2011-05-13T12:35:26-05:00 2010-06-30 KPMG LLP 60 South Street Boston MA 02111 990 2009-07-01 150532081 SYRACUSE UNIVERSITY SYRA 3154433765 COMPTROLLER SKYTOP OFFICE BLDG SK SYRACUSE NY 132445300 REBECCA L FOOTE 2011-05-13 6179881000 2009 2016-02-24 21:20:13Z NANCY CANTOR CROUSE HINDS HALL SUITE 620 SYRACUSE NY 13244 1387010671 false X WWW.SYR.EDU X 1870 NY SYRACUSE UNIVERSITY (SU) IS A NON-PROFIT RESEARCH UNIVERSITY AND MEMBER OF THE ASSOCIATION OF AMERICAN UNIVERSITIES (AAU), DEVOTED TO EDUCATION, RESEARCH AND PUBLIC ENGAGEMENT. 62 61 16383 1845 14903535 247325 84426348 63236199 841476357 874687245 -97887397 33503378 593259 7553144 828608567 978979966 217213077 236362082 0 0 449660996 456170417 0 0 15059231 267130511 287391177 934004584 979923676 -105396017 -943710 2028521230 2161769188 646929639 702806799 1381591591 1458962389 SYRACUSE UNIVERSITY (SU) IS A NON-PROFIT RESEARCH UNIVERSITY AND MEMBER OF THE ASSOCIATION OF AMERICAN UNIVERSITIES (AAU), DEVOTED TO EDUCATION, RESEARCH AND PUBLIC ENGAGEMENT. false false 516188651 230386861 606944260 INSTRUCTION AND DEPARTMENTAL RESEARCH: EXPENDITURES IN THIS AREA INCLUDE SALARIES AND BENEFITS FOR FACULTY, SCHOLARSHIPS AND GRANTS TO STUDENTS, AND SUPPORT FOR FACILITIES AND EQUIPMENT. 74552155 74552155 SPONSORED RESEARCH AND OTHER RELATED ACTIVITIES: EXPENDITURES IN THIS AREA ARE FOR RESEARCH AND SIMILAR ACTIVITY FUNDED BY GRANTS FROM THE PUBLIC, PRIVATE, AND NON-PROFIT SECTORS. 149432819 5975221 170142161 AUXILIARY SERVICES: EXPENDITURES IN THIS AREA ARE FOR THE INFRASTRUCTURE THAT SUPPORTS SU'S MISSION INCLUDING ACADEMIC SUPPORT, HOUSING, DINING, AND BOOKS, INSTRUCTIONAL MATERIALS AND OTHER GOODS AND SERVICES. 197751905 23048669 937925530 true true false true false false true true true true false true true true true false true false true false false false true true true false false false false false false false false true true true true false false true true true true false true 1518 0 true 16383 true true true true CJ CI CH FR IT SP UK false false false true true false false false 62 61 true false false false false false false true true false false true true true true true true true true true true AK AZ CA CO FL KY ME MD MA MI NH SC WA X REBECCA L FOOTE 3154433765 COMPTROLLERS OFFICE SYRACUSE NY 132445300 JOANNE F ALPER 1.0 X 0 0 0 MARTIN N BANDIER 1.0 X 0 0 0 STEVEN W BARNES 1.0 X 0 0 0 LAWRENCE D BASHE 1.0 X 0 0 0 MICHAEL M BILL 1.0 X 0 0 0 LEE N BLATT 1.0 X 0 0 0 JAMES V BREUER 1.0 X 0 0 0 JOHN E BREYER 1.0 X 0 0 0 JOHN H CHAPPLE 1.0 X 0 0 0 ANGEL COLLADO-SCHWARZ 1.0 X 0 0 0 JOHN COURI 1.0 X 0 0 0 DANIEL A D'ANIELLO 1.0 X 0 0 0 ROBERT E DINEEN JR 1.0 X 0 0 0 MICHAEL A DRITZ 1.0 X 0 0 0 MICHAEL J FALCONE 1.0 X 0 0 0 DAVID B FALK 1.0 X 0 0 0 WINSTON C FISHER 1.0 X 0 0 0 STUART FRANKEL 1.0 X 0 0 0 ALAN GERRY 1.0 X 0 0 0 LOLA A GOLDRING 1.0 X 0 0 0 KENNETH E GOODMAN 1.0 X 0 0 0 MELANIE GRAY 1.0 X 0 0 0 RICHARD L HAYDON 1.0 X 0 0 0 JOSHUA H HEINTZ 1.0 X 0 0 0 JERROLD HELLER 1.0 X 0 0 0 JOYCE HERGENHAN 1.0 X 0 0 0 GEORGE HICKER 1.0 X 0 0 0 JONATHAN J HOLTZ 1.0 X 0 0 0 PETER HORVITZ 1.0 X 0 0 0 SHARON H JACQUET 1.0 X 0 0 0 BERNARD R KOSSAR 1.0 X 0 0 0 JAMES D KUHN 1.0 X 0 0 0 ROBERT R LIGHT 1.0 X 0 0 0 ARTHUR LIU 1.0 X 0 0 0 L ROSS LOVE 1.0 X 0 0 0 DONALD T MACNAUGHTON 1.0 X 0 0 0 THEODORE MCKEE 1.0 X 0 0 0 DONOVAN J MCNABB 1.0 X 0 0 0 DANIEL N MEZZALINGUA 1.0 X 0 0 0 JAMES R MILLER 1.0 X 0 0 0 ROBERT J MIRON 1.0 X 0 0 0 JAMES A MONK 1.0 X 0 0 0 JUDITH C MOWER 1.0 X 0 0 0 ALEXANDER G NASON 1.0 X 0 0 0 JOAN A NICHOLSON 16.0 X 19382 0 0 LOUISE B PALITZ 1.0 X 0 0 0 DERYCK A PALMER 1.0 X 0 0 0 DORIS L PAYSON 1.0 X 0 0 0 HOWARD PHANSTIEL 1.0 X 0 0 0 H JOHN RILEY JR 1.0 X 0 0 0 ERIC ROTHFIELD 1.0 X 0 0 0 JUDITH G SEINFELD 1.0 X 0 0 0 ANN STEVENSON 1.0 X 0 0 0 ROBERT P TAISHOFF 1.0 X 0 0 0 ARIELLE TEPPER MADOVER 1.0 X 0 0 0 RICHARD L THOMPSON 1.0 X 0 0 0 MICHAEL THONIS 1.0 X 0 0 0 DIANE WEATHERS 1.0 X 0 0 0 THOMAS WILMOT SR 1.0 X 0 0 0 MICHAEL D WOHL 1.0 X 0 0 0 ABDALLAH YABROUDI 1.0 X 0 0 0 SAMUEL ZAMARIPPA 1.0 X 0 0 0 NANCY CANTOR 60.0 X 619792 0 275233 THOMAS S EVANS 60.0 X 16850 0 1664 REBECCA L FOOTE 60.0 X 159193 0 27909 MARILYN R HIGGINS 60.0 X 203299 0 28545 RUTH E KAPLAN 60.0 X 236900 0 25437 GINA LEE-GLAUSER 60.0 X 178132 0 62282 LOUIS G MARCOCCIA 60.0 X 579622 0 64332 JENA PRIDEAUX MCWHA 60.0 X 0 0 0 CHARLES P MERRIHEW 60.0 X 209639 0 82644 