2011-02-11T15:42:18-06:00 2010-06-30 Moss Adams LLP 3121 West March Lane Suite 100 Stockton CA 952192303 990 2009-07-01 542110067 Alliant International University ALLI 4159552000 One Beach Street No 200 San Francisco CA 94133 Tarun Bhatia 4159552000 2011-02-01 1 TRACY S PAGLIA 2099556100 2009 2016-02-24 21:20:13Z Geoffrey Cox PhD One Beach Street No 200 San Francisco CA 94133 80729971 0 X www.alliant.edu X 2003 CA ALLIANT INTERNATIONAL UNIVERSITY PREPARES STUDENTS FOR PROFESSIONAL CAREERS OF SERVICE AND LEADERSHIP, AND PROMOTES THE DISCOVERY AND APPLICATION OF KNOWLEDGE TO IMPROVE THE LIVES OF PEOPLE IN DIVERSE CULTURES AND COMMUNITIES AROUND THE WORLD. 25 19 1936 50 0 0 3434149 3245633 73034770 75792325 1674677 1578050 110313 103045 78253909 80719053 5140746 5512177 0 48418761 49593104 0 728933 23841023 23765816 77400530 78871097 853379 1847956 93218368 94681855 46166354 46330881 47052014 48350974 ALLIANT INTERNATIONAL UNIVERSITY PREPARES STUDENTS FOR PROFESSIONAL CAREERS OF SERVICE AND LEADERSHIP, AND PROMOTES THE DISCOVERY AND APPLICATION OF KNOWLEDGE TO IMPROVE THE LIVES OF PEOPLE IN DIVERSE CULTURES AND COMMUNITIES AROUND THE WORLD. 0 0 59718851 5512177 74955349 ALLIANT INTERNATIONAL UNIVERSITY IS A NONPROFIT PUBLIC BENEFIT CORPORATION ORGANIZED UNDER THE LAWS OF THE STATE OF CALIFORNIA. THE UNIVERSITY IS AN INDEPENDENT SCHOOL WITH DOMESTIC CAMPUSES LOCATED IN SAN FRANCISCO, FRESNO, LOS ANGELES, IRVINE, SACRAMENTO, AND SAN DIEGO, CALIFORNIA, AND INTERNATIONAL PROGRAMS LOCATED IN MEXICO, JAPAN AND CHINA (AS FURTHER DISCUSSED BELOW). THE PRESIDENT'S OFFICE IS LOCATED IN SAN FRANCISCO. THE UNIVERSITY OFFERS A VARIETY OF ACADEMIC PROGRAMS LEADING TO BACHELORS, MASTERS, AND DOCTORAL DEGREES IN PSYCHOLOGY, BUSINESS, EDUCATION, AND VARIOUS OTHER DISCIPLINES.AS OF JUNE 30, 2010, THE UNIVERSITY OFFERS ITS ACCREDITED PROGRAMS IN MEXICO CITY, MEXICO, THROUGH A SERVICES AGREEMENT WITH COLEGIO DE ADE (FORMERLY RED DE UNIVERSIDADES, A.C., A MEXICAN NOT FOR PROFIT CIVIL ASSOCIATION ("RED")). RED PROVIDES THE UNIVERSITY WITH ON-SITE MANAGEMENT SERVICES AND EXPERTISE WHILE THE UNIVERSITY PROVIDES OVERSIGHT AND AUTHORITY REGARDING ITS ACADEMIC PROGRAMS, FINANCIAL PLANNING, ACCOUNTING, AND EXECUTIVE ADMINISTRATION.THE JAPAN VENTURE WAS FIRST ESTABLISHED IN 2003 WITH THE COLLABORATION OF ALLIANT INTERNATIONAL UNIVERSITY AND IFF CO., LTD. THIS PROGRAM FOCUSES ON ESTABLISHING AND DELIVERING AN ALLIANT INTERNATIONAL UNIVERSITY CLINICAL PSYCHOLOGY GRADUATE DEGREE IN JAPAN. THE DEGREE REQUIREMENTS ARE 48 CREDIT HOURS. THE HONG KONG PROGRAM WAS ESTABLISHED IN 2006 WITH THE COLLABORATION OF CALIFORNIA SCHOOL OF PROFESSIONAL PSYCHOLOGY AT ALLIANT INTERNATIONAL UNIVERSITY AND THE SCHOOL OF CONTINUING AND PROFESSIONAL EDUCATION AT CITY UNIVERSITY OF HONG KONG. THE PROGRAM FOCUSES ON ESTABLISHING A DOCTOR OF PSYCHOLOGY PROGRAM IN CLINICAL PSYCHOLOGY. THE DEGREE REQUIREMENT IS 120 CREDIT UNITS. 