2011-03-03T03:43:45-08:00 2010-05-31 990 2009-06-01 240795495 UNIVERSITY OF SCRANTON UNIV 5709416486 800 LINDEN STREET SCRANTON PA 185104694 EDWARD J STEINMETZ CPA 5709416486 2011-02-28 2009 2016-02-24 21:20:13Z REV SCOTT R PILARZ SJ 800 LINDEN STREET SCRANTON PA 185104694 237781122 false X www.scranton.edu X 1888 PA The University of Scranton is a Catholic and Jesuit university. It is a community dedicated to the freedom of inquiry and personal development fundamental to the growth in wisdom and integrity of all who share its life. It offers degree programs at the under-graduate and graduate levels as well as pre-professional and professional programs. 35 34 2892 472 550395 16807126 8119355 159946335 173837200 -5867584 6408363 -8761932 11997327 162123945 200362245 41749136 47133043 0 77515736 80633463 176073 170744 1510039 44614041 46971640 164054986 174908890 -1931041 25453355 360564292 388875813 152028079 154886245 208536213 233989568 The University of Scranton is a Catholic and Jesuit university. It is a community false false 47133043 9606153 13401378 HIGHER EDUCATION; STUDENT FINANCIAL AID - TOTAL AWARDS PROCESSED BY THE FINANCIAL AID OFFICE AMOUNTED APPROXIMATELY $124,059,000 WHICH INCLUDED FEDERAL STAFFORD, PLUS AND ALTERNATIVE LOANS AND EXCEEDED 5,170 UNDUPLICATED RECIPIENTS. 47144986 457521 146440889 HIGHER EDUCATION; INSTRUCTION - PROVIDES UNDERGRADUATE AND GRADUATE INSTRUCTION TO 4,100 UNDERGRADUATE AND 1,970 GRADUATE STUDENTS. THERE ARE 58 UNDERGRADUATE MAJOR PROGRAMS, 25 GRADUATE (MASTERS) LEVEL PROGRAMS, ONE DOCTORAL PROGRAM AND OVER 100 CONTINUING AND PROFESSIONAL EDUCATION PROGRAMS TAUGHT AT THE UNIVERSITY. 27384389 38114 13401358 HIGHER EDUCATION; AUXILIARY SERVICES - PROVIDES DORMATORY AND FOOD SERVICES TO APPROXIMATELY 2,200 RESIDENT STUDENTS AND FOOD SERVICES TO COMMUTER STUDENTS, FACULTY, STAFF AND ADMINISTRATION. 440934 73304 73304 Higher Education; Research - Includes the cost associated with 2 federal, 1 state cost associated with 2 federal, 1 state cost associated with 2 federal, 1 state cost associated with 2 federal, 1 state 2254154 837844 1682545 Higher Education; Public Service - Funds expended for activities established primarily expended for activities established primarily expended for activities established primarily expended for activities established primarily expended for activities established primarily 6933550 74395 74395 Higher Education; Academic Support - Includes expenses applicable to an integral part of the expenses applicable to an integral part of the expenses applicable to an integral part of the expenses applicable to an integral part of the 4796736 45576 146217 Higher Education; Library - Expenses incurred in operating a 57,000 sq ft incurred in operating a 57,000 sq ft incurred in operating a 57,000 sq ft incurred in operating a 57,000 sq ft incurred in operating a 57,000 sq ft 9012475 246999 999239 Higher Education; Student Services and Activities - Expenditures or activities whose Activities - Expenditures or activities whose Activities - Expenditures or activities whose Activities - Expenditures or activities whose 23437849 1278118 2975700 145100267 true true false true false false false false true true true false true false false false false true true false false false true true true false false false false false false false true true false true true false false false false false false false true 223 0 true 2892 true true true true NT false false false true true false false false 35 34 true false false false false false false true true false false true true true true true true true true true true AK AZ CO MA NH PA WA X X JOHN F MCNAMARA COMPTROLLER 5709414113 800 LINDEN STREET SCRANTON PA 185104694 DR JP BANNON MD 1.00 X 0 0 0 MRS PAULA K BARRETT CPA 1.00 X 0 0 0 MR WILLIAM J BRADY 1.00 X 0 0 0 MR JAMES A CACCAVO 