2011-11-09T07:08:44-06:00 2010-12-31 JH COHN LLP 1212 6TH AVENUE NEW YORK NY 10036 990PF 2010-01-01 133407819 THOMAS L KEMPNER JR FOUNDATION THOM 2124464000 65 EAST 55TH STREET 19TH FLOOR NEW YORK NY 10022 THOMAS L KEMPNER 2124464000 2011-11-02 1 STEVE KREINIK CPA 2122970400 2010 2016-02-24 21:20:13Z X 40657578 X 6013323 29109 29109 2169662 961109 2146835 459792 456170 0 8671886 2632114 0 0 0 0 0 10500 5250 0 3750 24958 24208 0 750 35458 29458 0 4500 1296851 1296851 1332309 29458 0 1301351 7339577 2602656 0 751811 511021 511021 1230868 1316286 1435962 134005 134005 16621 26603252 36522679 38693974 251498 0 0 28971434 38483991 40657578 14231 475305 14231 475305 X 0 0 0 0 28957203 38008686 28957203 38008686 28971434 38483991 28957203 7339577 1756560 38053340 44654 38008686 STCG - THROUGH K-1S P 2010-12-31 2010-12-31 965955 965955 LTCG - THROUGH K-1S P 2010-12-31 2010-12-31 1063469 1063469 SECTION 1231 - THROUGH K-1S P 2010-12-31 2010-12-31 7722 7722 SECTION 1256 - THROUGH K-1S P 2010-12-31 2010-12-31 -19967 -19967 GAIN/LOSS PICKED UP ON 990T P 2010-12-31 2010-12-31 22827 -22827 -22827 SEE ATTACHED P 2010-12-31 2010-12-31 472942 381103 91839 91839 SEE ATTACHED P 2010-12-31 2010-12-31 488129 427523 60606 60606 LITIGATION PROCEEDS P 2010-12-31 2010-12-31 38 38 38 2146835 0 1139516 24211327 0.047065 921221 24989071 0.036865 1108179 25724456 0.043079 44735 21062925 0.002124 386027 18655627 0.020692 0.149825 0.029965 34387200 1030412 26027 1056439 1301351 X 26027 0 26027 0 26027 36819 25000 61819 35792 35792 0 0 0 0 0 0 0 0 0 1 1 0 1 1 NY 1 0 0 0 0 1 WWW.GUIDESTAR.ORG THOMAS KEMPNER JR 2124464000 65 EAST 55TH STREET 19TH FLOOR NEW YORK NY 10022 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 THOMAS KEMPNER JR 65 EAST 55TH STREET 19TH FLOOR NEW YORK NY 10022 2.00 0 0 0 KATHERYN C PATTERSON 65 EAST 55TH STREET 19TH FLOOR NEW YORK NY 10022 0.50 0 0 0 TREVOR KEMPNER 65 EAST 55TH STREET 19TH FLOOR NEW YORK NY 10022 0.50 0 0 0 THOMAS N KEMPNER 65 EAST 55TH STREET 19TH FLOOR NEW YORK NY 10022 0.50 0 0 0 NONE 0 NONE 0 NOT APPLICABLE 0 NOT APPLICABLE 0 0 392695 1397800 33120368 34910863 0 0 34910863 523663 34387200 1719360 1719360 26027 3233 29260 1690100 0 1690100 0 1690100 1301351 0 1301351 26027 1275324 1690100 1157906 0 0 1301351 1157906 0 0 143445 0 0 0 0 0 0 0 0 1546655 0 0 0 THOMAS KEMPNER JR X BLYTHEDALE 95 BRADHURST AVENUE VALHALLA NY 10595 NONE 501(C)(3) UNRESTRICTED GRANT FOR EXEMPT PURPOSES 5000 CENTRAL PARK CONSERVANCY 14 E 60TH ST NEW YORK NY 10022 NONE 501(C)(3) UNRESTRICTED GRANT FOR EXEMPT PURPOSES 100000 CHAPIN 100 EAST END AVENUE NEW YORK NY 10028 NONE 501(C)(3) UNRESTRICTED GRANT FOR EXEMPT PURPOSES 50000 COLUMBIA UNIVERSITY MEDICAL CENTER 630 WEST 168TH ST NEW YORK NY 10032 NONE 501(C)(3) UNRESTRICTED GRANT FOR EXEMPT PURPOSES 250000 PHOENIX COUNTRY DAY SCHOOL 3901 E STANFORD DR PARADISE