2011-11-14T08:11:43-08:00 2010-12-31 Hochschild Bloom & Co LLP CPAs 16100 Chesterfield Pkwy W 125 Chesterfield MO 630174829 990 2010-01-01 946114214 AMERICAN ASSOCIATION OF BIOANALYSTS AMER 3142411445 906 OLIVE STREET SUITE 1200 ST LOUIS MO 63101 DAVID F CARPENTER PHD 2011-11-14 Robert B Offerman CPA 6365329525 2010 2016-03-07 17:11:31Z 5298630 false false X WWW.AAB.ORG X 1956 CA SEE NOTE #1 ATTACHED 14 14 1 0 169786 7257 5424204 5239155 51726 50999 3333 1219 5649049 5298630 17517 20148 0 9600 7049 0 0 5818477 5485513 5845594 5512710 -196545 -214080 1820435 1784213 534258 624819 1286177 1159394 SEE NOTE #1 ATTACHED false false PRODUCTION AND DISSEMINATION OF EDUCATIONAL MATERIALS, MAINTENANCE OF PROFESSIONAL COMPENTENCY OF MEMBERS, AND PROVIDING A FORUM FOR THE EXCHANGE OF INFORMATION AND KNOWLEDGE false false true false true false false false false false false false false false false false false false false false false false false false false false false false true false false false false false false false false false false false false false false false false false true false false false false true 12 0 false 1 true false false false false false false false false false false false false false false false X 14 14 false true false false true true true true true true true true false false false false false false false false false false X BIRENBAUM ASSOCIATES 3142411445 906 OLIVE ST SUITE 1200 ST LOUIS MO 631011434 TAMARA BISHOP SCHWARTZ 1.00 X 0 0 0 SUSAN M TARCHALA TS 1.00 X 0 0 0 SUSAN M MILLER MT 1.00 X 0 0 0 Shirley L Lovelace MT 1.00 X 0 0 0 SHARON MOCK MT 1.00 X 0 0 0 SAMUEL H LEGETT III MT 1.00 X 0 0 0 RICHARD VANCE 1.00 X X 0 0 0 RICHARD R JONES MT 1.00 X 0 0 0 RICHARD R JONES MT 1.00 X 0 0 0 PAT LANZA 1.00 X 0 0 0 NICHOLAS T SERAFY JR 1.00 X 0 0 0 NANCY L MATSON MT 1.00 X 0 0 0 MICHAEL J MUZILLO DSC BLM M 1.00 X 0 0 0 MARILYN SUELLA MOORE MT 1.00 X 0 0 0 LEAH GILLIS PHD HCLD 1.00 X 0 0 0 LANNY H MA 1.00 X 0 0 0 JUDITH E YOUREE 1.00 X X 0 0 0 JOSEPH D MUSTO PHD BCLD 1.00 X 0 0 0 JOHNNIE L JACKSON MT 1.00 X 0 0 0 JOHN A BOFFA HCLD 1.00 X 749 0 0 JOAN FULK MT 1.00 X 0 0 0 IRENE G ZACHARCZUK GS MT 1.00 X 0 0 0 Dolores J Lamb PhD HCLD 1.00 X 0 0 0 DEAN MORBECK PHD HCLD 1.00 X 0 0 0 DAVID F CARPENTER PHD 1.00 X X 0 0 0 CAROL MARIE KANGAS MT 1.00 X 0 0 0 BURTON W WILCKE JR PHD 1.00 X 0 0 0 BROOKS KEEL PHD HCLD 1.00 X 2550 0 0 BARRY R BEHR PHD HCLDELD 1.00 X 0 0 0 BARBARA K TIMM ELDTS 1.00 X 0 0 0 ANNETTE IACONO 1.00 X X 0 0 0 ALVIN M SALTON BS MBA HCLD 4.00 X 3750 0 0 7049 0 false false false PROFICIENCY TESTING SERVICES 205 WEST LEVEE BROWNSVILLE TX 785205596 TESTING SERVICE 4040890 DRINKER BIDDLE & REATH LLP ONE LOGAN SQUARE PHILADELPHIA PA 19103 Legal services 201301 BIRENBAUM & ASSOCIATES 906 OLIVE STREET SUITE 1200 ST LOUIS