59718851 1 1 0 1 0 0 0 0 1 1 0 1 1 1 1 0 0 0 1 0 0 0 1 1 0 0 0 0 1 0 0 1 1 0 0 0 0 1 1 0 0 1 195 0 1 1936 1 0 0 0 0 0 0 0 0 0 25 19 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 CA X X Tarun Bhatia 4159552000 One Beach Street Ste 200 San Francisco CA 94133 Elizabeth Fetter 1.00 X X 0 0 0 Don Nadler 1.00 X X 0 0 0 Richard Maroun JD 1.00 X X 0 0 0 Janet Hurwich PhD 1.00 X X 0 0 0 Elaine Burke PsyD 1.00 X 61993 0 11737 Linda Caballero-Sotelo 1.00 X 0 0 0 Bunny Roger Coley 1.00 X 0 0 0 Manuel Figueroa PhD 1.00 X 75766 0 7195 Peggie Giesbrecht 1.00 X 0 0 0 Kathryn Goldman Schuyler 1.00 X 52884 0 16455 Matthew Kinoshita 1.00 X 0 0 0 Rachna Kumar PhD 1.00 X 112473 0 24682 Glen Mueller CPA 1.00 X 0 0 0 Marissa Pei PhD 1.00 X 0 0 0 Paul Ritvo PhD 1.00 X 0 0 0 Julius Robinson 1.00 X 0 0 0 Michael Rothman 1.00 X 0 0 0 David Sholkoff 1.00 X 0 0 0 Steven Swig 1.00 X 0 0 0 Amb Alfonso Yuchengco 1.00 X 0 0 0 Karen Biestman JD 1.00 X 0 0 0 Mervyn M Dymally 1.00 X 0 0 0 Gonzalo Garreton MD 1.00 X 0 0 0 Jon Knoll 1.00 X 0 0 0 Beth Rom-Rymer PhD 1.00 X 0 0 0 Steven Schoger PsyD 1.00 X 0 0 0 Geoffrey Cox PhD 38.00 X X 324255 0 51243 Tarun Bhatia 38.00 X 237314 0 36308 Jennifer Wilson 38.00 X 181859 0 14301 Russel Newman 38.00 X 337579 0 10032 James A Goodrich 38.00 X 266184 0 35209 Morgan T Sammons 38.00 X 208870 0 1208 Karen Webb 38.00 X 160807 0 32416 Suzanne L Power 38.00 X 179600 0 22969 Scott R Woolley 38.00 X 143686 0 35351 Dalia Ducker 38.00 X 133678 0 32585 John DeMichele 38.00 X 153240 0 25114 Eric Hickey 38.00 X 146665 0 11554 2776853 0 368359 63 0 1 0 PriceWaterhouseCoopers LLP PO Box 31001-0068 Pasadena CA 91110 Accounting/auditing 359093 Merchants Building Maintenance 1190 Monterey Pass Road Monterey Park CA 91754 Buiding maintenance 338004 2 10918 2671654 563061 15007 3245633 Tuition/Fees 611600 70828603 70828603 Service Revenue 611710 2584660 2584660 Auxiliary Revenue 532000 1973473 1136497 836976 Other 900099 405589 405589 75792325 337037 337037 34650 34650 76235 76235 76235 76235 25976 1215037 25976 1215037 1241013 1241013 3078 10918 10918 -7840 -7840 80719053 74955349 0 2518071 5512177 5512177 2105627 1721392 313124 71111 37756971 32389170 5019676 348125 2077499 1702566 356913 18020 4612821 3907181 655946 49694 3040186 2408300 604180 27706 75715 75715 187228 48871 138357 275609 23571 252038 259 259 3415429 2129187 1168289 117953 544171 537605 2090 4476 3006899 1173189 1803746 29964 306105 252178 43258 10669 6313408 741755 5571653 989553 827290 147233 15030 390767 315117 67903 7747 421825 421825 1466040 594683 865460 5897 754027 6607 747420 Affiliation Fees 3296055 3296055 Bad Debt/Collection 549397 549358 39 Library Services 369123 