANAGEMENT COOPERATION COMMITTEE. MD 501(C)(5) 0 MM&P JOINT EMPLOYMENT COMMITTEE 700 MARITIME BLVD SUITE A LINTHICUM HEIGHTS MD 210901996 135638830 TO PROVIDE VACATION BENEFITS TO ELIGIBLE PARTICIPANTS MD 501(C)(9) 0 MARITIME ADVANCEMENT TRAINING EDUCATION AND SAFETY PROGRAM 692 MARITIME BOULEVARD LINTHICUM HEIGHTS MD 210901996 132577386 TO PROVIDE TRAINING FOR LICENSED DECK OFFICERS MD 501(C)(9) 0 MASTERS MATES & PILOTS INDIVIDUAL RETIREMENT ACCOUNT PLAN 700 MARITIME BLVD SUITE A LINTHICUM HEIGHTS MD 210901996 133021839 TO PROVIDE DEFINED CONTR. PENSION BENEFITS TO ELIGIBLE PARTICIPANTS MD 401 0 MASTERS MATES & PILOTS PENSION PLAN 700 MARITIME BLVD SUITE A LINTHICUM HEIGHTS MD 210901996 136372630 TO PROVIDE PENSION BENEFITS TO ELIGIBLE PARTICIPANTS AND BENEFICIARIES MD 401 0 INTERNATIONAL ORGANIZATION OF MASTERS MATES AND PILOTS 700 MARITIME BLVD SUITE A LINTHICUM HEIGHTS MD 210901996 136020335 SPONSORING UNION MD 501(C)(5) 0 COLUMBIA UNIVERSITY - LAMONT DOHERTY EARTH OBSERVATORY 615 WEST 131 STREET 4TH FLR NEW YORK NY 10027 135598093 INSTITUTION OF HIGHER LEARNING (NON-PROFIT) NY 501(C)(3) 0 STATE OF ALASKA DEPT OF ADMIN DIVISION OF FINANCE P JUNEAU AK 99811 926001185 STATE GOVERNMENT ENTITY AK 0 WHATCOM COUNTY 311 GRAND AVENUE SUITE 503 BELLINGHAM WA 98225 COUNTY GOVERNMENT WA 0 WAHKIAKUM COUNTY PO BOX 543 CATHLAMET CATHLAMET WA 98612 916001377 COUNTY GOVERNMENT WA 0 HORIZON LINES LLC 4064 COLONY ROAD SUITE 200 CHARLOTTE NC 28211 562098440 DEEP SEA WATER TRANSPORTATION DE 0 0 SOUTHWEST ALASKA PILOTS ASSOCIATION PO BOX 977 HOMER AK 99603 920048375 MARINE PILOTAGE AK 0 0 KINDRA LAKE TOWING LP 9864 AVENUE N CHICAGO IL 60617 363848878 BARGE TOWING, SHIFTING IL 0 0 BAYDELTA MARITIME LLC PIER 17 PO BOX 2088 SAN FRANCISCO CA 94126 452484724 HARBOR SERVICES CA 0 0 PATRIOT CONTRACT SERVICES LLC 1320 WILLOW PASS ROAD SUITE 485 CONCORD CA 94520 911862242 GOVERNMENT SHIP MANAGEMENT CA 0 0 CRESCENT RIVER PORT PILOTS ASSOCIATION 8712 HIGHWAY 23 BELLE CHASSE LA 70037 720162930 RIVER PORT PILOT SERVICES LA 0 0 SAN FRANCISCO BAR PILOTS PIER 9 EAST END SAN FRANCISCO CA 94111 940834740 SHIP PILOTAGE CA 0 0 TRINITY MANAGEMENT GROUP 431 LONDON STREET PORTSMOUTH VA 23704 412029869 MARITIME OPERATIONS VA 0 0 BLUE & GOLD FLEET PIER 41 MARINE TERMINAL SAN FRANCISCO CA 94133 943236092 FERRY AND EXCURSION CA 0 0 PATRIOT CONTRACT SERVICES LLC 1320 WILLOW PASS ROAD SUITE 485 CONCORD CA 94520 911862242 GOVERNMENT SHIP MANAGEMENT CA 0 0 THE GREAT LAKES TOWING COMPANY 4500 DIVISION AVENUE CLEVELAND OH 44102 341225181 HARBOR TOWING & COMMERCIAL SHIPYARD DE S SULPHUR CARRIERS INC 11 N WATER STREET SUITE 18290 MOBILE AL 36695 721198965 SHIPPING AL C CENTRAL