2011-05-11T23:00:06-05:00 2010-06-30 PricewaterhouseCoopers LLP 2001 Market St Suite 1700 Philadelphia PA 19103 990 2009-07-01 341018992 CASE WESTERN RESERVE UNIVERSITY CASE 2163682126 10900 EUCLID AVENUE CLEVELAND OH 441067006 JOHN F SIDERAS 2011-05-10 true 2673303000 2009 2016-02-24 21:20:13Z BARBARA SNYDER 10900 EUCLID AVENUE CLEVELAND OH 441067006 2718191384 false X HTTP://WWW.CASE.EDU X 1826 OH SEE SCHEDULE O 45 43 9857 504 -1676090 -4932166 484144216 483060592 370384027 372822254 -86094633 75727120 6233555 417292 774667165 932027258 115451908 121288606 0 371683543 389224105 0 14880484 453904486 437462811 941039937 947975522 -166372772 -15948264 2495815225 2512641208 785966579 787482822 1709848646 1725158386 SEE SCHEDULE O false false 312915291 4726478 0 CASE WESTERN RESERVE UNIVERSITY IS CLASSIFIED AS A RESEARCH UNIVERSITY (VERY HIGH RESEARCH ACTIVITY) - EXTENSIVE BY THE CARNEGIE COMMISSION ON HIGHER EDUCATION. THIS CLASSIFICATION GIVEN TO THOSE INSTITUTIONS THAT TRAIN THE GREATEST NUMBER OF FUTURE RESEARCHERS (USUALLY MEASURED BY THE NUMBER OF PH.D. STUDENTS) AND TO THOSE INSTITUTIONS THAT RECEIVE THE MOST FEDERAL FUNDS. IN ADDITION TO FEDERAL SOURCES, RESEARCH IN THE SCIENCES, THE HUMANITIES AND THE HEALTH SCIENCES AREA IS FUNDED BY GIFTS AND GRANTS FROM PRIVATE FOUNDATIONS, CORPORATIONS AND INDIVIDUALS. 268248528 29757221 293123569 THE ACADEMIC PROGRAMS OF CASE WESTERN RESERVE UNIVERSITY ARE ADMINISTERED THROUGH ITS SCHOOLS AND COLLEGES. CURRENTLY 9,837 STUDENTS ARE ENROLLED IN PROGRAMS LEADING TO UNDERGRADUATE, GRADUATE AND PROFESSIONAL DEGREES ADMINISTERED THROUGH THE UNIVERSITY'S NINE SCHOOLS: THE CASE SCHOOL OF ENGINEERING, THE COLLEGE OF ARTS AND SCIENCES, THE MANDEL SCHOOL OF APPLIED SOCIAL SCIENCES, THE SCHOOL OF DENTAL MEDICINE, THE SCHOOL OF GRADUATE STUDIES, THE SCHOOL OF LAW, THE WEATHERHEAD SCHOOL OF MANAGEMENT, THE SCHOOL OF MEDICINE AND THE FRANCES PAYNE BOLTON SCHOOL OF NURSING. 196220883 86804907 1361670 OTHER SPONSORED PROGRAMS: THE UNIVERSITY'S LIBRARY SYSTEM IS COMPOSED OF FOUR PRIMARY UNITS:' THE UNIVERSITY LIBRARY, THE CLEVELAND HEALTH SCIENCES LIBRARY, THE SCHOOL OF LAW LIBRARY AND THE LILLIAN & MILFORD HARRIS LIBRARY IN THE MANDEL SCHOOL OF APPLIED SOCIAL SCIENCES. THE LIBRARIES OF THE UNIVERSITY SUPPORT THE UNDERGRADUATE, GRADUATE AND PROFESSIONAL PROGRAMS AND CONTAIN 2.75 MILLION VOLUMES. CASE WESTERN RESERVE UNIVERSITY OFFERS ASSISTANCE TO ITS STUDENTS TO HELP MEET FINANCIAL NEED OR TO RECOGNIZE OUTSTANDING ACADEMIC ACHIEVEMENT AND PROMISE. ACADEMIC EXCELLENCE IS RECOGNIZED BY THE ACADEMIC AWARDS PROGRAM AND OTHER SCHOLARSHIP PROGRAMS OF THE UNDERGRADUATE COLLEGES AND BY VARIOUS ASSISTANTSHIPS, FELLOWSHIPS, SCHOLARSHIPS AND OTHER AWARDS OF INDIVIDUAL DEPARTMENTS IN THE SCHOOL OF GRADUATE STUDIES AND SEVERAL OF THE PROFESSIONAL SCHOOLS. CASE WESTERN RESERVE UNIVERSITY ACTIVELY PROMOTES THE DEVELOPMENT OF SERVICES AND PROGRAMS TO SUPPORT THE PHYSICAL, EMOTIONAL AND INTELLECTUAL WELL-BEING OF ITS STUDENTS.' THE PROGRAMS AND SERVICES ARE AVAILABLE TO UNDERGRADUATE, GRADUATE AND PROFESSIONAL STUDENTS ALIKE AND ARE DESIGNED TO PROVIDE POSITIVE, DEVELOPMENTAL OPPORTUNITIES BOTH TO SUPPLEMENT THE ACADEMIC EXPERIENCE AND ENRICH CAMPUS LIFE. 79621076 0 76815048 857005778 true true false true false false true false true true false true true true true true false false false false false false true true true true false false false false false false false false true true false false false true true true false false true 13094 0 true 9857 true true true true AR AS CA CH DA FR GM GR HK EI JA MX NO SN SP SW SZ UK false false false true true false false false 45 43 false false false false false false false true true false false true true true true true true true true false AZ AR CO DC KS ME MD MA MI NH NY OH OK PA SC WA X X BRADLEY W FRALIC CPA 2163682126 10900 EUCLID AVENUE CLEVELAND OH 441067006 BARBARA SNYDER 80 X X 727931 0 50943 GREGORY EASTWOOD 2 X 0 0 0 VIRGINIA BARBATO 2 X 0 0 0 JAMES L BILDNER 2 X 0 0 0 WILLIAM E BRUNER II MD 2 X 0 0 0 LINDA BURNES BOLTON PHD 2 X 0 0 0 TIMOTHY J CALLAHAN 2 X 0 0 0 JOHN P CAMPI 2 X 0 0 0 ANTONY E CHAMP PHD 2 X 0 0 0 KENNETH B CHANCE DDS 2 X 0 0 0 ARCHIE G CO 2 X 0 0 0 DAVID A DABERKO 2 X 0 0 0 JAMES C DIGGS 2 X 0 0 0 THALIA DORWICK PHD 2 X 0 0 0 CHARLES D FOWLER 2 X 0 0 0 SUSIE GHARIB 2 X 0 0 0 JOIE A GREGOR 2 X 0 0 0 SALLY GRIES 2 X 0 0 0 CHARLES HALLBERG 2 X 0 0 0 DANIEL P HARRINGTON 2 X 0 0 0 PETER S HELLMAN 2 X 0 0 0 W NICHOLAS HOWLEY 2 X 0 0 0 DAVID P HUNT 2 X 0 0 0 JENNIE S HWANG PHD 2 X 0 0 0 SAMIR N JADALLAH 2 X 0 0 0 MARY ANN JORGENSON 2 X 0 0 0 HEMANT R KANAKIA 2 X 0 0 0 JOSEPH P KEITHLEY 2 X 0 0 0 CHARLES J KOCH 2 X 0 0 0 CAROLINE A KOVAC PHD 2 X 0 0 0 FRANK N LINSALATA 2 X 0 0 0 GEORGE L MAJOROS JR 2 X 0 0 0 JOE MANDATO 2 X 0 0 0 THOMAS F MCKEE 2 X 0 0 0 FERID MURAD MD PHD 2 X 0 0 0 PAUL M OSTERGARD 2 X 0 0 0 BRIAN J RATNER 2 X 0 0 0 JOSEPH B RICHEY 2 X 0 0 0 JOSEPH A SABATINI 2 X 0 0 0 THEODORE L SCHROEDER 2 X 0 0 0 ALAN L SCHWARTZ MD PHD 2 X 0 0 0 LAWRENCE M SEARS 2 X 