366923 2200 Commencement/events 325924 290634 24615 10675 Student Housing 273928 273927 1 804354 575400 219288 9666 78871097 59718851 18423313 728933 917684 1909312 107309 4381664 3355900 2928908 5092506 3890876 13397343 12356845 10277 31630 992633 1005066 73934425 16742551 58053992 57191874 11290724 10985680 93218368 94681855 9910586 10227270 10555545 9745856 16000000 17000000 9700223 9357755 46166354 46330881 X 42530133 44013738 3545179 3354124 976702 983112 47052014 48350974 93218368 94681855 X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 1 1 0 Part II-B, Line 1i: Explanation of Other Lobbying Activities: THE ORGANIZATION PAYS MEMBERSHIP DUES OF $48,165 TO MEMBER ORGANIZATIONS WHICH MAY ENGAGE IN LOBBYING ACTIVITIES. THEREFORE, A PORTION OF THE DUES MAY BE ATTRIBUTABLE TO LOBBYING ACTIVITIES. 7397883 335768 1279833 84412 481703 8447369 4330104 3233155 1360956 103517 1422815 7397883 0.49000 0.11000 0.40000 0 0 43394360 43394360 10621211 2389772 8231439 6653350 2671411 3981939 12839699 11397211 1442488 425805 284157 141648 57191874 US GOVT LOANS-POTENTIALLY REFUND 9279109 REFUNDABLE DEPOSITS 78646 9357755 Part V, Line 4: Description of Intended Use of Endowment Funds: THE ENDOWMENT FUND IS USED TO FUND SCHOLARSHIPS AND GENERAL OPERATING ACTIVITIES OF THE UNIVERSITY. Part X: Description of Uncertain Tax Positions Under FIN 48: The University recognizes and measures tax benefit taken or expected to be taken in an unrelated business activity tax return and discloses any uncertainties in tax positions. 1 1 1 THE UNIVERSITY PUBLISHES ITS NON-DISCRIMINATION POLICY IN A NEWSPAPER OF GENERAL CIRCULATION AND HAS OPERATED IN A BONA FIDE MANNER IN ACCORDANCE THEREWITH. 1 1 1 1 0 0 0 0 0 0 0 0 1 0 ALLIANT INTERNATIONAL UNIVERSITY IS AN ELIGIBLE INSTITUTION AUTHORIZED BY THE FEDERAL DEPARTMENT OF EDUCATION FOR PARTICIPATION IN ITS FEDERAL SCHOOL AID PROGRAMS (TITLE IV, HEA PROGRAMS - OPE ID#0111700) AND ADDITIONALLY RECEIVED FUNDS FROM VARIOUS U.S. AND STATE GOVERNMENT FUNDED PROGRAMS, INCLUDING FUNDS WHICH ARE SUBJECT TO AUDIT BY COGNIZANT GOVERNMENT AGENCIES.THE LOAN FUNDS GROUP CONSISTS OF LOANS TO STUDENTS THROUGH THE FEDERAL PERKINS PROGRAM. THE PRINCIPAL SOURCES OF SUCH FUNDS ARE FEDERAL GOVERNMENT CONTRIBUTIONS, AND REPAYMENT OF PRINCIPAL AND INTEREST, WHICH ARE USED FOR ADDITIONAL LOANS. IF THE PROGRAM IS CANCELLED, FEDERAL CONTRIBUTIONS MAY BE RETURNABLE TO THE GOVERNMENT. 