2011-11-15T13:23:14-06:00 2010-12-31 LOEB & TROPER LLP 655 THIRD AVENUE 12TH FLOOR NEW YORK NY 10017 990 2010-01-01 111679599 ST MARY'S HOSPITAL FOR CHILDREN INC STMA 7182818835 29-01 216TH STREET BAYSIDE NY 11366 PINCUS ZAGELBAUM 7182818835 2011-11-14 1 FREDERICK H ROTHMAN 2128674000 2010 2016-03-07 17:11:31Z PINCUS ZAGELBAUM 29-01 216TH STREET BAYSIDE NY 11366 114606035 0 X WWW.STMARYSKIDS.ORG X 1930 NY TO PROVIDE HEALTHCARE FOR PHYSICALLY CHALLENGED CHILDREN 6 3 908 0 0 0 2454819 5339114 87987311 85139124 406832 1662769 643133 858918 91492095 92999925 0 0 0 0 48664036 48931491 0 0 0 41670507 39806324 90334543 88737815 1157552 4262110 67714345 81718622 27967625 36227166 39746720 45491456 X ST. MARY'S HOSPITAL FOR CHILDREN IS COMMITTED TO IMPROVING THE HEALTH AND QUALITY OF LIFE FOR CHILDREN AND FAMILIES WITH SPECIAL NEEDS. WE HAVE GROWN INTO A NATIONALLY RECOGNIZED PROVIDER OF SPECIALIZED INPATIENT AND COMMUNITY SERVICES FOR CHILDREN WITH COMPLEX HEALTH CARE NEEDS REQUIRING MEDICAL, REHABILITATION, PSYCHOLOGICAL AND DEVELOPMENTAL INTERVENTION. IN RECENT YEARS, WE HAVE DEVELOPED INTO A HYBRID OF SUB-ACUTE AND LONG-TERM CARE THROUGH THE GROWTH OF HIGHLY SPECIALIZED, TECHNOLOGICALLY SOPHISTICATED POST-ACUTE SERVICES. 0 0 30693550 29253569 SEE SCHEDULE O INPATIENT SERVICES - FOLLOWING HOSPITALIZATIONS FOR SERIOUS ILLNESS OR INJURY OR WHEN SPECIALIZED CARE IS NEEDED, CHILDREN AND THEIR FAMILIES COME TO ST. MARY'S HOSPITAL FOR CHILDREN TO RECEIVE EXCEPTIONAL CARE, TO HEAL, AND TO THRIVE.CHILDREN WITH SPECIAL HEALTHCARE NEEDS FROM BIRTH TO AGE EIGHTEEN RECEIVE COMPLEX INPATIENT MEDICAL CARE AND INTENSIVE REHABILITATION. ST. MARY'S BROAD ARRAY OF INPATIENT PROGRAMS AND SERVICES ARE DESIGNED TO PROVIDE THE MOST GOAL-ORIENTED MEDICAL CARE THAT ADDRESSES ALL ASPECTS OF THE HEALING PROCESS, WHILE ENCOURAGING GROWTH AND INDEPENDENCE. MULTIDISCIPLINARY TEAMS OF PEDIATRIC SPECIALISTS IN MEDICINE, NURSING, REHABILITATION, PSYCHOLOGY, SOCIAL WORK, AND CHILD DEVELOPMENT COORDINATE EACH CHILD'S INDIVIDUALIZED CARE PLAN TO ENSURE OPTIMAL OUTCOMES.ST. MARY'S STRIVES TO HELP KIDS BE KIDS. IN ADDITION TO RECEIVING MEDICAL CARE AND REHABILITATION THERAPIES WHILE AT OUR FACILITY, CHILDREN ATTEND SCHOOL, PARTICIPATE IN ONSITE AND OFF-CAMPUS RECREATIONAL ACTIVITIES, AND ARE ENCOURAGED TO SOCIALIZE, PLAY, AND REGAIN THEIR INDEPENDENCE.SERVICES INCLUDE:REHABILITATION (PT, OT, SPEECH); COMPREHENSIVE PEDIATRIC/ADOLESCENT MEDICAL CARE; SPECIALIZED SKILLED NURSING; NUTRITIONAL/FEEDING