ELIZABETH BREUL O'ROURKE 60.0 X 229709 0 53119 KEVIN C QUINN 60.0 X 205849 0 37081 DONALD A SALEH 60.0 X 249405 0 31359 CHRISTOPHER M SEDORE 60.0 X 180170 0 34454 BRIAN C SISCHO 60.0 X 201514 0 36385 ERIC F SPINA 60.0 X 440823 0 64062 THOMAS J WALSH 60.0 X 325921 0 117307 BARBARA L WELLS 60.0 X 198880 0 24542 THOMAS V WOLFE 60.0 X 207529 0 73369 YOULONDA COPELAND-MORGAN 60.0 X 178334 0 31167 GEORGE M LANGFORD 60.0 X 358773 0 41092 PETER WEBBER 60.0 X 200873 0 62831 JAMES A BOEHEIM JR 60.0 X 1403368 0 118002 DOUGLAS C MARRONE 60.0 X 1029060 0 19565 DARYL J GROSS 60.0 X 535832 0 39395 MELVIN T STITH 60.0 X 436999 0 30856 PETER D BLANCK 60.0 X 406608 0 60237 DEBORAH A FREUND 60.0 X 269705 0 27588 PAUL B GANDEL 60.0 X 219863 0 33323 THOMAS D HARBLIN 60.0 X 194286 0 17459 BEN R WARE 60.0 X 281633 0 40696 ELEANOR WARE 60.0 X 144923 0 16567 BARRY L WELLS 60.0 X 272180 0 0 CATHRYN R NEWTON 60.0 X 247800 0 44076 KENNETH A SHAW 60.0 X 395119 0 57356 11037965 0 1679934 528 true true true BOND SCHOENECK KING PLLC ONE LINCOLN CENTER SYRACUSE NY 132021324 ATTORNEYS 3500343 GLUCKMAN MAYNER ARCHITECTS 250 HUDSON STREET NEW YORK NY 100131413 ARCHITECTS 1169189 BOHLIN CYWINSKI JACKSON 8 WEST MARKET ST SUITE 1200 WILKESBARRE PA 187011809 ARCHITECTS 799198 VIP ARCHITECTURAL ASSOCIATES PLLC ONE WEBSTERS LANDING SYRACUSE NY 132021044 ARCHITECTS 699376 ASHLEY MCGRAW ARCHITECTS PC 500 SOUTH SALINA ST SUITE 720 SYRACUSE NY 132023302 ARCHITECTS 610595 167 206157 10613341 52416701 14651923 63236199 INSTRUCTION/DEPT RESEARCH 611600 606944260 606944260 SPONSORED RESEARCH 611600 74552155 74552155 AUXILIARY-RELATED 611710 164678339 164678339 AUXILIARY-UNRELATED 541900 5463822 5463822 SHERATON SU HOTEL/CONF CTR 721110 11803189 1891634 9911555 11245480 11245480 874687245 18425546 18425546 12249 12249 1880849 1880849 1267875 0 797169 470706 0 470706 470706 421845112 1420 406488001 292948 15357111 -291528 15065583 15065583 84018 206157 452587 -368569 -368569 0 0 0 LOSS FROM PARTNERSHIP/ S CORP 525990 -487818 -487818 TRAVEL TOURS 541900 15976 15976 GAIN-BOND REDEMPTION 525990 6042000 6042000 5570158 978979966 858943299 14903535 41896933 0 228923234 228923234 7438848 7438848 0 6070455 1105384 3669772 1295299 0 335980324 322309502 7113737 6557085 28650359 27470808 607196 572355 63392259 57967218 3213431 2211610 22077020 20863142 709719 504159 0 5490814 2239963 3238061 12790 482937 482937 303235 303235 0 3262865 3262865 21518287 20816112 549402 152773 2776861 2600248 34247 142366 30669439 28689009 1052926 927504 8009442 7742157 132561 134724 294105 294105 52865896 51248903 953254 663739 28776305 27600081 221953 954271 0 3327836 2943556 152823 231457 11564793 11564793 0 55626118 53756050 1117414 752654 974060 974060 COGS-AUXILIARIES 24242760 24242760 RENTALS-OTHER 4618100 4515390 39208 63502 ATHLETIC EVENT COSTS 2497366 2497366 SUBSCRIPTION/BOOKS 1207190 1179671 11324 16195 UNRELATED BUS. INCOME TAX 75805 75805 28806963 28639935 300280 -133252 979923676 937925530 26938915 15059231 7987650 5643716 32052067 39747384 91485284 93001169 95978765 88907672 6533673 8483786 8575692 9379998 1582852153 691075882 845002337 891776271 544178074 596409955 360386708 393641268 30163094 30109252 6177886 4668717 2028521230 2161769188 202344109 227563354 27957325 25076869 305000000 339619970 1621256 1595601 12039149 11330000 97967800 97621005 646929639 702806799 X 1001685962 1074003752 63911831 57830139 315993798 327128498 1381591591 1458962389 2028521230 2161769188 X false true true X true true X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED true true false false false true 3019 true 452965 false true 1305 457289 false LOBBYING ACTIVITIES PART II-B, LINE 1I LOCAL GOVERNMENT RELATIONS-SYMPOSIUM $ 130 ANNUAL STUDENT LOBBY DAY IN ALBANY, NY 1,175 __________ TOTAL PART II-B LINE 1I $ 1,305 ========== 689996 53045415 X X X X X CLASSROOM TEACHING false false true 556869570 10926980 106225383 11976235 42030917 2796748 617218033 848356317 12639746 -238723367 14217158 47558145 3627823 556869570 0.53250 0.45690 0.01060 true false 23772909 23772909 1279366587 481830511 797536076 75518282 58408218 17110064 204194375 150837153 53357222 891776271 HEDGE FUNDS 93887180 F PRIVATE EQUITY INTERESTS 299754088 F 393641268 0 ASSET RETIREMENT OBLIGATIONS 30146679 ACCRUED POSTRETIREMENT BENEFIT 41536654 REFUNDABLE GOVERNMENT LOANS 25937672 97621005 978979966 