0 0 0 ANDREW WASYNCZUK 2 X 0 0 0 SCOTT A WOLSTEIN 2 X 0 0 0 JAMES C WYANT 2 X 0 0 0 JEANINE ARDEN ORNT 60 X 369419 0 68956 WILLIAM BAESLACK 60 X 428563 0 42492 ROBERT BROWN 60 X 197454 0 33019 JOHN SIDERAS 60 X 380252 0 37495 SALLY STALEY 60 X 427883 0 34771 JOHN WHEELER 60 X 317724 0 35550 BRUCE LOESSIN 60 X 453233 0 35189 PAMELA DAVIS 60 X 569546 0 31718 CYRUS TAYLOR 60 X 285031 0 72670 ROLAND MOSKOWITZ 60 X 480747 0 15803 JEROLD GOLDBERG 60 X 382335 0 35167 NATHAN BERGER 60 X 379395 0 35935 GERALD FERRETTI 60 X 471999 0 33372 PIERLUIGI GAMBETTI 60 X 412066 0 34752 RANDALL DEIKE 60 X 145094 0 20739 MARK COTICCHIA 60 X 349736 0 36847 LEV GONICK 60 X 283750 0 37428 GLENN NICHOLLS 60 X 193392 0 26376 HOSSEIN SADID 0 X 193750 0 70350 MICHAEL EDWARDS 60 X 175836 0 26439 JOANNE EUSTIS 60 X 182271 0 24687 GROVER GILMORE 60 X 247653 0 31249 RICHARD JAMIESON 60 X 172382 0 19053 MOHAN REDDY 60 X 353490 0 73697 RICHARD SOHN 60 X 185369 0 30194 NORMAN TIEN 60 X 274749 0 37486 MAY WYKLE 60 X 280182 0 34846 MYROM ROOMKIN 0 X 550371 0 0 9871603 0 1067223 620 true true false BON APPETIT 10900 EUCLID AVENUE CLEVELAND OH 44106 CATERING & MEAL PLAN SERVICES 10077386 KELLY SERVICES INC PO BOX 820405 PHILADALPHIA PA 191820405 STAFFING SERVICES 5532904 IBM CORPORATION PO BOX 643600 PITTSBURGH PA 152643600 MAINTENANCE AGREEMENT 2575057 DONLEYS INC 5430 WARNER ROAD CLEVELAND OH 44125 CONSTRUCTION MANAGEMENT 2560066 MCM COMPANY INC 1468 W 9TH ST STE 125 CLEVELAND OH 44113 CONSTRUCTION MANAGEMENT 2044182 369 0 0 0 0 301191790 181868802 3731633 483060592 TUITION AND FEES 900099 293123569 293123569 0 0 SALES AND SERVICE AUX 713940 39168229 37646262 1521967 0 SALES AND SERVICE EDU 541800 39168786 39168786 0 0 MEDICARE/MEDICAID 900099 1361670 1361670 0 0 0 0 0 0 0 0 0 0 372822254 94651619 0 -3169464 97821083 0 0 0 0 0 0 0 0 3044147 1363612 2885917 1104550 158230 259062 417292 0 -28593 445885 1759320943 3928217 1778624759 3548900 -19303816 379317 -18924499 0 0 -18924499 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 932027258 371300287 -1676090 79342469 0 0 118631776 118631776 2656830 2656830 0 0 6880987 3322885 3044537 513565 4057416 1975641 2081775 0 299046321 274681826 16409218 7955277 22504950 20371534 1520755 612661 36443910 33488564 1976772 978574 20290521 18367028 1371117 552376 952784 47945 904839 0 1640193 78802 1561286 105 651590 0 651590 0 310080 0 310080 0 0 0 9083224 0 9083224 0 65050859 62392517 2105875 552467 2293773 1294048 471037 528688 49151309 48012283 0 1139026 6547845 3732464 2717954 97427 0 0 0 0 66812849 59239394 7154158 419297 13573667 11497201 1412951 663515 0 0 0 0 5446364 4541947 623504 280913 17787045 15370949 2416096 0 2489253 2489253 0 0 64406337 52692583 11713754 0 4811049 1622713 3188336 0 CCLCM RESEARCH 88529629 88529629 0 0 OTHER EXPENSES 34216262 31967966 1661703 586593 LP EXPENSE 3708699 0 3708699 0 0 0 0 0 0 0 0 0 0 0 0 0 947975522 857005778 76089260 14880484 0 0 0 0 1484790 12462579 40244208 52831227 84477938 80744086 23210466 18271506 0 0 0 0 50940985 49591068 1156170 1180955 15158381 8879378 1459321963 689876323 795088152 769445640 363482491 342825897 899915246 920679786 0 0 0 0 220656398 255729086 2495815225 2512641208 59226276 57147426 0 0 0 0 567732311 558655962 0 0 0 0 21483678 20642108 0 0 137524314 151037326 785966579 787482822 219400073 187485658 719743834 733783104 770704739 803889624 0 0 0 0 0 0 1709848646 1725158386 2495815225 2512641208 X false true true X true true X 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED true true false true 555000 false false true 310080 false false 865080 false DESCRIPTION OF LOBBYING ACTIVITY FOR LN 1J FORM 990, PART II-B FEDERAL RELATIONS JULY 2009 - JUNE 2010 JULY 2009 NO ACTIVITIES AUGUST 2009 AUGUST 4 DAVID BELL, VP, GOVERNMENT RELATIONS (GOV REL) HOSTS STEVEN LATOURETTE ON CAMPUS TOUR OF STEM CELL CENTER AUGUST 29 DAVID BELL, VP, GOV REL HOSTS REP. BELCHER ON CAMPUS VISIT SEPTEMBER 2009 SEPTEMBER 15 DAVID BELL, VP, GOV REL MEETS WITH LEGISLATIVE STAFF OF SEN. MARY LANDRIEU SEPTEMBER 15 DAVID BELL, VP, GOV REL MEETS WITH LEGISLATIVE STAFF OF SEN. JOHN BOCCIERI AND STEVE AUSTRIA SEPTEMBER 30 DAVID BELL, VP, GOV REL ON CONFERENCE CALL WITH SEN. LANDRIEU'S STAFF FOURTH QUARTER 2009 DAVID BELL, VP, GOV REL AND ADRIENNE DZIAK, ASSOCIATE VP, GOV REL LOBBIED RE: HR3293 (LABOR/HHS/EDUCATION) HR3183/51436 (ENERGY AND WATER) HR3221 (STUDENT AID AND FISCAL RESPONSIBILITY ACT) COMPARATIVE EFFECTIVENESS RESEARCH AND PUBLIC HEALTH NAVIGATOR PILOT REAUTHORIZATION OF FEDERAL TRANSPORTATION ACT ENERGY STORAGE POLICY, OFFSHORE WIND POLICY AND ARPA-E OCTOBER 2009 NO ACTIVITIES. NOVEMBER 2009 NOVEMBER 24 PRESIDENT SNYDER AND DEAN NORMAN TIEN AT FUNDRAISER BREAKFAST AT THE UNION CLUB FOR SENATOR SHERROD BROWN. DECEMBER 2009 DECEMBER 1 DEAN TIEN MEETING WITH ARUN MAJUMDAR IN WASHINGTON DC (ARPA-E DIRECTOR). FIRST QUARTER 2010 DAVID BELL, VP, GOV REL AND ADRIENNE DZIAK, ASSOCIATE VP, GOV REL LOBBIED RE: FY2011 APPROPRIATIONS: ENERGY/WATER, LABOR/HHS/EDUCATION, DEFENSE, TRANSPORTATION/HUD, FINANCIAL