THERAPY ; PSYCHOLOGICAL SERVICES ; NEUROPSYCHOLOGY ; INFANT STIMULATION ;SOCIAL WORK ; EARLY INTERVENTION AND EARLY EDUCATION ; PS 23 ON-SITE PUBLIC SCHOOL; PARENT/FAMILY TRAINING PROGRAMS ; HEALING ARTS AND THERAPEUTIC ACTIVITIES; PASTORAL CARE; PALLIATIVE CARE ;RESPITE CARE; COMPLEMENTARY CARE; WOUND CARE 30922678 45002129 SEE SCHEDULE O HOME AND COMMUNITY BASED SERVICES - ST. MARY'S BELIEVES THAT IN MOST CASES, HOME IS THE MOST APPROPRIATE CARE DELIVERY SETTING FOR CHILDREN TO HEAL AND THRIVE. ST. MARY'S PIONEERED THE FIRST HOME CARE PROGRAM FOR CHILDREN IN NEW YORK OVER 25 YEARS AGO, AND TODAY STILL REMAINS THE LARGEST AND MOST COMPREHENSIVE PROVIDER OF SERVICES TO CHILDREN WITH SPECIAL HEALTHCARE NEEDS. OVER THE YEARS, WE HAVE ENHANCED OUR PROGRAMS TO INCLUDE BOTH LONG- AND SHORT-TERM SERVICES THROUGH A VAST NETWORK OF HOME AND COMMUNITY PROGRAMS.THE CHILDREN WE SERVE IN THEIR HOMES AND COMMUNITIES ARE SOME OF THE MOST MEDICALLY FRAGILE, WHO WOULD OTHERWISE REQUIRE HOSPITALIZATION OR RESIDE IN FACILITIES. THEIR DIAGNOSES RUN THE GAMUT OF CHILDHOOD SEVERE ILLNESSES INCLUDING COMPLICATIONS OF PREMATURITY, GENETIC DISORDERS, NEURO-DEVELOPMENTAL DISORDERS, NEURO-MUSCULAR DISORDERS, TRAUMATIC BRAIN INJURY, AIDS, CANCER, RESPIRATORY DISORDERS, AND VENTILATOR DEPENDENCE.OUR SERVICES INCLUDE COMBINATIONS OF PROFESSIONAL HEALTHCARE SERVICES AND LIFE ASSISTANCE SERVICES THAT ARE TAILORED TO MEET THE NEEDS OF OUR FAMILIES. SERVICES MAY INCLUDE MEDICAL OR PSYCHOLOGICAL CARE, NURSING CARE, REHABILITATION THERAPIES, PERSONAL CARE ASSISTANCE, HOME HEALTH AIDES, WOUND CARE, MEDICATION MANAGEMENT, PAIN MANAGEMENT, DISEASE EDUCATION AND MANAGEMENT, PASTORAL CARE, COMPLEMENTARY CARE, EQUIPMENT NEEDS, HOME MODIFICATIONS, AND COORDINATION OF CARE.ST. MARY'S PROVIDES SERVICES TO CHILDREN AND THEIR FAMILIES WHO RESIDE IN DIVERSE COMMUNITIES WITH A RANGE OF SOCIOECONOMIC STATUS, FAMILY STRUCTURES, CULTURES AND ENVIRONMENTS. WE SPEAK THEIR LANGUAGE: ITALIAN, SPANISH, RUSSIAN, CANTONESE, MANDARIN, TAIWANESE, TWI AND GHA. EIGHTY PERCENT OF THESE FAMILIES HAVE LOW INCOMES; MANY STRUGGLE TO PAY FOR RENT, FOOD, CLOTHING AND MEDICINE. ST. MARY'S INTRODUCED AN INNOVATIVE MOBILE PROGRAM TO THE NY METRO AREA, BRINGING A TEAM OF MULTI-DISCIPLINARY THERAPISTS AND NURSES TO JOINTLY EVALUATE AND CARE FOR A CHILD, IN PARTICULAR FOR THOSE IN DIFFICULT TO SERVE NEIGHBORHOODS. ALL THESE HOME AND COMMUNITY BASED PROGRAMS AND SERVICES ARE DESIGNED TO OPTIMIZE QUALITY OF LIFE AND ENABLE THE CHILD AND FAMILY TO REMAIN TOGETHER WITHIN THEIR COMMUNITY AND IN THE LEAST RESTRICTIVE ENVIRONMENT. 