MO 63101 MANAGEMENT COMPANY 648974 3 7257 7257 PROFICIENCY TESTING SVC 4500746 4500746 Membership Dues & Assessments 372213 372213 CONVENTIONS & SEMINARS 160666 160666 CERTIFICATION/EXAM FEES 133666 133666 BROCHURES & MANUALS 55045 55045 16819 16819 5239155 50971 50971 0 0 0 28 28 28 28 0 0 0 ROYALTIES 524113 1219 1219 1219 5298630 5239183 52190 0 20148 0 0 7049 0 0 0 0 0 648974 269395 21500 20001 0 300 0 14259 10321 10490 0 0 0 0 168872 0 0 0 9223 PROFICIENCY TESTING SVC COST 4040890 PROFICIENCY TESTING PRG APPROV 42920 Printing and Publications 33463 EXAMINATION DEVEL/ ADMIN 42834 CONTINUING EDUCATION Maint/red 59698 92373 5512710 0 0 0 87287 104289 761046 621540 0 10756 1207 0 0 0 0 36279 18181 0 919170 1034119 0 0 0 5897 4877 1820435 1784213 144947 185209 389311 439610 534258 624819 X 1101294 963219 184883 196175 1286177 1159394 1820435 1784213 X -214080 87297 X true false true X false false 5000 false false false false 372213 20001 20001 20001 true X 0 0 SCHOLARSHIPS 11 11500 CASH VALUE DONATIONS 8 8648 CASH VALUE Form 990, Part VI, Line 19 Form 990, Part VI, Line 19: Other Organization Documents Publicly Available UPON REQUEST A COPY OF THE ORGANIZATION'S TAX RETURN (FORM 990) WILL BE MADE AVAILABLE FOR INSPECTION FOR A PERIOD OF THREE YEARS FROM THE DATE IS REQUIRED TO BE FILED. Form 990, Part VI, Line 9 Form 990, Part VI, Line 9: Officer, Director, Trustee, Key Employee Mailing Address (1)AAB NATIONAL BOARD OF DIRECTORS: (A)PRESIDENT - DAVID F. CARPENTER, PH.D.- 21 Brighton Road, SPRINGFIELD, IL 62702-3361 (B)PRESIDENT-ELECT - RICHARD VANCE - WESTERN HEALTH SCIENCES, 21018 OSBORNE STREET, CANOGA PARK, CA 91304-1786 (C)SECOND VICE PRESIDENT - JUDITH E. YOUREE - 6521 GRAZING LANE, ODESSA, FL 33556 (D)SECOND VICE PRESIDENT - ANNETTE IACONO - BROOKSIDE CLINICAL LABORATORY INC. - 4000 EDGEMONT AVENUE, BROOKHAVEN, PA 19015-2211 (E)SECRETARY/TREASURER - ANNETTE IACONO - BROOKSIDE CLINICAL LABORATORY INC. - 4000 EDGEMONT AVENUE, BROOKHAVEN, PA 19015-2211 (F)AAB MANAGER REPRESENTATIVE - BARBARA KAY TIMM, ELD/TS (ABB) - HEARTLAND CENTER FOR REPRODUCTIVE MEDICINE, 7308 S. 142ND STREET, OMAHA, NE 68138-6804 (G)AAB SUPERVISOR REPRESENTATIVE - SUSAN M. TARCHALA, TS (ABB) - 5413 N. NATCHEZ AVE., CHICAGO, IL 60656-2216 (H)AAB REGIONAL ADMINISTRATIVE SECRETARIES: (1)BARRY R. BEHR, PH.D., HCLD/ELD (ABB) - 900 WELCH RD., SUITE 14, PALA ALTO, CA 94304 (2)JOSEPH D. MUSTO, PH.D., BCLD (ABB) - 8 DONNELLY DRIVE, DOVER, MA 02030-1716 (3)TAMARA BISHOP SCHWARTZ - 780 LAKEPOINT, CHANHASSEN, MN 55317-9284 (4)Dolores J. Lamb, PH.D., HCLD (ABB) - Baylor College of Medicine, Dept. of Urology, 1 Baylor Plaza, N730, Houston, TX 77030-3498 (I)CHAIR-PTS - NICHOLAS T. SERAFY, JR.