SERVICES HR4872 (HEALTHCARE AND EDUCATION RECONCILIATION ACT OF 2010) HEALTH INFORMATION TECHNOLOGY JANUARY 2010 NO ACTIVITIES. FEBRUARY 2010 FEBRUARY 9 PRESIDENT SNYDER CONFERENCE CALL WITH SENATOR BROWN AND THE COLLEGE ACCESS & AFFORDABILITY ADVISORY GROUP. FEBRUARY 12 PRESIDENT SNYDER MET WITH SHIRLEY SMITH. FEBRUARY 16 PRESIDENT SNYDER MET WITH BARBARA BOYD. FEBRUARY 19 PRESIDENT SNYDER MET WITH ROB PORTMAN. MARCH 2010 MARCH 29 PRESIDENT SNYDER MET WITH SENATOR BROWN AT PRESS CONFERENCE REGARDING THE WIND TURBINE. SECOND QUARTER 2010 DAVID BELL, VP, GOV REL AND ADRIENNE DZIAK, ASSOCIATE VP, GOV REL LOBBIED RE: FY2011 APPROPRIATIONS: ENERGY/WATER, LABOR/HHS/EDUCATION, DEFENSE, TRANSPORTATION/HUD, FINANCIAL SERVICES S515 (PATENT REFORM ACT) NATIONAL PRION DISEASE SURVEILLANCE CENTER HR5116 AMERICA COMPETES ACT HR4137 HIGHER EDUCATION REAUTHORIZATION ACT ACCREDITATION PROVISIONS TEACHER EDUCATION PROVISIONS TUITION COST PROVISIONS P2P FILE SHARING PROVISIONS APRIL 2010 APRIL 22 DEAN GROVER GILMORE MET RE: STOKES FELLOWSHIP EARMARK AKETA SIMMONS, FUDGE'S OFFICE REP. DENNIS KUCINICH TOM MULLOY, KUCINICH'S OFFICE NICOLE WILLIAMS AND CHRISTINA MCWILSON, LEE'S OFFICE MOIRA LENEHAN-RAZZURI, BROWN'S OFFICE DANA SMULLEN, VOINOVICH'S OFFICE MAY 2010 MAY 5 DAVID FLESHLER, ASSOCIATE PROVOST, INTERNATIONAL RELATIONS MEETING WITH ALINA ROMANOWSKI, DEPARTMENT OF STATE MAY 6 DAVID FLESHLER MEETING WITH DR. TULLY CORMICK, AMERICAN COUNCIL ON EDUCATION; CHRISTINE COREY, U.S. DEPARTMENT OF EDUCATION, FRANK FRANKFORT, PH.D. EU-U.S. ATLANTIS PROGRAM JUNE 2010 JUNE 14 DEANS NORMAN TIEN AND PAMELA DAVIS ATTENDED FUNDRAISER FOR REP. MARCIA FUDGE, BRATENAHL, OH JUNE 21 DEAN GROVER GILMORE SPOKE WITH REP. MARCIA FUDGE RE: STOKES FELLOWSHIP EARMARK STATE RELATIONS JULY-DECEMBER 2009 JULY 2009 JULY 2009 MARK COTICCHIA, VP, RESEARCH AND TECHNOLOGY, MET WITH REP. GOYAL AND NOAH SUDOW OF OHIO BOARD OF REGENTS RE: HB140 JULY 8 GROVER GILMORE, DEAN MSASS, EMAILED REGARDING HB1: GOV. STRICKLAND, SENS. CAREY, HARRIS, MILLER AND WAGONER AND REPS. AMSTUTZ, BUDISH, GOYAL AND SYKES JULY 30 EVENT W/LT. GOVERNOR FISHER RE: CLEVELAND HEALTH TEC CORRIDOR AUGUST 2009 AUGUST 10 PRESIDENT SNYDER CALLS ERIC FUNGERHUT REGARDING THIRD FRONTIER ADVISORY BOARD AND THE STATE BUDGET. OCTOBER 2009 OCTOBER 26 DAVID BELL, VP, GOV REL ATTENDING JOSH MANDEL FUNDRAISER OCTOBER 28 DAVID BELL, VP, GOV REL ATTENDING SEN. SHIRLEY SMITH FORUM ON COUNTY GOVERNMENT OCTOBER 29 GROVER GILMORE, DEAN MSASS, EMAILED BARBARA RILEY, OHIO DEPARTMENT ON AGING RE: PASSPORT MEDICAID WAIVER PROGRAM. NOVEMBER 2009 NOVEMBER 19 PRESIDENT SNYDER AND DEAN DAVIS MEETING WITH ERIC FINGERHUT REGARDING CENTERS OF EXCELLENCE. DECEMBER 2009 DECEMBER 15 GROVER GILMORE, DEAN MSASS, EMAILED RE: HB62: REPS. BUDISH, BATCHELDER, CELESTE, GARRISON, GOYAL, HEARD, MANDEL, OTTERMAN, PRYOR, SAYRE, SZOLLOSI, WILLIAMS DECEMBER 22 DEAN TIEN ATTENDED RECEPTION AT GOV. STRICKLAND'S RESIDENCE JANUARY 2010 JANUARY 21 PRESIDENT SNYDER CALLS TOM PATTON RE: THIRD FRONTIER ADVISORY BOARD. FEBRUARY 10 PRESIDENT SNYDER CALLED REPS. BUDISH, MILLER, CAREY, HARRIS AND SYKES AND ERIC FINGERHUT. FEBRUARY 11 PRESIDENT SNYDER MET WITH ARMOND BUDISH IN COLUMBUS FEBRUARY 2010 NO ACTIVITY. MARCH 2010 NO ACTIVITY. APRIL 2010 APRIL 13 DEAN PAMELA DAVIS ATTENDED PRESS CONFERENCE WITH GOV. STRICKLAND RE: REC GRANT APRIL 21 PRESIDENT SNYDER ATTENDED CITY CLUB EVENT WITH ERIC FINGERHUT MAY 2010 MAY 24 PRESIDENT SNYDER TELECONFERENCED WITH ERIC FINGERHUT, JOSEPH ALUTTO, LLOYD JACOBS, NOAH SUDOW AND SANDRA DEGEN RE: THIRD FRONTIER ADVISORY BOARD JUNE 2010 JUNE 11 MARK COTICCHIA MET WITH ERIC FINGERHUT AND DR. RON BERKMAN (CSU PRESIDENT) RE: NE OHIO HIGHER EDUCATION ISSUES JUNE 29 PRESIDENT SNYDER CALLED ERIC FINGERHUT RE: THIRD FRONTIER SUMMARY OF EXPENSES FOR FY2009-2010 OFFICE OF GOVERNMENT RELATIONS, GENERAL EXPENSES FULL-TIME SALARY AND FRINGES: VICE PRESIDENT OF GOVERNMENT AND COMMUNITY RELATIONS $200,000.00 ASSOCIATE VICE PRESIDENT FOR GOVERNMENT AND COMMUNITY RELATIONS 120,000.00 ADMINISTRATIVE ASSISTANT 90,000.00 OPERATING EXPENSES, INCLUDING TRAVEL: 145,000.00 TOTAL INTERNAL BUDGET: $555,000.00 FEDERAL RELATIONS CONSULTANTS - CONTRACTUAL SERVICES CASE WESTERN RESERVE UNIVERSITY AND SMITH, DAWSON & ANDREWS 60,137.00 JULY-DECEMBER 2009 CASE WESTERN RESERVE UNIVERSITY AND THE BAGLEY GROUP 26,715.00 FEBRUARY-JUNE 2010 CASE WESTERN RESERVE UNIVERSITY AND MARTIN-BLANCK ASSOCIATES 32,593.00 JANUARY-JUNE 2010 CASE WESTERN RESERVE UNIVERSITY AND WILLIAMS & JENSEN 44,695.00 JANUARY-JUNE 2010 TOTAL FEDERAL RELATIONS CONSULTANTS - CONTRACTUAL SERVICES $164,140.00 STATE RELATIONS CONSULTANTS - CONTRACTUAL SERVICES CASE WESTERN RESERVE UNIVERSITY AND CALFEE, HALTER & GRISWOLD, LLP $145,940.00 JULY 2009-JUNE 2010 GOVERNMENT RELATIONS 2009-2010 TOTAL EXPENDITURES: $865,080 X X false 1170870419 11149026 53604809 23649955 55384686 2434360 1154155254 1498231342 27066427 -266866616 22043489 63846220 1671025 1170870419 0.424 0.576 true false 0 39008947 39008947 0 