14601461 10883426 SEE SCHEDULE O EARLY INTERVENTION - AS ONE OF THE LARGEST EARLY INTERVENTION (EI) PROVIDERS IN NEW YORK CITY, ST. MARY'S HAS NEARLY FIFTEEN YEARS OF EXPERIENCE PROVIDING EI SERVICES IN ALL FIVE BOROUGHS OF NEW YORK , NASSAU, SUFFOLK AND WESTCHESTER COUNTIES. ON AN ANNUAL BASIS, ST. MARY'S EVALUATES OVER 1,800 CHILDREN AGES THREE AND UNDER. OUR MULTIDISCIPLINARY TEAMS PROVIDE NUTRITION SERVICES, OCCUPATIONAL AND PHYSICAL THERAPY, SPECIAL INSTRUCTION, SPEECH AND LANGUAGE PATHOLOGY, AND VISION THERAPY TO APPROXIMATELY 1,600 ELIGIBLE CHILDREN. SINCE THE PROGRAM'S INCEPTION, THE NUMBER OF EI CHILDREN AT ST. MARY'S HAS GROWN AT AN AVERAGE ANNUAL RATE OF 28%. ST. MARY'S PROFESSIONALS WORK WITH ELIGIBLE CHILDREN TO MAXIMIZE THEIR POTENTIAL, BY ADDRESSING THEIR PHYSICAL, COGNITIVE, COMMUNICATION, SOCIAL/EMOTIONAL AND ADAPTIVE NEEDS, INCLUDING HELPING FAMILIES LEARN THE BEST WAYS TO SUPPORT THEIR CHILDREN. WE CREATE SPECIFIC CARE PLANS FOCUSED AROUND THEIR NEEDS TO FOSTER IMPROVED FAMILY AND CHILD FUNCTIONING. OUR SCOPE OF SERVICES INCLUDES HOME/COMMUNITY BASED, FACILITY-BASED, GROUP DEVELOPMENTAL INTERVENTION, PARENT-CHILD GROUP AND FAMILY/CAREGIVER SUPPORT GROUP. SERVICES PROVIDED INCLUDE: PHYSICAL, OCCUPATIONAL AND SPEECH THERAPY, SPECIAL EDUCATION , SOCIAL WORK ,NUTRITIONAL SERVICES, CORE AND SUPPLEMENTAL EVALUATIONS, GROUP SUPPORT (PARENT AND CHILD), SERVICE COORDINATION, ASSISTIVE TECHNOLOGY, AUGMENTATIVE COMMUNICATION EVALUATIONS ST. MARY'S PROVIDES SERVICES TO CHILDREN AND THEIR FAMILIES WHO RESIDE IN DIVERSE COMMUNITIES WITH A RANGE OF SOCIOECONOMIC STATUS, FAMILY STRUCTURES, CULTURES AND ENVIRONMENTS. WE SPEAK THEIR LANGUAGE: ITALIAN, SPANISH, RUSSIAN, CANTONESE, MANDARIN, TAIWANESE, TWI AND GHA. OUR EI POPULATION IS 40% LATINO, 35% AFRICAN AMERICAN, 15% CAUCASIAN, AND 10% ASIAN. EIGHTY PERCENT OF THESE FAMILIES HAVE LOW INCOMES; MANY STRUGGLE TO PAY FOR RENT, FOOD, CLOTHING AND MEDICINE. ST. MARY'S INTRODUCED AN INNOVATIVE MOBILE EVALUATION PROGRAM TO THE NY METRO AREA BRINGING A TEAM OF MULTI-DISCIPLINARY THERAPISTS AND EDUCATORS TO JOINTLY EVALUATE A CHILD, IN PARTICULAR FOR THOSE IN DIFFICULT TO SERVE NEIGHBORHOODS. THE PROGRAM SPEEDS UP THE EVALUATION PROCESS AND PROVIDES A THOROUGH, COLLABORATIVE EVALUATION IN JUST ONE VISIT. 