- AAB PROFICIENCY TESTING SERVICE, 205 WEST LEVEE STREET, BROWNSVILLE, TX 78520-5596 (J)AMS LIAISON REPRESENTATIVE ON AAB BOARD - Susan M. Miller, MT (AAB) - 430 East Salter Road, Unity, WI 54488-9698 (K)CHAIR-CRB SECTION - DEAN MORBECK, PHD, HCLD (ABB) - 2398 CRIMSON RIDGE CIR, ROCHESTER, MN 55901-2957 (L)CHAIR-EBPH SECTION - LEAH GILLIS, PHD, HCLD (ABB) - FLORIDA DEPARTMENT OF HEALTH, BUREAU OF LABORATORIES - 1325 NW 14TH AVENUE, MIAMI, FL 33125 (M)CHAIR-NILA - PAT LANZA - 2 CHINA LANE, POQUOTT, NY 11733(2)AAB BOARD OF REGISTRY: (A)CHAIR- MICHAEL J. MUZZILLO, D.SC., BLM (ABB), MT (AAB) - VALLEY WEST COMMUNITY HOSPITAL, 11 EAST PLEASANT STREET, SANDWICH, IL 60548-1100 (B)VICE CHAIR - ALVIN M. SALTON, HCLD (ABB) - P.O. BOX 478, WHITE LAKE, NY 12786 (C)MEMBERS- (1)JOHN A. BOFFA, HCLD (ABB) - 239 LARCHWOOD COURT, HOWELL, NJ 07731-3017 (2)RICHARD R. JONES, MT (AAB) - 2625 NEVELS ROAD, COLLEGE PARK, GA 30349-4815 (3)BROOKS KEEL, PH.D., HCLD (ABB) - GEORGIA SOUTHERN UNIVERSITY, PRESIDENT'S OFFICE, P.O. BOX 8033, STATESBORO, GA 30460 (4)NANCY L. MATSON, MT (AAB) - 417 BLUE WATER DRIVE, HOLLY, MI 48442-8631 (5)MARILYN SUELLA MOORE, MT (AAB) - 130 NORTH DRIVE, MT. CARMEL, IL 62863 (6)BURTON W. WILCKE, JR., PH.D. - UNIV OF VT-DEPARTMENT OF MEDICAL LABORATORY AND RADIATION SCIENCES, 302 ROWELL BUILDING, 106 CARRIGAN DRIVE, BURLINGTON, VT 05405-0068(3)AMS ADMINISTRATIVE BOARD: (A)CHAIR - SUSAN M. MILLER, MT (AAB) - 430 EAST SALTER ROAD, UNITY, WI 54488-9698 (B)CHAIR-ELECT - SAMUEL H. LEGGETT, MT (AAB) - 1716 ALEX COCKMAN ROAD, PITTSBORO, NC 27312-8382 (C)SECRETARY/TREASURER - RICHARD R. JONES,SR., MT (AAB) - 2625 NEVELS ROAD, COLLEGE PARK, GA 30349-4815 (D)BOARD MEMBERS REGISTRANT CLASS: (1)Shirley L. Lovelace, MT (AAB) - 10820 Fairview Blvd. S.W., Port Orchard, WA 98367-9422 (2)JOAN M. FULK, MT (AAB) - PRIMROSE OBGYN - 1000 E. PRIMROSE #270, SPRINGFIELD, MO 65807-5177 (3)CAROL MARIE KANGAS, MT (AAB) - 1454 SOUTH COMMERCE ROAD, WALLED LAKE, MI 48390-2414 (4)JOHNNIE L. JACKSON, MT (AAB) - 3850 Q ST SE, WASHINGTON, DC 20020-1055 (5)IRENE G. ZACHARCZUK, MT (AAB) - 16881 CHESTNUT STREET, YORBA LINDA, CA 92886-1503 (6)SHARON MOCK, MT (AAB) - 1245 STRIPER DRIVE, MANNING, SC 291022-7727 (E)BOARD MEMBER REGULAR CLASS: (1)LANNY H. MA - 288 MERRISON STREET, TEANECK, NJ 07666-3439 (F)AAB LIASION REP ON AMS BOARD - DAVID F. CARPENTER, PHD - 21 BRIGHTON RD, SPRINGFIELD, IL 62702-3361 Form 990, Part VI, Line 11 Form 990, Part VI, Line 11: Form 990 Review Process FORM 990 IS PREPARED BY THE CERTIFIED PUBLIC ACCOUNTING FIRM THAT PREPARES THE ANNUAL FINANCIAL REPORTS FOR THE ORGANIZATION. THE FORM IS THEN PROVIDED TO THE MANAGER AND BOOKKEEPER FOR THE MANAGEMENT COMPANY, BIRENBAUM & ASSOCIATES, FOR REVIEW. THE BOOKKEEPER AND MANAGER REVIEW THE RETURN AND COMPARE IT TO THE PREPARED FINANCIAL STATEMENTS THAT WERE PRESENTED TO AND APPROVED