1120928982 476229761 644699221 0 3254326 287940 2966386 0 261826288 195255271 66571017 0 34303420 18103351 16200069 769445640 0 0 LIMITED PARTNERSHIPS AND OTHER 641013170 F EQUITY REAL ESTATE 90826490 F FINANCIAL DERIVATIVES AND OTHER LEVEL 2 INVESTMENTS 188840126 F 920679786 FUNDS HELD BY OTHERS 255729086 255729086 DEFERRED INCOME AND OTHER LIABILITIES 53339023 ANNUITIES PAYABLE 42299405 PENSION LIABILITY 31902261 REFUNDABLE FEDERAL STUDENT LOANS 16909618 REFUNDABLE ADVANCES 6587019 151037326 932027258 947975522 -15948264 37344119 0 0 0 -6093234 31250885 15302621 960735069 37344119 0 0 4152638 41496757 919238312 9080247 3708699 12788946 932027258 945425329 0 0 0 10238753 10238753 935186576 9080247 3708699 12788946 947975522 Collections of art - financial statement footnote Schedule D, Part III, Line 1a THE UNIVERSITY'S COLLECTIONS OF HISTORICALLY SIGNIFICANT ARTIFACTS, SCIENTIFIC SPECIMENS, AND ART OBJECTS ARE HELD FOR EDUCATION, RESEARCH, SCIENTIFIC INQUIRY, AND PUBLIC EXHIBITION. THEIR VALUE IS NOT REFLECTED IN THE UNIVERSITY'S CONSOLIDATED FINANCIAL STATEMENTS. Collections of art - description of collections Schedule D, Part III, Line 4 THE UNIVERSITY'S COLLECTION OF HISTORICALLY SIGNIFICANT ARTIFACTS, SCIENTIFIC SPECIMENS, AND ART OBJECTS ARE HELD FOR EDUCATION, RESEARCH, SCIENTIFIC INQUIRY AND PUBLIC EXHIBITION. FIN 48 footnote Schedule D, Part X, Line 2 THE UNIVERSITY IS EXEMPT FROM FEDERAL INCOME TAX TO THE EXTENT PROVIDED UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. THE UNIVERSITY IS CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION UNDER SECTION 509(A) OF THE INTERNAL REVENUE CODE BECAUSE IT IS DESCRIBED IN SECTIONS 509(A)(L) AND 170(B)(L)(A)(II) AND, AS SUCH, GIFTS TO THE UNIVERSITY QUALIFY FOR DEDUCTION AS CHARITABLE CONTRIBUTIONS. THE UNIVERSITY IS EXEMPT FROM FEDERAL INCOME TAX HOWEVER, IT IS REQUIRED TO PAY FEDERAL INCOME TAX ON UNRELATED BUSINESS INCOME. THE UNIVERSITY DID NOT HAVE ANY MATERIAL INCOME TAX LIABILITIES FOR THE YEARS ENDED JUNE 30, 2010 AND 2009. ASC 740, "INCOME TAXES," PRESCRIBES A RECOGNITION THRESHOLD AND MEASUREMENT REQUIREMENTS FOR FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. IN ADDITION, ASC 740 PROVIDES GUIDANCE ON RECOGNITION, CLASSIFICATION, ACCOUNTING IN INTERIM PERIODS AND DISCLOSURE REQUIREMENTS FOR UNCERTAIN TAX PROVISIONS. THE UNIVERSITY HAS NO FINANCIAL REPORTING REQUIREMENTS ASSOCIATED WITH ASC 740 FOR THE YEARS ENDED JUNE 30, 2010 AND 2009. Other changes in net assets Schedule D, Part XI, Line 8 PENSION PLAN ACTUARIAL ADJ - -2317176; LIFE INCOME ACTUARIAL ADJ - -3782237; OTHER - 6179; TOTAL - -6093234 Other revenues in audited financial statements not in form 990 Schedule D, Part XII, Line 2d LOSS ON DISPOSAL OF PLANT ASSETS - 162171; RENTAL EXPENSES NETTED IN 990 - 3990467; OTHER - 0; TOTAL - 4152638 Other revenues in form 990 not in audited financial statements Schedule D, Part XII, Line 4b LP EXPENSES - 3708699; OTHER - 0; TOTAL - 3708699 Other expenses in audited financial statements not in form 990 Schedule D, Part XIII, Line 2d PENSION PLAN ACTUARIAL ADJ - 2317176; LIFE INCOME ACTUARIAL ADJ - 3782237; RENTAL INCOME EXPENSES - 3978238; LOSS ON DISPOSAL - 161102; OTHER - 0; TOTAL - 10238753 Other expenses in form 990 not in audited financial statements Schedule D, Part XIII, Line 4b LP EXPENSE - 3708699; OTHER - 0; TOTAL - 3708699 true true true THE UNIVERSITY MEETS THE REQUIREMENTS OF REVENUE PROCEDURE 75-50, 1975-1 C.B. 587, PART III, SECTION 4.03(2)(B). true true true true false false false false false false false false true false true true EAST ASIA AND THE PACIFIC 1 2 GRANTS 189416 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES SHORT-TERM STUDY ABROAD 16500 EAST ASIA AND THE PACIFIC 0 1 GRANTS 76512 EAST ASIA AND THE PACIFIC 0 0 GRANTS 11250 EAST ASIA AND THE PACIFIC 1 0 GRANTS 10000 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 GRANTS 7740 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 PROGRAM SERVICES STUDY ABROAD 66849 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 GRANTS 1277 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 GRANTS 30000 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 GRANTS 7700 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 1 GRANTS 7077 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 GRANTS 143947 MIDDLE EAST AND NORTH AFRICA 3 0 PROGRAM SERVICES STUDY ABROAD 22495 SOUTH AMERICA 0 0 GRANTS 20000 SOUTH AMERICA 1 0 PROGRAM SERVICES STUDY ABROAD 26600 SUB SAHARAN AFRICA 0 0 GRANTS 308002 SUB SAHARAN AFRICA 0 0 GRANTS 28092 SUB SAHARAN AFRICA 0 0 PROGRAM SERVICES AIDS RESEARCH 30914 SUB SAHARAN AFRICA 1 0 GRANTS RESEARCH 12818 SUB SAHARAN AFRICA 0 0 GRANTS RESEARCH 93972 SUB SAHARAN AFRICA 2 5 GRANTS 1509413 SUB SAHARAN AFRICA 0 0 GRANTS 12501 SUB SAHARAN AFRICA 0 0 PASSIVE INVESTMENTS SOUTH ASIA 0 0 PASSIVE INVESTMENTS NORTH AMERICA (CANADA & MEXICO ONLY) 0 0 PASSIVE INVESTMENTS SOUTH AMERICA 0 0 PASSIVE INVESTMENTS 9 9 2633075 EAST ASIA AND THE PACIFIC RESEARCH 16500 EFT 0 N/A N/A