1.00 X 0 0 0 MRS ELLEN H CASEY 1.00 X 0 0 0 MR CHRISTOPHER M CONDRON 1.00 X 0 0 0 MR THOMAS J DAVIS 1.00 X 0 0 0 MRS THERESA E DEBARBIE 1.00 X 0 0 0 DR LISA DENAPLES DMD 1.00 X 0 0 0 MRS DONNA M DOHERTY 1.00 X 0 0 0 REV JAMES DUFFY SJ MD 1.00 X 0 0 0 MRS MICHELE FINN 1.00 X 0 0 0 DR MARIE A GEORGE PHD 1.00 X 0 0 0 MR MICHAEL P GLINSKY 1.00 X 0 0 0 REV EDWARD GLYNN SJ 1.00 X 0 0 0 MR JOSEPH J KADOW ESQ 1.00 X 0 0 0 MR EUGENE J KANE SR 1.00 X 0 0 0 MR JAMES J KNIPPER 1 X MR LAWRENCE R LYNCH CPA 1 X REV RYAN MAHER SJ 1 X DR MARGARET Q MARIOTTI AUD 1 X MSGR ANDREW E MARTIN 1 X MR DENNIS J MCGONIGLE 1 X MR JAMES F MULLERY JR 1 X MRS DIANE D MURRAY 1 X MR FRANCIS J PEARN 1 X DR KAREN L PENNINGTON PHD 1 X REV ROBERT E REISER SJ 1 X REV MATTHEW RUHL SJ 1 X MR JOSEPH T SEBASTIANELLI ESQ 1 X 2969264 51178 64 true true false FIRST PRIORITY PO BOX 2127 WILKESBARRE PA 18703 Health care provider 11870260 ARAMARK C/O UNIVESITY OF SCRANTON SCRANTON PA 18510 Food service provider 9052142 THE QUANDEL GROUP 4755 LINGESTOWN ROAD HARRISBURG PA 17112 General contractor 6639739 TIAACREF PO BOX 1259 CHARLOTTE NC 28201 Pension plan provider 5784493 EIHNORN YAFFEE PRESCOTT PO BOX 617 NEW YORK NY 12201 Architect/Engineer 4426814 57 913391 2461113 4744851 8119355 Tuition and fees 611600 145983368 145983368 Auxiliary enterprises 721310 27853832 27853832 173837200 4483988 4483988 146728 88653 58075 58075 58075 39007193 37082818 1924375 1924375 1924375 82540 913391 247406 -164866 -164866 Unrealized gains on investments 523000 9373708 9373708 Print shop activities 323100 1055158 1055158 Conferences & camps 721000 486697 486697 1188555 1182932 5623 12104118 200362245 175910424 550395 15782071 47133043 47133043 2976730 1662965 1074211 239554 56153956 46534087 9283825 336044 4359768 3534548 798756 26464 13438342 6278102 7121968 38272 3704667 3029586 651481 23600 94952 0 94952 0 111952 0 111952 0 80750 0 0 80750 170744 170744 2792159 2554634 0 237525 772969 284765 485723 2481 2644023 2029455 527218 87350 1600861 564338 1031444 5079 2981852 2981852 0 0 1152557 1079827 69970 2760 1446330 1145563 266752 34015 4917121 4917121 0 0 9222795 7422795 1800000 0 582264 487529 94735 0 Cost of sales 7079574 7079574 0 0 Food service expense 1470341 1230374 211204 28763 Printing 841029 0 647068 193961 Repairs and maintenance 2831717 2283353 548162 202 Books and publications 1476502 1447441 26586 2475 4871892 1419315 3452577 0 174908890 145100267 28298584 1510039 78039150 23346761 9133293 9115742 2803649 2480536 7882357 4521429 3427288 3298827 284199217 105564529 159859658 178634688 31692022 92441672 67726875 75036158 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75036158 Split interest agreements 1751701 Premiums on University bonds 1596376 3348077 200362245 174908890 25453355 25453355 153565261 336059 336059 153229202 47133043 47133043 200362245 128111906 336059 336059 127775847 47133043 47133043 174908890 Pt V Line 4 The University's endowment is used to provide SCHOLARSHIPS TO STUDENTS AND TO OFFSET FACULTY SALARIES AND OTHER OPERATING EXPENSES. Pt X The University is exempt from federal income taxes TAX POSITIONS ARE RECOGNIZED OR DERECOGNIZED BY THE UNIVERSITY BASED ON A "MORE LIKELY THAN NOT" THRESHOLD. THIS APPLIES TO POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. THE UNIVERSITY DOES NOT BELIEVE ITS FINANCIAL STATEMENTS INCLUDE ANY UNCERTAIN TAX POSITIONS. Pt XII Line 2d Rental expenses deducted from gross rent revenue AND FUNDRAISING DIRECT EXPENSES DEDUCTED FROM GROSS FUNDRAISING INCOME ON FORM 990, PART VIII, LINES 6B AND 8B RESPECTIVELY. Pt XII Line 4b Tuition and fee revenue offset by institutionally FUNDED STUDENT FINANCIAL AID (TUITION AND FEE DISCOUNT). Pt XIII Line 2d Rental expenses deducted from gross rent revenue AND FUNDRAISING DIRECT EXPENSES DEDUCTED FROM GROSS FUNDRAISING