1 NORTH AMERICA 1 38 PROGRAM SERVICES COLLEGE-LEVEL INSTRUCTION 1213424 EAST ASIA AND THE PACIFIC 2 5 PROGRAM SERVICES COLLEGE-LEVEL INSTRUCTION 1536354 3 43 2749778 Method Used to Acccount for Expenditures: Schedule F, Part I, Line 3: THE UNIVERSITY USED THE METHOD IT USED FOR ITS FINANCIAL STATEMENTS TO TRACK EXPENDITURES. The amounts reported are based on the chart of accounts & General ledger for each country, which are tracked separately. The amounts reported are for expenses incurred in country, including normal accruals. Silent Auction 13996 10918 3078 10918 13996 10918 3078 10918 10918 -7840 1 SCHOLARSHIPS Based on NEED 1477 5512177 Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: ALL SCHOLARSHIPS AND FELLOWSHIPS MADE BY ALLIANT INTERNATIONAL UNIVERSITY ARE TO STUDENTS OR FACULTY OF THE UNIVERSITY WHO HAVE COMPLETED AN APPLICATION PROCESS. THE AWARD IS BASED ON A WRITTEN SELECTION CRITERIA. ONCE THE GRANTS ARE DISTRIBUTED, EACH GRANT IS MONITORED ON AN INDIVIDUAL STUDENT ACCOUNT BASIS. X X X X X X 0 0 0 0 0 0 0 1 0 Geoffrey Cox PhD 319797 0 0 0 4458 0 24651 0 26592 0 375498 0 0 0 Tarun Bhatia 217272 0 15000 0 5042 0 17910 0 18398 0 273622 0 0 0 Jennifer Wilson 166859 0 15000 0 0 0 13639 0 662 0 196160 0 0 0 Russel Newman 307558 0 30000 0 21 0 0 0 10032 0 347611 0 0 0 James A Goodrich 245188 0 20000 0 996 0 15299 0 19910 0 301393 0 0 0 Morgan T Sammons 188870 0 20000 0 0 0 0 0 1208 0 210078 0 0 0 Karen Webb 160267 0 0 0 540 0 12598 0 19818 0 193223 0 0 0 Suzanne L Power 179600 0 0 0 0 0 13697 0 9272 0 202569 0 0 0 Scott R Woolley 143686 0 0 0 0 0 11462 0 23889 0 179037 0 0 0 Dalia Ducker 126824 0 0 0 6854 0 10726 0 21859 0 166263 0 0 0 John DeMichele 153240 0 0 0 0 0 0 0 25114 0 178354 0 0 0 Eric Hickey 146665 0 0 0 0 0 11000 0 554 0 158219 0 0 0 Part I, Line 7 THE UNIVERSITY PROVIDES OCCASIONAL DISCRETIONARY BONUS PAYMENTS BASED ON PERFORMANCE. NA Merit scholarships Amount $ 5000. NA Diversity Scholarships Amount $ 1000. SIC One Beach LLC entity minority owned by Steven Swig, Trustee 1791597 lease of property 0 X raffle items 60 10918 FMV X travel expenses 25 3521 cost X supplies 3 567 cost 0 0 1 0 Form 990, Part VI, Section A, line 3 Alliant International University delegated control over management duties to a management company for operations in Mexico. Form 990, Part VI, Section B, line 11 THE FORM 990 WAS PREPARED IN CONJUNCTION WITH OUTSIDE ACCOUNTANTS FOR SENIOR MANAGEMENT REVIEW. STAFF THEN SUBMITTED THE DRAFT 990 FOR AUDIT COMMITTEE REVIEW AND DISCUSSION AT A COMMITTEE MEETING PRIOR TO FILING. THE FORM 990, AS FILED WITH THE IRS, WAS THEN PROVIDED TO THE FULL GOVERNING BOARD PRIOR TO FILING. THE FINAL FORM IS SIGNED BY THE CFO. Form 990, Part VI, Section B, line 12c PURSUANT TO UNIVERSITY POLICY, ON OR BEFORE JUNE 15TH OF EACH YEAR, UNIVERSITY GENERAL COUNSEL CIRCULATES THE UNIVERSITY'S REQUIRED ANNUAL CONFLICT OF INTEREST AND DISCLOSURE POLICY AND DISCLOSURE FORM TO OFFICERS, TRUSTEES, AND KEY EMPLOYEES FOR REVIEW AND COMPLETION. UNIVERSITY GENERAL COUNSEL REVIEWS ALL DISCLOSURE FORMS AND ADVISES THE AUDIT COMMITTEE ON ANY POTENTIAL OR ACTUAL CONFLICTS OF INTEREST. THE UNIVERSITY'S POLICY ALSO REQUIRES ALL