EAST ASIA AND THE PACIFIC RESEARCH 76512 EFT 0 N/A N/A EAST ASIA AND THE PACIFIC RESEARCH 11250 EFT 0 N/A N/A EUROPE (INCLUDING ICELAND AND GREENLAND) RESEARCH 7740 EFT 0 N/A N/A EUROPE (INCLUDING ICELAND AND GREENLAND) RESEARCH 66849 EFT 0 N/A N/A EUROPE (INCLUDING ICELAND AND GREENLAND) RESEARCH 30000 EFT 0 N/A N/A EUROPE (INCLUDING ICELAND AND GREENLAND) RESEARCH 7700 EFT 0 N/A N/A EUROPE (INCLUDING ICELAND AND GREENLAND) RESEARCH 7077 EFT 0 N/A N/A EUROPE (INCLUDING ICELAND AND GREENLAND) RESEARCH 143947 EFT 0 N/A N/A MIDDLE EAST AND NORTH AFRICA RESEARCH 22495 EFT 0 N/A N/A SOUTH AMERICA RESEARCH 26600 EFT 0 N/A N/A SUB SAHARAN AFRICA RESEARCH 28092 EFT 0 N/A N/A SUB SAHARAN AFRICA RESEARCH 24105 EFT 0 N/A N/A SUB SAHARAN AFRICA RESEARCH 96672 EFT 0 N/A N/A SUB SAHARAN AFRICA RESEARCH 791346 EFT 0 N/A N/A SUB SAHARAN AFRICA RESEARCH 12501 EFT 0 N/A N/A 16 Procedures for monitoring use of grant funds Schedule F, Part I, Line 2 THE UNIVERSITY REQUIRES ITEMIZED RECEIPTS AND/OR INVOICES FOR ALL EXPENDITURES. TRANSACTIONS ARE REVIEWED AND APPROVED ON MULTIPLE LEVELS. THIS ENABLES MONITORING OF THE TYPES AND AMOUNTS OF FUNDS WHICH ARE EXPENDED OUTSIDE OF THE UNITED STATES. true TUITION AND FEES 4666 78529215 FELLOWS - TUITION AND FEES 3741 39353586 STIPENDS & ALLOWANCES 416 748975 Procedures for monitoring use of grant funds Schedule I, Part I, Line 2 THE OFFICE OF SPONSORED PROJECTS ADMINISTRATION DIRECTS AND FACILITATES PRE- AND POST-AWARD PROCESSES BY ENSURING COMPLIANCE WITH FEDERAL, STATE AND UNIVERSITY GUIDELINES. IT ALSO OVERSEES REGULATORY COMPLIANCE ACTIVITIES TO ENSURE SAFE, ETHICAL AND RESPONSIBLE CONDUCT OF RESEARCH. IN ADDITION, THE OFFICE IS RESPONSIBLE FOR ENHANCING THE RESEARCH INFRASTRUCTURE OF THE INSTITUTION AS WELL AS DEVELOPING AND MONITORING POLICIES RELATED TO THE STEWARDSHIP OF RESEARCH ACTIVITIES. X X X X X true true X X X X X X false false false false false false false true false RANDALL DEIKE 141114 0 0 0 3980 0 16054 0 4685 0 165833 0 0 0 ROLAND MOSKOWITZ 94155 0 0 0 386592 0 10578 0 5225 0 496550 0 0 0 BARBARA SNYDER 525946 0 75000 0 126985 0 26412 0 24531 0 778874 0 0 0 JEANINE ARDEN ORNT 369419 0 0 0 0 0 26412 0 42544 0 438375 0 0 0 WILLIAM BAESLACK 416234 0 9669 0 2660 0 26412 0 16080 0 471055 0 0 0 ROBERT BROWN 197454 0 0 0 0 0 22747 0 10272 0 230473 0 0 0 JOHN SIDERAS 380252 0 0 0 0 0 26412 0 11083 0 417747 0 0 0 SALLY STALEY 427883 0 0 0 0 0 26412 0 8359 0 462654 0 0 0 JOHN WHEELER 286474 0 31250 0 0 0 26412 0 9138 0 353274 0 0 0 MARK COTICCHIA 329553 0 16738 0 3445 0 26412 0 10435 0 386583 0 0 0 JEROLD GOLDBERG 381879 0 456 0 0 0 26412 0 8755 0 417502 0 0 0 LEV GONICK 283750 0 0 0 0 0 26412 0 11016 0 321178 0 0 0 BRUCE LOESSIN 420539 0 25000 0 7694 0 26412 0 8777 0 488422 0 0 0 GLENN NICHOLLS 193392 0 0 0 0 0 21221 0 5155 0 219768 0 0 0 HOSSEIN SADID 193750 0 0 0 0 0 0 0 70350 0 264100 0 0 0 PAMELA DAVIS 519546 0 50000 0 0 0 26412 0 5306 0 601264 0 0 0 MICHAEL EDWARDS 175836 0 0 0 0 0 19437 0 7002 0 202275 0 0 0 JOANNE EUSTIS 182271 0 0 0 0 0 19941 0 4746 0 206958 0 0 0 GROVER GILMORE 247653 0 0 0 0 0 26267 0 4982 0 278902 0 0 0 RICHARD JAMIESON 172382 0 0 0 0 0 18734 0 319 0 191435 0 0 0 MOHAN REDDY 353490 0 0 0 0 0 26412 0 47285 0 427187 0 0 0 RICHARD SOHN 181454 0 3915 0 0 0 20741 0 9453 0 215563 0 0 0 CYRUS TAYLOR 285031 0 0 0 0 0 26412 0 46258 0 357701 0 0 0 NORMAN TIEN 272251 0 0 0 2498 0 26412 0 11074 0 312235 0 0 0 MAY WYKLE 280182 0 0 0 0 0 26412 0 8434 0 315028 0 0 0 NATHAN BERGER 379395 0 0 0 0 0 26412 0 9523 0 415330 0 0 0 GERALD FERRETTI 454887 0 0 0 17112 0 24949 0 8423 0 505371 0 0 0 PIERLUIGI GAMBETTI 412066 0 0 0 0 0 26412 0 8340 0 446818 0 0 0 MYROM ROOMKIN 547655 0 0 0 2716 0 0 0 0 0 550371 0 0 0 Travel for companions Schedule J, Part I, Line 1a ON OCCASSION THE PRESIDENT IS ASKED TO PARTICIPATE IN OFF SITE PROFESSIONAL MEETINGS WHERE LEADERSHIP AND THEIR SPOUSES FROM VAROIUS UNIVERSITY'S GATHER FOR PROFESSIONAL DEVELOPMENT AND OTHER BUSINESS PURPOSES. THE CONTRACT BETWEEN THE PRESIDENT AND THE UNIVERSITY REQUIRES THE SPOUSE BE AVAILABLE FOR SUCH MEETINGS. Tax indemnification and gross-up payments Schedule J, Part I, Line 1a THE UNIVERSITY HAS FOLLOWED ITS LONG ESTABLISHED PAST PRACTICE OF ADMINISTERING GROSS-UP PAYMENTS ADDITIONALLY, WRITTEN POLICIES WERE PUT INTO PLACE IN 2009. Housing allowance or residence for personal use Schedule J, Part I, Line 1a THE UNIVERSITY PROVIDES HOUSING FOR THE PRESIDENT. THE HOUSING IS ON THE EDGE OF CAMPUS AND IS PROVIDED FOR THE BENEFIT OF THE UNIVERSITY BECAUSE OF THE SUBSTANTIAL DEMANDS THAT IT PLACES ON THE PRESIDENT. A WRITTEN POLICY HAS BEEN APPROVED BY THE BOARD OF DIRECTORS. Health or social club dues or initiation fees Schedule J, Part I, Line 1a FOR HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES, A WRITTEN POLICY WAS IN PLACE AND ADHERED TO. AT EACH YEAR END A DETERMINATION IS MADE WHAT PORTION IS ALLOCABLE AS PERSONAL. THAT PORTION THAT IS DEEMED PERSONAL IS THEN ADDED TO THE W-2 EARNINGS AND IS TAXABLE TO THE EMPLOYEE. Personal