979923676 -943710 74780167 1311673 76091840 75148130 814827558 74780167 -237253603 -162473436 977300994 1678972 1678972 978979966 739679428 503023 503023 739176405 3262865 237484406 240747271 979923676 ORGANIZATION'S COLLECTIONS PART III, LINE 4 SYRACUSE UNIVERSITY HAS A DIVERSE COLLECTION OF ART, HISTORICAL TREASURES AND OTHER SIMILAR ASSETS, INCLUDING FINE ART AND CULTURAL OBJECTS, LEGAL BOOKS, ARCHIVAL RECORDS, LIBRARY COLLECTIONS AND SPECIAL COLLECTIONS. THE PRIMARY PURPOSE OF THE UNIVERSITY'S COLLECTIONS IS TO COLLECT AND PRESERVE THE CULTURAL AND HISTORICAL RECORD FOR GENERATIONS OF STUDENTS AND SCHOLARS. SU ART GALLERIES- COLLECTION IS COMPRISED OF FINE ART AND CULTURAL OBJECTS BY INTERNATIONAL ARTISTS AND MAKERS AND REPRESENTS STYLES AND TIME PERIODS FROM PRE-HISTORY TO THE PRESENT. THE ART COLLECTION PROVIDES AN EDUCATIONAL EXPERIENCE FOR STUDENTS, FACULTY, STAFF AND THE PUBLIC. LAW LIBRARY- COLLECTION IS COMPRISED OF A DIVERSE AND HISTORIC GROUP OF LAW BOOKS. THE LAW LIBRARY PROVIDES ACCESS TO INFORMATION TO ASSIST STUDENTS AND FACULTY WITH THE COMPLEX RESEARCH TOOLS OF THE LEGAL PROFESSION. ARCHIVES- SU ARCHIVES IS AN INFORMATION AND RESEARCH CENTER FOR FACULTY, STAFF, STUDENTS AND MEMBERS OF THE PUBLIC INTERESTED IN THE HISTORY OF THE UNIVERSITY. IT IS DEDICATED TO PRESERVING RECORDS THAT DOCUMENT THE HISTORY, ACTIVITIES, AND PEOPLE OF THE UNIVERSITY. THE ARCHIVES ACCEPTS MATERIALS FROM SU SCHOOLS AND COLLEGES, AND DEPARTMENTS, ALUMNI, THE GENERAL PUBLIC AND THE UNIVERSITY'S CLUBS AND ORGANIZATIONS. LIBRARY- SU LIBRARY'S COLLECTIONS SPAN 4,000 YEARS AND RANGE FROM ANCIENT DOCUMENTS TO 21ST CENTURY DIGITAL DATA SETS. ITS PURPOSE IS TO COLLECT AND PRESERVE THE CULTURAL RECORD FOR GENERATIONS OF STUDENTS AND SCHOLARS. SPECIAL COLLECTIONS- THE SPECIAL COLLECTIONS RESEARCH CENTER MAINTAINS AND PROVIDES ACCESS TO DISTINGUISHED COLLECTIONS OF RARE BOOKS, MANUSCRIPTS, AND OTHER HISTORICAL MATERIALS. MORE THAN 100,000 PRINTED WORKS AND 2,000 COLLECTIONS, INCLUDING IMPORTANT EDITIONS, MANUSCRIPTS, DOCUMENTS, LETTERS, DIARIES, DRAWINGS, PHOTOGRAPHS AND MEMORABILIA, ARE AVAILABLE TO STUDENTS, FACULTY, STAFF AND OTHERS. ESCROW ACCOUNT LIABILITY PART IV, LINE 2B THE UNIVERSITY MAINTAINS A LIMITED NUMBER OF AGENCY FUNDS, WHICH IT HOLDS AS CUSTODIAN OR FISCAL AGENT FOR STUDENT ORGANIZATIONS AND/OR OUTSIDE ORGANIZATIONS AS AN ACCOMMODATION TO THE ORGANIZATION. THE ORGANIZATIONS ARE THEN ALLOWED TO UTILIZE THE UNIVERSITY'S FINANCIAL SYSTEMS AND RESOURCES TO PROCESS TRANSACTIONS AGAINST THESE FUNDS. ENDOWMENT FUNDS PART V, LINE 4 THE UNIVERSITY ENDOWMENT CONSISTS OF APPROXIMATELY 1,880 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES, INCLUDING BOTH DONOR RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE UNIVERSITY TO FUNCTION AS ENDOWMENTS. SPENDING FROM THE UNIVERSITY'S ENDOWMENTS IS DONOR RESTRICTED TO VARIOUS PURPOSES. A MAJORITY OF THE FUNDS PROVIDE SCHOLARSHIPS AND FINANCIAL ASSISTANCE TO UNDERGRADUATE, GRADUATE AND LAW SCHOOL STUDENTS. SOME OF THE OTHER USES OF THE FUNDS INCLUDE, BUT ARE NOT LIMITED TO, SUPPORT FOR FELLOWSHIPS, THE CREATION AND FUNDING OF DEPARTMENT CHAIRS AND PROFESSORSHIPS, SUPPORT FOR VARIOUS UNIVERSITY CENTERS, AND SUPPORT FOR THE UNIVERSITY'S TEACHING AND RESEARCH ACTIVITIES. THE UNIVERSITY'S SPENDING POLICY, WHICH UTILIZES AN ANNUAL DISTRIBUTION PER UNIT MULTIPLIED BY THE PERCENTAGE APPROVED BY THE TRUSTEE AND INVESTMENT AND ENDOWMENT COMMITTEE, IS DESIGNED TO PROVIDE THE UNIVERSITY A STABLE LEVEL OF FINANCIAL SUPPORT AND TO PRESERVE THE ENDOWMENT'S REAL VALUE. OTHER CHANGES IN NET ASSETS PART XI, LINE 8 SUBSIDIARIES - NET $ (416,260) CONTRIBUTION TO PARENT- SU PRESS $ (1,806,405) POSTRETIREMENT BENEFIT OBLIGATION CHANGE $ 3,534,338 _______________ TOTAL $ 1,311,673 =============== OTHER REVENUE INCLUDED IN FINANCIAL STATEMENTS BUT NOT ON RETURN PART XII, LINE 2D REVENUES OF SUBSIDIARIES $ 2,371,344 INVESTMENT MANAGEMENT FEES $ (3,262,865) FINANCIAL AID $ (236,362,082) ______________ TOTAL $ (237,253,603) =============== OTHER REVENUE INCLUDED ON RETURN BUT NOT IN FINANCIAL STATEMENTS PART XII, LINE 4B INTERCOMPANY REVENUE ELIMINATION $ 1,122,324 CONTRIBUTION TO PARENT- SU PRESS $ 1,806,405 RENTAL/FUNDRAISING EXPENSES $ (1,249,757) _______________ TOTAL $ 1,678,972 =============== OTHER EXPENSES INCLUDED IN FINANCIAL STATEMENTS BUT NOT ON RETURN