VALLEY AZ 85253 NONE 501(C)(3) UNRESTRICTED GRANT FOR EXEMPT PURPOSES 41667 GIVING USA FOUNDATION 303 W MADISON ST STE 2650 CHICAGO IL 60606 NONE 501(C)(3) UNRESTRICTED GRANT FOR EXEMPT PURPOSES 184 YALE UNIVERSITY 433 TEMPLE ST NEW HAVEN CT 06511 NONE 501(C)(3) UNRESTRICTED GRANT FOR EXEMPT PURPOSES 800000 GRAMEEN AMERICA 1460 BROADWAY 10TH FL NEW YORK NY 10036 NONE 501(C)(3) UNRESTRICTED GRANT FOR EXEMPT PURPOSES 50000 1296851 0 900000 14 29109 900000 3622 14 456170 900000 22827 18 2146835 26449 2632114 0 2658563 0 0 0 0 0 0 0 0 0 0 X X 1 THOMAS L KEMPNER 65 EAST 55TH STREET 19TH FLOOR NEW YORK NY 10022 5950000 X 2 THOMAS L KEMPNER 65 EAST 55TH STREET 19TH FLOOR NEW YORK NY 10022 63323 X 2 893 SHARES OF MAPP (FMV $14,440) & 8,204 SHARES OF GBU (FMV $48,883) 63323 2010-12-31 PROFESSIONAL FEES 10500 5250 0 3750 VARIOUS BONDS - JPM 134005 16621 VARIOUS COMMON STOCK - JPM 222577 149995 VARIOUS COMMON STOCK - BRAVE WARRIOR 1093709 1285967 MHD MANAGEMENT COMPANY AT COST 7443599 7443599 M H DAVIDSON & CO. AT COST 10651583 11355308 AMERICAN REAL ESTATE PART(PREF AT COST 49243 49243 SKYLINE VENTURE PARTNERS AT COST 20251 20251 SKYLINE VENTURE PARTNERS II AT COST 30939 30939 DAVIDSON KEMPNER CAP MGMT LLC AT COST 212 212 ARBITER PARTNERS AT COST 4343695 4543695 SKYLINE VENTURE FUND III - PFD AT COST 50683 99294 DRAWBRIDGE SPECIAL FUND AT COST 84570 84570 SKYLINE VENTURE FUND III AT COST 88262 39651 HEARTLAND PARTNERS LP AT COST 73154 73154 FOREIGN CORP.-VAR. HEDGE FUNDS AT COST 2590480 3982650 SKYLINE VENTURE FUND IV AT COST 128198 128198 AQUILINE FINANCIAL AT COST 792215 792215 NEW CENTURY HOLDINGS XI AT COST 398784 591910 DK PRESIDIO AT COST 316 316 FOREIGN CURRENCY CONTRACTS AT COST 139904 139904 AQUILINE DRAGON FUND OFFSHORE AT COST 121276 121493 AQUILINE REAL ESTATE FUND LP AT COST 782158 782158 ABRAMS CAPITAL PARTNERS II AT COST 1028779 1128779 SKYLINE VENTURE PARTNERS V LP AT COST 181155 181155 MKW AT COST 391307 391307 AMERICAN SECURITIES PARTNERS AT COST 1016300 1016300 NCH AGRIBUSINESS PARTNERS AT COST 261895 261895 ICAHN ENTERPRISES AT COST 0 0 JCF III AIV I LP AT COST 168446 168446 ASP V ALTERNATE INVESTMENTS LP AT COST 156645 156645 HAWKEYE CAPITAL INSTITUTIONAL LP AT COST 1092325 1092325 JCF III AIV SRV AT COST 8269 8269 ASP FML CO-INVEST I AT COST 156002 156002 JCF III AIV II LP AT COST 168422 168422 MKW VENTURES LIMITED AT COST 580668 162725 DK GROUP AT COST 2522944 2522944 FINE CAPITAL AT COST 1000000 1000000 DUE FROM PARTNERSHIPS 251498 0 0 UNREALIZED APPRECIATION OF CONTRIBUTED SECURITIES 44654 BANK CHARGES 94 94 0 0 MARGIN INTEREST 252 252 0 0 NY DEPT OF LAW 750 0 0 750 MGMT/ADR FEES 23862 23862 0 0 OTHER INCOME THROUGH K-1'S 456170 456170 UBTI TAXES ON 990T 3622 0 UNREALIZED GAIN/LOSS & BOOK ADJ FROM K-1S 1756560 JC FLOWERS - NEGATIVE BASIS 14231 3067 DUE TO PARTNERSHIPS 0 472238