services Schedule J, Part I, Line 1a CLEANING SERVICES ARE PROVIDED AT THE UNIVERSITY OWNED HOUSE OCCUPIED BY THE PRESIDENT. PERIODICALLY THE UNIVERSITY MAKES AN ASSESSMENT OF THE SERVICES AND WHETHER ANY PORTION IS TAXABLE TO THE PRESIDENT. AT SUCH TIME (IF APPLICABLE) THE TAXABLE AMOUNT WOULD BE INCLUDABLE IN W-2 WAGES FOR THE PRESIDENT. OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756BLTS 2004-03-16 289760098 PURCHASE & COMPLETION OF BUILDING false false OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756BTA8 2006-12-21 91083060 REFUND 1997 A&B, 2002B AND 2004A false false OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756BUL1 2008-05-21 180277464 REFUND 2004B false false OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 2006-08-24 12880000 EQUIPMENT LEASE false false 304475901 0 0 0 5179069 23391663 275905169 2009 false false true true 91083060 0 89824927 0 1258132 0 0 2009 false true true true 181277464 0 179363879 0 1913585 0 0 2009 false true true true 12880000 0 0 0 0 0 9879130 2008 false false true true false true true true true 0.0078 0.0122 0.0200 true false true true true true 0.0324 0.0006 0.0330 true false true true true true 0.012 0.0214 0.0334 true false true true true true 0.000 0.000 0.000 true true true false false true false false false false false false false false true true MORGAN STANLEY 5.0 false false false false false false false false false LINSALATA CAPITAL PARTNERS TRUSTEE IS CAPITAL PARTNER 189814 ALLOCATED MANAGEMENT FEES false X 99 3731633 MARKET VALUE 0 false true false Organization's mission or most significant activities Form 990, Part I, Line 1 CASE WESTERN RESERVE UNIVERSITY IS AN INDEPENDENT, RESEARCH-ORIENTED UNIVERSITY WITH BROADLY BASED STRENGTHS IN HEALTH, INCLUDING MEDICINE, NURSING AND DENTISTRY; IN ENGINEERING; IN THE ARTS AND SCIENCES; AND IN LAW, MANAGEMENT AND SOCIAL WORK. THE UNIVERSITY'S COMMITMENT IS TO EXCELLENCE IN TEACHING, RESEARCH AND SCHOLARSHIP. THE UNIVERSITY BRINGS TOGETHER HIGHLY QUALIFIED FACULTY, STUDENTS AND STAFF TO: 1) OFFER UNDERGRADUATE EDUCATION THAT PRESERVES THE STRENGTHS OF TRADITIONAL THE ARTS AND SCIENCES, AND THE PROFESSIONS, 2) PREPARE STUDENTS FOR POSITIONS OF LEADERSHIP IN PROFESSIONS THAT ARE IMPORTANT TO SOCIETY, AND, 3) ADVANCE, THROUGH RESEARCH AND SCHOLARSHIP, THE UNDERSTANDING OF ITS CHOSEN DISCIPLINES AND THEIR APPLICATIONS. Organization's mission Form 990, Part III, Line 1 CASE WESTERN RESERVE UNIVERSITY IS AN INDEPENDENT, RESEARCH-ORIENTED UNIVERSITY WITH BROADLY BASED STRENGTHS IN HEALTH, INCLUDING MEDICINE, NURSING AND DENTISTRY; IN ENGINEERING; IN THE ARTS AND SCIENCES; AND IN LAW, MANAGEMENT AND SOCIAL WORK. THE UNIVERSITY'S COMMITMENT IS TO EXCELLENCE IN TEACHING, RESEARCH AND SCHOLARSHIP. THE UNIVERSITY BRINGS TOGETHER HIGHLY QUALIFIED FACULTY, STUDENTS AND STAFF TO: (1) OFFER UNDERGRADUATE EDUCATION THAT PRESERVES THE STRENGTHS OF TRADITIONAL DISCIPLINARY MAJORS WHILE INTEGRATING CONTENTS AND METHODS FROM TECHNOLOGY, THE ARTS AND SCIENCES, AND THE PROFESSIONS, (2) PREPARE STUDENTS FOR POSITIONS OF LEADERSHIP IN PROFESSIONS THAT ARE IMPORTANT TO SOCIETY, AND (3) ADVANCE, THROUGH RESEARCH AND SCHOLARSHIP, THE UNDERSTANDING OF ITS CHOSEN DISCIPLINES AND THEIR APPLICATIONS. Description of other program services Form 990, Part III, Line 4d THE AUXILIARY PROVIDES SEVERAL SERVICES WHICH, ALTHOUGH NOT DIRECTLY RELATED TO ITS ACADEMIC MISSION, ARE NEVERTHELESS AN INTEGRAL PART OF THE OVERALL EDUCATIONAL EXPERIENCE OF ITS STUDENTS. THE PROVISION OF CAMPUS HOUSING AND BOARD PLANS, AND PHONE SERVICES ARE EXAMPLES OF CURRENT AUXILIARY SERVICES. Review of form 990 by governing body Form 990, Part VI, Section B, Line 11A THE INFORMATION TO PREPARE THE FORM 990 FOR THE UNIVERSITY IS GATHERED BY THE CONTROLLERS OFFICE AND THE FORM PREPARED. ALL INFORMATION IS PROVIDED TO ITS ACCOUNTING FIRM WHO REVIEWS THE RETURN. SENIOR MANAGEMENT THEN REVIEWS THE RETURN PRIOR TO FILING. THE FORM 990 IS ALSO MADE AVAILABLE TO THE UNIVERSITY'S BOARD OF TRUSTEES PRIOR TO FILING. TRUSTEES MAY RAISE THEIR QUESTIONS AND COMMENTS WITH FINANCE STAFF. Conflict of interest policy Form 990, Part VI, Section B, Line 12c THE UNIVERSITY'S CONFLICT OF INTEREST POLICY APPLES TO THE MEMBERS OF THE BOARD OF TRUSTEES; ALL UNIVERSITY OFFICERS; SENIOR OFFICIALS OF THE UNIVERSITY; ALL UNIVERSITY FACULTY EXCEPT VOLUNTEER FACULTY IN THE SCHOOL OF MEDICINE AND EXCEPT SPECIAL FACULTY MEMBERS WHO ARE NOT PAID BY THE UNIVERSITY (UNLESS ENGAGED IN SPONSORED RESEARCH); EMERITUS FACULTY WHO HAVE AN ONGOING RELATIONSHIP WITH THE UNIVERSITY OR WHO ARE ENGAGED IN SPONSORED RESEARCH; POST-DOCTORAL FELLOWS, ALL EMPLOYEES; STUDENTS; AND TRAINEES. INDIVIDUALS COVERED BY THIS POLICY MUST REPORT ANY FINANCIAL INTEREST AND THE ACCEPTANCE OF ANY GIFTS, FAVORS, OR ANYTHING OF VALUE, BY THE INDIVIDUAL OR THE INDIVIDUAL'S SPOUSE, DEPENDENT CHILDREN, DOMESTIC PARTNER, OR ANY OTHER DEPENDENT PERSON WHO IS A MEMBER OF THE SAME HOUSEHOLD AS THE INDIVIDUAL, THAT DIRECTLY OR INDIRECTLY MIGHT INFLUENCE