INCOME ON FORM 990, PART VIII, LINES 6B AND 8B RESPECTIVELY. Pt XIII Line 4b Institutionally funded student financial aid. true true true SEE SCHEDULE O true true true true false false false false false false false false true false true X X X X X X X true RUFFALOCODY Phonathon false 442746 115000 327746 CARLA CAPONE COMPANY Consultant false 995931 41750 954181 CAMPBELL & COMPANY Consultant false 13994 -13994 MCCULLOUGH CONSULTING COMPANY Consultant false 25000 -25000 1438677 195744 1242933 AK AZ CO MA NH PA WA PBC Dinner 995931 913391 82540 144707 6300 96399 995931 913391 82540 144707 6300 96399 247406 -164866 true University funded grants/assistance 4155 47133043 N/A N/A Federal College Work Study 1211 1661193 N/A N/A Pt I Line 2 ALL UNIVERSITY STUDENTS ARE CONSIDERED FOR GRANTS AND OR ASSISTANCE. THE UNIVERSITY'S FINANCIAL AID OFFICE EVALUATES EACH STUDENT'S FINANCIAL NEED BASED UPON INFORMATION PROVIDED ON THE FREE APPLICATION FOR FEDERAL STUDENT AID (FAFSA). FINANCIAL AID OFFICE MANAGEMENT AWARD MERIT SCHOLARSHIPS TO STUDENTS WHO QUALIFY BASED UPON DONOR STIPULATIONS AND AWARD FEDERAL, STATE AND PRIVATE NEED BASED AWARDS BASED UPON FEDERAL OR OTHER GUIDELINES. STUDENTS RECEIVING AWARDS PROVIDE INFORMATION AND PARTICIP X true true X X X false false false false false false false false false DR HAROLD W BAILLIE PHD 199597 20000 20401 239998 DR VINCENT CARILLI PHD 153028 14849 13497 181374 MR JEROME P DESANTO MBA 181629 16776 18124 216529 MR PATRICK LEAHY MBA 180857 17500 17924 216281 MR EWARD J STEINMETZ MBA 179375 17500 13597 210472 MR DAVID CHRISTIANSEN 203480 20080 16075 239635 DR KENNETH R LORD PHD 193442 15192 18024 226658 DR MICHAEL O MENSAH PHD 175790 16871 17924 210585 DR PAUL F FAHEY PHD 170555 17500 20395 208450 DR JOSEPH H DREISBACH PHD 162340 16679 19674 198693 DR S KINGSLY GNANENDRAN PHD 168235 11329 18124 197688 DR SATYANARAYANA V PRATTIPATI PHD 161231 10863 15635 187729 Part I, Line 1a The University pays for initiation fees and monthly dues for a membership for the President to the Scranton Club. The University also pays for the annual membership fees for the Vice President for University Relations at the following social clubs: Cornell Club of New York City, Pyramid Club of Philadlephia and Glenmaura National Golf Club of Moosic, PA. These memberships are used by senior administrators to host meetings with business partners of the University, Board members, potential donors, faculty and staff. Memberships in these clubs allows for reciprical use of other related venues within the Univted States. These reciprical agreements allow senior administration to host quality business and fundraising events outside the Commonwealth of Pennsylvania. PA HIGHER EDUCATION FACILITIES AUTHORITY 232243852 70917RPW9 2008-04-01 11540071 Current refunding false false PA HIGHER EDUCATION FACILITIES AUTHORITY 232243852 810694H93 2007-10-12 30479254 Construct dormitory false false PA HIGHER EDUCATION FACILITIES AUTHORITY 232243852 70917RCRA 2006-03-02 57424438 Campus Ctr and Refunding false false 11540071 11450977 89094 2008 true false true true 30479254 2793400 695786 26990068 2008 false false true true 60143859 4374322 24554657 1220097 29994783 2007 false true true true false false false false true 0.00000 0.00000 0.00000 true false false false false true 0.00000 0.00000 0.00000 true false false true false true 0.00000 0.00000 0.00000 true true false false false false false true false false false false false true false false true MBIA INC 0.29666700 true false false MRS DIANE D MURRAY Trustee 65962 See Schedule O false MSGR ANDREW E MARTIN Trustee 20750 See Schedule O false X 1 800 Donor estimate X 4800 Donor estimate X 21 1255283 Midpoint High/Low X 1 38040 Appraisal X 1 9139 Receipts X 1 1380 Donor estimate X Raffle prizes 87 8434 Donor estimate 1 false true true