AFFECTED INDIVIDUALS TO UPDATE AND DISCLOSE CONFLICTS AS THEY ARISE BETWEEN DISCLOSURE CYCLES. UNIVERSITY COUNSEL WOULD, IF A CONFLICT IS DISCLOSED, COUNSEL THE INDIVIDUAL AS TO PROHIBITED TRANSACTIONS. TRUSTEES RECUSE THEMSELVES FROM ANY DISCUSSION AND ACTION RELATED TO POTENTIAL OR ACTUAL CONFLICTS OF INTEREST. Form 990, Part VI, Section B, line 15a THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES ANNUALLY REVIEWS AND SETS THE COMPENSATION OF THE UNIVERSITY'S PRESIDENT. THE COMPENSATION COMMITTEE UTILIZES, AT THE COMMENCEMENT OF EACH CONTRACT TERM, COMPENSATION DATA, AN INDEPENDENT COMPENSATION CONSULTANT, AND INDEPENDENT LEGAL COUNSEL TO NEGOTIATE THE PRESIDENT'S CONTRACT. THE COMPENSATION COMMITTEE ALSO ANNUALLY EVALUATES THE PRESIDENT'S PERFORMANCE. THE PRESIDENT REVIEWS AND APPROVES COMPENSATION FOR OTHER OFFICERS AND KEY EMPLOYEES. The University's Human Resources department researches and compiles comparative data for the positions using databases from the Chronicle of Higher Education and AICCU in order to benchmark appropriate compensation. The Human Resources department also reviews compensation for all employees to ensure that proposed compensation falls within the University's adopted Employee Classification System. Form 990, Part VI, Section C, line 19 Form 990, Part VI, Section C, Line 19: - The University posts the corporate bylaws and charters on its website. Additionally, all governing/organizing documents are available upon request. - The University's conflict of interest policy is disseminated annually to the University Community and is posted on the University's website in a number of locations. Additionally, the policy is distributed upon request. - The University posts the current audited financial statements on the Board of Trustees webpage of the University webiste. Also, the audited financial statements are available upon request. FORM 990, PArt VII: RACHNA KUMAR, MANUEL FIGUEROA, KATHRYN GOLDMAN-SCHUYLER, AND ELAINE BURKE WERE COMPENSATED FOR THEIR ROLES AS FACULTY AT ALLIANT UNIVERSITY AND NOT FOR THEIR ROLES AS TRUSTEES. FOrm 990, Part I, Line 6 20 of the 50 volunteers reported REPRESENT NON-COMPENSATED MEMBERS OF THE BOARD OF TRUSTEES. STUDENTS AND ALUMNI VOLUNTEER THEIR TIME FOR VARIOUS PURPOSES AT THE UNIVERSITY. THESE VOLUNTEERS, HOWEVER, ARE NOT FORMALLY TRACKED BY THE UNIVERSITY. ALLIANT UNIVERSITY FOUNDATION 10455 POMERADO ROAD SAN DIEGO CA 92131 942735501 INACTIVE CA 501(c)(3) 11B N/A UNIVERSIDAD INTERNACIONAL DE MEXICO ALVARO OBREGON 110 COLONIAL R MEXICO CITY MX 542110067 INACTIVE MX N/A FAMILY VIOLENCE & SEXUAL ASSAULT INSTITUTE 10065 OLD GROVE ROAD STE 100 SAN DIEGO CA 92131 752401334 RESOURCE CENTER TX 501(c)(3) 7 N/A 0 0 0 0 0 0 0 0 1 0 1 0 1 1 0 0 0 0 FAMILY VIOLENCE & SEXUAL ASSAULT INSTITUTE I 100000