PART XIII, LINE 2D EXPENSES OF SUBSIDIARIES $ 2,787,604 RENTAL/FUNDRAISING EXPENSES $ 1,249,757 POSTRETIREMENT BENEFIT OBLIGATION CHANGE $ (3,534,338) _______________ TOTAL $ 503,023 =============== OTHER EXPENSES INCLUDED ON RETURN BUT NOT IN FINANCIAL STATEMENTS PART XIII, LINE 4B INTERCOMPANY EXPENSE ELIMINATION $ 1,122,324 FINANCIAL AID $ 236,362,082 ________________ TOTAL $ 237,484,406 ================ true true true SYRACUSE UNIVERSITY'S RACIAL NONDISCRIMINATORY POLICY IS DISCLOSED IN ITS COURSE CATALOG AND TUITION AND FEES BOOKLET. THE UNIVERSITY'S POLICIES CAN ALSO BE FOUND AT: SUPOLICIES.SYR.EDU. true true true true false false false false false false false false true false THE UNIVERSITY RECEIVES FINANCIAL AID AND/OR ASSISTANCE FROM FEDERAL AGENCIES, SUCH AS PELL GRANT ($14,954,629), FEDERAL WORK STUDY PROGRAM ($3,545,718), PERKINS LOAN FUNDS ($2,956,895), AND FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT ($2,696,778). true true Central America and the Caribbean 0 0 INVESTMENTS 0 Central America and the Caribbean 0 0 Program Services HIGHER ED 43166 East Asia and the Pacific 0 0 Grantmaking 1033979 East Asia and the Pacific 0 0 Fundraising 12309 East Asia and the Pacific 2 30 Program Services HIGHER ED 2361334 Europe (Including Iceland and Greenland) 0 0 Grantmaking 6141856 Europe (Including Iceland and Greenland) 0 0 Fundraising 7188 Europe (Including Iceland and Greenland) 4 200 Program Services HIGHER ED 29724591 Middle East and North Africa 0 0 Fundraising 19450 Middle East and North Africa 0 0 Program Services HIGHER ED 162187 North America 0 0 Program Services HIGHER ED 55572 Russia and the Newly Independent States 0 0 Program Services HIGHER ED 1774 South America 0 0 Grantmaking 263013 South America 1 10 Program Services HIGHER ED 741032 South Asia 0 0 Program Services HIGHER ED 140911 Sub-Saharan Africa 0 0 Program Services HIGHER ED 277543 7 240 40985905 SCHOLARSHIPS East Asia/Pacific 113 1033979 TUITION DISC SCHOLARSHIPS Europe/Iceland/Greenland 886 6141856 TUITION DISC SCHOLARSHIPS South America 28 263013 TUITION DISC MONITORING THE USE OF GRANT FUNDS OUTSIDE THE U.S. PART I, LINE 2 SU PROVIDED MORE THAN $7 MILLION IN INSTITUTIONAL FINANCIAL AID TO STUDENTS IN 2009-10. THE AID PROVIDED CONSISTS OF A COMBINATION OF NEED-BASED AND MERIT-BASED GRANTS. MOST SCHOLARSHIPS ARE NEED-BASED. STUDENTS MUST APPLY FOR NEED-BASED FINANCIAL AID AWARDS BY COMPLETING THE FREE APPLICATION FOR FEDERAL STUDENT AID (FAFSA). THIS IS A STANDARD FORM USED IN HIGHER EDUCATION FOR THIS PURPOSE. BOTH NEED-BASED AND MERIT-BASED AID PROVIDED TO STUDENTS IS APPLIED BY THE UNIVERSITY DIRECTLY TO THE STUDENT'S ACCOUNT TO ENSURE THAT THE GRANTS ARE USED FOR THEIR INTENDED PURPOSE. FINANCIAL AID IS GENERALLY LIMITED TO THE AMOUNT OF TUITION, BUT CAN ALSO INCLUDE PARTIAL FUNDING FOR THE PROGRAM FEE (HOUSING AND FIELD TRIPS). BASIS OF ACCOUNTING PART I, LINE 3, COLUMN F THE BASIS OF ACCOUNTING ON THE FINANCIAL STATEMENTS IS ACCRUAL. NUMBER OF RECIPIENTS PART III, COLUMN (C) THE NUMBER OF RECIPIENTS WHO RECEIVED SCHOLARSHIPS WAS DERIVED BY QUERYING THE INDIVIDUAL STUDENT ACCOUNTS IN THE STUDENT RECEIVABLE SYSTEM FOR ACADEMIC TERMS WITHIN THE FISCAL YEAR ENDED JUNE 30, 2010. THE QUERY LOOKED FOR TUITION DISCOUNT (FINANCIAL AID) AND OTHER ASSISTANCE USING THE DEFINITION OF SUCH ITEMS AS REPORTED IN THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS. THIS PRODUCED A REPORT OF ALL STUDENTS WHO RECEIVED AID. RECOGNIZING THAT A STUDENT COULD BE RECEIVING AID IN MORE THAN ONE ACADEMIC TERM, THE INFORMATION WAS THEN SORTED BY INDIVIDUAL AND THE STUDENT WAS COUNTED ONLY ONCE. THE OUTCOME WAS A TOTAL OF APPROXIMATELY 1,027 STUDENTS. MIRROR AWARDS 203640 177750 25890 325344 HARDWOOD BANQ 63675 14372 49303 30273 6223 2 22860 14035 8825 2350 88397 290175 206157 84018 32623 419964 452587 -368569 true SU STUDENT SCHOLARSHIPS AND FINANCIAL AID 11128 219758127 SEOG 2353 2696778 HEOP 315 493108 ROOM AND BOARD 905 5975221 PROVISION OF BOOKS AND SUPPLIES 240 202357 FMV BOOKS AND SUPPLIES MONITORING THE USE OF GRANTS IN THE U.S. PART I, LINE 2 SU PROVIDED MORE THAN $228 MILLION IN INSTITUTIONAL FINANCIAL AID TO UNDERGRADUATE AND GRADUATE STUDENTS IN 2009-10. THE AID PROVIDED CONSISTS OF A COMBINATION OF NEED-BASED AND MERIT-BASED GRANTS. STUDENTS MUST APPLY FOR THESE FINANCIAL AID AWARDS BY COMPLETING