Pt I Line 32b Form 990 The University uses the services of a securities Form 990 broker to sell all securities received as Form 990 charitable contributions. Pt VI-A, Line 2 The President of the University, Rev. Scott R. Pilarz, SJ and the Vice President for University Ministries, Rev. Terrence P. Devino, SJ are members of the Scranton Jesuit Community and the Maryland Province of the Society of Jesus. Other clergy that are members of the Board of Trustees may also be members of the Maryland Province of the Society of Jesus. Pt VI-B, Line 11A The Form 990 is prepared inhouse based upon the audited financial statements prepared by independent auditors. The draft Form 990 is completed by Treasurer's Office personnel and is reveiwed by the University's Treasurer before being sent to the Audit Committee for its review. The Audit Committee has a one week period to comment on the draft and appropriate changes are made based upon those comments. The revised draft is then made available to the full Board of Trustees on a University secure website. Trustees are able to comment on the draft Form 990 for a week period prior to a regularly scheduled Board meeting. At that meeting the Board formally adopts the Form 990 as final and authorizes the University Treasurer to file the Form 990 with the IRS. An identical and simultaneous process is followed to file the University's annual return on Form 990-T. Pt VI-B, Line 12c The University's General Counsel and Secretary distributes, explains and collects completed Conflict of Interest statements. These statements are reviewed by the Secretary. The Secretary obtains additional information to opine on each disclosed potential conflict. The Secretary attends all Board meetings where actions are voted upon to ensure that individuals with potential conflicts of interest refrain from 1) participating in discussion, 2) being present during a vote or 3) voting upon the matter involving the potential or actual conflict of interest. Pt VI-B, Line 15 The Executive Compensation Committee of the Board of Trustees reviews appropriate analyses and studies prepared by the administration or external sources to aid in evaluating compensation and benefits and strategies to assure they are appropriate to attract and retain qualified personnel for senior executive administrative positions. The Committee annually reviews and approves compensation and benefits for senior administrators and officers of the University. This review includes comparable market data for positions at other higher education institutions. The Committee reports to the Executive Committee the total compensation paid the the University's President and Vice President's. The Committee reviews the recommendations of, and advises, the President as to individual contracts that are above and beyond the scope of the University's base compensation and benefits structure. Pt VI-C, Line 19 The University does not make its governing documents, conflict of interest policy, or financial statements available to the public. However, much of this information is available in the Universiy's annual infromation return on Form 990 filed with the Internal Revenue Service. This return is available to the public both on-line at "www.guidestar.com" and at the University's Treasurer's Office. Pt XI, Line 2c The Audit Committee of the University's Board of Trustees is appointed by the Board to assist the Board in the discharge of its oversight responsibilities. The Audit Committee overseas the financial reporting process to ensure the balance, transparency and integrity of published financial information. The Audit Committee also reviews the independent audit process, including recommending the appointment and assessing the performance of the external auditors. Schedule E, The University's racially