BY THE BOARD AT THE ANNUAL BOARD MEETINGS AND ANY OTHER SUPPORTING DOCUMENTATION. THE MANAGER SUGGESTS ANY CHANGES OR OBTAINS ANY NECESSARY EXPLANATIONS. THE RETURN IS THEN SIGNED BY THE ORGANIZATIONS SECRETARY/TREASURER AND THE RETURN IS THEN ELECTRONICALLY SUBMITTED TO THE IRS. COPIES OF THE RETURN ARE MAINTAINED AT BIRENBAUM & ASSOCIATES. Form 990, Part VI, Line 7a Form 990, Part VI, Line 7a: How Members or Shareholders Elect Governing Body THE ORGANIZATION HAS A NOMINATING COMMITTEE MADE UP OF RECENT AND CURRENT BOARD MEMBERS. THE COMMITTEE SUBMITS A LIST OF QUALIFIED CANDIDATES FOR BOARD APPROVAL. INTERESTED CANDIDATES IN GOOD STANDING WITH THE ORGANIZATION ARE ALLOWED TO BE PART OF THE ELECTION. CURRENT ORGANIZATION MEMBERS ARE ALLOWED TO VOTE IN THE SCHEDULED ELECTIONS. ELECTION TERMS ARE OUTLINED IN THE ORGANIZATION'S BYLAWS. Form 990, Part VI, Line 6 Form 990, Part VI, Line 6: Explanation of Classes of Members or Shareholder THE ORGANIZATION IS COMPRISED OF SEVERAL MEMBER ORGANIZATIONS, EACH WITH THEIR OWN GOVERNING BODIES AND MEMBERS. OPERATIONS OF ALL ORGANIZATIONS ARE GOVERNED BY THE ORGANIZATIONS BYLAWS. MEMBERS OF THE ORGANIZATIONS ELECT THE GOVERNING BODIES. DIFFERENT CATEGORIES OF MEMBERSHIP EXIST WITHIN THE MAIN CATEGORIES OF INDIVIDUAL AND CORPORATE. INDIVIDUAL MEMBERSHIP IS COMPRISED OF REGULAR, SPECIAL, ASSOCIATE, STUDENT, AND AFFILIATE MEMBERS AND CORPORATE MEMBERSHIP IS COMPRISED OF LABORATORY (ENTITIES THAT PROVIDE CLINICAL OR BIOANALYTICAL LABORATORY SERVICES AND THAT HAVE GROSS REVENUES LESS THAN $500 MILLION AND WHOSE APPLICATION HAS BEEN APPROVED BY THE BOARD ARE ALLOWED TO HAVE TWO REGULAR INDIVIDUAL MEMBERS WHO MUST BE EXECUTIVE OFFICERS OF THE MEMBER LABORATORY) AND SUSTAINING MEMBERSHIP (ENTITIES THAT MANUFACTURE, PRODUCE, DISTRIBUTE, SELL, OR LEASE PRODUCT, SUPPLIES, EQUIPMENT, OR SERVICES TO LABORATORIES, AND THAT EVIDENCE A SERIOUS INTEREST IN THE ACTIVITIES OF THE ORGANIZATION). INDIVIDUAL MEMBERS MUST BE ONE OF THE FOLLOWING: (1) DIRECTORS - LICENSED, QUALIFIED DIRECTOR OF A CLINICAL, BIOANALYTICAL, OR ENVIRONMENTAL LABORATORY; (2) OWNER MEMBERS - PERSONS HAVING 10% OR MORE OWNERSHIP SHARE OR FINANCIAL INTEREST IN A CLINICAL OR BIOANALYTICAL LABORATORY OR THE PARENT COMPANY OF A CLINICAL OR BIOANALYTICAL LABORATORY; (3) EXECUTIVE OFFICERS - INDIVIDUALS WHO ARE EXECUTIVE OFFICERS OF A CLINICAL OR BIOANALYTICAL LABORATORY THAT IS A MEMBER OF THE NILA SECTION OF THE ORGANIZATION; (4) MANAGERS - PERSONS HAVING LESS THAN 10% OWNERSHIP SHARE OR FINANCIAL INTEREST IN A LABORATORY OR PARENT COMPANY OF A LABORATORY, WHO DOES NOT QUALIFY AS A DIRECTOR, CONSULTANT, OR SUPERVISOR UNDER 1988 CLIA (CLINICAL LABORATORY IMPROVEMENT AMENDMENTS) REGULATIONS; (5) SUPERVISORS - INDIVIDUAL WHO IS QUALIFIED AS A