TWO FORMS THAT ESTABLISH ELIGIBILITY FOR NEED-BASED AID: THE COLLEGE SCHOLARSHIP SERVICE FINANCIAL AID PROFILE; AND THE FREE APPLICATION FOR FEDERAL STUDENT AID. THESE ARE STANDARD FORMS USED IN HIGHER EDUCATION FOR THIS PURPOSE. BOTH NEED-BASED AND MERIT-BASED AID PROVIDED TO STUDENTS IS APPLIED BY THE UNIVERSITY DIRECTLY TO THE STUDENT'S ACCOUNT TO ENSURE THAT THE GRANTS ARE USED FOR THEIR INTENDED PURPOSE. MERIT SCHOLARSHIPS ARE GENERALLY LIMITED TO THE AMOUNT OF TUITION. STUDENTS REACHING THE "TUITION" LIMIT ARE INELIGIBLE FOR ADDITIONAL SCHOLARSHIPS FROM THE UNIVERSITY. NEED-BASED AID CAN BE USED FOR ALL EDUCATIONAL RELATED EXPENSES IN ADDITION TO TUITION. NUMBER OF RECIPIENTS PART III, COLUMN (B) THE NUMBER OF RECIPIENTS WHO RECEIVED SCHOLARSHIPS WAS DERIVED BY QUERYING THE INDIVIDUAL STUDENT ACCOUNTS IN THE STUDENT RECEIVABLE SYSTEM FOR ACADEMIC TERMS WITHIN THE FISCAL YEAR ENDED JUNE 30, 2010. THE QUERY LOOKED FOR TUITION DISCOUNT (FINANCIAL AID) AND OTHER ASSISTANCE USING THE DEFINITION OF SUCH ITEMS AS REPORTED IN THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS. THIS PRODUCED A REPORT OF ALL STUDENTS WHO RECEIVED AID. RECOGNIZING THAT A STUDENT COULD BE RECEIVING AID IN MORE THAN ONE ACADEMIC TERM, THE INFORMATION WAS THEN SORTED BY INDIVIDUAL AND THE STUDENT WAS COUNTED ONLY ONCE. THE OUTCOME WAS A TOTAL OF APPROXIMATELY 14,701 STUDENTS. X X X X true true X X X X X true true false false false false false true false NANCY CANTOR 615882 0 0 0 3910 0 151336 0 123897 0 895025 0 0 0 REBECCA L FOOTE 157741 0 0 0 1452 0 0 0 27909 0 187102 0 0 0 MARILYN R HIGGINS 202717 0 0 0 582 0 0 0 28545 0 231844 0 0 0 RUTH E KAPLAN 236900 0 0 0 0 0 0 0 25437 0 262337 0 0 0 GINA LEE-GLAUSER 178132 0 0 0 0 0 0 0 62282 0 240414 0 0 0 LOUIS G MARCOCCIA 478894 0 25200 0 75528 0 26703 0 37629 0 643954 0 74372 0 CHARLES P MERRIHEW 209639 0 0 0 0 0 0 0 82644 0 292283 0 0 0 ELIZABETH BREUL O'ROURKE 229673 0 0 0 36 0 0 0 53119 0 282828 0 0 0 KEVIN C QUINN 205813 0 0 0 36 0 0 0 37081 0 242930 0 0 0 DONALD A SALEH 249353 0 0 0 52 0 0 0 31359 0 280764 0 0 0 CHRISTOPHER M SEDORE 180134 0 0 0 36 0 0 0 34454 0 214624 0 0 0 BRIAN C SISCHO 201514 0 0 0 0 0 0 0 36385 0 237899 0 0 0 ERIC F SPINA 440644 0 0 0 179 0 24825 0 39237 0 504885 0 0 0 THOMAS J WALSH 325885 0 0 0 36 0 50003 0 67304 0 443228 0 0 0 BARBARA L WELLS 198844 0 0 0 36 0 0 0 24542 0 223422 0 0 0 THOMAS V WOLFE 194089 0 0 0 13440 0 0 0 73369 0 280898 0 0 0 YOULONDA COPELAND-MORGAN 178334 0 0 0 0 0 0 0 31167 0 209501 0 0 0 GEORGE M LANGFORD 358773 0 0 0 0 0 0 0 41092 0 399865 0 0 0 PETER WEBBER 200873 0 0 0 0 0 0 0 62831 0 263704 0 0 0 JAMES A BOEHEIM JR 1186225 0 130000 0 87143 0 80000 0 38002 0 1521370 0 0 0 DOUGLAS C MARRONE 1017646 0 0 0 11414 0 0 0 19565 0 1048625 0 0 0 DARYL J GROSS 510644 0 0 0 25188 0 0 0 39395 0 575227 0 0 0 MELVIN T STITH 436999 0 0 0 0 0 0 0 30856 0 467855 0 0 0 PETER D BLANCK 356608 0 50000 0 0 0 0 0 60237 0 466845 0 0 0 DEBORAH A FREUND 267992 0 0 0 1713 0 0 0 27588 0 297293 0 0 0 PAUL B GANDEL 219863 0 0 0 0 0 0 0 33323 0 253186 0 0 0 THOMAS D HARBLIN 91322 0 0 0 102964 0 0 0 17459 0 211745 0 0 0 CATHRYN R NEWTON 247800 0 0 0 0 0 0 0 44076 0 291876 0 0 0 KENNETH A SHAW 351205 0 36400 0 7514 0 19398 0 37958 0 452475 0 0 0 BEN R WARE 281633 0 0 0 0 0 0 0 40696 0 322329 0 0 0 ELEANOR WARE 117663 0 0 0 27260 0 0 0 16567 0 161490 0 0 0 BARRY L WELLS 0 0 0 0 272180 0 0 0 0 0 272180 0 0 0 SUPPLEMENTAL INFORMATION SCHEDULE J, PART II THE FOLLOWING FOOTNOTES TO CERTAIN ENTRIES ON THIS YEAR'S FORM 990 ARE OFFERED TO HELP CLARIFY SOME OF THE ENTRIES ON THIS YEAR'S FORM 990, USING THE UNIVERSITY'S CHANCELLOR, NANCY CANTOR, AS THE EXAMPLE. SCHEDULE J, PART II, NANCY CANTOR, COLUMN (B)(I) "BASE COMPENSATION": THE AMOUNT REPORTED ($615,882) FOR NANCY CANTOR IN SCHEDULE J, PART II, COLUMN (B)(I) "BASE COMPENSATION" REFLECTS SIX MONTHS OF VOLUNTARY 10% BASE PAY REDUCTION TAKEN BY THE CHANCELLOR IN FISCAL YEAR 2010. SCHEDULE J, PART II, NANCY CANTOR, COLUMN (C) "DEFERRED COMPENSATION": THE AMOUNT REPORTED ($151,336) FOR NANCY CANTOR IN SCHEDULE J, PART II, COLUMN (C) "DEFERRED COMPENSATION" REFLECTS DEFERRED COMPENSATION BENEFITS THAT HAVE ACCRUED BUT NOT YET VESTED, THEREFORE, HAVE NOT BEEN PAID. SCHEDULE J, PART II, NANCY CANTOR, COLUMN (D) "NONTAXABLE BENEFITS": THE AMOUNT REPORTED ($123,897) FOR NANCY CANTOR IN SCHEDULE J, PART