76217689 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 X 68 0 1 908 1 0 1 CJ BD VI 0 0 0 0 0 0 0 0 X 6 3 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 0 0 0 0 NY X PINCUS ZAGELBAUM 7182818579 5 DAKOTA DRIVE SUITE 308 NEW HYDE NY 11042 X JEFFREY K FRERICHS 1.00 X X 0 226574 8228 EDWIN SIMPSER 1.00 X X 0 438718 48660 PINCUS D ZAGELBAUM 1.00 X X 0 267764 32255 STEPHEN BRENT WELLS 1.00 X X 0 0 0 BERNARD HABER 1.00 X 0 0 0 CINDY JOHNSON 1.00 X 0 0 0 EILEEN CHISARI 1.00 X 0 272857 25977 HOPE M ILICETO 1.00 X 0 184470 9370 VIVIAN BABIN 37.50 X 184230 0 7634 KATHRYN A LANG 37.50 X 164596 0 138 AUDREY B BERMAN-DAVIDOWITZ 37.50 X 153038 0 31285 LINDA MEGALLY 37.50 X 152556 0 25502 DAWN OAKLEY 37.50 X 151874 0 14027 ELVIRA FARDELLA-ROVETO 37.50 X 142126 0 1212 948420 1390383 204288 6 0 1 0 SMH ADMINISTRATIVE SERVICES INC 29-01 216TH STREET BAYSIDE NY 11360 MANAGEMENT 12107718 UTOPIA HOME CARE 60 E MAIN STREET KINGS PARK NY 11754 HOME CARE AIDES 2298459 ST MARY'S COMMUNITY CARE PROFESSIONAL 5 DAKOTA DRIVE SUITE 308 NEW HYDE PARK NY 11042 HOME CARE AIDES 1492209 UNLIMITED CARE INC 222 BLOOMINGDALE ROAD WHITE PLAINS NY 10605 HOME CARE AIDES 847815 LOVING HOME CARE 350 5TH AVE SUITE 827 NEW YORK NY 10118 HOME CARE AIDES 831334 20 4874819 464295 5339114 HOME AND COMMUNITY BAS 623000 45002129 45002129 INPATIENT SERVICES 623000 29253569 29253569 EARLY INTERVENTION 623000 10883426 10883426 85139124 495773 495773 49328 49328 0 0 22697999 25779 21550745 6037 1147254 19742 1166996 1166996 MISCELLANEOUS INCOME 900099 653346 653346 MEAL INCOME 900099 152739 152739 MEDICAL RECORDS 900099 52833 52833 858918 92999925 85139124 0 2521687 191864 191864 39058347 31505917 7552430 1176740 950746 225994 5595508 4492485 1103023 2909032 2335517 573515 170357 170357 202960 202960 197820 197820 94058 94058 3749674 3594549 155125 71063 71063 4608398 4461717 146681 44471 44471 1682906 1682906 360684 360684 51946 40923 11023 524000 524000 1942413 1942413 1456057 1456057 THERAPY AND OTHER MEDIC 21582512 21582512 NYS ASSESSMENT EXPENSE 2169972 2169972 BAD DEBT EXPENSE 780004 780004 OTHER DIRECT EXPENSES 117029 117029 88737815 76217689 12520126 0 2796959 1856400 1766784 652224 13178114 11904186 13346626 18650640 801594 430760 51604883 26052030 15233703 25552853 13446309 17352557 7144256 5319002 67714345 81718622 10265280 10029714 77961 249697 15068413 23131346 2555971 2816409 27967625 36227166 X 37915310 41128644 1831410 4362812 39746720 45491456 67714345 81718622 X 4262110 1482626 X X 0 1 1 X 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 1 182860 0 1 14960 197820 0 EXPLANATION OF