OR APPEAR TO A REASONABLE PERSON TO INFLUENCE THE INDIVIDUAL'S RESPONSIBILITIES AS A MEMBER OF THE UNIVERSITY. INDIVIDUALS COVERED BY THE POLICY WHO ENGAGE IN RESEARCH MUST REPORT ANY FINANCIAL INTEREST, NO MATTER HOW SMALL, THAT THE INDIVIDUAL OR THE INDIVIDUAL'S SPOUSE, DEPENDENT CHILDREN, DOMESTIC PARTNER, OR ANY OTHER DEPENDENT PERSON LIVING IN THE SAME HOUSEHOLD AS THE INDIVIDUAL, HAS IN ANY ENTITY THAT SPONSORS OR SUPPORTS THE RESEARCH OR THAT HOLDS A FINANCIAL INTEREST IN THE SUBJECT OF THE RESEARCH, AND ALSO MUST REPORT THE ACCEPTANCE OF ANY GIFT, FAVOR, OR ANYTHING OF VALUE FROM AN ENTITY THAT SPONSORS THE RESEARCH OR THAT HOLDS A FINANCIAL INTEREST IN THE SUBJECT OF THE RESEARCH. INDIVIDUALS COVERED BY THE POLICY ALSO MUST REPORT WHENEVER A PREVIOUSLY REPORTED CONFLICT OF INTEREST IS ELIMINATED. THE UNIVERSITY'S REPORTING PROCESS IS ADMINISTERED BY THE UNIVERSITY'S CONFLICT OF INTEREST OFFICE, EXCEPT THAT REPORTING BY MEMBERS OF THE BOARD OF TRUSTEES, THE PRESIDENT, THE PROVOST, ALL SENIOR OFFICIALS OF THE UNIVERSITY, AS WELL AS THE CHAIR OF THE CONFLICT OF INTEREST COMMITTEE, IS ADMINISTERED BY THE OFFICE OF GENERAL COUNSEL. EACH YEAR, INDIVIDUALS COVERED BY THE POLICY MUST REPORT IN WRITING ANY ACTIVITIES LISTED ABOVE. REPORTS CALLED FOR BY THE CONFLICT OF INTEREST COMMITTEE ARE SUBMITTED TO THAT COMMITTEE. REPORTS CALLED FOR BY THE OFFICE OF GENERAL COUNSEL ARE SUBMITTED TO THAT OFFICE. THE REPORTS RECEIVED BY THE CONFLICT OF INTEREST COMMITTEE ARE SHARED WITH THE DEANS AND DEPARTMENT CHAIRS OF THE REPORTING FACULTY. INDIVIDUALS COVERED BY THIS POLICY WHO ARE NOT REQUIRED TO REPORT TO THE CONFLICT OF INTEREST COMMITTEE (OTHER THAN THOSE DESCRIBED ABOVE WHO MUST REPORT TO THE OFFICE OF GENERAL COUNSEL OR THE PRESIDENT) MUST REPORT ANY FINANCIAL INTEREST THAT RELATES TO THEIR UNIVERSITY RESPONSIBILITIES TO THEIR SUPERVISORS AT THEIR ANNUAL REVIEW. SUPERVISORS WHO DETERMINE THAT AN INDIVIDUAL MAY HAVE A CONFLICT OF INTEREST MUST REPORT THIS TO THE CONFLICT OF INTEREST OFFICE FOR FURTHER REVIEW. INDIVIDUALS ALSO MUST REPORT THE CONFLICT OF INTEREST OFFICE OR THE OFFICE OF GENERAL COUNSEL, AS APPROPRIATE, WITHIN 10 DAYS AFTER THEY BECOME AWARE OF A REPORTABLE INTEREST OR AFTER A CONFLICT OF INTEREST HAS BEEN ELIMINATED. INDIVIDUALS WHO HAVE NO REPORTABLE INTERESTS MUST STILL SUBMIT AN ANNUAL REPORT TO BE IN COMPLIANCE WITH THIS POLICY. THE OFFICE OF GENERAL COUNSEL CONDUCTS AN INITIAL REVIEW OF ALL THE REPORTS IT RECEIVES. THE CONFLICT OF INTEREST OFFICE CONDUCTS AN INITIAL REVIEW OF ALL REPORTS IT RECEIVES. IF NECESSARY, THEY OBTAIN ADDITIONAL INFORMATION FROM THE INDIVIDUAL COVERED BY THE POLICY AND FROM OTHER INDIVIDUALS WHO POSSESS RELEVANT INFORMATION. THE OFFICE OF THE GENERAL COUNSEL OR THE CONFLICT OF INTEREST OFFICE, AS APPROPRIATE, THEN IDENTIFIES THOSE ACTIVITIES THAT MUST BE REVIEWED AND APPROVED BY THE CONFLICT OF INTEREST COMMITTEE, AND THOSE ACTIVITIES THAT MAY PROCEED WITHOUT REVIEW BY THE CONFLICT OF INTEREST COMMITTEE. THE OFFICE OF THE GENERAL COUNSEL OR THE CONFLICT OF INTEREST OFFICE, AS APPROPRIATE, NOTIFIES THE CONFLICT OF INTEREST COMMITTEE OR THE BOARD OF TRUSTEES OF THOSE ACTIVITIES THAT MUST BE REVIEWED AND APPROVED. IN REVIEWING A REPORTED ACTIVITY, THE CONFLICT OF INTEREST COMMITTEE ASSUMES THAT THE ACTIVITY CANNOT BE UNDERTAKEN WITHOUT A SUITABLE MANAGEMENT PLAN. HOWEVER, IN SOME CASES, THE ACTIVITY MAY BE APPROVABLE WITHOUT A MANAGEMENT PLAN. IN DETERMINING WHETHER A MANAGEMENT PLAN IS REQUIRED, THE CONFLICT OF INTEREST COMMITTEE CONSIDERS THE SIGNIFICANCE OF THE CONFLICT OF INTEREST (SUCH AS THE SIZE OF THE INDIVIDUAL'S FINANCIAL INTEREST); WHETHER OR NOT THE INDIVIDUAL IS UNIQUELY QUALIFIED BY VIRTUE OF EXPERTISE AND EXPERIENCE TO CONDUCT THE RESEARCH PROJECT AND THE RESEARCH COULD NOT BE CONDUCTED AS SAFELY OR EFFECTIVELY WITHOUT THAT INDIVIDUAL; AND THE DEGREE OF RISK IMPOSED ON RESEARCH SUBJECTS. Process used to establish compensation of top management official Form 990, Part VI, Section B, Line 15a THIS IS IN RESPONSE TO QUESTIONS 15A AND 15B. THE UNIVERSITY HAS ADOPTED AN EXECUTIVE COMPENSATION AND INTERMEDIATE SANCTIONS POLICY TO ENSURE THAT ITS COMPENSATION ARRANGEMENTS WITH RELATED PARTIES ARE EVALUATED AND COMPENSATION THAT IS PAID TO A RELATED PARTY IS REASONABLE AND REFLECTS FAIR MARKET VALUE. THE POLICY APPLIES FOR DETERMINING THE FINANCIAL ARRANGEMENTS WITH INDIVIDUALS THAT ARE DETERMINED TO BE DISQUALIFIED PERSONS WITH RESPECT TO THE UNIVERSITY. "DISQUALIFIED PERSON" MEANS A PERSON WHO IS OR HAS BEEN IN A POSITION TO EXERCISE SUBSTANTIAL INFLUENCE OVER THE AFFAIRS OF THE UNIVERSITY DURING THE FIVE YEARS ENDING ON THE DATE OF THE TRANSACTION, A MEMBER OF HIS OR HER FAMILY, OR AN ENTITY IN WHICH THE DISQUALIFIED PERSON HAS IN EXCESS OF THIRTY-FIVE (35%) PERCENT CONTROL. PERSONS HOLDING THE FOLLOWING POWERS AND RESPONSIBILITIES ARE DEEMED TO BE IN A POSITION TO EXERCISE SUBSTANTIAL CONTROL OVER THE ORGANIZATION: VOTING MEMBERS OF THE BOARD, THE PRESIDENT, THE CHIEF EXECUTIVE OFFICER, THE