II, COLUMN (D) "NONTAXABLE BENEFITS" REFLECTS AMOUNTS THAT ARE NOT TREATED AS TAXABLE INCOME UNDER THE INTERNAL REVENUE CODE BUT ARE NEVERTHELESS REQUIRED TO BE REPORTED BY THE INSTRUCTIONS APPLICABLE TO THIS YEAR'S FORM 990. THESE PRIMARILY INCLUDE UNIVERSITY CONTRIBUTIONS TO A RETIREMENT PLAN AND UNIVERSITY HOUSING THAT THE CHANCELLOR IS REQUIRED TO OCCUPY. BENEFITS PART I, LINE 1A FIRST-CLASS TRAVEL: CERTAIN OFFICERS AND HIGHLY COMPENSATED EMPLOYEES UTILIZED FIRST CLASS TRAVEL UNDER THE UNIVERSITY POLICY WHICH STATES: "WHEN TRAVELLING BY PLANE, COACH ACCOMMODATIONS WILL BE USED UNLESS SUCH SPACE IS UNAVAILABLE. THE CHANCELLOR, VICE CHANCELLOR AND PROVOST, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENTS, CABINET OFFICERS AND DEANS MAY MAKE EXCEPTIONS IN THE CASE OF EXTENUATING CIRCUMSTANCES (E.G, DEMANDING FLIGHT SCHEDULE, EXTENDED FLIGHT TIMES) BY GIVING PRIOR WRITTEN AUTHORIZATION FOR FIRST CLASS OR BUSINESS TRAVEL." CHARTER TRAVEL: CERTAIN SYRACUSE UNIVERSITY FOOTBALL AND BASKETBALL COACHES UTILIZED CHARTER AIRLINE TRAVEL FOR BUSINESS TRAVEL WITH ATHLETIC TEAMS TO AWAY GAMES. TRAVEL FOR COMPANIONS: CERTAIN OFFICERS AND HIGHLY COMPENSATED EMPLOYEES HAD COMPANION TRAVEL. THIS TRAVEL WAS DETERMINED TO BE BUSINESS OR PERSONAL AND TAXABLE, BASED UPON THE FACTS AND CIRCUMSTANCES OF EACH SPECIFIC INCIDENCE, AND WAS TREATED ACCORDINGLY FOR REPORTING PURPOSES. HOUSING ALLOWANCE: THE CHANCELLOR IS PROVIDED WITH LODGING BENEFITS AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE EMPLOYER. INCLUDED IN FORM 990 PART VII, SECTION A, COLUMN (D) IS THE COMPUTED NON-TAXABLE MARKET VALUE OF THE CHANCELLOR'S OCCUPANCY OF SUCH PREMISES. HEALTH OR SOCIAL CLUB DUES: CERTAIN OFFICERS AND HIGHLY COMPENSATED EMPLOYEES RECEIVED MEMBERSHIPS IN HEALTH OR SOCIAL CLUBS. CLUB DUES ARE DETERMINED TO BE TAXABLE OR NON-TAXABLE BASED UPON THE PERCENTAGE OF BUSINESS AND PERSONAL USE AS REPORTED ON CLUB USE CERTIFICATION STATEMENTS SUBMITTED BY THE INDIVIDUALS WITH THE MEMBERSHIPS. THE TAXABLE PORTION WAS INCLUDED IN THE INDIVIDUAL'S COMPENSATION REPORTED ON FORM W-2. PERSONAL SERVICES: AS PART OF ITS EMPLOYMENT ARRANGEMENT FOR THE CHANCELLOR, SU PROVIDES A RESIDENCE MANAGER AT THE UNIVERSITY-OWNED OFFICIAL CHANCELLOR'S RESIDENCE. THE CHANCELLOR REIMBURSES THE UNIVERSITY FOR THE VALUE OF ANY NON-UNIVERSITY RELATED PERSONAL USE THROUGH AN AFTER-TAX DEDUCTION TAKEN FROM HER SEMI-MONTHLY PAY. SEVERANCE PAY PART I, LINE 4A THOMAS D. HARBLIN RECEIVED SEVERANCE PAY OF $102,964. ELEANOR WARE RECEIVED SEVERANCE PAY OF $27,260. NONQUALIFIED 457(F) PLAN PART I, LINE 4B CERTAIN OFFICERS AND FORMER OFFICERS PARTICIPATE IN A NONQUALIFIED 457(F) PLAN: NANCY CANTOR $51,336 LOUIS G. MARCOCCIA $26,703 ERIC F. SPINA $24,825 KENNETH A. SHAW $19,398 NON-FIXED PAYMENTS PART I, LINE 7 CERTAIN OFFICERS RECEIVED EXTRA SERVICE PAYMENTS. AN EXTRA SERVICE PAYMENT IS FOR RECOGNITION OF SERVICES ABOVE NORMAL JOB RESPONSIBILITIES. THESE PAYMENTS WERE INCLUDED IN THE INDIVIDUALS' COMPENSATION REPORTED ON FORM W-2. COMPENSATION FROM UNRELATED ORGANIZATIONS SCHEDULE J-1, PART I, SUPPLEMENTAL INFORMATION THE FOLLOWING IS INCLUDED IN THE BASE COMPENSATION REPORTED IN SCHEDULE J-1, PART I, COLUMN B(I) JAMES A. BOEHEIM JR.'S TOTAL COMPENSATION REPORTED IN SCHEDULE J-1, PART I, (B)(I) OF $1,186,225 INCLUDES $448,518 PAID BY SYRACUSE UNIVERSITY WHICH WAS REPORTED ON FORM W-2, AND $578,620 FROM INTERNATIONAL SPORTS PROPERTIES, INC. WHICH WAS REPORTED BY INTERNATIONAL SPORTS PROPERTIES, INC. ON FORM 1099. ALSO INCLUDED IS NET INCOME OF $159,087 REALIZED BY BIG ORANGE BASKETBALL CAMP FROM CONDUCTING A SUMMER BASKETBALL CAMP WHICH IS NOT REQUIRED TO BE AND WAS NOT REPORTED BY THE UNIVERSITY ON FORM W-2 OR FORM 1099. DOUGLAS C. MARRONE'S TOTAL COMPENSATION REPORTED IN SCHEDULE J-1, PART I, (B)(I) OF $1,017,646, INCLUDES $305,672 PAID BY SYRACUSE UNIVERSITY WHICH WAS REPORTED ON FORM W-2, AND $700,000 FROM INTERNATIONAL SPORTS PROPERTIES, INC. WHICH WAS REPORTED BY INTERNATIONAL SPORTS PROPERTIES, INC. ON FORM 1099. ALSO INCLUDED IS NET INCOME OF $11,974 REALIZED BY DOUGLAS C. MARRONE ENTERPRISES, INC. FROM CONDUCTING A SUMMER FOOTBALL CAMP WHICH IS NOT REQUIRED TO BE AND WAS NOT REPORTED BY THE UNIVERSITY ON FORM W-2 OR FORM 1099. DARYL J GROSS' TOTAL COMPENSATION REPORTED IN SCHEDULE J-1, PART I,(B)(I) OF $510,644, INCLUDES $455,644 PAID BY