nondiscriminatory policy Line 3 is published in the studnet handbook, which is distributed each year to every student. It is included in all application materials for prospective students. The policy is published on the University's website. The University is governed by an independent Board of Trustees and welcomes persons of all races and religious persuasions as members of its student body, faculty staff and administration. The University is an affirmative action institution. As such, the University is committed to equal opportunity in employment and education without regard to race, color, religion, ancestry, sex, age, disability, national origin, or veteran status in accordance with applicable laws. The University values the benefits of diversity. It is committed to creating a community which recognizes the inherent value and dignity of each person. As such, the University promotes an awareness of and sensitivity toward differences of race, gender, ethnicity, national origin, culture, sexual orientation, religion, age, and disabilities among students, faculty, staff and administrators. Schedule E, The University receives operating funds designated Line 6a by both federal and state government funding agencies for specific operating purposes. The University also receives financial aid funds for its students from both federal and state funding agencies and acts as the custodian and disbursing agent for these funds. Schedule J2 Both the University's President and its Vice President for University Ministries are members of the Society of Jesus. Members of the Society of Jesus take a vow of poverty. Compensation for these University officer positions is paid directly to their order which is exempt under section 501(c)(3). Under Rev. Rul. 77-290 members of a religious order providing services to a Catholic organization will be considered for tax purposes to be an agent of the order provided; 1) the religious is subject to a vow of poverty, 2) the religious is providing services for a Catholic organization listed in the Official Catholic Directory at the direction of his superior and 3) the full amount of compensation is remitted to the tax exempt order by the organization. Schedule K, Line A, Column (f) Description of Purpose: Part I Refunding of Series 2006 C and Series 2006 D debt, funding of certain capital expenditures and the payment of a portion of the costs of issuing the Series 2008 bonds. Schedule K, Line B, Column (f) Description of Purpose: Part I Financing the constuction of a new seven story residence hall. Schedule K, Line C, Column (f) Description of Purpose: Part I Funding of various capital projects including financing the design, construction, equipment, and furnishings of a new campus center. Advance refunding of Series 2000 University bonds and a partial advance refunding of the Series 1997 bonds. Schedule L, Business Transactions Involving Interested Persons: Part IV Column (a) Name of interested person: Mrs. Diane D. Murray Column (d) Description of transaction: Diane D. Murray is the wife of the President of Murray Insurance Agency. The University used the Murray Insurance Agency as its insurance broker during the fiscal period. The University is a member of the Middle Atlantic Catholic Risk Management Group, Inc. (MACRMG). The MACRMG used the Murray Insurance Agency as its insurance broker during the fiscal period. Schedule L, Business Transactions Involving Interested Persons: Part IV Column (a) Name of interested person: Msgr. Andrew E. Martin Column (d) Description of transaction: Msgr. Andrew E. Martin is the President of Camden Catholic High School in Camden, NJ. The University made an unrestricted donation to the Camden Catholic High School during the fiscal year. The University also placed an advertisement in a publication of the High School.