2011-02-14T18:47:27-06:00 2010-06-30 MOSS ADAMS LLP ONE CALIFORNIA STREET 4TH FLOOR SAN FRANCISCO CA 94111 990 2009-07-01 942697305 ERNEST GALLO CLINIC AND RESEARCH CENTER ERNE 5109853100 5858 Horton Street No 200 Emeryville CA 94608 William Sawyers 5109853100 2011-02-14 1 4159561500 2009 2016-02-24 21:20:13Z raymond white 5858 Horton Street No 200 Emeryville CA 94608 26476797 0 X www.galloresearch.org X 1980 CA Research relating to alcoholism, substance abuse and related conditions. 3 2 200 6 0 0 29189793 26311868 0 263117 127702 41907 37227 29494817 26476797 0 0 16850396 16069036 0 0 12588718 10611246 29439114 26680282 55703 -203485 14083633 12205180 7018075 4992212 7065558 7212968 Research relating to alcoholism, substance abuse and related conditions. 0 0 23097716 Medical Research, General/Other: The work of the Ernest Gallo Clinic and Research Center is intended to lead to an understanding of the neurological effects of ethanol and substances of abuse. Long-term objectives include blocking and reversing the effects of alcohol and substances of abuse in the brain and identifying individuals at risk of developing alcohol and substance use disorders. Several research projects are currently in progress and are being funded principally by grants from the State of California, the National Institute on Alcohol Abuse and Alcoholism (NIAAA), the National Institute of Drug Abuse (NIDA), the National Institute of Neurological Disorders and Stroke (NINDS), the National Institute of Mental Health (NIMH), and the U.S. Department of Defense. Gallo Center faculty also participate in the teaching program of the University of California, San Francisco. (66 Publications) 23097716 1 1 0 1 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 46 0 200 1 0 0 0 0 0 0 0 0 0 3 2 1 0 1 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X Amber Shomo 5109853100 Amber Shomo 5858 Horton St 200 Emeryville CA 94608 John A De Luca 10.00 X 0 0 14053 Joseph E Gallo 1.00 X 0 0 0 Mary C Gallo 1.00 X 0 0 0 Raymond White 40.00 X 605562 0 49894 Robert Messing 40.00 X 164504 0 42415 William R Sawyers 40.00 X 348036 0 56164 Amber Shomo 40.00 X 107470 0 32304 Howard Fields 40.00 X 336940 0 50749 Antonello Bonci 40.00 X 269026 0 52856 steven mcintire 40.00 X 186432 0 48017 Jennifer Whistler 40.00 X 185022 0 44517 dorit ron 40.00 X 190190 0 36381 2393182 0 427350 25 0 1 0 UNIVERSITY OF CALIFORNIA LOS ANGELES 10920 WILSHIRE BLVD 107 Los Angeles CA 90024 SCIENTIFIC RESEARCH 540060 JONES DAY 1755 EMBARCADERO ROAD PALO ALTO CA 94303 Legal Services 277904 whyte hirschboeck dudek government affai 555 E Wells St 1900 milwaukee WI 53202 consulting/lobbying 123550 3 50000 25654532 607336 26311868 127702 127702 34500 34500 misc. income 900099 2727 2727 2727 26476797 0 0 164929 1362463 1032518 329945 10780759 10080003 700756 1202582 1108720 93862 2723232 2505689 217543 75218 51047 24171 135072 91667 43405 62080 62080 1018368 897631 120737 58611 58611 170504 142791 27713 4470552 3039423 1431129 193889 183273 10616 3862 2586 1276 65578 65578 lab. & Med. supplies 2433026 2426728 6298 all other expenses 795615 458992 336623 EQUIPMENT 707335 702304 5031 rep. & srcv. contracts 358133 312549 45584 recruiting expenses 63403 61795 1608 26680282 23097716 3582566 0 4800 5050 6484578 4718415 2702172 2351243 118116 17775 283416 158960 3652 788700 561735 763006 733934 1026 29072 3700825 4359278 14083633 12205180 3329607 2884766 2319813 614855 1368655 1492591 7018075 4992212 X 7065558 7212968 7065558 7212968 14083633 12205180 X 0 1 0 X 1 1 X 26175336 24934402 27620047 29189793 26311868 134231446 26175336 24934402 27620047 29189793 