CHIEF OPERATING OFFICER, THE TREASURER AND THE CHIEF FINANCIAL OFFICER. OTHERS MAY BE IN A POSITION TO EXERCISE SUBSTANTIAL CONTROL OVER THE UNIVERSITY IF THE FACTS AND CIRCUMSTANCES JUSTIFY SUCH A CONCLUSION. THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS OF THE UNIVERSITY ENDEAVORS TO ESTABLISH THE REBUTTABLE PRESUMPTION OF REASONABLENESS BY REVIEWING TRANSACTIONS WHICH RAISE THE RISK OF CONFERRING AN EXCESS BENEFIT. THE COMMITTEE WILL ACCOMPLISH THIS BY COMPLYING WITH THE FOLLOWING PROCEDURES WHENEVER A POTENTIAL RISK IS IDENTIFIED: A. THE TRANSACTION SHALL BE APPROVED IN ADVANCE BY THE COMPENSATION COMMITTEE OF THE BOARD, OR OTHER PARTIES AUTHORIZED BY THE BOARD TO ACT ON ITS BEHALF COMPOSED ENTIRELY OF INDIVIDUALS WHO DO NOT HAVE A CONFLICT OF INTEREST WITH RESPECT TO THE TRANSACTION. B. A PERSON HAS A CONFLICT OF INTEREST IF THAT PERSON: (1) IS A DISQUALIFIED PERSON OR A FAMILY MEMBER THEREOF; (2) IS IN AN EMPLOYMENT RELATIONSHIP SUBJECT TO THE DIRECTION OR CONTROL OF A DISQUALIFIED PERSON; (3) RECEIVES COMPENSATION SUBJECT TO APPROVAL BY A DISQUALIFIED PERSON; (4) HAS A MATERIAL FINANCIAL INTEREST AFFECTED BY THE TRANSACTION; OR (5) HAS PREVIOUSLY RECEIVED AN ECONOMIC BENEFIT THROUGH A TRANSACTION APPROVED BY THE DISQUALIFIED PERSON. C. THE COMPENSATION COMMITTEE OF THE BOARD SHALL OBTAIN AND RELY UPON APPROPRIATE DATA AS TO THE COMPARABILITY OF THE TERMS OF THE TRANSACTION PRIOR TO MAKING ITS DECISION. I. THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES HAS APPROPRIATE COMPARABILITY DATA IF, CONSIDERING THE KNOWLEDGE AND EXPERTISE OF ITS MEMBERS, IT HAS SUFFICIENT INFORMATION TO DETERMINE THAT THE TRANSACTION IN ITS ENTIRETY IS REASONABLE OR AT FAIR MARKET VALUE. II. RELEVANT INFORMATION WITH RESPECT TO A COMPENSATION TRANSACTION INCLUDES: (1) COMPENSATION PAID BY SIMILAR ORGANIZATIONS FOR FUNCTIONALLY COMPARABLE POSITIONS; (2) THE AVAILABILITY OF SIMILAR SERVICES WITHIN THE GEOGRAPHICAREA; (3) CURRENT COMPENSATION SURVEYS PERFORMED BY INDEPENDENT FIRMS; AND (4) WRITTEN OFFERS FROM COMPETING ENTITIES FOR THE SERVICES OF THE DISQUALIFIED PERSON. III. RELEVANT INFORMATION WITH RESPECT TO A PROPERTY TRANSACTION INCLUDES: (1) CURRENT INDEPENDENT APPRAISALS; AND (2) OFFERS RECEIVED IN A COMPETITIVE AND OPEN BIDDING PROCESS. D. THE COMPENSATION COMMITTEE OR OTHER PARTIES AUTHORIZED BY THE BOARD SHALL ADEQUATELY DOCUMENT THE BASIS FOR ITS DETERMINATION CONCURRENTLY WITH MAKING THAT DECISION. ADEQUATE DOCUMENTATIONS MUST INCLUDE: I. THE TERMS OF THE TRANSACTION APPROVED; II. THE DATE THE TRANSACTION IS APPROVED; III. THE MEMBERS OF THE DECISION MAKING BODY PRESENT DURING DEBATE AND WHO PARTICIPATED IN VOTING; IV. THE COMPARABILITY DATA OBTAINED AND RELIED UPON AND HOW IT WAS OBTAINED; AND V. ANY ACTIONS TAKEN BY ANYONE WHO HAD A CONFLICT OF INTEREST WITH RESPECT TO THE TRANSACTION (PERSONS WITH A CONFLICT OF INTEREST MUST NOT BE PRESENT AT THE TIME OF A VOTE AND THIS MUST BE DOCUMENTED IN THE MINUTES). Public Disclosure Form 990, Part VI, Section C, Line 19 THESE DOCUMENTS ARE MADE AVAILABLE UPON REQUEST. Financial aid or assistance from a governmental agency Schedule E, Line 6a THE UNIVERSITY PROVIDES FINANCIAL AID, WHICH IS FUNDED BY GIFTS, ENDOWMENT INCOME AND EXTERNALLY SPONSORED AID (INCLUDING FEDERAL AND STATE GOVERNMENTAL SOURCES), TO STUDENTS BASED ON DEMONSTRATED FINANCIAL NEED OR ACADEMIC MERIT. GOVERNMENT ADVANCES TO QUALIFIED STUDENTS ARE FUNDED PRINCIPALLY WITH FEDERAL LOANS TO THE UNIVERSITY UNDER THE PERKINS, NURSING AND HEALTH PROFESSIONS STUDENT LOAN PROGRAMS. Non-fixed payments Schedule J, Part I, Line 7 FOR NON-FIXED PAYMENTS, ACCOMPLISHMENT OF SET PERFORMANCE INDICATORS BOTH FINANCIAL AND NON-FINANCIAL ARE REQUIRED TO RECEIVE SUCH PAYMENTS. MYRON ROOMKIN PART II MYRON ROOMKIN WAS ACTIVELY EMPLOYED UNTIL JANUARY 31, 2008 AT WHICH TIME HE RETIRED. MR. ROOMKIN CONTINUED TO RECEIVE SABBATICAL THROUGH CALENDAR YEAR 2009, AND PER AN AGREEMENT, HE WAS NAMED DEAN EMERITUS. HOSSEIN SADID PART II HOSSEIN SADID WAS EMPLOYED UNTIL SEPTEMBER 30, 2008 AT WHICH TIME HE ELECTED TO RETIRE. RETIREMENT PAYMENTS CONTINUED THROUGH SEPTEMBER OF 2009. ADDITIONALLY, THE UNIVERSITY ELECTED TO CONTINUE THE TUITION BENEFIT FOR HIS FAMILY MEMBERS. TRIANGLE RESIDENTIAL LLC 10900 EUCLID AVENUE CLEVELAND OH 44106 341018992 REAL ESTATE OH 1657560 2000 NA ERIE TIMBER LLC 10900 EUCLID AVENUE CLEVELAND OH 44106 200409132 TIMBER FARM OH 782823 38245422 NA ERIE FOREST INVESTMENTS LLC 10900 EUCLID AVENUE CLEVELAND OH 44106 205742452 TIMBER FARM OH ERIE TIMBER ERIE BUYER LLC 10900 EUCLID AVENUE CLEVELAND OH 44106 161773605 TIMBER FARM OH ERIE TIMBER ERIE PARENT LLC 10900 EUCLID AVENUE CLEVELAND OH 44106 830465480 TIMBER FARM OH ERIE TIMBER TRIANGLE RESIDENTIAL LP 10900 EUCLID AVENUE CLEVELAND OH 44106 202569698 REAL ESTATE MGMT OH NA EXCLUDED 3315119 20870436 false false true false true false false false false false false false false false false false false false false false TRIANGLE RESIDENTIAL LP A 264064 TRIANGLE RESIDENTIAL LP C 172639