LABORATORY SUPERVISOR UNDER THE CLIA 1988 REGULATIONS OR INDIVIDUAL WHO IS CERTIFIED AS A SUPERVISOR BY THE AMERICAN BOARD OF BIOANALYSIS OR ANOTHER NATIONAL CERTIFYING AGENCY; (6) FACULTY MEMBERS - DIRECTORS, MANAGERS, AND SUPERVISORS WHO ARE FULL-TIME UNIVERSITY FACULTY MEMBERS WITH TEACHING RESPONSIBILITIES IN THE BIOANALYTICAL SCIENCES; (7) ARMED FORCES - DIRECTORS, MANAGERS, AND SUPERVISORS WHO ARE FULL-TIME ACTIVE-DUTY MEMBERS OF THE US ARMED FORCES; AND (8) SPECIAL MEMBERS - AS DEFINED BY ONE OF THE FOLLOWING CATEGORIES: (A) EMERITUS MEMBER - REGULAR MEMBER WHO IS NO LONGER ACTIVELY ENGAGED IN PROFESSIONAL OR BUSINESS ENDEAVORS AND WHO HAS BEEN A REGULAR MEMBER FOR 10 OR MORE YEARS; (B) HONORARY MEMBER - INDIVIDUAL WHOSE ACHIEVEMENTS ENTITLE HIM/HER TO SPECIAL RECOGNITION BY THE ORGANIZATION MAY BE NOMINATED FOR ELECTION AS AN HONORARY MEMBER; (C) INACTIVE MEMBER - REGULAR MEMBER WHO HAS LEFT THE FIELD OF BIOANALYSIS FOR ANOTHER FIELD OF ENDEAVOR, BUT WHO WISHES TO RETAIN AFFILIATION WITH THE ORGANIZATION; (D) LIFE MEMBER - REGULAR MEMBER WHOSE CONTRIBUTIONS TO THE ORGANIZATION MERIT RECOGNITION BY THE AWARD OF A LIFETIME MEMBERSHIP; AND (E) SUPPORTING MEMBER - INDIVIDUAL EVIDENCING A SERIOUS INTEREST IN THE ACTIVITIES OF THE ORGANIZATION. Form 990, Part VI, Line 3 Form 990, Part VI, Line 3: Description of Delegated Duties to Management Company THE MANAGEMENT COMPANY, BIRENBAUM & ASSOCIATES, PROVIDES THE BASIC PERSONNEL, FACILITIES, AND ADMINISTRATIVE SERVICES TO CARRY ON THE AFFAIRS OF THE ORGANIZATION, INCLUDING RECORD KEEPING, COMMUNICATIONS, BANKING, THE ANNUAL CONFERENCE ARRANGEMENTS, AND OTHER BASIC FUNCTIONS NECESSARY TO CARRY ON THE DAY-TO-DAY ACTIVITIES OF THE ORGANIZATION. Client Note 1 - NOTE #1:PART I; LINE 1 AND PART III; LINE 1 ORGANIZATION'S MISSIONTHE ORGANIZATION IS COMMITTED TO THE PURSUIT OF EXCELLENCE IN CLINICAL LABORATORY SERVICES BY ENHANCING THE PROFESSIONAL SKILLS OF EACH OF ITS MEMBERS; PROMOTING MORE EFFICIENT AND PRODUCTIVE OPERATIONS; OFFERING EXTERNAL QUALITY CONTROL PROGRAMS; COLLABORATING WITH OTHER PROFESSIONAL ASSOCIATIONS AND GOVERNMENTAL AGENCIES; PROMOTING SAFE LABORATORY PRACTICES; AND EDUCATING LEGISLATORS, REGULATORS, AND THE GENERAL PUBLIC ABOUT CLINICAL LABORATORY TESTS AND PROCEDURES.NOTE #2:SUPPLEMENT TO PART VIII; LINE 7 - SECURITIES REALIZED GAINS/LOSSES: #SH/FACE SELLING GAIN/ VALUE PRICE COST (LOSS) ---------- ------- -------- -------GNMA - COLL XS OF BASIS N/A 28 - 28 -------- -------- -------TOTAL $28 $- $28 ======== ======== ======= AMERICAN BOARD OF BIOANALYSIS 906 OLIVE STREET 1200 ST LOUIS MO 631011434 237110975 PROFESSIONAL CERTIFICATION & IMPROVEMENT MO 6 N/A false false false false false false false false false false false true false false false false false false false