26311868 134231446 134231446 255314 236302 644595 299174 162202 1597587 5850 2727 8577 135837610 0.98820 0.98830 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 62080 62080 26618202 26680282 1000000 250000 0 0 1000000 1000000 2000000 3000000 68103 62080 130183 250000 250000 500000 750000 763006 733934 29072 29072 Non-Qualified Deferred compensation plan 492591 Ernest Gallo Foundation Loan 1000000 1492591 26476797 26680282 -203485 350895 350895 147410 26827692 350895 350895 26476797 0 26476797 26680282 0 26680282 0 26680282 Part X: Description of Uncertain Tax Positions Under FIN 48: The Center had no unrecognized tax benefits or uncertain tax positions for the years ended June 30, 2010 and 2009, respectively. X 1 1 X X X 1 0 0 0 0 0 0 0 0 Raymond White 460887 0 0 0 144675 0 35625 0 14269 0 655456 0 0 0 Robert Messing 162182 0 0 0 2322 0 24577 0 17838 0 206919 0 0 0 William R Sawyers 342915 0 0 0 5121 0 35625 0 20539 0 404200 0 0 0 Howard Fields 325816 0 0 0 11124 0 35625 0 15124 0 387689 0 0 0 Antonello Bonci 258532 0 0 0 10494 0 35625 0 17231 0 321882 0 0 0 steven mcintire 178693 0 0 0 7739 0 26867 0 21150 0 234449 0 0 0 Jennifer Whistler 177428 0 0 0 7594 0 27404 0 17113 0 229539 0 0 0 dorit ron 189298 0 0 0 892 0 28780 0 7601 0 226571 0 0 0 Part I, Line 1a On occasion the organization will pay a nominal fee to upgrade business flights to FIRST CLASS to obtain the additional space necessary for work during cross-country flights. Part I, Line 4a John Kaso received a one-time severance payment of $79,825 on 1/16/09. RAYMOND WHITE PURCHASE OF PERSONAL RESIDENCE X 450000 152897 0 1 1 RAYMOND WHITE TRAVEL ADVANCE X 6063 6063 0 0 0 158960 Form 990, Part VI, Section A, line 2 MARY C. GALLO IS JOSEPH E. GALLO'S SISTER-IN-LAW. Form 990, Part VI, Section A, line 4 The description of the purpose of the corporation and the irrevocable dedication of the property of the corporation were amended to make the corporation eligible for the "welfare exemption" from property taxes. Form 990, Part VI, Section A, line 6 THE CENTER HAS TWO MEMBERS: MARY C. GALLO AND JOSEPH E. GALLO. THE CENTER HAS NO STOCKHOLDERS. Form 990, Part VI, Section A, line 7a FORM 990, PART VI, SECTION A, LINE 7A - THE CENTER'S MEMBERS ELECT ITS BOARD OF DIRECTORS. Form 990, Part VI, Section B, line 11 Three weeks before the filing deadline, the Center's Chief Administrative Officer provided all Board Members an electronic copy of the draft Form 990 for their review. Form 990, Part VI, Section B, line 12c Center management monitors potential conflicts of interest through regular communication with interested persons. Form 990, Part VI, Section B, line 15 PURSUANT TO OUR INTERNAL POLICY, THE COMPENSATION OF OUR PRESIDENT AND OUR CHIEF ADMINISTRATIVE OFFICER IS REVIEWED BY OUR BOARD OF DIRECTORS. THE BOARD OF DIRECTORS CONSISTS OF PERSONS WHO HAVE NO CONFLICT OF INTEREST WITH REGARD TO THE COMPENSATION OF THESE OFFICERS. COMPENSATION DATA FOR SIMILAR POSITIONS, PROVIDED FOR SIMILAR ORGANIZATIONS UNDER SIMILAR CIRCUMSTANCES, WERE REVIEWED BY THE BOARD. THE PROCESS, DISCUSSION, AND OUTCOMES OF SUCH REVIEW WERE DOCUMENTED CONTEMPORANEOUSLY. THIS PROCESS WAS LAST UNDERTAKEN IN 2008. Form 990, Part VI, Section C, line 19 The center does not make its governing documents, conflict of interest policy, or financial statements available to the public. ernest gallo foundation po box 1130 modesto CA 95353 946061537 charitable, religious, and educational activities CA 501(c)(3) pf N/A Dry Creek Corporation PO Box 1130 Modesto CA 95353 942230446 Holding Company DE N/A C 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0