SYRACUSE UNIVERSITY WHICH WAS REPORTED ON FORM W-2, AND $55,000 FROM INTERNATIONAL SPORTS PROPERTIES, INC. WHICH WAS REPORTED BY INTERNATIONAL SPORTS PROPERTIES, INC. ON FORM 1099. CITY OF SYRACUSE IND DEV AGENCY 161231050 8717120BU 2005-12-13 80000000 CAPITAL IMPROV & ACQUISITION false false CITY OF SYRACUSE IND DEV AGYONON CTY IDA 161231050 871720BZ0 2008-01-30 105000000 CONSTRUCTION & EQUIPMENT false false TRUST FOR CULTURAL RESOURCES CO OF ONONDAGA 800516646 68276FAL4 2010-01-14 40896714 MULTI-PURPOSE ISSUE -NON-REFUNDING false true TRUST FOR CULTURAL RESOURCES CO OF ONONDAGA 800516646 68276FAL4 2010-01-14 70440000 MULTI-PURP. ISSUE -REFUNDING BONDS false true 80000000 2020160 77979840 2008 false false true true 105000000 32758390 673443 71568167 false false false true 40896714 22690468 424298 17781948 false false false true 70440000 547452 69892548 true false true true false false false true false 0.00000 0.00000 0.00000 true false false false true false 0.00000 0.00000 0.00000 true false false false true false 0.00000 0.00000 0.00000 true false true true GOLDMAN SACHS 25.5 false false false false true true GOLDMAN SACHS 27.1 false false false false true true MORGAN STANLEY 19.4 false false false false true true MORGAN STANLEY 19.4 false false false DENISE M BEARD SPOUSE- CHARLES MERRIHEW 40991 UNIV. EMPLOYEE- ACCOUNTANT false STEVEN R BRECHIN SPOUSE- NANCY CANTOR 85774 UNIV. EMPLOYEE- PROFESSOR false MARK N GLAUSER SPOUSE- GINA LEE-GLAUSER 185447 UNIV. EMPLOYEE- ASSOC DEAN false THOMAS KNIESNER SPOUSE- DEBORAH A. FREUND 174520 UNIV. EMPLOYEE- PROFESSOR false SYLVIA T LANGFORD SPOUSE- GEORGE M LANGFORD 113770 UNIV. EMPLOYEE- ASSOC. VP false DAVID P MORGAN SPOUSE-Y. COPELAND-MORGAN 100694 UNIV. EMPLOYEE- DIRECTOR false KATHLEEN G PIERI DAUGHTER- ELEANOR WARE 32018 UNIV. EMPLOYEE- SYSTEM SPEC. false KANDICE LYNN SALOMONE SPOUSE- PAUL B. GANDEL 111551 UNIV. EMPLOYEE- ASSOC DEAN false ERIC S SEDORE BROTHER- CHRIS M. SEDORE 91315 UNIV. EMPLOYEE- DIR IT/SERVICE false DARIA D WEBBER SPOUSE- PETER WEBBER 44491 UNIV. EMPLOYEE- SUPERVISOR false DRUMLINS INC BOARD MEMBERS 159970 DINING AND RECREATION SERVICES false X 2 172500 APPRAISED VALUE X 91650 APPRAISED VALUE X 181 1948830 MARKET VALUE X 1 425846 APPRAISED VALUE X SPONSORED EQUIP 50 1832806 MARKET VALUE X SPONSORED BLDGS 7 10180291 MARKET VALUE 2 false true false NUMBER OF CONTRIBUTIONS PART I, COLUMN B SYRACUSE UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTIONS IN PART I, COLUMN B. VOLUNTEERS PART I, LINE 6 VOLUNTEERS ARE INDISPENSABLE TO THE UNIVERSITY IN THE ACCOMPLISHMENT OF THE UNIVERSITY'S EDUCATIONAL MISSION. THE BOARD OF TRUSTEES IS A COMPLETELY VOLUNTEER BOARD COMPRISED OF INDIVIDUALS WHO GIVE OF THEIR TIME, ENERGY AND TALENTS TO PROVIDE GUIDANCE FOR THE EFFICIENT AND EFFECTIVE GOVERNANCE OF THE UNIVERSITY. STUDENTS AND STAFF VOLUNTEER THEIR TIME AND EFFORT IN ACTIVITIES SUCH AS HELPING FRESHMEN STUDENTS MOVE INTO DORMITORIES AND ACQUAINTING THEM WITH THE CAMPUS. STUDENTS ALSO ASSIST IN DEVELOPMENT ACTIVITIES, SUCH AS THE ANNUAL "TELEFUND", TO RAISE FUNDS NEEDED TO SUPPORT THE UNIVERSITY'S EDUCATIONAL MISSION. OTHER PROGRAM SERVICES PART III, LINE 4D OTHER PROGRAM SERVICE EXPENDITURES SUPPORT THE UNIVERSITY'S ACADEMIC AND RESEARCH INITIATIVES THROUGH PROVISION OF ACADEMIC SUPPORT, STUDENT SERVICES AND GENERAL INSTITUTIONAL SUPPORT, THE CRITICAL COMPONENTS TO SEAMLESS DELIVERY AND TO MEETING THE NEEDS AND EXPECTATIONS OF SYRACUSE UNIVERSITY'S STUDENTS AND FACULTY. FAMILY RELATIONSHIPS FORM 990, PART VI, SECTION A, LINE 2 FORMER OFFICERS BEN R. WARE AND ELEANOR WARE HAVE A FAMILY RELATIONSHIP. REVIEW PROCESS FORM 990, PART VI, SECTION B, LINE 11A THE UNIVERSITY PROVIDED ITS SUBSTANTIALLY COMPLETE FORM 990 TO MEMBERS OF THE TRUSTEES AUDIT COMMITTEE AND COMPENSATION COMMITTEE. ACCOMPANYING THE 990 WAS A REPORT HIGHLIGHTING IMPORTANT SECTIONS, DATA AND POINTS, AND CHANGES FROM THE PREVIOUS FORM 990. A CONFERENCE CALL WITH THESE COMMITTEE MEMBERS WAS HELD FOR THE UNIVERSITY'S EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER AND ITS COMPTROLLER TO REVIEW THE FORM AND SUMMARY REPORT. THIS REVIEW INCLUDED A WALKTHROUGH OF THE FORM AND SCHEDULES WITH DIALOGUE ON SIGNIFICANT ITEMS AND POINTS AND A FURTHER EXPANSION OF INFORMATION PROVIDED IN THE SUMMARY REPORT. QUESTIONS WERE ADDRESSED AS RAISED BY COMMITTEE MEMBERS. CONFLICT