GULF LINES 11 N WATER STREET SUITE 18290 MOBILE AL 36695 720388979 SHIPPING AL C E-SHIPS ONE COMMERCIAL PLACE 20TH FLOOR NORFOLK VA 23510 133967810 TRANSPORTATION, SHIP MANAGEMENT AND TECHNICAL SERVICES DE C WATERMAN STEAMSHIP CORPORATION 11 N WATER STREET SUITE 18290 MOBILE AL 36695 630220640 SHIPPING AL C PORT SERVICES OF JACKSONVILLE 289 PINE STREET ATLANTIC BEACH FL 32233 593154384 SHIP DOCKING FL C MAERSK ONE COMMERCIAL PLACE 20TH FLOOR NORFOLK VA 23510 136122611 TRANSPORTATION, SHIP MANAGEMENT AND TECHNICAL SERVICES DE C GRAND RIVER NAVIGATION COMPANY INC 32861 PIN OAK PARKWAY SUITE B AVON LAKE OH 44012 161465146 WATER TRANSPORTATION, OPERATES DRY-BULK CARRIERS DE C GBH MARINE 6562 N JEFFERSON MONTECELLO FL 32344 593548532 MARINE PILOTING FL S DR JAX MARINE INC 3961 PINE AVENUE JACKSONVILLE FL 32218 200270866 DOCKING SERVICES FL S PEP INC PO BOX 13017 PORT EVERGLADES FL 33316 590913068 SERVICE TO PILOTS FL S SABINE PILOT SERVICE INC 5148 W PARKWAY GROVES TX 77619 741883207 MARINE PILOTING TX S CETACEAN MARINE INC 611 PHIPPEN WAITERS ROAD SUITE 108 DANIA BEACH FL 33004 650915716 CONTRACTOR FOR EPA FL S TERRASA & STAIR PA 7472 WEATHER WORN WAY COLUMBIA MD 21046 271399538 LAW FIRM MD S SHAVER TRANSPORTATION COMPANY 4900 NW FRONT AVENUE PORTLAND OR 97210 930278310 TUG/BARGE WATER TRANSPORTATION OR C SORTWELL INC DBA AMNAV MARITIME SERVICES 201 BURMA ROAD OAKLAND CA 94607 911442865 SHIP ASSISTANCE & ESCORT SERVICES WA C BRUSCO TUG & BARGE PO BOX 1576 LONGVIEW WA 98632 910776668 TUGS/BARGES WA S ROSS ISLAND SAND & GRAVEL PO BOX 82249 PORTLAND OR 27282 930268930 CONSTRUCTION MATERIALS MANUFACTURING, PLACEMENT & MANAGEMENT OR C WESTAR MARINE SERVICES DIVISION OF CROSSLINK INC PO BOX 78100 SAN FRANCISCO CA 94107 942434338 TUGBOAT COMPANY CA C DUNLAP TOWING COMPANY PO BOX 593 LACONNER WA 98257 910756364 MARINE TRANSPORTATION WA C BLACK BALL TRANSPORT INC 4209 21ST AVENUE W SUITE 307 SEATTLE WA 98199 910594931 INTERNATIONAL VEHICLE & PASSENGER FERRY WA C APL MARINE SERVICES 6901 ROCKLEDGE DR SUITE 200 BETHESDA MD 20817 201760878 OVERSEAS CONTAINER TRANSPORTATION & SHIPPING COMPANY MD C MIRAID 1025 CONNECTICUT AVENUE NW SUITE 50 WASHINGTON DC 20036 521171303 RESEARCH, EDUCATION & PROMOTION DC C ASSOCIATED BRANCH PILOTS 3813 N CAUSEWAY BLVD SUITE 100 METAIRIE LA 70002 720121420 PILOTING LA C CANAVERAL PILOTS ASSOCIATION PO BOX 816 CAPE CANAVERAL CAPE CANAVERAL FL 32920 FL GALVESTON-TEXAS CITY PILOTS PO BOX 16110 GALVESTON TX 77552 741624549 WATER TRANSPORTATION TX C HOUSTON PILOTS 203 DEERWOOD GLEN DRIVE DEER PARK TX 77536 TX MCALLISTER TOWING & TRANSPORTATION CO 17 BATTERY PLACE - 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