OTHER LOBBYING ACTIVITIES: PART II-B, LINE 1I: LOBBYING PORTION OF ASSOCIATION DUES, INCLUDING CONTINUING CARE LEADERSHIP COUNCIL (CCLC) AND THE HEALTH CARE ASSOCIATION OF NYS INC (HCA) 730256 730256 15304449 14147687 1156762 17410569 11904343 5506226 18159609 18159609 25552853 INVESTMENT IN LLP 5319002 F 5319002 ESTIMATED THIRD PARTY PAYOR SETTLEMENTS 2526409 ACCRUED ASSET RETIREMENT OBLIGATION 290000 2816409 92999925 88737815 4262110 1482626 1482626 5744736 94437821 1482626 49328 1531954 92905867 94058 94058 92999925 88693085 49328 49328 88643757 94058 94058 88737815 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: SMH HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PERIODS ENDING DECEMBER 31, 2007 AND SUBSEQUENT REMAIN SUBJECT TO EXAMINATION BY APPLICABLE TAXING AUTHORITIES. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL INCOME 49,328. PART XIII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 49,328. CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 0 0 0 0 0 0 0 0 0 0 0 0 X X X X X X 0 1 0 0 0 0 0 0 0 JEFFREY K FRERICHS 0 226574 0 0 0 0 0 0 0 8228 0 234802 0 0 EDWIN SIMPSER 0 438718 0 0 0 0 0 32173 0 16487 0 487378 0 0 PINCUS D ZAGELBAUM 0 267764 0 0 0 0 0 11096 0 21159 0 300019 0 0 EILEEN CHISARI 0 272857 0 0 0 0 0 19442 0 6535 0 298834 0 0 HOPE M ILICETO 0 184470 0 0 0 0 0 0 0 9370 0 193840 0 0 VIVIAN BABIN 184230 0 0 0 0 0 7473 0 161 0 191864 0 0 0 KATHRYN A LANG 164596 0 0 0 0 0 0 0 138 0 164734 0 0 0 AUDREY B BERMAN-DAVIDOWITZ 153038 0 0 0 0 0 10247 0 21038 0 184323 0 0 0 LINDA MEGALLY 152556 0 0 0 0 0 9492 0 16010 0 178058 0 0 0 DAWN OAKLEY 151874 0 0 0 0 0 7455 0 6572 0 165901 0 0 0 PART I, LINE 4B EDWIN SIMPSER - $30,448 AUDREY B. BERMAN-DAVIDOWITZ - $235 LINDA MEGALLY - 1658 ELVIRA FARDELLA-ROVETO - 3783 FORM 990, PART VI, SECTION B, LINE 11 A DRAFT OF THE COMPLETED FORM 990 IS REVIEWED BY THE VP/CFO AND HIS STAFF. ANY COMMENTS FROM THEIR REVIEW ARE DISCUSSED AND IF REQUIRED, CHANGES ARE MADE TO THE DRAFT. THAT DRAFT IS THEN POSTED TO THE BOARD WEBSITE WHERE IT IS MADE AVAILABLE TO ALL BOARD MEMBERS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ON AN ANNUAL BASIS EACH BOARD MEMBER, OFFICER OR KEY PERSON OF THE ORGANIZATION SHALL COMPLETE A CONFLICT OF INTEREST QUESTIONNAIRE, STATEMENT AND ACKNOWLEDGEMENT WHICH ACKNOWLEDGES THAT EACH INDIVIDUAL HAS DISCLOSED ANY POTENTIAL CONFLICT OF INTEREST; HAS RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY; HAS READ AND UNDERSTANDS THE POLICY; AND AGREES TO COMPLY