OF INTEREST POLICY FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY'S REGULAR AND CONSISTENT MONITORING AND ENFORCEMENT COMPLIANCE OF THE CONFLICT OF INTEREST POLICY: ARTICLE X OF THE UNIVERSITY'S BYLAWS REQUIRE AN ANNUAL CONFLICT OF INTEREST QUESTIONNAIRE BE COMPLETED BY EACH TRUSTEE AND OFFICER. ADDITIONALLY, THE UNIVERSITY REQUIRES KEY EMPLOYEES, HIGHEST COMPENSATED EMPLOYEES AND OTHER IDENTIFIED EMPLOYEES AND GROUPS OF EMPLOYEES TO COMPLETE THE CONFLICT OF INTEREST QUESTIONNAIRE. ALL COMPLETED QUESTIONNAIRES ARE REVIEWED BY THE DIRECTOR OF AUDIT AND MANAGEMENT ADVISORY SERVICES; THE COMPTROLLER ALSO REVIEWS THOSE OF TRUSTEES, OFFICERS, KEY EMPLOYEES AND HIGHEST COMPENSATED EMPLOYEES. CONFLICTS ARE AGGREGATED INTO A REPORT WHICH IS PROVIDED TO THE EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER AND THE AUDIT COMMITTEE. MEMBERS OF THE CHANCELLOR'S CABINET ALSO REVIEW REPORTED DISCLOSURES PERTAINING TO THEIR AREAS OF RESPONSIBILITY. COMPENSATION POLICY FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR THE CHANCELLOR AND PRESIDENT, OFFICERS, KEY EMPLOYEES AND CERTAIN OTHER COVERED INDIVIDUALS IS ESTABLISHED ACCORDING TO UNIVERSITY POLICIES. THE UNIVERSITY'S COMPENSATION COMMITTEE REVIEWS COMPARABILITY DATA PROVIDED BY AN INDEPENDENT EXTERNAL CONSULTANT THAT INCORPORATES BOTH UNIVERSITY DATA AND THAT OF COMPARABLE INSTITUTIONS. THE COMPENSATION COMMITTEE, WHICH TYPICALLY SEEKS TO ESTABLISH COMPENSATION WITHIN THE MIDDLE OF THE RANGE OF COMPARABILITY DATA, MAKES A RECOMMENDATION TO THE UNIVERSITY'S EXECUTIVE COMMITTEE WHO THEN MAKES A DETERMINATION WHETHER THE PROPOSED COMPENSATION IS REASONABLE. IF A PROPOSAL IS DEEMED TO BE REASONABLE, THE EXECUTIVE COMMITTEE ADEQUATELY DOCUMENTS THE BASIS FOR ITS DETERMINATION WITHIN 60 DAYS AFTER THE DATE THE DETERMINATION WAS MADE AND SUCH DOCUMENTATION IS KEPT IN THE WRITTEN OR ELECTRONIC RECORDS OF THE EXECUTIVE COMMITTEE. JOINT VENTURE FORM 990, PART VI, SECTION B, LINE 16A PARTICIPATION WITH A TAXABLE ENTITY: JPMORGAN CHASE & CO. AND SYRACUSE UNIVERSITY ESTABLISHED A UNIQUE CORPORATE-UNIVERSITY COLLABORATION. THE PURPOSE OF THE COLLABORATION IS TO DEVELOP EDUCATION AND WORK EXPERIENCE INNOVATIONS IN THE AREA OF FINANCIAL SERVICES INFORMATION TECHNOLOGY, LEVERAGING EACH OTHER'S KNOWLEDGE AND EXPERTISE IN THE BUILDING OF A BEST IN CLASS CURRICULUM FOR ENTRY LEVEL TECHNOLOGISTS AND TO COLLABORATE ON PROJECTS OF JOINT INTEREST THAT PROVIDE VALUE TO BOTH ORGANIZATIONS AND TO SOCIETY. EMPLOYEES OF JPMORGAN CHASE & CO. ARE JOINING WITH SYRACUSE UNIVERSITY FACULTY AND STUDENTS TO CREATE A COMPREHENSIVE, INTERDISCIPLINARY CURRICULUM FOCUSED ON THE FIELDS OF GLOBAL ENTERPRISE TECHNOLOGY SYSTEMS. SYRACUSE UNIVERSITY JOINED THE CENTER FOR APPLIED IDENTITY MANAGEMENT RESEARCH (CAIMR). CAIMR IS DEDICATED TO SOLVING SOCIETY'S MOST CRITICAL IDENTITY MANAGEMENT CHALLENGES THROUGH APPLIED RESEARCH. PUBLIC DISCLOSURE FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC ON THE UNIVERSITY'S WEBSITE. BOND ISSUE E SCHEDULE K THESE BONDS WERE ISSUED AT A PREMIUM OF $4,011,714. THE FACE AMOUNT OF THE BOND IS $31,800,000. BOND ISSUE F SCHEDULE K A PORTION OF THESE BONDS WERE ISSUED TO REPLACE THE 1999 BONDS THAT WERE PURCHASED BACK FROM BONDHOLDERS PURSUANT TO AN OFFER TO PURCHASE DATED DECEMBER 3, 2009. THE OFFER CONTAINED AN 8% DISCOUNT. THE DISCOUNTED AMOUNT OF THE BONDS REDEEMED WAS $69,483,000. AN ADDITIONAL AMOUNT OF $6,042,000 WAS ISSUED TO MAKE A LOAN TO THE UNIVERSITY TO FINANCE THE COSTS OF UNDERTAKING THE PROJECT. THE TOTAL AMOUNT OF THIS BOND ISSUE IS THE FACE AMOUNT OF 1999 BONDS (NON-DISCOUNTED) THAT WERE REDEEMED. BOND ISSUANCE COSTS SCHEDULE K, PART II, LINE 5, COLUMNS A-D CITY OF SYRACUSE IDA (COL A): ISSUANCE COSTS: $1,339,056 CREDIT ENHANCEMENT: 681,104 ---------- TOTAL $2,020,160 ========== CITY OF SYRACUSE IDA, ONON CTY IDA (COL B): ISSUANCE COSTS: $631,443 CREDIT ENHANCEMENT: 42,000 --------- TOTAL $673,443 ========= NON-REFUNDING ISSUE (COL C): ISSUANCE COSTS: $401,811 CREDIT ENHANCEMENT: 22,487 --------- TOTAL $424,298 ========= REFUNDING ISSUE (COL D): ISSUANCE COSTS: $518,439 CREDIT ENHANCEMENT: 29,013 --------- TOTAL $547,452 ========= YEAR OF SUBSTANTIAL COMPLETION SCHEDULE K, PART II, LINE 8, COLUMN D NOT APPLICABLE DUE TO THE ISSUE BEING A REFUNDING ISSUE. 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