2011-09-29T10:38:04-05:00 2010-12-31 NOVAK FRANCELLA LLC 450 SEVENTH AVENUE SUITE 3500 NEW YORK NY 10123 990 2010-01-01 131739693 SHEET METAL WORKERS UNION LOCAL 38 INSURANCE AND WELFARE FUND SHEE 8452789633 38 STARR RIDGE ROAD BREWSTER NY 10509 STEPHEN QUARANTO 8452789633 2011-09-29 LOUIS VERZELLA CPA 2122794262 2011-09-29 2010 2016-03-07 17:11:31Z STEPHEN QUARANTO 38 STARR RIDGE ROAD BREWSTER NY 10509 24612575 0 X WWW.SHEETMETALLOCAL38.ORG X 1948 NY V.E.B.A. PLAN THAT PROVIDES HOSPITALIZATION, MAJOR MEDICAL, PRESCRIPTION DRUG, DENTAL, VISION, DISABILITY AND DEATH BENEFITS TO MEMBERS AND THEIR DEPENDENTS. 6 6 2 0 0 0 0 0 8148730 8186482 257602 575335 0 66366 8406332 8828183 0 0 7639185 7171053 273087 291940 0 0 0 313541 289831 8225813 7752824 180519 1075359 17552517 19326421 28137 24174 17524380 19302247 THE PLAN PROVIDES HOSPITALIZATION, MAJOR MEDICAL, PRESCRIPTION DRUG, DENTAL, VISION, DISABILITY AND DEATH BENEFITS TO MEMBERS AND THEIR DEPENDENTS. 0 0 THE PLAN PROVIDES HOSPITALIZATION, MAJOR MEDICAL, PRESCRIPTION DRUG, DENTAL, VISION, DISABILITY AND DEATH BENEFITS TO MEMBERS AND THEIR DEPENDENTS. 0 0 0 0 0 0 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 2 1 0 0 0 0 0 0 X 6 6 0 0 0 0 0 0 0 1 1 0 0 1 0 0 0 0 0 0 X FUND MANAGER 8452789633 38 STARR RIDGE ROAD BREWSTER NY 10509 X LAWRENCE STURGIS 2.00 X 0 0 0 TIMOTHY TYRRELL 2.00 X 0 0 0 DENNIS LAVOPA 2.00 X 0 0 0 RICHARD P PAGANO 2.00 X 0 0 0 STEPHEN QUARANTO 2.00 X 0 0 0 STEPHEN SHAND 2.00 X 0 0 0 GILBERT LESTER JR 2.00 X 0 0 0 0 0 0 0 0 0 0 EMPIRE BLUE CROSS BLUE SHIELD ONE LIBERTY PLACE NEW YORK NY 10006 CLAIMS ADMINISTRATION 648138 ANTHEM BLUE CROSS BLUE SHIELD 370 BASSETT ROAD NORTH HAVEN CT 06473 CLAIMS ADMINISTRATION 432038 AETNA INC PO BOX 13049 NEWARK NJ 07188 CLAIMS ADMINISTRATION 245552 SULLIVAN WARD ASHER & PATTON PC 25800 NORTHWESTERN HIGHWAY SOUTHFIELD MI 48075 LEGAL 100672 4 EMPLOYER CONTRIBUTIONS 525100 7749354 7749354 PARTICIPANT CONTRIBUTI 525100 166326 166326 COBRA CONTRIBUTIONS 525100 141236 141236 COBRA PREMIUM ASSISTAN 525100 129566 129566 8186482 487208 487208 15872519 15784392 88127 88127 88127 OTHER INCOME 900099 66366 66366 66366 8828183 8186482 0 641701 7171053 172063 102876 17001 100672 32715 16028 8928 26778 13256 66144 2385 8231 8615 TRUSTEE EXPENSES 6079 7752824 2720504 3483317 664047 633966 14167966 15209138 17552517 19326421 6012 1640 22125 22534 28137 24174 X 0 0 0 0 17524380 19302247 17524380 19302247 17552517 19326421 X 1075359 702508 X X 0 1 1 X 0 0 DUE TO PROFIT SHARING FUND 22534 22534 8828183 7752824 1075359 605781 96727 702508 1777867 9514663 605781 96727 702508 8812155 16028 16028 8828183 7736796 0 7736796 16028 16028 7752824 PART XI, LINE 8 - OTHER ADJUSTMENTS: TRANSFER OF NET ASSETS - MERGER SHEET METAL WORKERS LOCAL 38 VACATION FUND 96,727. PART XII, LINE 2D - OTHER ADJUSTMENTS: MERGER PROCEEDS 96,727. FORM 990, PART VI, SECTION B, LINE 11 SHEET METAL WORKERS UNION LOCAL 38 INSURANCE AND WELFARE FUND'S FORM 990 IS PREPARED BY ITS INDEPENDENT PUBLIC ACCOUNTANT WHO THEN FORWARDS THE COMPLETED FORM TO THE FUND' ADMINISTRATOR FOR REVIEW. THE ADMINISTRATOR THEN PRESENTS THE FORM 990 TO THE FUND'S GOVERNING BODY FOR REVIEW AND SIGNATURE. FORM 990, PART VI, SECTION C, LINE 19 SHEET METAL WORKERS UNION LOCAL 38 INSURANCE AND WELFARE FUND'S GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. CONTACT ADDRESSES FOR OFFICERS, DIRECTORS, ETC FORM 990, PART VII LAWRENCE STURGIS - 1 PAULDING STREET, ELMSFORD, NY 10523. DENNIS LAVOPA - 3590 ROUTE 9, COLD SPRING OFFICE PARK, COLD SPRING, NY 10516. STEPHEN SHAND - 39 PROSPECT STREET, WEST, NANUET, NY 10954. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 605,781. TRANSFER OF NET ASSETS - MERGER SHEET METAL WORKERS LOCAL 38 VACATION FUND 96,727. TOTAL TO FORM 990, PART XI, LINE 5: 702,508. FORM 990, PART XII, LINE 2C: SHEET METAL WORKERS UNION LOCAL 38 INSURANCE AND WELFARE FUND'S GOVERNING BODY IS RESPONSIBLE FOR OVERSIGHT OF THE FINANCIAL STATEMENT AUDIT AND SELECTION OF THE INDEPENDENT PUBLIC ACCOUNTANT THAT PERFORMS THE AUDIT. THERE HAS BEEN NO CHANGE FROM TEH PREVIOUS YEAR. SHEET METAL WORKERS UNION LOCAL 38 VACATION FUND 38 STARR RIDGE ROAD BREWSTER NY 10509 136109887 VEBA TRUST NY 501(C)(9) 0 SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING PLAN 38 STARR RIDGE ROAD BREWSTER NY 10509 133319872 PENSION FUND NY 401(A)/501(A) 0 SHEET METAL WORKERS UNION LOCAL 38 CRAFT TRAINING FUND 38 STARR RIDGE ROAD BREWSTER NY 10509 132622315 TRAINING FUND NY 501(C)(3) 0 ELMSFORD SHEET METAL WORKS INC 23 ARLO LANE CRTLANDT MANOR NY 10567 131705778 SHEET METAL FABRICATION NY C 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 SHEET METAL WORKERS LOCAL 38 CRAFT TRAINING FUND J 66144 FMV