WITH THE CONFLICT OF INTEREST POLICY. EACH BOARD MEMBER, OFFICER, OR KEY PERSON SHALL PROMPTLY ADVISE THE CHIEF EXECUTIVE OFFICER OR HIS OR HER DELEGATE, OF ANY CHANGES TO THE INFORMATION PROVIDED IN THAT INDIVIDUAL'S LAST COMPLETED CONFLICT OF INTEREST QUESTIONNAIRE. THE CHIEF EXECUTIVE OFFICER, OR HIS OR HER DESIGNEE, SHALL REVIEW ALL COMPLETED QUESTIONNAIRES AND ALL SUBSEQUENT ADVICE OF CHANGES AND SHALL TAKE SUCH ACTION AS IS DEEMED APPROPRIATE TO ELIMINATE POTENTIALS FOR CONFLICTS OF INTEREST, INCLUDING SUCH STEPS AS REASSIGNMENT OF RESPONSIBILITIES OR ESTABLISHMENT OF PROTECTIVE ARRANGEMENTS. ALL DISCLOSURES OF INTERESTS IN COMPLETED QUESTIONNAIRES OR SUBSEQUENT ADVICE, UNLESS CLEARLY IRRELEVANT OR IMMATERIAL, SHALL BE COMPILED AND REPORTED BY MANAGEMENT TO THE GOVERNANCE COMMITTEE OF THE BOARD, TOGETHER, IN EACH CASE, WITH THE RESPONSE OR RECOMMENDATION OF MANAGEMENT. THE GOVERNANCE COMMITTEE SHALL DETERMINE WHETHER THE REPORTED RESOLUTION OF ISSUES RAISED BY THE DISCLOSURES IS SATISFACTORY AND, IF NOT, SHALL REQUIRE SUCH FURTHER ACTION AS IT DEEMS APPROPRIATE. EACH BOARD MEMBER, AND ANY OFFICER OR KEY PERSON PRESENTING A PROPOSED TRANSACTION OR OTHER MATTER TO THE BOARD, SHALL DISCLOSE PROMPTLY AND IN GOOD FAITH TO THE BOARD SUCH INDIVIDUAL'S INTEREST IN A PROPOSED TRANSACTION OR OTHER MATTER TO BE CONSIDERED BY THE BOARD. THE INDIVIDUAL MAY NOT PARTICIPATE IN THE DELIBERATIONS OF THE BOARD OR USE PERSONAL INFLUENCE IN ITS MATTERS. FOLLOWING ANY SUCH DISCLOSURE, AND AFTER SUCH DUE DILIGENCE AND SUCH DEVELOPMENT AND CONSIDERATION OF OTHER ALTERNATIVES, IF ANY, AS THE BOARD SHALL DEEM APPROPRIATE, THE BOARD MAY, IN ITS DISCRETION, AUTHORIZE OR APPROVE THE PROPOSED TRANSACTION OR OTHER MATTER AS AT LEAST AS FAIR AND REASONABLE TO THE ORGANIZATION AS WOULD OTHERWISE BE OBTAINABLE BY THE ORGANIZATION. SUCH ACTIONS SHALL BE BY A VOTE SUFFICIENT FOR SUCH PURPOSE WITHOUT COUNTING THE VOTE OR VOTES OF SUCH INTERESTED PERSON OR PERSONS AND SUCH PERSON OR PERSONS MAY NOT PARTICIPATE IN, DETERMINING THE PRESENCE OF A QUORUM AT THE MEETING. ANY DISCLOSURE, NON-PARTICIPATION, AND BOARD ACTION TAKEN IN ACCORDANCE WITH THIS POLICY SHALL BE CLEARLY RECORDED IN THE MINUTES OF THE MEETING. UPON REASONABLE BELIEF THAT A BOARD MEMBER, OFFICER OR KEY PERSON FAILED TO COMPLY WITH THE POLICIES AND DIRECTIVES SET FORTH IN THIS POLICY STATEMENT, THE BOARD OR THE GOVERNANCE COMMITTEE SHALL INFORM THE INDIVIDUAL OF THE BASIS OF THE BELIEF AND PROVIDE AN OPPORTUNITY TO EXPLAIN THE NONCOMPLIANCE. IF AFTER HEARING THE INDIVIDUAL'S RESPONSE AND MAKING FURTHER APPROPRIATE INVESTIGATIONS, THE BOARD OR GOVERNANCE COMMITTEE DETERMINES THAT THE INDIVIDUAL HAS, IN FACT, FAILED TO COMPLY WITH SUCH POLICIES AND DIRECTIVES, IT SHALL TAKE OR RECOMMEND APPROPRIATE CORRECTIVE ACTION. FORM 990, PART VI, SECTION B, LINE 15: THE BOARD OF ST. MARY'S HEALTHCARE SYSTEM FOR CHILDREN, INC., RETAINS THE SERVICES OF A MAJOR EXECUTIVE COMPENSATION FIRM TO REVIEW MARKET PAY PRACTICES FOR SENIOR EXECUTIVES IN ORGANIZATIONS OF COMPARABLE SIZE AND TYPE. THIS MARKET ANALYSIS IS THEN REVIEWED BY THE EXECUTIVE REVIEW/COMPENSATION COMMITTEE IN DETERMINING SALARY ADJUSTMENTS FROM THE PERSPECTIVE OF MARKET COMPETIVENESS AND PRIOR JOB PERFORMANCE. OTHER KEY EMPLOYEES ARE MANAGED IN A SIMILAR MANNER THROUGH THE HUMAN RESOURCES DEPARTMENT IN CONJUNCTION WITH THE CEO AND COO, USING LOCAL SURVEYS TO ENSURE MARKET COMPETITIVENESS. THIS PROCESS WAS LAST DONE IN 2009. FORM 990, PART VI, SECTION C, LINE 18 THESE DOCUMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 THESE DOCUMENTS ARE AVAILABLE UPON REQUEST. HOURS WORKED FOR RELATED ORGANIZATIONS FROM 990, PART VII JEFFREY K. FRERICHS - 36.5 HOPE M. ILICETO - 36.5 PINCUS D. ZAGELBAUM - 36.5 EDWIN SIMPSER - 36.5 EILEEN CHISARI - 36.5 STEPHEN BRENT WELLS - 4 CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 1,482,626. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. ST MARY'S FOUNDATION FOR CHILDREN INC 29-01 216TH STREET BAYSIDE NY 11360 112728736 FUND RAISING NY 501(C)(3) 7 ST MARY'S HOSPITAL FOR CHILDREN INC 0 ST MARY'S COMMUNITY CARE PROFESSIONALS INC 5 DAKOTA DRIVE SUITE 308 NEW HYDE PARK NY 11042 113360276 HEALTH CARE NY 501(C)(3) 9 ST MARY'S HOSPITAL FOR CHILDREN INC 0 ST MARY'S REHABILITATION CENTER FOR CHILDREN 15 SPRING VALLEY ROAD OSSINING NY 11562 136163550 HEALTH CARE NY 501(C)(3) 9 ST MARY'S HOSPITAL FOR CHILDREN INC 0 ST MARY'S HEALTHCARE SYSTEM FOR CHILDREN INC 29-01 216TH STREET BAYSIDE NY 11360 113574493 HEALTH CARE NY 501(C)(3) 11 TYPE I ST MARY'S HOSPITAL FOR CHILDREN INC 0 SMH ADMINISTRATIVE SERVICES INC 29-01 216TH STREET BAYSIDE NY 11360 271529374 MANAGEMENT NY 501(C)(3) 11 TYPE II ST MARY'S HOSPITAL FOR CHILDREN INC 0 EXTRAORDINARY HOME CARE 29-01 216TH STREET BAYSIDE NY 11360 272021133 HEALTHCARE NY 501(C)(3) 9 ST MARY'S HOSPITAL FOR CHILDREN INC 0 KIDSNEEDSCOM INC 29-01 216TH STREET BAYSIDE NY 11360 113539055 INTERNET SERVICE NY N/A C 1.00000 0 0 1 1 0 0 0 0 0 0 0 1 0 1 0 0 0 0